0001062993-19-002556.txt : 20190610 0001062993-19-002556.hdr.sgml : 20190610 20190610144118 ACCESSION NUMBER: 0001062993-19-002556 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190604 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C21 Investments Inc. CENTRAL INDEX KEY: 0000831609 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55982 FILM NUMBER: 19888372 BUSINESS ADDRESS: STREET 1: 303-595 HOWE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: 604-336-8613 MAIL ADDRESS: STREET 1: 303-595 HOWE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: CURLEW LAKE RESOURCES INC DATE OF NAME CHANGE: 20121129 FORMER COMPANY: FORMER CONFORMED NAME: CURLEW LAKE RESOURCES INC /FI DATE OF NAME CHANGE: 19880409 6-K 1 form6k.htm FORM 6-K C21 Investments Inc.: Form 6-K - Filed by newsfilecorp.com

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of June, 2019

Commission File Number: 000-55982

C21 Investments Inc.
(Translation of registrant's name into English)

595 Howe Street, Suite 303, Vancouver, BC, V6C 2T5
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

[           ] Form 20-F   [ x ] Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): [           ]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): [           ]

SUBMITTED HEREWITH

Exhibits

 99.1Form 51-102F3 Material Change Report
 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  C21 Investments Inc.
  (Registrant)
     
Date: June 10, 2019 By: /s/ Michael Kidd
   
    Michael Kidd
  Title: Chief Financial Officer

 

EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 C21 Investments Inc. - Exhibit 99.1 - Filed by newsfilecorp.com

Form 51-102F3
Material Change Report

Item 1. Name and Address of Company
   
  C21 Investments Inc. (the “Company”)
  303 - 595 Howe Street
  Vancouver, British Columbia
  Canada V6C 2T5
   
Item 2. Date of Material Change
   
  May 28, 2019
   
Item 3. News Release
   
  News Release dated May 29, 2019 was disseminated through Cision.
   
Item 4. Summary of Material Change
   
The Company completed a non-brokered private placement offering of 5,589,493 units at a price of $1.38 per unit for gross proceeds of $7,713,500.54.
   
Item 5.1 Full Description of Material Change
   
The Company completed a non-brokered private placement (the “Offering”) of 5,589,493 units of the Company (each, a “Unit”) at a price of $1.38 per Unit, with each Unit being comprised of one common share of the Company (each, a “Common Share”) and one-half of one common share purchase warrant (each whole warrant, a “Warrant”), for total gross proceeds of $7,713,500.54. Each Warrant is exercisable to acquire one additional common share of the Company (each, a “Warrant Share”) at an exercise price of $1.83 per Warrant Share until May 28, 2020.
   
  The net proceeds from the Offering will be used for general working capital.
   
The Common Shares and Warrants issued under the Offering, and the Warrant Shares issuable upon exercise of the Warrants, are subject to a hold period that expires on September 29, 2019.
   
Item 5.2 Disclosure for Restructuring Transactions
   
  Not applicable.
   
Item 6. Reliance on subsection 7.1(2) of National Instrument 51-102
   
  Not applicable.
   
Item 7. Omitted Information
   
  Not applicable.


Item 8. Executive Officer
   
  Michael Kidd, Chief Financial Officer
  Telephone: (604) 336-8613
   
Item 9. Date of Report
   
  June 4, 2019

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