-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mo7pvNtiUGZAEDUHEEbhtMu6h2+FN8IeFySFbJtxFl8HRFGjXCOl+ZXrTCIlD2zX iHfWNGI4xqUT1Crp0O0vhA== 0001104659-04-006260.txt : 20040302 0001104659-04-006260.hdr.sgml : 20040302 20040302203954 ACCESSION NUMBER: 0001104659-04-006260 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040227 FILED AS OF DATE: 20040302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KINETIC CONCEPTS INC /TX/ CENTRAL INDEX KEY: 0000831967 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 741891727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 210.524.9000 MAIL ADDRESS: STREET 1: P0 B0X 659508 CITY: SAN ANTONIO STATE: TX ZIP: 78265-9508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM RICHARD C CENTRAL INDEX KEY: 0001145933 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 04644297 BUSINESS ADDRESS: STREET 1: C/O KAREN SNATER STREET 2: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4152887215 MAIL ADDRESS: STREET 1: BLUM CAPITAL PARTNERS, LP STREET 2: 909 MONTGOMERY STREET, SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD C BLUM & ASSOCIATES INC CENTRAL INDEX KEY: 0000847243 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 04644298 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415-434-1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES INC DATE OF NAME CHANGE: 19931213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0000938775 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 04644299 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P DATE OF NAME CHANGE: 19970219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM STRATEGIC GP II LLC CENTRAL INDEX KEY: 0001233405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09913 FILM NUMBER: 04644300 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 a4.xml 4 X0201 4 2004-02-27 0 0000831967 KINETIC CONCEPTS INC /TX/ KCI 0000938775 BLUM CAPITAL PARTNERS LP 909 MONTGOMERY STREET, SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0000847243 RICHARD C BLUM & ASSOCIATES INC 909 MONTGOMERY STREET, SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001145933 BLUM RICHARD C 909 MONTGOMERY STREET, SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 0001233405 BLUM STRATEGIC GP II LLC 909 MONTGOMERY STREET, SUITE 400 SAN FRANCISCO CA 94133 0 0 1 0 Common Stock 2004-02-27 4 C 0 165434 A 652341 D Common Stock 2004-02-27 4 S 0 247916 30.00 D 404425 D Common Stock 2004-02-27 4 C 0 3420 A 13460 D Common Stock 2004-02-27 4 S 0 5115 30.00 D 8345 D Common Stock 2004-02-27 4 C 0 3275930 A 12917821 D Common Stock 2004-02-27 4 S 0 4909288 30.00 D 8008533 D Common Stock 2004-02-27 4 C 0 203208 A 801323 D Common Stock 2004-02-27 4 S 0 304536 30.00 D 496787 D Common Stock 3529 D Series A Convertible Preferred Stock 17.00 2004-02-27 4 C 0 2273 D Common 165434 0 D Series A Convertible Preferred Stock 17.00 2004-02-27 4 C 0 47 D Common 3420 0 D Series A Convertible Preferred Stock 17.00 2004-02-27 4 C 0 45010 D Common 3275930 0 D Series A Convertible Preferred Stock 17.00 2004-02-27 4 C 0 2792 D Common 203208 0 D Reflects the acquistion of an additional 25,167 shares of common stock compared to the number of shares previously reported as underlying the derivative security. The increase is due to the acceleration of accretion of unpaid dividends upon the closing of the issuer's initial public offering on February 27, 2004, while the conversion price remained constant at $17.00. These shares are owned directly by Blum Strategic Partners II, L.P ("Strategic II"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP II, L.L.C. ("Blum GP II"), the general partner of Strategic II, and (ii) Richard C. Blum, a managing member of Blum GP II. Both Blum GP II and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Reflects the acquistion of an additional 520 shares of common stock compared to the number of shares previously reported as underlying the derivative security. The increase is due to the acceleration of accretion of unpaid dividends upon the closing of the issuer's initial public offering on February 27, 2004, while the conversion price remained constant at $17.00. These shares are owned directly by Blum Strategic Partners II GmbH & Co. KG ("Strategic II KG"). The shares may also be deemed to be owned indirectly by (i) Blum GP II, the managing limited partner of Strategic II KG, and (ii) Richard C. Blum, a managing member of Blum GP II. Both Blum GP II and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein. Reflects the acquistion of an additional 498,341 shares of common stock compared to the number of shares previously reported as underlying the derivative security. The increase is due to the acceleration of accretion of unpaid dividends upon the closing of the issuer's initial public offering on February 27, 2004, while the conversion price remained constant at $17.00. These shares are owned directly by RCBA-KCI Capital Partners, L.P. Reflects the acquistion of an additional 30,913 shares of common stock compared to the number of shares previously reported as underlying the derivative security. The increase is due to the acceleration of accretion of unpaid dividends upon the closing of the issuer's initial public offering on February 27, 2004, while the conversion price remained constant at $17.00. These shares are owned directly by Stinson Capital Partners II, L.P. These shares may be deemed to be owned indirectly by the following parties: (i) Blum Capital Partners, L.P. ("Blum L.P."), the general partner of the limited partnerships described in Notes (6) and (8); (ii) Richard C. Blum & Associates, Inc. ("RCBA Inc."), the general partner of Blum L.P.; and (iii) Richard C. Blum, a significant stockholder and chairman of RCBA Inc. Blum L.P., RCBA Inc. and Mr. Blum disclaim beneficial ownership in these shares, except to the extent of any pecuniary interest therein. These securities are owned directly by Blum L.P. N/A Exercisable immediately. No expiration date. BLUM CAPITAL PARTNERS, L.P. By Richard C. Blum & Associates, Inc., its general partner By: /s/ Marc T. Scholvinck, Partner, Chief Financial Officer and Assistant Secretary 2004-03-02 RICHARD C. BLUM & ASSOCIATES, INC. By: /s/ Marc T. Scholvinck, Partner, Chief Financial Officer and Assistant Secretary 2004-03-02 RICHARD C. BLUM By: /s/ Marc T. Scholvinck, Attorney-in-Fact 2004-03-02 BLUM STRATEGIC GP II, L.L.C. By: /s/ Marc T. Scholvinck, Managing Member 2004-03-02 -----END PRIVACY-ENHANCED MESSAGE-----