0001209191-14-076031.txt : 20141216
0001209191-14-076031.hdr.sgml : 20141216
20141216193531
ACCESSION NUMBER: 0001209191-14-076031
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141213
FILED AS OF DATE: 20141216
DATE AS OF CHANGE: 20141216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0000831547
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 930979187
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
BUSINESS PHONE: 702-835-6300
MAIL ADDRESS:
STREET 1: 11500 S. EASTERN AVE., SUITE 240
CITY: HENDERSON
STATE: NV
ZIP: 89052
FORMER COMPANY:
FORMER CONFORMED NAME: NEOTHERAPEUTICS INC
DATE OF NAME CHANGE: 19960819
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICUS FUNDING CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAIDA ANTHONY E III
CENTRAL INDEX KEY: 0001273213
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35006
FILM NUMBER: 141290921
MAIL ADDRESS:
STREET 1: 157 TECHNOLOGY DR
CITY: IRVINE
STATE: CA
ZIP: 92618
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-12-13
0
0000831547
SPECTRUM PHARMACEUTICALS INC
SPPI
0001273213
MAIDA ANTHONY E III
11500 S. EASTERN AVE.
SUITE 240
HENDERSON
NV
89052
1
0
0
0
Common Stock, $0.001 par value
2014-12-13
4
F
0
1762
7.10
D
26611
D
Common Stock, $0.001 par value
2014-12-15
4
M
0
20000
6.66
A
46611
D
Common Stock, $0.001 par value
2014-12-15
4
F
0
18761
7.10
D
27850
D
Common Stock, $0.001 par value
2014-12-15
4
F
0
437
7.10
D
27413
D
Stock Option Exercise (Right to Buy)
6.66
2014-12-15
4
M
0
20000
0.00
D
2015-01-03
Common Stock
20000
0
D
Represents restricted shares withheld by Spectrum to satisfy the Reporting Person's tax withholding obligations. The shares have not been sold by the Reporting Person or by Spectrum. The shares have been cancelled by the transfer agent and returned to Spectrum's authorized and unissued share pool.
Represents shares withheld by Spectrum to satisfy the Reporting Person's payment of the exercise price. The shares have not been sold by the Reporting Person or by Spectrum. The shares have been cancelled by the transfer agent and returned to Spectrum's authorized and unissued share pool.
The stock option, representing the right to purchase a total of 20,000 shares of common stock, was granted on January 3, 2005. The stock option became exercisable as to 5,000 shares on January 3, 2005, 5,000 shares on January 3, 2006, 5,000 shares on January 3, 2007 and 5,000 shares on January 3, 2008.
/s/ Kurt A. Gustafson, attorney-in-fact for Anthony E. Maida
2014-12-16