-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lr5/ffDH9YhIqX1xgW24HviTj9FHTqyG1QIqmAJ0v1h5nCNRrCEqfOmrbqZ6pXVv Ms0yhoZBEKXj2SCiX3Zvpg== 0000083125-05-000001.txt : 20050121 0000083125-05-000001.hdr.sgml : 20050121 20050121135527 ACCESSION NUMBER: 0000083125-05-000001 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050121 ITEM INFORMATION: Other Events FILED AS OF DATE: 20050121 DATE AS OF CHANGE: 20050121 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST MONTAUK FINANCIAL CORP CENTRAL INDEX KEY: 0000083125 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 221737915 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-06729 FILM NUMBER: 05540979 BUSINESS ADDRESS: STREET 1: 328 NEWMAN SPRINGS RD STREET 2: PKWY 109 OFFICE CTR CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 7328424700 MAIL ADDRESS: STREET 1: 328 NEWMAN SPRINGS RD STREET 2: PKWY 109 OFFICE CTR CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: MCC PRESIDENTIAL INC DATE OF NAME CHANGE: 19871203 FORMER COMPANY: FORMER CONFORMED NAME: RENAULT WINERY INC DATE OF NAME CHANGE: 19740725 FORMER COMPANY: FORMER CONFORMED NAME: PRESIDENTIAL APARTMENTS INC DATE OF NAME CHANGE: 19740327 8-K 1 form8jan2005.txt FORM 8-K DATE OF REPORT JANUARY 21, 2005 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 21, 2005 ------------------------------- FIRST MONTAUK FINANCIAL CORP. - ------------------------------------------------------------------------------- (Exact name of Registrant as specified in charter) New Jersey 0-6729 22-1737915 - ------------------------------------------------------------------------------- (State or other jurisdic- (Commission (IRS Employer tion of incorporation) File Number) Identification No.) Parkway 109 Office Center, 328 Newman Springs Road, Red Bank, N.J. 07701 - ------------------------------------------------------------------------------- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (732) 842-4700 ---------------------------- - ------------------------------------------------------------------------------- (Former name or former address, if changed since last report.) Item 8.01. Other Events The Company has received notices that holders of $1,455,000 of convertible debentures have elected to convert their debentures into shares of common stock in accordance with the terms of the debentures. The debentures were sold in private placements in 2002 and 2003. Since many of the conversion notices were dated two months prior to receipt by the Company of the conversion notices, the Company has asked the debenture holders for confirmation of their intent to convert after providing additional information. The Company anticipates that an additional $170,000 of convertible debentures will be converted. The Company has or will be issuing 3,250,000 shares of Common Stock in response to these conversion requests. The debentures are convertible at $.50 per share. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. Dated: January 21, 2005 First Montauk Financial Corp. (Registrant) By /s/ William J. Kurinsky ------------------------------------- William J. Kurinsky Chief Executive Officer -----END PRIVACY-ENHANCED MESSAGE-----