0001209191-11-034524.txt : 20110614 0001209191-11-034524.hdr.sgml : 20110614 20110614155007 ACCESSION NUMBER: 0001209191-11-034524 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110612 FILED AS OF DATE: 20110614 DATE AS OF CHANGE: 20110614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shields James CENTRAL INDEX KEY: 0001508749 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35006 FILM NUMBER: 11910676 MAIL ADDRESS: STREET 1: 157 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPECTRUM PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 930979187 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 BUSINESS PHONE: 702-835-6300 MAIL ADDRESS: STREET 1: 11500 S. EASTERN AVE., SUITE 240 CITY: HENDERSON STATE: NV ZIP: 89052 FORMER COMPANY: FORMER CONFORMED NAME: NEOTHERAPEUTICS INC DATE OF NAME CHANGE: 19960819 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-06-12 0 0000831547 SPECTRUM PHARMACEUTICALS INC SPPI 0001508749 Shields James 11500 S. EASTERN AVE. SUITE 240 HENDERSON NV 89052 0 1 0 0 Chief Commercial Officer Stock Option (Right to Buy) 8.27 2011-06-12 4 A 0 100000 0.00 A 2021-06-12 Common Stock 100000 100000 D 25% of the option shares shall vest on June 12, 2011. The remaining option shares shall vest in 25% equal annual amounts on each anniversary of the grant over three years. /s/ Shyam Kumaria, attorney-in-fact for James Shields 2011-06-14