-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KBFDHQ9ugNAy0VbYyGpmy0gBjuAJghZ4ajF9mqDmFaucJRyfWdafvPNuPbXuVrVx nF14BcxzWoIiw51GRrWniA== 0000938775-97-000013.txt : 19970714 0000938775-97-000013.hdr.sgml : 19970714 ACCESSION NUMBER: 0000938775-97-000013 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970711 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KINETIC CONCEPTS INC /TX/ CENTRAL INDEX KEY: 0000831967 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FURNITURE & FIXTURES [2590] IRS NUMBER: 741891727 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-39973 FILM NUMBER: 97639331 BUSINESS ADDRESS: STREET 1: 8023 VANTAGE DR CITY: SAN ANTONIO STATE: TX ZIP: 78230 BUSINESS PHONE: 2103083993 MAIL ADDRESS: STREET 1: P. 0. B0X 659508 CITY: SAN ANTONIO STATE: TX ZIP: 78230 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P CENTRAL INDEX KEY: 0000938775 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943205364 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 SC 13D/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* KINETIC CONCEPTS, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 49460W-01-0 (CUSIP Number) Murray A. Indick Richard C. Blum & Associates, L.P. 909 Montgomery Street, Suite 400 San Francisco, CA 94133 (415) 434-1111 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 10, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 33 CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 2 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON STINSON CAPITAL PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3432358 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 3 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON BK CAPITAL PARTNERS IV, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3139027 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 4 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-6042875 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON EP - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 5 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON UNITED BROTHERHOOD OF CARPENTERS AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 35-6075035 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Washington, DC - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON EP - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 6 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 13-6284703 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Washington, DC - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON EP - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 7 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON RICHARD C. BLUM & ASSOCIATES, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3205364 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN, IA - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 8 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON RICHARD C. BLUM & ASSOCIATES, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-2967812 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 9 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON RICHARD C. BLUM S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 10 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON PRISM PARTNERS I, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3172939 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* WC - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 11 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON WEINTRAUB CAPITAL MANAGEMENT S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON 94-3151493 - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION California - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN, IA - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 12 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON JERALD M. WEINTRAUB S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ###-##-#### - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x]** (b) [x]** - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION USA - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER 4,040,250** BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER 4,040,250** - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,040,250** - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.52%** - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ ** See Item 5 below *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 13 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON FREMONT PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* BK, OO - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER -0- BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON PN - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 14 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON FP ADVISORS, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* BK, OO - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER -0- BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON OO (limited liability company) - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 15 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON FREMONT GROUP, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* BK, OO - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER -0- BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON OO (limited liability company) - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 16 of 33 - ------------------------------------------------------------------------------ 1. NAME OF REPORTING PERSON FREMONT INVESTORS, INC. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------------ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ------------------------------------------------------------------------------ 3. SEC USE ONLY - ------------------------------------------------------------------------------ 4. SOURCE OF FUNDS* BK, OO - ------------------------------------------------------------------------------ 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ------------------------------------------------------------------------------ 6. CITIZENSHIP OR PLACE OF ORGANIZATION Nevada - ------------------------------------------------------------------------------ 7. SOLE VOTING POWER -0- NUMBER OF ----------------------------------------------------------- SHARES 8. SHARED VOTING POWER -0- BENEFICIALLY OWNED BY EACH ----------------------------------------------------------- PERSON WITH 9. SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10. SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------------ 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - ------------------------------------------------------------------------------ 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------------ 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - ------------------------------------------------------------------------------ 14. TYPE OF REPORTING PERSON CO - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 17 of 33 Item 1. Security and Issuer - ---------------------------- This Amendment No. 5 to Schedule 13D relates to shares of common stock, par value $0.01 per share, (the "Common Stock") of Kinetic Concepts, Inc. (the "Issuer"). The principal executive office and mailing address of the Issuer is 8023 Vantage Drive, San Antonio, Texas 78230. This Amendment is being filed because the Reporting Persons, as previously described in Amendment No. 4, have formed a group with the Fremont Group (as defined below) for the purpose and as described below. Item 2. Identity and Background - -------------------------------- This Schedule 13D is filed on behalf of Stinson Capital Partners, L.P., a California limited partnership ("Stinson"); BK Capital Partners IV, L.P., a California limited partnership ("BK IV"); the Carpenters Pension Trust for Southern California (the "Carpenters Trust"); United Brotherhood of Carpenters and Joiners of America Local Unions and Councils Pension Fund ("UBC"); Insurance Company Supported Organizations Pension Plan ("ICSOPP"); Richard C. Blum & Associates, L.P., a California limited partnership ("RCBA L.P."); Richard C. Blum & Associates, Inc., a California corporation ("RCBA Inc."); and Richard C. Blum, the Chairman and a substantial shareholder of RCBA Inc.; Prism Partners I, L.P., a California limited partnership ("Prism"); Weintraub Capital Management, a California general partnership ("WCM"); and Jerald M. Weintraub, the managing general partner of WCM; and Fremont Partners, L.P., a Delaware limited partnership ("Fremont Partners"), FP Advisors, L.L.C., a Delaware limited liability company ("FP Advisors"), Fremont Group, L.L.C., a Delaware limited liability company (the "Group") and Fremont Investors Inc., a Nevada corporation ("Fremont Investors", and together with Fremont Partners, FP Advisors and the Group, the "Fremont Group"). Stinson, BK IV, the Carpenters Trust, UBC, ICSOPP, RCBA L.P., RCBA Inc., and Richard C. Blum are referred to herein as the "Blum Reporting Persons." Prism, WCM, and Jerald M. Weintraub are referred to herein as the "Weintraub Reporting