0000831641-20-000104.txt : 20201118 0000831641-20-000104.hdr.sgml : 20201118 20201118200448 ACCESSION NUMBER: 0000831641-20-000104 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201116 FILED AS OF DATE: 20201118 DATE AS OF CHANGE: 20201118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritrievi Kimberly E CENTRAL INDEX KEY: 0001592089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19655 FILM NUMBER: 201326736 MAIL ADDRESS: STREET 1: 3475 E. FOOTHILL BLVD. CITY: PASADENA STATE: CA ZIP: 91107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TETRA TECH INC CENTRAL INDEX KEY: 0000831641 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ENGINEERING SERVICES [8711] IRS NUMBER: 954148514 STATE OF INCORPORATION: DE FISCAL YEAR END: 0927 BUSINESS ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 BUSINESS PHONE: 6263514664 MAIL ADDRESS: STREET 1: 3475 EAST FOOTHILL BOULEVARD CITY: PASADENA STATE: CA ZIP: 91107 4 1 wf-form4_160574787211859.xml FORM 4 X0306 4 2020-11-16 0 0000831641 TETRA TECH INC TTEK 0001592089 Ritrievi Kimberly E 3475 EAST FOOTHILL BOULEVARD PASADENA, CA 91107 1 0 0 0 COMMON STOCK 2020-11-16 4 M 0 4200 27.16 A 36719 D COMMON STOCK 2020-11-16 4 M 0 4200 40.80 A 40919 D COMMON STOCK 2020-11-16 4 M 0 4200 47.95 A 45119 D COMMON STOCK 2020-11-16 4 S 0 4076 120.4615 D 41043 D COMMON STOCK 2020-11-18 4 M 0 582 0 A 41625 D COMMON STOCK 2020-11-18 4 A 0 3600 0 A 45225 D STOCK OPTION (RIGHT TO BUY) 27.16 2020-11-16 4 M 0 4200 0 D 2016-11-20 2025-11-20 COMMON STOCK 4200.0 0 D STOCK OPTION (RIGHT TO BUY) 40.8 2020-11-16 4 M 0 4200 0 D 2017-11-20 2026-11-20 COMMON STOCK 4200.0 0 D STOCK OPTION (RIGHT TO BUY) 47.95 2020-11-16 4 M 0 4200 0 D 2018-11-17 2027-11-17 COMMON STOCK 4200.0 0 D RESTRICTED STOCK UNITS (RIGHT TO RECEIVE) 0.0 2020-11-18 4 M 0 582 0 D 2020-11-18 2020-11-21 COMMON STOCK 582.0 0 D $120.4615 is an average price. Shares were sold at prices ranging from $120.4411 to $120.4690 per share. Shares automatically acquired upon the vesting of restricted stock units (RSUs). The RSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule. Each RSU represented the right to receive one share of Tetra Tech common stock. Shares acquired pursuant to vesting of performance stock units (PSUs) earned under 2015 Equity Incentive Plan. The PSUs vested on 11/18/2020 are subject to the Reporting Person's deferral into the Issuer's Deferred Compensation Plan, and will be settled in shares of the Issuer's common stock according to the Reporting Person's elected distribution schedule. Each PSU represented the right to receive one share of Tetra Tech common stock. The option became exercisable as to 100% of the shares on the anniversary of the grant date. The option granted expires 10 years after the grant date. The restricted stock units (RSUs) became vested as to 100% of the shares underlying the RSUs on November 18, 2020. /s/ Preston Hopson, Attorney-in-fact for Kimberly E. Ritrievi 2020-11-18