-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M1tIq1gkjh3yYVnRhRwzINQRBF6qK+Vur8s5aeAX1kY3a6ORTL8lqAiAH8P+yJxh n+HxTnh2YreCKTn02JEk1A== 0000831968-05-000149.txt : 20051130 0000831968-05-000149.hdr.sgml : 20051130 20051130150051 ACCESSION NUMBER: 0000831968-05-000149 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051130 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20051130 DATE AS OF CHANGE: 20051130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PROVIDENCE & WORCESTER RAILROAD CO/RI/ CENTRAL INDEX KEY: 0000831968 STANDARD INDUSTRIAL CLASSIFICATION: RAILROADS, LINE-HAUL OPERATING [4011] IRS NUMBER: 050344399 STATE OF INCORPORATION: RI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12761 FILM NUMBER: 051234192 BUSINESS ADDRESS: STREET 1: 75 HAMMOND ST CITY: WORCESTER STATE: MA ZIP: 01610 BUSINESS PHONE: 5087554000 MAIL ADDRESS: STREET 1: PROVIDENCE & WORCESTER RAILROAD CO STREET 2: 75 HAMMOND STREET CITY: WORCESTER STATE: MA ZIP: 01610 8-K 1 body8-k20051130.txt FORM 8-K United States SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 (d) of the Securities Exchange Act of 1934 Date of Report: November 30, 2005 PROVIDENCE AND WORCESTER RAILROAD COMPANY - -------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter Rhode Island 0-16704 05-0344399 - -------------------------------------------------------------------------------- (State of incorporation (Commission (IRS Employer Iden- or organization) File Number) tification No.) 75 Hammond Street, Worcester, Massachusetts 01610 - -------------------------------------------------------------------------------- (address of principal executive offices) (Zip Code) Registrant's telephone number: 508-755-4000 - -------------------------------------------------------------------------------- N/A - -------------------------------------------------------------------------------- (Former name or former address, if changed since last report) Item 8.01 Other Events ------------ By press release dated November 30, 2005 the Registrant announced to the general public that, at a special meeting of the Board of Directors, P. Scott Conti was appointed to serve as a Director of the Company until the next meeting of shareholders and was elected to succeed Orville R. Harrold as President of the Company. Mr. Harrold passed away unexpectedly on November 22, 2005. The Board of Directors also promoted David F. Fitzgerald, the Company's Superintendent of Transportation, and Frank K. Rogers, the Company's Director of Marketing, to the office of Vice President. A description of the foregoing is contained in the press release referred to above, a copy of which is attached hereto as Exhibit 20 and is incorporated herein by reference. Item 9.01 Financial Statements and Exhibits --------------------------------- The following exhibit is filed with this report: Exhibit 20 - Press Release dated November 30, 2005 Signature Pursuant to the requirements of the Securities and Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereto duly authorized. Providence and Worcester Railroad Company By: /s/ Robert J. Easton -------------------- Robert J. Easton, Treasurer and Chief Financial Officer Date: November 30, 2005 2 Exhibit 20 ---------- ----------------------------------------- Providence and Worcester Railroad Company ----------------------------------------- Providence and Worcester Railroad Company Contact: Mary A. Tanona 75 Hammond Street Worcester, MA 01610 Phone (508) 755-4000, ext. 365 Fax (508) 795-0748 Press Release Providence and Worcester Railroad Company Announces Management Changes Worcester, MA, November 30, 2005, Providence and Worcester Railroad Company (AMEX: "PWX") announced that, at a special meeting of the Board of Directors, P. Scott Conti was appointed to serve as a Director of the Company until the next meeting of shareholders and was elected to succeed Orville R. Harrold as President of the Company. Mr. Harrold, Providence and Worcester Railroad Company's President since 1980, passed away unexpectedly on November 22, 2005. He was 73 years old. He began his railroad career in 1960 on the Pennsylvania Railroad after serving as a Captain in the U.S. Marine Corps. He joined the Company as Chief Engineer when it commenced independent operations on February 3, 1973, was named General Manager of the Company in 1974, and a Director in 1978. Mr. Conti joined the Company in 1988 as Engineering Manager. He became Chief Engineer in 1998 and was named Vice President Engineering in 1999. Before joining the Company, he was employed as an engineer by the Perini Corporation. He holds a B.S.C.E. degree from Norwich University in Northfield, VT. Robert H. Eder, Chairman of the Company, who had been serving as the acting President of the Company since Mr. Harrold's death last week, said, "Those of us who worked with Orville will always value his insight, his example, and his contributions to the Company. We look forward to working with Scott as he assumes Orville's duties." The Board of Directors also promoted David F. Fitzgerald, the Company's Superintendent of Transportation, and Frank K. Rogers, the Company's Director of Marketing, to the office of Vice President. The Company is a regional freight railroad operating in the states of Massachusetts, Rhode Island, Connecticut and New York. The Company transports a wide variety of commodities, including construction aggregate, iron and steel products, chemicals, lumber, scrap metals, plastic resins, cement, coal, construction and demolition debris, processed foods and edible food stuffs, such as frozen foods, corn syrup and animal and vegetable oils. By agreement with a private operator, the Company also operates two approved customs bonded intermodal yards in Worcester, MA, primarily for the movement of container traffic from the Far East destined for points in New England. - ----------------- This release contains "forward-looking statements" within the meaning of section 21E of the Securities and Exchange Act of 1934, as amended. These forward-looking statements represent the Company's present expectations or beliefs concerning future events. The Company cautions that such statements are necessarily based on certain assumptions which are subject to risks and uncertainties, including, but not limited to, changes in general economic condition, and changing competition which could cause actual results to differ materially from those indicated herein. Further information on these risk factors is included in the Company's filings with the Securities and Exchange Commission. Contact Person: P&W: Mary A. Tanona (508) 755-4000 (x365) -----END PRIVACY-ENHANCED MESSAGE-----