Persons." The Fremont Group, collectively, is referred to herein as the "Fremont Reporting Persons". The Blum Reporting Persons, the Weintraub Reporting Persons and the Fremont Reporting Persons are collectively referred to herein as the "Reporting Persons." Blum Reporting Persons - ---------------------- Stinson and BK IV are each a California limited partnership whose principal business is investing in securities, and whose principal office is located at 909 Montgomery Street, Suite 400, San Francisco, California 94133. RCBA L.P. is the sole general partner of Stinson and BK IV, and an investment advisor to the Carpenters Trust, UBC and ICSOPP. RCBA L.P. is a California limited partnership whose principal business is acting as general partner for investment partnerships and providing investment advisory and financial consulting services. RCBA L.P. is a registered investment adviser with the Securities and Exchange Commission and with the CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 18 of 33 State of California. The sole general partner of RCBA L.P. is RCBA Inc. The principal business office address of RCBA L.P. and RCBA Inc. is 909 Montgomery Street, Suite 400, San Francisco, California 94133. The names of the executive officers and directors of RCBA Inc., their addresses, citizenship and principal occupations are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Richard C. Blum 909 Montgomery St. USA President & Chairman President, Chairman Suite 400 RCBA L.P. and Director San Francisco, CA 94133 Nils Colin Lind 909 Montgomery St. Norway Managing Director Managing Director Suite 400 RCBA L.P. and Director San Francisco, CA 94133 Jeffrey W. Ubben 909 Montgomery St. USA Managing Director Managing Director Suite 400 of Investments, of Investments San Francisco, CA 94133 RCBA L.P. Murray A. Indick 909 Montgomery St. USA Managing Director Managing Director, Suite 400 and General Counsel, General Counsel and San Francisco, CA 94133 RCBA L.P. Secretary George F. Hamel, Jr. 909 Montgomery St. USA Managing Director Managing Director Suite 400 of Marketing, of Marketing San Francisco, CA 94133 RCBA L.P. Marc T. Scholvinck 909 Montgomery St. USA Managing Director Managing Director Suite 400 and Chief Financial and Chief Financial San Francisco, CA 94133 Officer, Officer RCBA, L.P. Thomas L. Kempner 40 Wall Street USA Chairman, Loeb Director New York, NY 10005 Partners Corporation, Investment Banking Business CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 19 of 33 The Carpenters Trust is a trust, governed by a board of trustees. Its principal office is located at 520 South Virgil Avenue, 4th Floor, Los Angeles, California 90020. The names of the executive officers and trustees of the Carpenters Trust, their addresses, citizenship and principal occupation are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Kim Fromer 22225 Acorn Street USA President, Trustee Chatsworth, CA 91311 Fromer, Inc. Curtis Conyers, Jr. 4719 Exposition Blvd. USA President, Trustee Los Angeles, CA 90016 Richard Lane Company Richard Harris 292 North Wilshire USA General Manager, Trustee Anaheim, CA 92801 Wesseln Construction Company, Inc. Ralph Larison 1925 Water Street USA President, Trustee Long Beach, CA 90802 Connolly-Pacific Co. Bert Lewitt 2901 28th Street USA President, Morley Trustee Santa Monica, CA 90405 Construction Co. Ronald W. Tutor 15901 Olden Street USA President, Co-Chairman, Sylmar, CA 91342 Tutor-Saliba Corp. Trustee J.D. Butler 412 Dawson Drive USA Executive Secretary, Trustee Camarillo, CA 93010 Gold Coast District Council of Carpenters James K. Bernsen, 520 South Virgil Ave USA Secretary-Treasurer, Trustee Los Angeles, CA 90020 Southern California- Nevada Regional Council of Carpenters Douglas J. McCarron, 520 South Virgil Ave USA Secretary-Treasurer, Co-Chairman, Los Angeles, CA 90020 Southern California Trustee District Council of Carpenters Bill Perry 520 South Virgil Ave USA Retired Trustee Los Angeles, CA 90020 Buddy Self 911 20th Street USA Financial Secretary, Trustee Bakersfield, CA 91301 Carpenters Local Union 743 CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 20 of 33 UBC is a trust governed by a board of trustees. Its principal office is located at 101 Constitution Avenue, N.W., Washington, DC 20001. The name, address, citizenship and principal occupation of the executive officers and trustees are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Douglas J. McCarron, 520 South Virgil Ave USA General President, General President Los Angeles, CA 90020 UBC and Trustee