0001209191-21-064002.txt : 20211110 0001209191-21-064002.hdr.sgml : 20211110 20211110203250 ACCESSION NUMBER: 0001209191-21-064002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEBEL FRANCOIS CENTRAL INDEX KEY: 0001038704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 211398601 MAIL ADDRESS: STREET 1: 4100 LEXINGTO AVE N CITY: ARDEN HILLS STATE: MN ZIP: 55126-2998 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-11-08 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001038704 LEBEL FRANCOIS 11500 S. EASTERN AVE., SUITE 240 HENDERSON NV 89052 0 1 0 0 Chief Medical Officer Common Stock, $0.001 par value 2021-11-08 4 S 0 7363 2.203 D 335166 D Common Stock, $0.001 par value 2021-11-09 4 S 0 6000 2.18 D 329166 D Common Stock, $0.001 par value 7226 I By 401(k) plan All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer. /s/ Kurt A. Gustafson, attorney-in-fact for Francois Lebel 2021-11-10