0001225208-21-006985.txt : 20210426
0001225208-21-006985.hdr.sgml : 20210426
20210426132439
ACCESSION NUMBER: 0001225208-21-006985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210423
FILED AS OF DATE: 20210426
DATE AS OF CHANGE: 20210426
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOYAL ROBERT EUGENE
CENTRAL INDEX KEY: 0001228682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05531
FILM NUMBER: 21853100
MAIL ADDRESS:
STREET 1: 352 WARDNER ROAD
CITY: WEST WINDSOR
STATE: VT
ZIP: 05089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS PARTICIPATION INVESTORS
CENTRAL INDEX KEY: 0000831655
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 043025730
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL PARTICIPATION INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL PARTICIPATION INVESTORS
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS II
DATE OF NAME CHANGE: 19880417
4
1
doc4.xml
X0306
4
2021-04-23
1
0000831655
BARINGS PARTICIPATION INVESTORS
MPV
0001228682
JOYAL ROBERT EUGENE
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
1
Trustee
Shares of Beneficial Interest ("Common Shares")
17744.2530
D
Shares of Beneficial Interest ("Common Shares")
2519.3550
I
By Spouse
The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
Latavea Cross as attorney-in-fact
2021-04-26