0001450067-12-000002.txt : 20121120 0001450067-12-000002.hdr.sgml : 20121120 20121120100926 ACCESSION NUMBER: 0001450067-12-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121116 FILED AS OF DATE: 20121120 DATE AS OF CHANGE: 20121120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHOEMAKER LESLIE L CENTRAL INDEX KEY: 0001450067 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19655 FILM NUMBER: 121216695 MAIL ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TETRA TECH INC CENTRAL INDEX KEY: 0000831641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 954148514 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 BUSINESS PHONE: 6263514664 MAIL ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2012-11-16 0000831641 TETRA TECH INC TTEK 0001450067 SHOEMAKER LESLIE L 3475 EAST FOOTHILL BOULEVARD PASADENA, CA 91107 0 1 0 0 SENIOR VICE PRESIDENT COMMON STOCK 2012-11-16 4 A 0 220 0 A 29640 D COMMON STOCK 2012-11-16 4 A 0 4000 0 A 33640 D COMMON STOCK 2012-11-16 4 F 0 355 24.26 D 33285 D COMMON STOCK 2012-11-16 4 F 0 427 24.26 D 32858 D COMMON STOCK 2012-11-16 4 F 0 355 24.26 D 32503 D EMPLOYEE STOCK OPTION (RIGHT TO BUY) 24.26 2012-11-16 4 A 0 10000 0 A 2013-11-16 2020-11-16 COMMON STOCK 10000 99660 D RESTRICTED STOCK UNITS 0 2012-11-16 4 A 0 2000 0 A 2013-11-16 2016-11-16 COMMON STOCK 2000 101660 D In accordance with the Executive Compensation Policy, 120% of the installment vested on November 16, 2012 and 220 additional shares were issued to the reporting person. On November 16, 2012, 1,100 shares of restricted stock granted in November 2011 vested. Of the 1,100 vested shares, 355 shares were withheld to pay the related tax liability. On November 16, 2012, 1,320 shares of restricted stock granted in November 2010 vested. Of the 1,320 vested shares, 427 shares were withheld to pay the related tax liability. On November 16, 2012, 1,100 shares of restricted stock granted in November 2009 vested. Of the 1,100 vested shares, 355 shares were withheld to pay the related tax liability. The option becomes exercisable as to 25% of the shares on each anniversary of the grant date. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. The restricted stock units vest in four equal annual installments beginning November 16, 2013. JANIS SALIN for LESLIE L. SHOEMAKER 2012-11-17