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Filing Detail
Form S-3/A - Registration statement under Securities Act of 1933: [Amend]
SEC Accession No. 0000950110-97-001595
Filing Date
1997-11-24
Accepted
1997-11-24 00:00:00
Documents
15
SROs
NASD

Document Format Files

Seq Description Document Type Size
1 AMEND #1 TO FORM S-3 S-3/A 113500
2 FORM OF SUBSCRITION RIGHTS CERTIFICATE EX-4.2 6323
3 CLASS A REDEEMABLE COMMON STOCK WARRANT EX-4.3 15150
4 CLASS B COMMON STOCK WARRANT EX-4.4 15148
5 CLASS C COMMON STOCK WARRANT EX-4.5 15149
6 WARRANT AGREEMENT EX-4.6 55468
7 OPINION EX-5 3169
8 RIGHTS OFFERING EX-99.1 5553
9 INSTRUCTIONS EX-99.2 26572
10 SPECIAL NOTICE EX-99.3 2061
11 RIGHTS DISTRIBUTED EX-99.4 7258
12 RIGHTS DISTRIBUTED EX-99.5 6547
13 EXERCISE FORM EX-99.6 8244
14 SUBSCRIPTION AGENT AGREEMENT EX-99.7 37822
15 ACCOUNTANTS CONSENT EX-23 494
  Complete submission text file 0000950110-97-001595.txt   321615
Mailing Address PKWY 109 OFFICE CTR 328 NEWMAN SPRINGS RD RED BANK NJ 07701
Business Address 328 NEWMAN SPRINGS RD PKWY 109 OFFICE CTR RED BANK NJ 07701 9088424700
FIRST MONTAUK FINANCIAL CORP (Filer) CIK: 0000083125 (see all company filings)

IRS No.: 221737915 | State of Incorp.: NJ | Fiscal Year End: 1231
Type: S-3/A | Act: 33 | File No.: 333-30135 | Film No.: 97727335
SIC: 6211 Security Brokers, Dealers & Flotation Companies