0001140361-12-050497.txt : 20121211 0001140361-12-050497.hdr.sgml : 20121211 20121211143315 ACCESSION NUMBER: 0001140361-12-050497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121211 FILED AS OF DATE: 20121211 DATE AS OF CHANGE: 20121211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Frank K CENTRAL INDEX KEY: 0001345967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12761 FILM NUMBER: 121255902 MAIL ADDRESS: STREET 1: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 4 1 doc1.xml FORM 4 X0306 4 2012-12-11 0 0000831968 PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX 0001345967 Rogers Frank K 75 HAMMOND STREET WORCESTER MA 01610 0 1 0 0 Vice President Common Stock 2012-12-11 4 M 0 136 7.75 A 2217 D Right to Buy Employee Stock Option 7.75 2012-12-11 4 M 0 136 7.75 A 2003-07-02 2013-01-02 common 136 0 D /s/ Frank K. Rogers 2012-12-11