Douglas J. Banes, 101 Constitution Ave NW USA First General Vice First General Vice Washington, DC 20001 President, UBC President and Trustee Andres J. Silins, 101 Constitution Ave NW USA Second General Vice Second General Vice Washington, DC 20001 President, UBC President and Trustee Byron G. Black 150 Cambria Road North USA Business Representa- Goderich, Ontario tive, Carpenters N7A 2R1 Local Union 2222 Kenneth H. Busch 130 Tri-County Parkway USA Secretary and Busi- Suite 403 ness Manager, South- Cincinnati, OH 45246 west Ohio District Council of Carpenters Jim R. Green 448 Hegenberger Road USA Executive Secretary, Oakland, CA 94621-1418 Bay Counties District Council of Carpenters ICSOPP is a trust, governed by a board of trustees. The principal administrative office of ICSOPP is located at 1130 Connecticut Avenue, N.W., Washington, D.C. 20036. The name, business address and present principal occupation of each of the trustees and executive officers of ICSOPP are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Robert E. Vagley American Insurance Assn USA President, American Fiduciary 1130 Connecticut Ave NW Insurance Assn Washington, DC 20036 CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 21 of 33 Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Fred R. Marcon Insurance Svcs Office USA President, Insurance Fiduciary 7 World Trade Center Services Office New York, NY 10048 Gail P. Norstrom Industrial Risk Insurers USA President & CEO Fiduciary 85 Woodland Street Industrial Risk Hartford, CT 06102 Insurers A. James Brodsky Insurance Company USA Director, Insurance Director Supported Organizations Company Supported Pension Plan and Trust Organizations 1130 Connecticut Ave NW Pension Plan and Washington, DC 20036 Trust Weintraub Reporting Persons - --------------------------- Prism is a California limited partnership whose principal business is investing in securities, and whose principal office is located at 909 Montgomery Street, Suite 400, San Francisco, CA 94133. WCM is the sole general partner of Prism. WCM is a California general partnership whose principal business is acting as general partner for investment partnerships and providing investment advisory and financial consulting services. WCM is a registered investment adviser with the Securities and Exchange Commission and with the State of California. The general partners of WCM are Jerald M. Weintraub and Melody R. Howe Weintraub. The address, citizenship and principal occupations of the general partners of WCM are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Jerald M. Weintraub 909 Montgomery Street USA Managing General Managing General Suite 400 Partner, Weintraub Partner San Francisco, CA 94133 Capital Management Melody R. Howe 909 Montgomery Street USA Political Consultant Weintraub Suite 400 General Partner San Francisco, CA 94133 CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 22 of 33 Fremont Reporting Persons - ------------------------- Fremont Partners is a Delaware limited partnership. Its principal office is located at 50 Fremont Street, Suite 3700, San Francisco, California 94105. The sole general partner, its address, citizenship and principal occupation are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- FP Advisors 50 Fremont Street USA Not Applicable Suite 3700 San Francisco, CA 94105 FP Advisors is a Delaware limited liability company. Its principal office is located at 50 Fremont Street, Suite 3700, San Francisco, California 94105. The sole managing partner of FP Advisors, its address, citizenship and principal occupation are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- The Group 50 Fremont Street USA Not Applicable Suite 3700 San Francisco, CA 94105 The Group is a Delaware limited liability company. Its principal office is located at 50 Fremont Street, Suite 3700, San Francisco, California 94105. The names of the sole manager, the executive officers and directors of the Group, their addresses, citizenship and principal occupation are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Fremont Investors 50 Fremont Street USA Not Applicable Suite 3700 San Francisco, CA 94105 A.M. Dachs 50 Fremont Street USA President, Chief President, Chief Suite 3700 Executive Officer Executive Officer San Francisco, CA 94105 and Director of the and Director Group and Fremont Investors S.D. Bechtel, Jr. 50 Fremont Street USA Chairman Emeritus Chairman Emeritus Suite 3700 Bechtel Group, Inc. and Director San Francisco, CA 94105 and the Group CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 