0000831157-19-000014.txt : 20191104 0000831157-19-000014.hdr.sgml : 20191104 20191104111916 ACCESSION NUMBER: 0000831157-19-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 KENNEDY,RICHARD,FRANCIS,IV FILED AS OF DATE: 20191031 DATE AS OF CHANGE: 20191104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MULTI-BANK SECURITIES, INC. CENTRAL INDEX KEY: 0000831157 IRS NUMBER: 382781895 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-04551 FILM NUMBER: 191188694 BUSINESS ADDRESS: STREET 1: 1000 TOWN CENTER #2300 STREET 2: SUITE 1350 CITY: SOUTHFIELD STATE: MI ZIP: 48075 BUSINESS PHONE: 248-291-1100 MAIL ADDRESS: STREET 1: 1000 TOWN CENTER #2300 STREET 2: SUITE 1350 CITY: SOUTHFIELD STATE: MI ZIP: 48075 FORMER COMPANY: FORMER CONFORMED NAME: MULTI BANK SECURITIES INC /BD DATE OF NAME CHANGE: 20020205 MA-I 1 primary_doc.xml MA-I 0000831157 XXXXXXXX Merlin Elsner 2482911053 melsner@mbssecurities.com N N Richard Francis Kennedy IV 2150518 N 1 0000831157 MULTI-BANK SECURITIES, INC. 10-31-2019 N 867-01446 SUPERVISED 10-31-2019 1000 TOWN CENTER #2300 SOUTHFIELD MI 48075 Dick NM Kennedy 06-2019 Multi-Bank Securities, Inc. Southfield MI 48075 Y Y Vice President 04-2019 05-2019 Unemployed Tampa FL 33611 N N Unemployed 09-2017 03-2019 Penserra Securities New York NY 10004 N Y FIXED INCOME SALESPERSON 10-2016 09-2017 FIRST INTEGRITY CAPITAL PARTNERS CORP. West Palm Beach FL 33401 N Y Senior Vice President 06-2015 09-2016 STIFEL, NICOLAUS & COMPANY, INCORPORATED Tampa FL 33607 N Y VP FI SALESPERSON 05-2012 06-2015 STERNE, AGEE & LEACH, INC. Birmingham AL 35209 N Y VP FI SALESPERSON 01-2012 04-2012 RAYMOND JAMES & ASSOCIATES ST. PETERSBURG FL 33716 N Y VP SALES 02-2007 12-2011 SUNTRUST ROBINSON HUMPHREY, INC. Memphis TN 38120 N Y VICE PRESIDENT N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 10-31-2019 Merlin Elsner Chief Compliance Officer