0001145549-20-002540.txt : 20200127 0001145549-20-002540.hdr.sgml : 20200127 20200127151409 ACCESSION NUMBER: 0001145549-20-002540 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191130 FILED AS OF DATE: 20200127 PERIOD START: 20200831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 20549262 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 609-731-6256 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000051361 Boston Partners Emerging Markets Long/Short Fund C000161908 Institutional Class BELSX NPORT-P 1 primary_doc.xml NPORT-P false 0000831114 XXXXXXXX S000051361 C000161908 RBB Fund, Inc. 811-05518 0000831114 5493005KKD0GVHSW0D29 615 East Michigan Street Milwaukee 53202 414-765-5366 Boston Partners Emerging Markets Long/Short Fund S000051361 549300JOEYTQG9UPLG39 2020-08-31 2019-11-30 N 66365449.910000000000 5362783.340000000000 61002666.570000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 0.000000000000 211763.048065012300 0.000000000000 0.000000000000 6128767.360000000000 N N/A N/A GOME RETAIL HOLDINGS LTD N/A -4227000 NC 5260.01 0.0086225903 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 GOME Retail Holdings Ltd GOME Retail Holdings Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 HKD 0.000000000000 HKD -2916422.88 HKD 5260.01 N N N N/A N/A TRUE CORP PCL-NVDR SWAP N/A -3144900 NC -14223.07 -0.0233154890 N/A DE US N 2 Morgan Stanley I7331LVCZKQKX5T7XV54 True Corp PCL True Corp PCL Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 THB 0.000000000000 THB -13962648.4 THB -14223.07 N N N N/A N/A GOLDEN AGRI RESOUR USD0.025 SWAP N/A -2741500 NC 51731.58 0.0848021618 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 Golden Agri-Resources Ltd Golden Agri-Resources Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 SGD 0.000000000000 SGD -589647.3 SGD 51731.58 N N N N/A N/A FULLSHARE HOLDINGS HKD0.01 SWAP N/A -1250000 NC 2143.67 0.0035140595 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 Fullshare Holdings Ltd Fullshare Holdings Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 HKD 0.000000000000 HKD -220131.25 HKD 2143.67 N N N N/A N/A ALIBABA PICTURES GROUP LTD SWAP N/A -1240000 NC 1601.7 0.0026256229 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 Alibaba Pictures Group Ltd Alibaba Pictures Group Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 HKD 0.000000000000 HKD -1612549.32 HKD 1601.7 N N N N/A N/A CHINA AIRLINES TWD10 SWAP N/A -991000 NC 2663.72 0.0043665632 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 China Airlines Ltd China Airlines Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 TWD 0.000000000000 TWD -8927805.04 TWD 2663.72 N N N N/A N/A MATAHARI DEPARTMENT STORE TB SWAP N/A -812600 NC 1846.5 0.0030269169 N/A DE US N 2 Macquarie 4ZHCHI4KYZG2WVRT8631 Matahari Department Store Tbk Matahari Department Store Tbk PT Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 IDR 0.000000000000 IDR -2869889864.87 IDR 1846.5 N N N N/A N/A OI SA SWAP N/A -792000 NC 15835.71 0.0259590455 N/A DE US N 1 Morgan Stanley I7331LVCZKQKX5T7XV54 Oi SA Oi SA Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 BRL 0.000000000000 BRL -728640 BRL 15835.71 N N N N/A N/A GENTING SINGAPORE LTD SWAP N/A -705900 NC 12810.39 0.0209997214 