<SEC-DOCUMENT>0001398344-21-000945-index.html : 20210115 <SEC-HEADER>0001398344-21-000945.hdr.sgml : 20210115 <ACCEPTANCE-DATETIME>20210115170024 ACCESSION NUMBER: 0001398344-21-000945 CONFORMED SUBMISSION TYPE: 40-APP/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-15165 FILM NUMBER: 21532810 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 609-731-6256 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Red Gate Advisers, LLC CENTRAL INDEX KEY: 0001826149 IRS NUMBER: 851775786 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-15165-01 FILM NUMBER: 21532808 BUSINESS ADDRESS: STREET 1: GATEWAY CORPORATE CENTER, STE 216 STREET 2: 223 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 1-866-315-5322 MAIL ADDRESS: STREET 1: GATEWAY CORPORATE CENTER, STE 216 STREET 2: 223 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HERALD INVESTMENT MARKETING, LLC CENTRAL INDEX KEY: 0001686268 IRS NUMBER: 455592823 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 40-APP/A SEC ACT: 1940 Act SEC FILE NUMBER: 812-15165-02 FILM NUMBER: 21532809 BUSINESS ADDRESS: STREET 1: GATEWAY CORPORATE CENTER, SUITE 216 STREET 2: 223 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 BUSINESS PHONE: 888-229-1855 MAIL ADDRESS: STREET 1: GATEWAY CORPORATE CENTER, SUITE 216 STREET 2: 223 WILMINGTON WEST CHESTER PIKE CITY: CHADDS FORD STATE: PA ZIP: 19317 </SEC-HEADER> <DOCUMENT> <TYPE>40-APP/A <SEQUENCE>1 <FILENAME>fp0061272_40appa.htm <TEXT> Document 1 - file: fp0061272_40appa.htm
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