8-A12B 1 fp0078459_8a12b.htm

As filed with the Securities and Exchange Commission on August 5, 2022

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934

 

The RBB Fund, Inc.

(Exact name of registrant as specified in its charter)

 

Maryland

(State of incorporation or organization)

 

See Below

(I.R.S. Employer Identification Number)

 

c/o U.S. Bancorp Fund Services, LLC

615 East Michigan Street

Milwaukee, WI 53202

(Address of registrant’s principal executive offices)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class of securities
to be registered
Name of each exchange on which each class
is to be registered
   
US Treasury 10 Year Note ETF The Nasdaq Stock Market LLC
US Treasury 2 Year Note ETF The Nasdaq Stock Market LLC
US Treasury 3 Month Bill ETF The Nasdaq Stock Market LLC

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [X]
   
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [   ]
   
Securities Act Registration file number to which this form relates: 033-20827  
   
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.  

 

 

 

Item 1.Description of Registrant’s Securities to be Registered.

 

Reference is made to Post-Effective Amendment No. 293 to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0001398344-22-014885) on August 5, 2022, which is incorporated herein by reference.

 

The Registrant currently consists of 50 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:

 

Title of Each Class of Securities to be Registered IRS Employer ID Number
   
US Treasury 10 Year Note ETF 88-3106444
US Treasury 2 Year Note ETF 88-3096530
US Treasury 3 Month Bill ETF 88-3169293

 

Item 2.Exhibits

 

A. Registrant’s Articles of Incorporation are incorporated herein by reference to Exhibit (a) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on October 30, 1998 (Accession Number: 0000925069-98-000189).
   
B. Articles Supplementary of Registrant are incorporated herein by reference to Exhibit (a)(116) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on August 5, 2022 (Accession No. 0001398344-22-014885).

 

C. Registrant’s By-Laws are incorporated herein by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-1A (File Nos. 033-20827 and 811-05518), as filed with the SEC via EDGAR on September 27, 2021 (Accession No. 0001398344-21-019227).

 

 

 

SIGNATURES

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  The RBB Fund, Inc.  
     
  August 5, 2022  
 

 

 
 

/s/ James G. Shaw

 
 

James G. Shaw

Secretary