-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HbH6Lng/ME18a8X1brKxokU5KvKhHTjonQA8fzrUD8yHps3yxurpps5QjOQPj60+ mWdYPXcYqCZRfjrza2cU3A== 0001209191-05-005516.txt : 20050131 0001209191-05-005516.hdr.sgml : 20050131 20050131121744 ACCESSION NUMBER: 0001209191-05-005516 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040223 FILED AS OF DATE: 20050131 DATE AS OF CHANGE: 20050131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT ACQUISITION CO 11 LLC CENTRAL INDEX KEY: 0001280400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560645 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT ACQUISITION CO IIA LLC CENTRAL INDEX KEY: 0001280401 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560643 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONTKCI CO INVESTMENT CO LLC CENTRAL INDEX KEY: 0001280402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560642 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT PARTNERS III LLC CENTRAL INDEX KEY: 0001280409 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560641 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT PARTNERS III SIDE BY SIDE LP CENTRAL INDEX KEY: 0001280410 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560644 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FP ADVISORS III LLC CENTRAL INDEX KEY: 0001280413 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560647 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FP ADVISORS LLC CENTRAL INDEX KEY: 0001280414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560648 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT GROUP LLC CENTRAL INDEX KEY: 0001280415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560646 MAIL ADDRESS: STREET 1: 199 FREMONT ST STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINETIC CONCEPTS INC /TX/ CENTRAL INDEX KEY: 0000831967 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 741891727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 210.524.9000 MAIL ADDRESS: STREET 1: P0 B0X 659508 CITY: SAN ANTONIO STATE: TX ZIP: 78265-9508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT PARTNERS LP CENTRAL INDEX KEY: 0001010106 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560650 BUSINESS ADDRESS: STREET 1: 50 FREMONT STREET STREET 2: SUITE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 4152848500 MAIL ADDRESS: STREET 1: 50 FREMONT ST STREET 2: STE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREMONT INVESTORS INC CENTRAL INDEX KEY: 0001015336 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 05560649 BUSINESS ADDRESS: STREET 1: 50 FREMONT STREET SUITE 3700 CITY: SAN FRANCISO STATE: CA ZIP: 94105 BUSINESS PHONE: 4152848500 MAIL ADDRESS: STREET 1: 50 FREMONT ST STREET 2: STE 3700 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0202 3/A 2004-02-23 2004-02-23 0 0000831967 KINETIC CONCEPTS INC /TX/ KCI 0001010106 FREMONT PARTNERS LP 199 FREMONT STREET SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001015336 FREMONT INVESTORS INC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280414 FP ADVISORS LLC 199 FREMONT STREET SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280413 FP ADVISORS III LLC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280415 FREMONT GROUP LLC 199 FREMONT STREET SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280400 FREMONT ACQUISITION CO 11 LLC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280410 FREMONT PARTNERS III SIDE BY SIDE LP C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280401 FREMONT ACQUISITION CO IIA LLC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280402 FREMONTKCI CO INVESTMENT CO LLC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 0001280409 FREMONT PARTNERS III LLC C/O FREMONT PARTNERS 199 FREMONT STREET, SUITE 2300 SAN FRANCISCO CA 94105 0 0 1 0 Common Stock 8655164 D Common Stock 2154187 D Common Stock 3318502 D Common Stock 2125327 D Common Stock 3529 I see footnotes Common Stock 3529 I see footnotes Stock Option (right to buy) 17.00 2010-08-11 Common Stock 2941 I see footnotes Series A Convertible Preferred Stock 17.00 Common Stock 2951242 D Series A Convertible Preferred Stock 17.00 Common Stock 134282 D Series A Convertible Preferred Stock 17.00 Common Stock 1317827 D Series A Convertible Preferred Stock 17.00 Common Stock 278746 D These shares are owned directly by Fremont Acquisition Company II, L.L.C. The shares may also be deemed to be owned indirectly by (i) Fremont Partners, L.P. ("Fremont Partners"), the sole member of the limited liability company described in Note (1), (ii) FP Advisors, L.L.C. ("FP Advisors"), the general partner of Fremont Partners, (iii) Fremont Group, L.L.C. ("Fremont Group"), the managing member of FP Advisors and (iv) Fremont Investors, Inc. ("Fremont Investors"), the manager of Fremont Group. FP Advisors, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Fremont Acquisition Company IIA, L.L.C. The shares may also be deemed to be owned indirectly by (i) FP Advisors, the non-member manager of the limited liability company described in Note (3) and the managing member of the limited liability companies described in Notes (5) and (6), (ii) Fremont Group, the managing member of FP Advisors and (iii) Fremont Investors, the manager of Fremont Group. FP Advisors, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Fremont-KCI Co-Investment Company, L.L.C. These shares are owned directly by Fremont-KCI Co-Investment Company II, L.L.C. These shares were initially reported as directly beneficially owned by Fremont Partners, L.L.C. ("Fremont Partners LLC") but the shares were issued to, and directly owned by, Robert Jaunich II, a director and Chairman of the Board of the Issuer. Mr. Jaunich is a managing partner of Fremont Partners LLC and Fremont Partners III, L.L.C. ("Fremont Partners III LLC"). Mr. Jaunich is required to provide Fremont Partners LLC and Fremont Partners III LLC with the benefit of any gain or loss realized from any securities of the Issuer issued to Mr. Jaunich in his capacity as director. