485BXT 1 fp0077072_485bxt.htm

Filed with the Securities and Exchange Commission on June 21, 2022

 

1933 Act Registration File No. 033-20827

1940 Act Registration File No. 811-05518

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM N-1A

 

  REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]  
  Pre-Effective Amendment No.     [   ]  
  Post-Effective Amendment No. 291   [X]  

 

and/or

 

  REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]  
  Amendment No. 296   [X]  

 

(Check appropriate box or boxes.)

 

THE RBB FUND, INC.

(Exact Name of Registrant as Specified in Charter)

 

615 East Michigan Street
Milwaukee, Wisconsin 53202

 

(Address of Principal Executive Offices, including Zip Code)

 

Registrant’s Telephone Number, including Area Code:  (609) 731-6256

Copies to:

 

SALVATORE FAIA MICHAEL P. MALLOY, ESQUIRE
The RBB Fund, Inc. Faegre Drinker Biddle & Reath LLP
615 East Michigan Street One Logan Square, Suite 2000
Milwaukee, Wisconsin 53202 Philadelphia, Pennsylvania 19103-6996

 

It is proposed that this filing will become effective (check appropriate box)

 

  [   ] immediately upon filing pursuant to paragraph (b)
  [X] on July 20, 2022 pursuant to paragraph (b)
  [   ] 60 days after filing pursuant to paragraph (a)(1)
  [   ] on (date) pursuant to paragraph (a)(1)
  [   ] 75 days after filing pursuant to paragraph (a)(2)
  [   ]

on (date) pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

[ X ]

This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

EXPLANATORY NOTE

 

Designation of New Effective Date for Previously Filed Post-Effective Amendment

 

Post-Effective Amendment No. 289 (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended (the “1933 Act”), on April 8, 2022 and pursuant to Rule 485(a)(2) would have become effective on June 22, 2022.

 

This Post-Effective Amendment No. 291 is being filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act for the sole purpose of designating July 20, 2022 as the new date upon which the Amendment shall become effective.

 

This Post-Effective Amendment No. 291 incorporates by reference the information contained in Parts A, B and C of the Amendment.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Chadds Ford, and Commonwealth of Pennsylvania on June 21, 2022.

 

  THE RBB FUND, INC.  
     
  By: /s/ Salvatore Faia  
    Salvatore Faia  
    President  

 

Pursuant to the requirements of the 1933 Act, this Amendment to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.

 

SIGNATURE   TITLE   DATE
         
/s/ Salvatore Faia   President (Principal Executive Officer) and Chief Compliance Officer   June 21, 2022
Salvatore Faia      
         
/s/ James G. Shaw   Treasurer (Chief Financial   June 21, 2022
James G. Shaw    Officer) and Secretary    
         
*Julian A. Brodsky   Director   June 21, 2022
Julian A. Brodsky        
         
*Gregory P. Chandler   Director   June 21, 2022
Gregory P. Chandler        
         
*Lisa A. Dolly   Director   June 21, 2022
Lisa A. Dolly        
         
*Nicholas A. Giordano   Director   June 21, 2022
Nicholas A. Giordano        
         
*Arnold M. Reichman   Director   June 21, 2022
Arnold M. Reichman        
         
*Robert Sablowsky   Director   June 21, 2022
Robert Sablowsky        
         
*Brian T. Shea   Director   June 21, 2022
Brian T. Shea        
         
*Robert Straniere   Director   June 21, 2022
Robert Straniere        

 

*By: /s/ Salvatore Faia  
Salvatore Faia  
Attorney-in-Fact  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Julian A. Brodsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 24, 2021  
     
  /s/ Julian A. Brodsky  
     
  Julian A. Brodsky  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Gregory P. Chandler, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 24, 2021  
     
  /s/ Gregory P. Chandler  
     
  Gregory P. Chandler  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Lisa A. Dolly, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, her true and lawful attorneys, to execute in her name, place, and stead, in her capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in her name and on her behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as she might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 24, 2021  
     
  /s/ Lisa A. Dolly  
     
  Lisa A. Dolly  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Nicholas A. Giordano, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 29, 2021  
     
  /s/ Nicholas A. Giordano  
     
  Nicholas A. Giordano  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Arnold M. Reichman, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: December 8, 2021  
     
  /s/ Arnold M. Reichman  
     
  Arnold M. Reichman  

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Robert Sablowsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 24, 2021  
     
  /s/ Robert Sablowsky  
     
  Robert Sablowsky  

 

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Brian T. Shea, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 29, 2021  
     
  /s/ Brian T. Shea  
     
  Brian T. Shea  

 

 

 

 

 

THE RBB FUND, INC.

(the “Company”)

 

PENN CAPITAL FUNDS TRUST

(the “Trust”)

 

POWER OF ATTORNEY

 

Know All Men by These Presents, that the undersigned, Robert A. Straniere, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Jillian L. Bosmann, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director/Trustee or officer, or both, of the Company and of the Trust, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.

 

DATED: November 29, 2021  
     
  /s/ Robert Straniere  
     
  Robert Straniere