0001140361-12-000233.txt : 20120103 0001140361-12-000233.hdr.sgml : 20120102 20120103161956 ACCESSION NUMBER: 0001140361-12-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120103 DATE AS OF CHANGE: 20120103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fitzgerald David F CENTRAL INDEX KEY: 0001345966 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12761 FILM NUMBER: 12502291 MAIL ADDRESS: STREET 1: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 4 1 doc1.xml FORM 4 X0304 4 2011-12-31 0 0000831968 PROVIDENCE & WORCESTER RAILROAD CO/RI/ PWX 0001345966 Fitzgerald David F 75 HAMMOND STREET WORCESTER MA 01610 0 1 0 0 Vice President Common Stock Purchased Through Employee Stock Purchase Plan 2011-12-31 4 M 0 20 9.69 A 4072 D Common Stock Options (Right to Buy) 11.40 2012-01-03 4 A 0 577 11.40 A 2012-07-03 2022-01-03 Commmon Stock 577 577 D Owns additional 20 shares indirectly through wife. /s/ David F. Fitzgerald 2012-01-03