0001209191-12-059157.txt : 20121221 0001209191-12-059157.hdr.sgml : 20121221 20121221190018 ACCESSION NUMBER: 0001209191-12-059157 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121219 FILED AS OF DATE: 20121221 DATE AS OF CHANGE: 20121221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arora Krishan K CENTRAL INDEX KEY: 0001493973 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 121283262 MAIL ADDRESS: STREET 1: 157 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-19 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001493973 Arora Krishan K 11500 S. EASTERN AVENUE SUITE 240 HENDERSON NV 89052 1 0 0 0 Common Stock, $0.001 2012-12-19 4 A 0 10000 11.34 A 15000 D Stock Option (Right to Buy) 11.34 2012-12-19 4 A 0 20000 0.00 A 2022-12-19 Common Stock 20000 20000 D The restricted shares were fully-vested on the date of issuance, December 19, 2012. 25% of the option shares vested on December 19, 2012. The remaining option shares vest in equal 25% increments every 12 months on the anniversary date of the option award over 3 years. /s/ Brett L. Scott, attorney-in-fact for Krishan Arora 2012-12-21