23 of 33 Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- Richard E. Cavanagh 50 Fremont Street USA President and Chief Director Suite 3700 Executive Officer of San Francisco, CA 94105 the Conference Board, Inc. H.J. Haynes 50 Fremont Street USA Director and Senior Director Suite 3700 Counselor San Francisco, CA 94105 Bechtel Group, Inc. C.W. Hull 50 Fremont Street USA Chairman Director Suite 3700 Energy Asset San Francisco, CA 94105 Management, L.L.C. R. Jaunich II 50 Fremont Street USA Managing Director Managing Director Suite 3700 and Director and Director San Francisco, CA 94105 The Group and Fremont Investors G.H. Lamphere 50 Fremont Street USA Managing Director Managing Director Suite 3700 and Director and Director San Francisco, CA 94105 The Group and Fremont Investors D.L. Redo 50 Fremont Street USA President and Chief Managing Director Suite 3700 Executive Officer and Director San Francisco, CA 94105 Fremont Investment Advisors, Inc. G.P. Shultz 50 Fremont Street USA Director and Senior Director Suite 3700 Counselor San Francisco, CA 94105 Bechtel Group, Inc. J.W. Weiser 50 Fremont Street USA Director and Senior Director Suite 3700 Counsel San Francisco, CA 94105 Bechtel Group, Inc. J.D. Mahaffey 50 Fremont Street USA President Managing Director Suite 3700 Fremont Energy L.P. San Francisco, CA 94105 J.S. Higgins 50 Fremont Street USA Managing Principal Managing Principal Suite 3700 and Chief Financial and Chief Financial San Francisco, CA 94105 Officer of The Group Officer and Fremont Investors CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 24 of 33 Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- R.S. Kopf 50 Fremont Street USA Managing Principal, Managing Principal, Suite 3700 General Counsel and General Counsel and San Francisco, CA 94105 Secretary, The Group Secretary and Fremont Investors D.W. Aronson 50 Fremont Street USA Treasurer, The Group Treasurer Suite 3700 and Fremont Investors San Francisco, CA 94105 Fremont Investors is a Nevada corporation. Its principal office is located at 50 Fremont Street, Suite 3700, San Francisco, California 94105. The names of the executive officers and directors of Fremont Investors, their addresses, citizenship and principal occupation are as follows: Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- A.M. Dachs 50 Fremont Street USA President, Chief President, Chief Suite 3700 Executive Officer Executive Officer San Francisco, CA 94105 and Director of the and Director Group and Fremont Investors S.D. Bechtel, Jr. 50 Fremont Street USA Chairman Emeritus Chairman Emeritus Suite 3700 Bechtel Group, Inc. and Director San Francisco, CA 94105 and Fremont Investors Richard E. Cavanagh 50 Fremont Street USA President and Chief Director Suite 3700 Executive Officer of San Francisco, CA 94105 the Conference Board, Inc. H.J. Haynes 50 Fremont Street USA Director and Senior Director Suite 3700 Counselor San Francisco, CA 94105 Bechtel Group, Inc. C.W. Hull 50 Fremont Street USA Chairman Director Suite 3700 Energy Asset San Francisco, CA 94105 Management, L.L.C. R. Jaunich II 50 Fremont Street USA Managing Director Managing Director Suite 3700 and Director and Director San Francisco, CA 94105 The Group and Fremont Investors CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 25 of 33 Name and Business Citizen- Principal Occupation Office Held Address ship or Employment - -------------------- ----------------------- --------- -------------------- G.H. Lamphere 50 Fremont Street USA Managing Director Managing Director Suite 3700 and Director and Director San Francisco, CA 94105 The Group and Fremont Investors D.L. Redo 50 Fremont Street USA President and Chief Managing Director Suite 3700 Executive Officer and Director San Francisco, CA 94105 Fremont Investment Advisors, Inc. G.P. Shultz 50 Fremont Street USA Director and Senior Director Suite 3700 Counselor San Francisco, CA 94105 Bechtel Group, Inc. J.W. Weiser 50 Fremont Street USA Director and Senior Director Suite 3700 Counsel San Francisco, CA 94105 Bechtel Group, Inc. J.D. Mahaffey 50 Fremont Street USA President Managing Director Suite 3700 Fremont Energy L.P. San Francisco, CA 94105 J.S. Higgins 50 Fremont Street USA Managing Principal Managing Principal Suite 3700 and Chief Financial and Chief Financial San Francisco, CA 94105 Officer of The Group Officer and Fremont Investors R.S. Kopf 50 Fremont Street USA Managing Principal, Managing Principal, Suite 3700 General Counsel and General Counsel and San Francisco, CA 94105 Secretary, The Group Secretary and Fremont