0001209191-20-011811.txt : 20200221 0001209191-20-011811.hdr.sgml : 20200221 20200221194303 ACCESSION NUMBER: 0001209191-20-011811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200219 FILED AS OF DATE: 20200221 DATE AS OF CHANGE: 20200221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turgeon Joseph W. CENTRAL INDEX KEY: 0001574659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 20641736 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-02-19 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001574659 Turgeon Joseph W. 11500 S. EASTERN AVENUE SUITE 240 HENDERSON NV 89052 1 1 0 0 CEO & President Common Stock, $0.001 par value 2020-02-19 4 S 0 6262 2.771 D 419018 D Common Stock, $0.001 par value 2020-02-20 4 S 0 3750 2.85 D 415268 D Common Stock, $0.001 par value 1538 I By 401(k) Plan All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for the purpose of satisfying tax withholding obligations in connection with restricted stock awards granted by the issuer. /s/ Kurt A. Gustafson, attorney-in-fact for Joseph W. Turgeon 2020-02-21