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 Genting Singapore Ltd Genting Singapore Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2020-09-15 0.000000000000 SGD 0.000000000000 SGD -652902.44 SGD 12810.39 N N N N/A N/A HK ELECTRIC INVESTMENTS -SS TR SWAP N/A -492000 NC -3567.5 -0.0058481050 N/A DE US N 1 Goldman Sachs W22LROWP2IHZNBB6K528 HKELECTRIC-SS HK Electric Investments & HK Electric Investments Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2021-12-31 0.000000000000 HKD 0.000000000000 HKD -3773640 HKD -3567.5 N N N N/A N/A SJM HOLDINGS LTD TR SWAP N/A -458000 NC 22190.58 0.0363764098 N/A DE US N 2 Goldman Sachs W22LROWP2IHZNBB6K528 SJM Holdings Ltd SJM Holdings Ltd Y UNREALIZED GAIN/LOSS AND INCOME/EXPENSE FROM UNDERLYING 2021-12-31 0.000000000000 HKD 0.000000000000 HKD -3656786.5 HKD 22190.58 N N N N/A N/A XIAOMI CORP. 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145149.03 0.2379388282 Long EC CORP KR N 2 N N N Wynn Macau Ltd 254900NMDQ8ENTHU1I31 Wynn Macau Ltd G98149100 269600 NS 592911.19 0.9719430696 Long EC CORP MO N 2 N N N Qualicorp Consultoria e Corret N/A Qualicorp Consultoria e Corretora de Seguros SA P7S21H105 11300 NS 94004.3 0.1540986735 Long EC CORP BR N 1 N N N Pegatron Corp 529900M87JQS8TUO0L66 Pegatron Corp Y6784J100 118000 NS 262974.86 0.4310874832 Long EC CORP TW N 2 N N N Tatneft PJSC 253400PAT768SVJMV121 Tatneft PJSC X89366102 10245 NS 117914.54 0.1932940749 Long EC CORP RU N 2 N N N Gazprom Neft PJSC 253400KXA9P2AN72P004 Gazprom Neft PJSC X7813K101 65420 NS 425505.7 0.6975198363 Long EC CORP RU N 2 N N N Charoen Pokphand Foods PCL 529900FJ3AI2GKGIWK15 Charoen Pokphand Foods PCL Y1296K166 339900 NS 309246.96 0.5069400690 Long EC CORP TH N 2 N N N Cia Brasileira de Distribuicao 5299003V5B6KLICZCC14 Cia Brasileira de Distribuicao P3055E464 8500 NS 159853.08 0.2620427745 Long EP CORP BR N 1 N N N Fibra Uno Administracion SA de N/A Fibra Uno Administracion SA de CV P3515D163 184800 NS 283254.57 0.4643314562 Long EC CORP MX N 1 N N N GS Retail Co Ltd N/A GS Retail Co Ltd Y2915J101 6944 NS 224464.03 0.3679577347 Long EC CORP KR N 2 N N N Macquarie Mexico Real Estate M N/A Macquarie Mexico Real Estate Management SA de CV P3515D155 304900 NS 419514.98 0.6876994131 Long EC CORP MX N 1 N N N Cia de Locacao das Americas N/A Cia de Locacao das Americas P2R93B103 43200 NS 176526.44 0.2893749567 Long EC CORP BR N 1 N N N Alpek SAB de CV 549300PWKJTP62D4IQ66 Alpek SAB de CV P01703100 88300 NS 95867.93 0.1571536711 Long EC CORP MX N 1 N N N Bharti Infratel Ltd 335800L6DI4VHODGDK41 Bharti Infratel Ltd N/A 87689 NS 337737.87 0.5536444372 Long EC CORP IN N 1 N N N Chicony Power Technology Co Lt N/A Chicony Power Technology Co Ltd Y1364D102 97000 NS 203413.09 0.3334495055 Long EC CORP TW N 2 N N N Richter Gedeon Nyrt 549300J6ZJW5IH4WEE46 Richter Gedeon Nyrt X3124S107 15932 NS 305163.93 0.5002468698 Long EC CORP HU N 1 N N N Mahanagar Gas Ltd 3358001GYZI2KS7FHN90 Mahanagar Gas Ltd N/A 34003 NS 494511.86 0.8106397438 Long EC CORP IN N 2 N N N JEREH GROUP N/A Yantai Jereh Oilfield Services Group Co Ltd Y9729Z106 63669 NS 287205.38 0.4708079108 Long EC CORP CN N 2 N N N Wuliangye Yibin Co Ltd N/A Wuliangye Yibin Co Ltd Y9718N106 29700 NS 539409.89 