Investors D.W. Aronson 50 Fremont Street USA Treasurer, The Group Treasurer Suite 3700 and Fremont Investors San Francisco, CA 94105 * * * To the best knowledge of the Reporting Persons, none of the entities or persons identified in this Item 2 has, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 26 of 33 Neither the Blum Reporting Persons, the Weintraub Reporting Persons nor the Fremont Reporting Persons are responsible for the completeness or accuracy of the information concerning the other persons making this filing, unless such person knows or has reason to believe that such information is inaccurate. Item 3. Source and Amount of Funds or Other Consideration - ---------------------------------------------------------- The source of funds for the purchases of securities was the working capital of the Blum Reporting Persons and the Weintraub Reporting Persons. As of this date, the Fremont Group does not own any securities of the Issuer. Should the Blum Reporting Persons and the Fremont Reporting Persons decide to acquire control of the Issuer, the source of funds to be used in the acquisition may differ for each group. The Blum Reporting Persons intend to use as their source of funds capital from commercial bank loans and/or security issuances. The Fremont Reporting Persons would intend to use as their source of funds capital from commercial bank loans and/or security issuances. Item 4. Purpose of Transaction - ------------------------------- The Blum Reporting Persons and the Weintraub Reporting Persons previously acquired the securities of the Issuer in the ordinary course of their respective businesses, which is the investment business. In the ordinary course of that business, the Blum Reporting Persons may discuss from time to time with representatives of the Issuer and with selected shareholders of the Issuer ideas that the Blum Reporting Persons believe might enhance shareholder value, including ideas that might, if effected, result in any of the following: the acquisition by persons of additional securities of the Issuer, an extraordinary corporate transaction involving the Issuer, and/or changes in the board of directors or management of the Issuer. Depending upon market conditions and other factors, the Blum Reporting Persons may acquire additional securities of the Issuer in the open market, in privately negotiated transactions or otherwise. Alternatively, depending upon market conditions or other factors, the Blum Reporting Persons may, from time to time, dispose of some or all of the securities of the Issuer that they own beneficially. On May 29, 1997, the Issuer announced publicly that it had retained the investment banking firm of Alex. Brown & Sons, Inc. ("Alex. Brown") "to help it explore strategic options and ways to increase shareholder value." Alex. Brown subsequently notified Blum Reporting Persons that indications of interest concerning the Issuer are due by July 10, 1997. On July 10, 1997, the Blum Reporting Persons and the Fremont Reporting Persons agreed to submit a joint indication of interest to the Issuer, through Alex. Brown. Depending on the Issuer's response to the joint indication of interest, the Blum Reporting Persons and the Fremont Reporting Persons agreed to proceed, as a group, to attempt to acquire control of the Issuer in a friendly, privately-negotiated transaction with the Issuer and the Issuer's controlling shareholder. CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 27 of 33 Other than as set forth in this statement, the Blum Reporting Persons, the Weintraub Reporting Persons and the Fremont Reporting Persons do not have any present plans or proposals that relate to or would result in any of the consequences listed in paragraphs (a)-(j) of Schedule 13D, or any agreement regarding such matters, although they may in the future take actions that would have such consequences. Item 5. Interest in Securities of the Issuer - --------------------------------------------- (a),(b) According to the Issuer's most recent Form 10-Q, there were 42,442,535 shares of Common Stock issued and outstanding as of April 30, 1997. Based on such information the following Reporting Persons report the following direct holdings and corresponding percentage interests in the Common Stock: Shares of Common Percentage Name Stock Owned Owned - ------------------- ------------------- ----------- Stinson 444,200 1.05% BK IV 151,000 0.36% Carpenters Trust 2,176,950 5.13% UBC 340,100 0.80% ICSOPP 315,700 0.74% Prism 252,000 0.59% --------- ----- Total 3,679,950 