0001225208-20-008033.txt : 20200520
0001225208-20-008033.hdr.sgml : 20200520
20200520113020
ACCESSION NUMBER: 0001225208-20-008033
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200304
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: O'Connor Michael James
CENTRAL INDEX KEY: 0001812682
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05531
FILM NUMBER: 20896474
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON ST., SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARINGS PARTICIPATION INVESTORS
CENTRAL INDEX KEY: 0000831655
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 043025730
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-805-7200
MAIL ADDRESS:
STREET 1: C/O BARINGS LLC
STREET 2: 300 SOUTH TRYON STREET, SUITE 2500
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: BABSON CAPITAL PARTICIPATION INVESTORS
DATE OF NAME CHANGE: 20111230
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL PARTICIPATION INVESTORS
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: MASSMUTUAL CORPORATE INVESTORS II
DATE OF NAME CHANGE: 19880417
3
1
doc3.xml
X0206
3
2020-03-04
1
0000831655
BARINGS PARTICIPATION INVESTORS
MPV
0001812682
O'Connor Michael James
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500
CHARLOTTE
NC
28202
1
Adviser Board Member
Ann Malloy as Attorney-in-fact
2020-05-12
EX-24
2
mjoconnor.txt
Securities and Exchange Commission Forms 3, Form 4 and Form 5 and Application
for EDGAR Access (Form ID) Confirmation of Authority to Sign
Pursuant to Instruction 7 to Securities and Exchange Commission ("SEC") "Form 3
- Initial Statement of Beneficial Ownership of Securities", "Form 4 - Statement
of Changes in Beneficial Ownership" and "Form 5 - Annual Statement of Beneficial
Ownership of Securities", the undersigned, being a member of the board of
managers for Barings LLC, the investment adviser to Barings Corporate Investors,
Barings Participation Investors, Barings BDC, Inc., and Barings Global Short
Duration High Yield Fund ("the Issuers"), hereby appoints and designates Jessica
Restivo, Ann Malloy, Bridget Orlando, Latavea Cross, Melissa Cliver and Melissa
LaGrant each as my true and lawful attorneys in fact with full power to (a)
apply for access to the EDGAR filing system in my name and (b) sign for me and
file with the SEC and the New York Stock Exchange said SEC Forms 3, 4 and/or 5
with respect to shares of the Issuers purchased or sold by the undersigned or
any other change of beneficial ownership relating to equity or derivative
securities of the Issuers required to be reported by the undersigned.
This Power of Attorney shall remain in full force and effect until I earlier
revoke it in a signed writing delivered to the attorneys-in-fact.
By: Michael J. O'Connor
Title: Barings LLC Board of Managers Member
Date: May 11, 2020