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Jaunich may be deemed to be the beneficial owner of such securities to the extent of its or his pro rata interest therein. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Jaunich disclaims beneficial ownership of the securities, except to the extent of any pecuniary interest therein. As a result of the matters described in Notes (8) and (11), the securities may also be deemed to be owned indirectly by (i) Fremont Partners LLC, (ii) Fremont Partners III LLC, (iii) Fremont Group, the managing member of Fremont Partners LLC and the sponsoring member of Fremont Partners III LLC and (iv) Fremont Investors, the manager of Fremont Group. Fremont Partners LLC, Fremont Partners III LLC, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares were initially reported as directly beneficially owned by Fremont Partners III LLC, but the shares were issued to, and directly owned by, James T. Farrell, a director of the Issuer. Mr. Farrell is a managing partner of Fremont Partners LLC and Fremont Partners III LLC. Mr. Farrell is required to provide Fremont Partners LLC and Fremont Partners III LLC with the benefit of any gain or loss realized from any securities of the Issuer issued to Mr. Farrell in his capacity as director. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Farrell may be deemed to be the beneficial owner of such securities to the extent of its or his pro rata interest therein. Each of Fremont Partners LLC, Fremont Partners III LLC and Mr. Farrell disclaims beneficial ownership of the securities, except to the extent of any pecuniary interest therein. The option vests in one-twelfth installments every three months over a period of three years beginning on November 11, 2003. These securities were initially reported as issued to, and directly owned by, Fremont Partners but were issued to, and directly owned by, Mr. Jaunich. Immediately. No expiration date. These shares are owned directly by Fremont Partners III, L.P. ("Fremont Partners III"). The shares may also be deemed to be owned indirectly by (i) FP Advisors III, L.P. ("FP Advisors III LP"), the general partner of Fremont Partners III, (ii) FP Advisors III, L.L.C. ("FP Advisors III"), the general partner of FP Advisors III LP, (iii) Fremont Group, the sponsoring member of FP Advisors III and (iv) Fremont Investors, the manager of Fremont Group. FP Advisors III LP, FP Advisors III, Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. These shares are owned directly by Fremont Partners III Side-By-Side, L.P. ("Side-By-Side III"). The shares may also be deemed to be owned indirectly by (i) Fremont Group, the general partner of Side-By-Side III, and (ii) Fremont Investors, the manager of Fremont Group. Fremont Group and Fremont Investors disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Form 3/A (1 of 2) Fremont Partners, L.P. By: FP Advisors, L.L.C., General Partner By: Fremont Group, L.L.C., Managing Member By: Fremont Investors, Inc., Manager By: /s/ James T. Farrell, Managing Director 2005-01-28 James T. Farrell, Managing Director 2005-01-28 By: Fremont Group LLC, Managing Member, By: Fremont Investors Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 By: Fremont Group LLC, Sponsoring Member, By: Fremont Investors Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 By: Fremont Investors, Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 By: Fremont Partners LP, Member, By: FP Advisors LLC, GP, By: Fremont Group LLC, Member, By: Fremont Investors Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 By: Fremont Group LLC, GP, By: Fremont Investors Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 By: FP Advisors LLC, non-Member Manager, By: Fremont Group LLC, Managing Member, By: Fremont Investors Inc, Managing Member, By: James T. Farrell, Managing Director 2005-01-28 By: FP Advisors LLC, Managing Member, By: Fremont Group LLC, Managing Member, By: Fremont Investors Inc, Managing Member, By: James T. Farrell, Managing Director 2005-01-28 By: Fremont Group LLC, Sponsoring Member, By: Fremont Investors Inc, Manager, By: James T. Farrell, Managing Director 2005-01-28 EX-99.3A_70454 2 attachment.txt EX-99 DOCUMENT Exhibit A to Fremont Partners LP Form 3/A 10% Owners Joint Filers FREMONT PARTNERS, L.P. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT ACQUISITION COMPANY II, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT ACQUISITION COMPANY IIA, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT-KCI CO-INVESTMENT COMPANY, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT-KCI CO-INVESTMENT COMPANY II, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT PARTNERS III, L.P. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT PARTNERS III SIDE-BY-SIDE, L.P. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FP ADVISORS III L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FP ADVISORS L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT GROUP L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT INVESTORS, INC. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT PARTNERS, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT PARTNERS III, L.L.C. 199 Fremont Street, Suite 2300 San Francisco CA 94105 FREMONT ADVISORS III, L.P. 199 Fremont Street, Suite 2300 San Francisco CA 94105 -----END PRIVACY-ENHANCED MESSAGE-----