8.67% ========= ===== In addition, because RCBA L.P. has voting and investment power with respect to 360,300 shares that are legally owned by The Common Fund for the account of its Equity Fund ("The Common Fund"), those shares are reported as beneficially owned by RCBA L.P. The Common Fund is principally engaged in the business of managing investments for educational institutions. The principal administrative office of The Common Fund is located at 450 Post Road East, Westport, Connecticut 06881-0909. The Common Fund disclaims membership in a group with any of the Reporting Persons, and disclaims beneficial ownership of any shares held by the Reporting Persons. Voting and investment power with respect to the above shares held by Stinson, BK IV, Carpenters Trust, UBC, ICSOPP and The Common Fund are held solely by RCBA L.P. The Blum Reporting Persons therefore may be deemed to be members in a group, in which case each Reporting Person would be deemed to have beneficial ownership of an aggregate of 3,788,250 shares of the Common Stock, which is 8.93% of the outstanding Common Stock. As the sole general partner of RCBA L.P., RCBA Inc. is deemed the beneficial owner of the securities over which RCBA L.P. has voting and investment power. As Chairman, director and a substantial shareholder of RCBA Inc., Richard C. Blum might be deemed to be the beneficial owner of the securities beneficially owned by RCBA Inc. Although Mr. Blum is joining in this Schedule as a Reporting Person, the filing of this Schedule shall not be construed as an admission that he, or any CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 28 of 33 of the other shareholders, directors or executive officers of RCBA Inc. is, for any purpose, the beneficial owner of any of the securities that are beneficially owned by RCBA Inc. Voting and investment power with respect to the above shares held by Prism are held solely by WCM. The Weintraub Reporting Persons therefore may be deemed to be members in a group, in which case each Weintraub Reporting Person would be deemed to have beneficial ownership of an aggregate of 252,000 shares of the Common Stock, which is 0.59% of the outstanding Common Stock. As the managing general partner of WCM, Jerald M. Weintraub might be deemed to be the beneficial owner of the securities beneficially owned by WCM. Although Jerald M. Weintraub is joining in this Schedule as a Weintraub Reporting Person, the filing of this Schedule shall not be construed as an admission that he is, for any purpose, the beneficial owner of any of the securities that are beneficially owned by WCM. Certain of the shares of Common Stock owned by the Reporting Persons were acquired in block trades by the Blum Reporting Persons and the Weintraub Reporting Persons. These shares were then divided among the Reporting Persons. Because of the block trades, the Blum Reporting Persons and the Weintraub Reporting Persons may be deemed to have constituted a group for purposes of acquiring certain shares of the stock. Thus, the Reporting Persons have reported their holdings in aggregate on Lines 8, 10, 11, and 13 of Schedule 13D, i.e., 4,040,250 shares of Common Stock, which is 9.52% of the outstanding Common Stock. Although each of the Reporting Persons identified might be deemed to be part of a group by virtue of the acquisition of the shares specified in the first sentence of this paragraph, they all, except as disclosed herein, disclaim acting as a group and disclaim "beneficial ownership" in the shares of each of such persons (other than himself, herself, or itself). No Blum Reporting Person has the right or power to, and does not exercise any control over, the management of policies of any Weintraub Reporting Person or exercise investment discretion over any account managed by any Weintraub Reporting Person. Conversely, no Weintraub Reporting Person has the right or power to, and does not exercise any control over, the management or policies of any Blum Reporting Person or exercise investment discretion over any account managed by any Blum Reporting Person. As of this date, the Fremont Group does not own any securities of the Issuer. Moreover, the Fremont Group expressly disclaims beneficial ownership of any of the securities of the Issuer, including but not limited to those securities of the Issuer owned by the Blum Reporting Persons or the Weintraub Reporting Persons. (c), (d) and (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer - ---------------------------------------------------------------------- None of the Reporting Persons