0000831157-23-000004.txt : 20230523 0000831157-23-000004.hdr.sgml : 20230523 20230523144741 ACCESSION NUMBER: 0000831157-23-000004 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MULTI-BANK SECURITIES, INC. CENTRAL INDEX KEY: 0000831157 IRS NUMBER: 382781895 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01446 FILM NUMBER: 23948491 BUSINESS ADDRESS: STREET 1: 1000 TOWN CENTER #2300 STREET 2: SUITE 1350 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 248-291-1100 MAIL ADDRESS: STREET 1: 1000 TOWN CENTER #2300 STREET 2: SUITE 1350 CITY: SOUTHFIELD STATE: MI ZIP: 48075 FORMER COMPANY: FORMER CONFORMED NAME: MULTI BANK SECURITIES INC /BD DATE OF NAME CHANGE: 20020205 MA-A 1 primary_doc.xml MA-A 0000831157 XXXXXXXX Merlin Elsner 248-291-1053 melsner@mbssecurities.com 12-31-2015 N MULTI-BANK SECURITIES, INC. 22098 38-2781895 866-01573-00 867-01446 008-39547 22098 1000 TOWN CENTER Suite 2300 SOUTHFIELD MI 48075 248-291-1053 Add 2400 East Commercial BLVD Suite 1000 Ft Lauderdale FL 33308 954-351-6930 Add 3535 Roswell Road Suite 62 Marietta GA 30062 248-291-1053 Add 10 S. Riverside Plaza Suite 875 Chicago IL 60606 248-291-1053 Add 300 Interpace Parkway MorrisCorp Center1 3rd Floor, MBS Suite Parsippany NJ 07054 800-967-9081 Add 1811-A Highway 281 N. Suite 1 Suite 111 Marble Falls TX 78654 248-291-1053 Y 1000 TOWN CENTER Suite 2300 SOUTHFIELD MI 48075 http://www.mbssecurities.com Add http://www.econnectdirect.com Merlin Auberon Elsner
1000 Town Center Suite 2300 Southfield MI 48075
248-291-1053 melsner@mbssecurities.com
Multi-Bank Services, LTD. N December MI 08-17-1987 N 116 1 39 39 0 0 0 Municipal Entities 0 0 0 Not Applicable Other Compensated as a BD Not Applicable Advice Investment Of Proceeds MS Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer 0 Y Y N Y Y N N N N N N N N Multi-Bank Securities, Inc. ("MBS") is providing bond prices in competition with other market participants, as per the instruction and request of the investor. When and were available, MBS takes full advantage of the exemptions within the Rule to remain an approved broker-dealer with the investor(s). This Accession filing is meant to be an update for information on two previous filings: UPDATE #1 Accession # 0000831157-22-000001 Filing Date 2/1/22 The Fiscal Year End date of 12/31/2020 on FORM MA-A filed 2/1/22 was the only date that EDGAR would accept electronically. The correct date was input and was marked as an error that had to be cleared in order to submit the filing. After laborious efforts, it was discovered that only the incorrect FYE date would be accepted. This narrative response is correcting the actual FYE for 2021 is 12/31/2021. UPDATE #2 Accession # 0000831157-21-000001 Filing Date 1/8/21 The Fiscal Year end date of 1/8/2021 on FORM MA-A filed 01/8/2021 was the only date that EDGAR would accept electronically. The correct date was input and was marked as an error that had to be cleared in order to submit the filing. After laborious efforts, it was discovered that only the incorrect FYE date would be accepted. This narrative response is correcting the actual FYE for 2020 is 12/31/2020. N N N N N N N N N N Y N N N N N N N N N N N N N N N Multi-Bank Services LTD. N 38-2584711 Parent Company 08-17-1987 E Y Merlin Auberon Elsner Chief Compliance Officer 08-01-2009 NA Y 5593423 David Thomas Maccagnone Chief Executive Officer 12-01-1988 NA Y 811479 Michael Stephen Karsner Chief Financial Officer 07-01-2012 NA Y 5751851 Jeffery Thomas Maccagnone President/Secretary 07-01-2012 NA Y 2077369 Michael Wayne Drews Vice Chairman 07-01-2012 NA Y 1664216 Multi-Bank Services, LTD. David Thomas Maccagnone CEO/President 02-01-1987 D Y 811479 Multi-Bank Services, LTD. Michael Wayne Drews DIRECTOR 07-01-2012 F Y 1664216 Multi-Bank Services, LTD. Jeffery Thomas Maccagnone SECRETARY/TREASURER 07-01-2012 F Y 2077369 Multi-Bank Services LTD. N 38-2584711 Parent Company 08-17-1987 E Y Merlin Auberon Elsner Chief Compliance Officer 08-01-2009 NA Y 5593423 David Thomas Maccagnone Chief Executive Officer 12-01-1988 NA Y 811479 Michael Stephen Karsner Chief Financial Officer 07-01-2012 NA Y 5751851 Jeffery Thomas Maccagnone President/Secretary 07-01-2012 NA Y 2077369 Michael Wayne Drews Vice Chairman 07-01-2012 NA Y 1664216 Multi-Bank Services, LTD. David Thomas Maccagnone CEO/President 02-01-1987 D Y 811479 Multi-Bank Services, LTD. Michael Wayne Drews DIRECTOR 07-01-2012 F Y 1664216 Multi-Bank Services, LTD. Jeffery Thomas Maccagnone SECRETARY/TREASURER 07-01-2012 F Y 2077369 9-E2 Multi-Bank Securities, Inc. 22098 1929423 9-E2 Multi-Bank Securities, Inc. 22098 1770256 9-E2 Multi-Bank Securities, Inc. 22098 229737 9-E2 Multi-Bank Securities, Inc. 22098 122037 Merlin Elsner Merlin Elsner Chief Compliance Officer 05-19-2023 N N N N N Y N Y Y Y N N Y N N N N N Y N N