0.8842398543 Long EC CORP CN N 2 N N N Indraprastha Gas Ltd 33580033VPD8D168H736 Indraprastha Gas Ltd Y39881100 53100 NS 305967.43 0.5015640253 Long EC CORP IN N 2 N N N Kenmare Resources PLC 635400ETHWP1EKJMDO16 Kenmare Resources PLC G52332213 19459 NS 55491.44 0.0909655973 Long EC CORP IE N 1 N N N PLAY Communications SA 222100EYB9HNJPI80514 PLAY Communications SA L7635Y118 69284 NS 577945.62 0.9474104207 Long EC CORP PL N 2 N N N Bharat Electronics Ltd 335800HS8AOTM9W1F335 Bharat Electronics Ltd Y0881Q117 254770 NS 365770.07 0.5995968546 Long EC CORP IN N 2 N N N Distell Group Holdings Ltd N/A Distell Group Holdings Ltd S21939103 30194 NS 270108.57 0.4427815786 Long EC CORP ZA N 1 N N N Mavi Giyim Sanayi Ve Ticaret A 7890004V7753Z4N1L403 Mavi Giyim Sanayi Ve Ticaret AS M68551114 29116 NS 229089.73 0.3755405179 Long EC CORP TR N 2 N N N Atacadao SA 549300SMI26ISJIRM371 Atacadao SA P0565P138 56200 NS 248497.53 0.4073551928 Long EC CORP BR N 1 N N N Neoenergia SA N/A Neoenergia SA P5013T103 78400 NS 397398.02 0.6514436866 Long EC CORP BR N 1 N N N Concentradora Fibra Danhos SA N/A Concentradora Fibra Danhos SA de CV P2825H138 262200 NS 385011.01 0.6311380004 Long EC CORP MX N 1 N N N Ambev SA 549300TH5Q6VRP8OT012 Ambev SA P0273U106 50600 NS 214294.35 0.3512868569 Long EC CORP BR N 1 N N N Woori Financial Group Inc N/A Woori Financial Group Inc N/A 29798 NS 295752.93 0.4848196753 Long EC CORP KR N 2 N N N China Meidong Auto Holdings Lt N/A China Meidong Auto Holdings Ltd G21192102 320000 NS 361113.27 0.5919630900 Long EC CORP CN N 2 N N N Vivara Participacoes SA N/A Vivara Participacoes SA N/A 64213 NS 353697.04 0.5798058673 Long EC CORP BR N 1 N N N Tencent Holdings Ltd 254900N4SLUMW4XUYY11 Tencent Holdings Ltd G87572163 4600 NS 194097.71 0.3181790583 Long EC CORP CN N 2 N N N Emaar Malls PJSC N/A Emaar Malls PJSC N/A 435641 NS 225813.65 0.3701701298 Long EC CORP AE N 2 N N N Spigen Korea Co Ltd N/A Spigen Korea Co Ltd Y9036B107 2457 NS 98930.66 0.1621743205 Long EC CORP KR N 2 N N N Tech Mahindra Ltd 3358005FZUZ1I25XQH69 Tech Mahindra Ltd Y85491101 43156 NS 457845.88 0.7505342073 Long EC CORP IN N 2 N N N Thai Union Group PCL 25490047VDGNFMEYZW95 Thai Union Group PCL Y8730K116 523300 NS 238968.99 0.3917353182 Long EC CORP TH N 2 N N N Innocean Worldwide Inc 9884004U41HRH3VEBX04 Innocean Worldwide Inc Y3862P108 2287 NS 124534.68 0.2041462890 Long EC CORP KR N 2 N N N Credicorp Ltd 529900UYAEYQCQ2BKB17 Credicorp Ltd G2519Y108 447 NS USD 94401.93 0.1547504975 Long EC CORP PE N 1 N N N Geopark Ltd 529900ZR5QI19AH4KZ07 Geopark Ltd G38327105 17731 NS USD 320221.86 0.5249309219 Long EC CORP CL N 1 N N N National Energy Services Reuni N/A National Energy Services Reunited Corp G6375R107 39766 NS USD 363858.9 0.5964639260 Long EC CORP US N 1 N N N Yandex NV 549300GGZHJ5Q1B18P93 Yandex NV N97284108 9006 NS USD 377981.82 0.6196152418 Long EC CORP RU N 1 N N N MakeMyTrip Ltd 529900DNT8HNJ7RYUO60 MakeMyTrip Ltd V5633W109 7805 NS USD 203164.15 0.3330414249 Long EC CORP IN N 1 N N N Altus San Nicolas Corp N/A Altus San Nicolas Corp N/A 9312.955345 NS 0 0.0000000000 Long EC CORP PH N 3 N N N 2020-01-14 RBB Fund, Inc. James G. Shaw RBB Fund, Inc. Treasurer XXXX NPORT-EX 2 emergingmarketsls-nport.htm NPORT-EX