or, to the best knowledge of the Reporting Persons, the other persons named in Item 2, is a party to any contract, arrangement, understanding or relationship (legal or otherwise) with respect to any securities of the Issuer, including but not limited to the CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 29 of 33 transfer or voting of any securities of the Issuer, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies, except (i) as previously disclosed, or (ii) as noted above, RCBA L.P. has the power to vote and dispose of the Common Stock held by it for the benefit of the Common Fund. Item 7. Material to be Filed as Exhibits - ----------------------------------------- Exhibit A Joint Filing Undertaking. CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 30 of 33 SIGNATURES After reasonable inquiry and to the best or our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: July 10, 1997 RICHARD C. BLUM & ASSOCIATES, L.P. RICHARD C. BLUM & ASSOCIATES, INC. By /s/ Murray A. Indick By /s/ Murray A. Indick ------------------------------- ----------------------------------- Murray A. Indick Murray A. Indick Managing Director Managing Director, General Counsel and General Counsel and Secretary STINSON CAPITAL PARTNERS, L.P. /s/ N. Colin Lind BK CAPITAL PARTNERS IV, L.P. --------------------------------------- RICHARD C. BLUM By Richard C. Blum & Associates, By N. Colin Lind, L.P., its General Partner Attorney-in-Fact By /s/ Murray A. Indick THE CARPENTERS PENSION TRUST FOR --------------------------- SOUTHERN CALIFORNIA Murray A. Indick Managing Director UNITED BROTHERHOOD OF CARPENTERS and General Counsel AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND PRISM PARTNERS I, L.P. INSURANCE COMPANY SUPPORTED By Weintraub Capital Management, ORGANIZATIONS PENSION PLAN its General Partner By Richard C. Blum & Associates, L.P., By /s/ Jerald M. Weintraub its Investment Advisor ----------------------- Jerald M. Weintraub By /s/ Murray A. Indick Managing General Partner ------------------------------- Murray A. Indick WEINTRAUB CAPITAL MANAGEMENT Managing Director and General Counsel By /s/ Jerald M. Weintraub --------------------------- Jerald M. Weintraub, Managing General Partner /s/ Jerald M. Weintraub [CONTINUED ON NEXT PAGE] - ------------------------------- JERALD M. WEINTRAUB CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 31 of 33 FREMONT PARTNERS, L.P. FP ADVISORS FREMONT GROUP, L.L.C. FREMONT INVESTORS, INC. By /s/ R.S. Kopf --------------------------- R.S. Kopf Executive Officer or Executive Officer of a Partner of each Fremont Reporting Person CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 32 of 33 Exhibit A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to this Schedule 13D to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. Dated: July 10, 1997 RICHARD C. BLUM & ASSOCIATES, L.P. RICHARD C. BLUM & ASSOCIATES, INC. By /s/ Murray A. Indick By /s/ Murray A. Indick ------------------------------- ----------------------------------- Murray A. Indick Murray A. Indick Managing Director Managing Director, General Counsel and General Counsel and Secretary STINSON CAPITAL PARTNERS, L.P. /s/ N. Colin Lind BK CAPITAL PARTNERS IV, L.P. --------------------------------------- RICHARD C. BLUM By Richard C. Blum & Associates, By N. Colin Lind, L.P., its General Partner Attorney-in-Fact By /s/ Murray A. Indick THE CARPENTERS PENSION TRUST FOR --------------------------- SOUTHERN CALIFORNIA Murray A. Indick Managing Director UNITED BROTHERHOOD OF CARPENTERS and General Counsel AND JOINERS OF AMERICA LOCAL UNIONS AND COUNCILS PENSION FUND PRISM PARTNERS I, L.P. INSURANCE COMPANY SUPPORTED By Weintraub Capital Management, ORGANIZATIONS PENSION PLAN its General Partner By Richard C. Blum & Associates, L.P., By /s/ Jerald M. Weintraub its Investment Advisor ----------------------- Jerald M. Weintraub By /s/ Murray A. Indick Managing General Partner ------------------------------- Murray A. Indick WEINTRAUB CAPITAL MANAGEMENT Managing Director and General Counsel By /s/ Jerald M. Weintraub --------------------------- Jerald M. Weintraub, Managing General Partner /s/ Jerald M. Weintraub [CONTINUED ON NEXT PAGE] - ------------------------------- JERALD M. WEINTRAUB CUSIP NO. 49460W-01-0 SCHEDULE 13D Page 33 of 33 FREMONT PARTNERS, L.P. FP ADVISORS FREMONT GROUP, L.L.C. FREMONT INVESTORS, INC. By /s/ R.S. Kopf --------------------------- R.S. Kopf Executive Officer or Executive Officer of a Partner of each Fremont Reporting Person -----END PRIVACY-ENHANCED MESSAGE-----