0000831157-19-000014.txt : 20191104
0000831157-19-000014.hdr.sgml : 20191104
20191104111916
ACCESSION NUMBER: 0000831157-19-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
KENNEDY,RICHARD,FRANCIS,IV
FILED AS OF DATE: 20191031
DATE AS OF CHANGE: 20191104
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULTI-BANK SECURITIES, INC.
CENTRAL INDEX KEY: 0000831157
IRS NUMBER: 382781895
STATE OF INCORPORATION: MI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04551
FILM NUMBER: 191188694
BUSINESS ADDRESS:
STREET 1: 1000 TOWN CENTER #2300
STREET 2: SUITE 1350
CITY: SOUTHFIELD
STATE: MI
ZIP: 48075
BUSINESS PHONE: 248-291-1100
MAIL ADDRESS:
STREET 1: 1000 TOWN CENTER #2300
STREET 2: SUITE 1350
CITY: SOUTHFIELD
STATE: MI
ZIP: 48075
FORMER COMPANY:
FORMER CONFORMED NAME: MULTI BANK SECURITIES INC /BD
DATE OF NAME CHANGE: 20020205
MA-I
1
primary_doc.xml
MA-I
0000831157
XXXXXXXX
Merlin Elsner
2482911053
melsner@mbssecurities.com
N
N
Richard
Francis
Kennedy
IV
2150518
N
1
0000831157
MULTI-BANK SECURITIES, INC.
10-31-2019
N
867-01446
SUPERVISED
10-31-2019
1000 TOWN CENTER #2300
SOUTHFIELD
MI
48075
Dick
NM
Kennedy
06-2019
Multi-Bank Securities, Inc.
Southfield
MI
48075
Y
Y
Vice President
04-2019
05-2019
Unemployed
Tampa
FL
33611
N
N
Unemployed
09-2017
03-2019
Penserra Securities
New York
NY
10004
N
Y
FIXED INCOME SALESPERSON
10-2016
09-2017
FIRST INTEGRITY CAPITAL PARTNERS CORP.
West Palm Beach
FL
33401
N
Y
Senior Vice President
06-2015
09-2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Tampa
FL
33607
N
Y
VP FI SALESPERSON
05-2012
06-2015
STERNE, AGEE & LEACH, INC.
Birmingham
AL
35209
N
Y
VP FI SALESPERSON
01-2012
04-2012
RAYMOND JAMES & ASSOCIATES
ST. PETERSBURG
FL
33716
N
Y
VP SALES
02-2007
12-2011
SUNTRUST ROBINSON HUMPHREY, INC.
Memphis
TN
38120
N
Y
VICE PRESIDENT
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
10-31-2019
Merlin Elsner
Chief Compliance Officer