0001209191-13-055082.txt : 20131203 0001209191-13-055082.hdr.sgml : 20131203 20131203201614 ACCESSION NUMBER: 0001209191-13-055082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131203 FILED AS OF DATE: 20131203 DATE AS OF CHANGE: 20131203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turgeon Joseph W. CENTRAL INDEX KEY: 0001574659 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 131255744 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-03 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001574659 Turgeon Joseph W. 11500 S. EASTERN AVENUE SUITE 240 HENDERSON NV 89052 0 1 0 0 Chief Commercial Officer Common Stock, $0.001 par value 2013-12-03 4 A 0 25000 0.00 A 75000 D Stock Option (Right to Buy) 9.62 2013-12-03 4 A 0 60000 0.00 A 2023-12-03 Common Stock 60000 60000 D 25% of the restricted shares vested on December 3, 2013. The remaining restricted shares shall vest in 25% equal annual amounts on each anniversary date of the grant over three years. 25% of the option shares vested on December 3, 2013. The remaining option shares vest in equal 25% increments every 12 months on the anniversary date of the option award over 3 years. /s/ Brett L. Scott, attorney-in-fact for Joseph W. Turgeon 2013-12-03