0001225208-21-006985.txt : 20210426 0001225208-21-006985.hdr.sgml : 20210426 20210426132439 ACCESSION NUMBER: 0001225208-21-006985 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210423 FILED AS OF DATE: 20210426 DATE AS OF CHANGE: 20210426 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOYAL ROBERT EUGENE CENTRAL INDEX KEY: 0001228682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05531 FILM NUMBER: 21853100 MAIL ADDRESS: STREET 1: 352 WARDNER ROAD CITY: WEST WINDSOR STATE: VT ZIP: 05089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BARINGS PARTICIPATION INVESTORS CENTRAL INDEX KEY: 0000831655 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 043025730 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-805-7200 MAIL ADDRESS: STREET 1: C/O BARINGS LLC STREET 2: 300 SOUTH TRYON STREET, SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: BABSON CAPITAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 20111230 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL PARTICIPATION INVESTORS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS II DATE OF NAME CHANGE: 19880417 4 1 doc4.xml X0306 4 2021-04-23 1 0000831655 BARINGS PARTICIPATION INVESTORS MPV 0001228682 JOYAL ROBERT EUGENE C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 1 Trustee Shares of Beneficial Interest ("Common Shares") 17744.2530 D Shares of Beneficial Interest ("Common Shares") 2519.3550 I By Spouse The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. Latavea Cross as attorney-in-fact 2021-04-26