-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WD8Q8ZzyJXILugzOa2VIE9xMB7WUWt5m9s+qBySVkxQrRHDgQ6LMzgtay3B9FJnz ro9KryiRYu3fTB+webNJLw== 0001181431-06-038106.txt : 20060622 0001181431-06-038106.hdr.sgml : 20060622 20060622190704 ACCESSION NUMBER: 0001181431-06-038106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060619 FILED AS OF DATE: 20060622 DATE AS OF CHANGE: 20060622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Okun Edward Hugh CENTRAL INDEX KEY: 0001366705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06729 FILM NUMBER: 06920715 BUSINESS ADDRESS: BUSINESS PHONE: 804-594-3550 MAIL ADDRESS: STREET 1: 10800 MIDLOTHIAN TURNPIKE STREET 2: SUITE 309 CITY: RICHMOND STATE: VA ZIP: 23235 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MONTAUK FINANCIAL CORP CENTRAL INDEX KEY: 0000083125 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221737915 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 328 NEWMAN SPRINGS RD STREET 2: PKWY 109 OFFICE CTR CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7328424700 MAIL ADDRESS: STREET 1: 328 NEWMAN SPRINGS RD STREET 2: PKWY 109 OFFICE CTR CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: MCC PRESIDENTIAL INC DATE OF NAME CHANGE: 19871203 FORMER COMPANY: FORMER CONFORMED NAME: RENAULT WINERY INC DATE OF NAME CHANGE: 19740725 FORMER COMPANY: FORMER CONFORMED NAME: PRESIDENTIAL APARTMENTS INC DATE OF NAME CHANGE: 19740327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FMFG Ownership, Inc. CENTRAL INDEX KEY: 0001366114 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-06729 FILM NUMBER: 06920716 BUSINESS ADDRESS: STREET 1: 10800 MIDLOTHIAN TURNPIKE STREET 2: SUITE 309 CITY: RICHMOND STATE: VA ZIP: 23235 BUSINESS PHONE: 804-594-3550 MAIL ADDRESS: STREET 1: 10800 MIDLOTHIAN TURNPIKE STREET 2: SUITE 309 CITY: RICHMOND STATE: VA ZIP: 23235 4 1 rrd122135.xml FORM 4 X0202 4 2006-06-19 0 0000083125 FIRST MONTAUK FINANCIAL CORP FMFK 0001366114 FMFG Ownership, Inc. 4201 MILLERSVILLE ROAD INDIANAPOLIS IN 46205 0 0 1 0 0001366705 Okun Edward Hugh 4201 MILLERSVILLE ROAD INDIANAPOLIS IN 46205 0 0 1 0 Common Stock, no par value 2006-06-19 4 C 0 2380000 0.50 A 4539348 D Series A Convertible Preferred Stock, $.10 par value 2006-06-19 4 P 0 78570 4.00 A Common Stock no par value 157140 249528 D 6% Convertible Debenture 2008 .50 2006-06-19 4 P 0 80000 2.00 A 2007-12-12 Common Stock no par value 160000 430000 D 6% Convertible Debenture due 2007 .50 2006-06-19 4 P 0 70000 2.00 A 2008-01-07 Common Stock no par value 140000 170000 D 6% Convertible Debenture due 2007 .50 2006-06-19 4 P 0 120000 2.00 A 2008-10-07 Common Stock no par value 240000 385000 D 6% Convertible Debentures 2007 .50 2006-06-20 4 P 0 5000 2.00 A 2008-12-30 Common Stock no par value 10000 105000 D 6% Convertible Debenture 2008 .50 2006-06-20 4 C 0 100000 0 A 2008-12-07 Common Stock no par value 200000 0 D 6% Convertible Debenture 2008 .50 2006-06-20 4 C 0 105000 0 A 2008-12-30 Common Stock no par value 210000 0 D 6% Convertible Debenture 2008 .50 2006-06-20 4 C 0 170000 0 A 2008-01-07 Common Stock no par value 340000 0 D 6% Convertible Debenture due 2008 .50 2006-06-20 4 C 0 385000 0 A 2008-10-07 Common Stock no par value 770000 0 D 6% Convertible Debenture due 2007 .50 2006-06-20 4 C 0 430000 0 A 2007-12-12 Common Stock no par value 860000 0 D The reporting persons converted an aggregate amount of $1,190,000 convertible debentures on June 20, 2005, at a conversion price of $.50 per share, resulting in the acquisition of 2,380,000 shares of common stock. The reported securities are owned directly by FMFG Ownership, Inc. and indirectly by Edward H. Okun. Edward H. Okun is the sole stockholder and sole director of FMFG Ownership, Inc. The Series A Convertible Preferred Stock is convertible on a one for two basis at any time, at the holders election, and has no expiration date. The 6% convertible debentures are convertible at any time, at the holder's election. This report is filed jointly by FMFG Ownership, Inc. and Edward H. Okun, each of whom are 10% owners. /s/ Edward H. Okun 2006-06-21 -----END PRIVACY-ENHANCED MESSAGE-----