0001209191-22-048497.txt : 20220902 0001209191-22-048497.hdr.sgml : 20220902 20220902161546 ACCESSION NUMBER: 0001209191-22-048497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220831 FILED AS OF DATE: 20220902 DATE AS OF CHANGE: 20220902 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradrick Brittany CENTRAL INDEX KEY: 0001904176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 221225328 MAIL ADDRESS: STREET 1: C/O DERMATA THERAPEUTICS, INC. STREET 2: 3525 DEL MAR HEIGHTS RD., #322 CITY: SAN DIEGO STATE: CA ZIP: 92130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-31 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001904176 Bradrick Brittany 2 ATLANTIC AVENUE, 6TH FLOOR BOSTON MA 02110 1 0 0 0 Common Stock, $0.001 par value 2022-08-31 4 A 0 27380 0.00 A 27380 D Stock Option (Right to Buy) 1.13 2022-08-31 4 A 0 86301 0.00 A 2032-08-31 Common Stock 86301 86301 D Represents restricted stock units ("RSUs") granted on August 31, 2022. One hundred percent (100%) of the total number of RSUs granted vest on the earlier of (i) June 22, 2023 or (ii) the date of the Company's 2023 Annual Meeting of Stockholders. One third of the aggregate amount of option shares shall vest on each of August 31, 2023, 2024 and 2025, respectively. /s/ Keith M. McGahan, attorney-in-fact for Brittany K. Bradrick 2022-09-02