0001062993-19-002219.txt : 20190514 0001062993-19-002219.hdr.sgml : 20190514 20190514153932 ACCESSION NUMBER: 0001062993-19-002219 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: C21 Investments Inc. CENTRAL INDEX KEY: 0000831609 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55982 FILM NUMBER: 19822484 BUSINESS ADDRESS: STREET 1: 303-595 HOWE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 BUSINESS PHONE: 604-336-8613 MAIL ADDRESS: STREET 1: 303-595 HOWE STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 2T5 FORMER COMPANY: FORMER CONFORMED NAME: CURLEW LAKE RESOURCES INC DATE OF NAME CHANGE: 20121129 FORMER COMPANY: FORMER CONFORMED NAME: CURLEW LAKE RESOURCES INC /FI DATE OF NAME CHANGE: 19880409 6-K 1 form6k.htm FORM 6-K C21 Investments Inc.: Form 6K - Filed by newsfilecorp.com

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

Form 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934

For the month of May 2019.

Commission File Number : 000-55982

C21 INVESTMENTS INC.
(Translation of registrant’s name into English)

Suite 303, 595 Howe Street
Vancouver, British Columbia V6C 2T5
CANADA
(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F

 Form 20-F [ ]  Form 40-F [X]

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):[ ]

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):[ ]

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant’s "home country"), or under the rules of the home country exchange on which the registrant’s securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant’s security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  C21 INVESTMENTS INC.
   
   /s/ Michael Kidd
   Michael Kidd
Date: May 14, 2019  Chief Financial Officer

-2-


INDEX TO EXHIBITS

1.

Form 6 Certificate of Compliance dated May 14, 2019

2.

Letter from C21 Confirming Closing dated May 14, 2019

3.

C21 News Release dated May 14, 2019

-3-


EX-99.1 2 exhibit99-1.htm EXHIBIT 99.1 C21 Investments Inc.: Exhibit 99.1 - Filed by newsfilecorp.com

FORM 6

CERTIFICATE OF COMPLIANCE

TO: CANADIAN SECURITIES EXCHANGE ("CSE")

C21 Investments Inc. (the "Listed Issuer") hereby certifies to CSE that the Issuer is in compliance with the requirements of applicable securities legislation (as such term is defined in National Instrument 14-101) and all Exchange Requirements (as defined in Policy 1).
[Name of Listed Issuer]

 

  Date: May 14, 2019
     
     
     
     
  Signed: "Michael Kidd"
    (Signature)
     
     
    Michael Kidd
    (Print Name)
     
     
    Chief Financial Officer
    (Print Office)

 
FORM 6 CERTIFICATE OF COMPLIANCE
January 2015


EX-99.2 3 exhibit99-2.htm EXHIBIT 99.2 C21 Investments Inc.: Exhibit 99.2 - Filed by newsfilecorp.com

 

 

May 14, 2019
 
Canadian Securities Exchange
100 – 535 Thurlow Street, Office 1122
Vancouver, BC
V6E 3L2
 
 
Dear Sirs/Mesdames:

Re: C21 Investments Inc. (the "Company")
  Acquisition (the "Acquisition") of Lands, Buildings and Improvements at 24700 S. Mulino
  Road, Canby Oregon, USA (the "Property")

Pursuant to section 3.3(a) of CSE Policy 6 Distributions, the Company confirms that closing of the Acquisition and transfer of title to the Property to the Company’s wholly owned subsidiary occurred on May 13, 2019.

  C21 INVESTMENTS INC.
   
  SIGNED: "Michael Kidd"
   
  Per:
                   Michael Kidd
                   Chief Financial Officer

C21 Investments Inc, #303, 595 Howe Street, Vancouver BC, V6C 2T5


EX-99.3 4 exhibit99-3.htm EXHIBIT 99.3 C21 Investments Inc.: Exhibit 99.3 - Filed by newsfilecorp.com


C21 Investments completes acquisition of Lands, Buildings and
Improvements at 24700 S. Mulino Road, Canby, Oregon

Not for distribution to U.S. newswire services or for dissemination in the U.S.

