-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bs/edcs9R8KCJB8GYD0R0e3q1oMy9SfDWin7qkdGs8GXaYOlxU/70A7D9ih5SrV8 fz+05sGkSVtGg5HFjFtzeQ== 0000892569-97-001708.txt : 19970630 0000892569-97-001708.hdr.sgml : 19970630 ACCESSION NUMBER: 0000892569-97-001708 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970618 ITEM INFORMATION: Other events FILED AS OF DATE: 19970627 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEOTHERAPEUTICS INC CENTRAL INDEX KEY: 0000831547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 930979187 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-28782 FILM NUMBER: 97630817 BUSINESS ADDRESS: STREET 1: ONE TECHNOLOGY DRIVE STREET 2: STE J-821 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 7148324902 MAIL ADDRESS: STREET 1: ONE TECHNOLOGY DR STREET 2: STE J-821 CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: AMERICUS FUNDING CORP DATE OF NAME CHANGE: 19920703 8-K 1 FORM 8-K DATED JUNE 18, 1997 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 18, 1997 ------------------------------- NEOTHERAPEUTICS, INC. - -------------------------------------------------------------------------------- (Exact name of Registrant as specified in charter) DELAWARE 0-28782 93-0979187 - -------------------------------------------------------------------------------- (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification No.) 157 TECHNOLOGY DRIVE, IRVINE, CALIFORNIA 92618 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (714) 788-6700 ------------------------------ ONE TECHNOLOGY DRIVE, SUITE I-821, IRVINE, CALIFORNIA 92618 - -------------------------------------------------------------------------------- (Former name or former address, if changed, since last report.) 2 ITEM 5. OTHER EVENTS. ------------- On June 17, 1997, the shareholders of NeoTherapeutics, Inc., a Colorado corporation and the predecessor of registrant ("NeoTherapeutics Colorado"), approved a change of that corporation's state of incorporation from the State of Colorado to the State of Delaware. The reincorporation was effected by a merger of NeoTherapeutics Colorado with and into registrant on June 18, 1997. Registrant, a Delaware corporation, was organized solely for the purpose of effecting the reincorporation and is the surviving corporation in the merger. 2 3 SIGNATURES ---------- Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized. NEOTHERAPEUTICS, INC. By: /s/ Alvin J. Glasky --------------------------------- Date: June 18, 1997 Alvin J. Glasky, Ph.D., President and Chief Executive Officer 3 -----END PRIVACY-ENHANCED MESSAGE-----