VANCOUVER, May 14, 2019 – C21 Investments Inc. ("C21 Investments" or the "Company") (CSE: CXXI) today announced that it has completed the acquisition of the lands, buildings and improvements leased by its subsidiary Eco Firma Farms, LLC and located at 24700 S. Mulino Road, Canby, Oregon.

In consideration for the acquisition, the Company assumed a first mortgage balance of approximately US$511,000 and issued 3,983,886 common shares of the Company (each, a "C21 Share") at the deemed issue price of US$0.825 per C21 Share. The C21 Shares were issued subject to escrow for release in four consecutive monthly instalments of 25% each commencing on September 14, 2019.

This news release does not constitute an offer to sell or a solicitation of an offer to buy any securities in the United States, nor shall there be any sale of the securities in any jurisdiction in which such offer, solicitation or sale would be unlawful. The securities described herein have not been, and will not be, registered under the United States Securities Act of 1933, as amended (the "U.S. Securities Act"), or any state securities laws, and, accordingly, may not be offered or sold within the United States, or to or for the account or benefit of persons in the United States or "U.S. Persons", as such term is defined in Regulation S promulgated under the U.S. Securities Act, unless registered under the U.S. Securities Act and applicable state securities laws or pursuant to an exemption from such registration requirements.

About C21 Investments
C21 Investments Inc. (CSE: CXXI) is a vertically integrated cannabis company that cultivates, processes, and distributes quality cannabis and hemp-derived consumer products in the United States. The Company owns Silver State Relief in Nevada, and Phantom Farms, Eco Firma Farms, and Pure Green in Oregon. The Company has a definitive agreement to acquire Swell Companies in Oregon. These brands produce and distribute a broad range of THC and CBD products from cannabis flowers, pre-rolls, cannabis oil, vaporizer cartridges and edibles. These developments are expected to add to the Company’s ability to compete aggressively in the rapid growth of the cannabis industry and to grow revenue and EBITDA. Based in Vancouver, Canada, additional information on C21 Investments can be found at www.sedar.com and www.cxxi.ca.


2

Media contact: Investor contact:
David Moorcroft Dave Goad
S2C Inc. Investor Relations
david@strategy2communications.com dgoad@cxxi.ca
+1 416 727-1858 +1 833 BUY-CXXI (289-2994)

Cautionary Statement:

Certain statements contained in this news release may constitute forward-looking statements within the meaning of applicable securities legislation. Forward-looking statements are often, but not always, identified by the use of words such as "anticipate", "plan", "expect", "may", "will", "intend", "should", and similar expressions. These statements involve known and unknown risks, uncertainties and other factors that may cause actual results or events to differ materially from those anticipated in such forward-looking statements. Forward looking statements in this news release include: (i) C21 Investments’ acquisition strategy; (ii) the Company’s expansion strategy and operations; (iii) the impact of the acquisitions on the Company's ability to compete and grow revenue and EBITDA.

The forward-looking statements contained in this news release are based on certain key expectations and assumptions made by C21. Although C21 believes that the expectations and assumptions on which the forward-looking statements are based are reasonable, undue reliance should not be placed on the forward-looking statements because C21 can give no assurance that they will prove to be correct. Since forward-looking statements address future events and conditions, by their very nature they involve inherent risks and uncertainties. Actual results could differ materially from those currently anticipated due to a number of factors and risks. These include, but are not limited to, the inability to finance and complete announced acquisitions, the failure to obtain necessary regulatory approvals to upgrade and expand the acquired business as planned, failure to execute on its acquisition and expansion strategies, competitive factors in the industries in which C21 operates, inadequate capital requirements, prevailing economic and regulatory conditions, and other factors, many of which are beyond the control of C21.

The forward-looking statements contained in this news release represent C21’s expectations as of the date hereof, and are subject to change after such date. C21 disclaims any intention or obligation to update or revise any forward-looking statements whether as a result of new information, future events or otherwise, except as required under applicable securities regulations.

The CSE has not accepted responsibility for the adequacy or accuracy of this release.


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