BOSTON PARTNERS INVESTMENT FUNDS
  
   
BOSTON PARTNERS EMERGING MARKETS LONG/SHORT FUND
  
PORTFOLIO OF INVESTMENTS
  
NOVEMBER 30, 2019 (UNAUDITED)
  
   
   
NUMBER OF
        
   
SHARES
    
VALUE
  
LONG POSITIONS—93.9%
            
COMMON STOCKS—63.5%
            
Brazil—4.6%
            
Ambev SA
    
50,600
    
$
214,294
  
Atacadao SA
    
56,200
      
248,498
  
Azul SA - ADR*
    
3,438
      
128,031
  
Banco do Brasil SA
    
47,900
      
539,111
  
Cia de Locacao das Americas
    
43,200
      
176,527
  
Neoenergia SA
    
78,400
      
397,398
  
Petroleo Brasileiro SA - SP ADR
    
26,358
      
388,253
  
Qualicorp SA*
    
11,300
      
94,004
  
Transmissora Alianca de Energia Eletrica SA
    
17,100
      
114,183
  
Tupy SA
    
30,200
      
140,668
  
Vivara Participacoes SA*
    
64,213
      
353,697
  
             
2,794,664
  
Chile—0.6%
                
Geopark Ltd.
    
17,731
      
320,222
  
Sociedad Quimica y Minera de Chile SA - SP ADR
    
745
      
17,753
  
             
337,975
  
China—15.9%
                
Alibaba Group Holding Ltd. - SP ADR*Ɨ
    
18,964
      
3,792,800
  
Anton Oilfield Services Group
    
2,818,000
      
269,834
  
Bank of China Ltd.
    
437,000
      
175,262
  
China Construction Bank Corp., Class H
    
1,416,000
      
1,126,445
  
China Meidong Auto Holdings Ltd.
    
320,000
      
361,113
  
CRRC Corp Ltd., Class H
    
453,000
      
297,981
  
ENN Energy Holdings Ltd.
    
28,100
      
305,401
  
Industrial & Commercial Bank of China Ltd., Class H
    
502,000
      
357,770
  
Momo, Inc. - SP ADR
    
6,390
      
239,178
  
NetEase, Inc. - ADR
    
376
      
118,560
  
Ping An Insurance Group Co. of China Ltd., Class H
    
62,500
      
709,707
  
Tencent Holdings Ltd.
    
4,600
      
194,098
  
Tencent Holdings Ltd. - ADRƗ
    
15,609
      
657,919
  
Trip.com Group Ltd. - ADR
    
5,292
      
175,906
  
Vipshop Holdings Ltd. - ADR*
    
17,786
      
227,305
  
Wuliangye Yibin Co. Ltd., Class AƗ
    
29,700
      
539,410
  
Yantai Jereh Oilfield Services Group Co. Ltd., Class AƗ
    
40,569
      
183,003
  
             
9,731,692
  
Greece—0.2%
                
Hellenic Telecommunications Organization SA
    
8,203
      
123,192
  
Hong Kong—2.3%
                
China Mobile Ltd. - SP ADRƗ
    
7,450
      
281,089
  
CNOOC Ltd.
    
78,000
      
113,227
  
Galaxy Entertainment Group Ltd.
    
70,000
      
458,384
  
Melco Resorts & Entertainment Ltd. - ADR
    
24,787
      
527,467
  
             
1,380,167
  
Hungary—1.9%
                
OTP Bank PLC
    
18,415
      
866,083
  
Richter Gedeon Nyrt
    
15,932
      
305,164
  
             
1,171,247
  
India—8.2%
                
Bharat Electronics Ltd.
    
254,770
      
365,770
  
Bharti Airtel Ltd.*
    
75,011
      
462,639
  
Bharti Infratel Ltd.
    
87,689
      
337,738
  
Gujarat State Petronet Ltd.
    
100,912
      
302,789
  
Hexaware Technologies Ltd.
    
24,054
      
113,803
  
Indraprastha Gas Ltd.
    
53,100
      
305,967
  
Infosys Ltd. - SP ADR
    
15,895
      
156,248
  
ITC Ltd.
    
122,999
      
422,226
  
Mahanagar Gas Ltd.
    
34,003
      
494,512
  
MakeMyTrip Ltd.*
    
7,805
      
203,164
  
Reliance Industries Ltd.
    
29,585
      
639,023
  
Tech Mahindra Ltd.
    
43,156
      
457,846
  
Vodafone Idea Ltd.
    
2,542,050
      
242,733
  
Zee Entertainment Enterprises Ltd.
    
127,279
      
519,939
  
             
5,024,397
  
Indonesia—1.8%
                
Bank Rakyat Indonesia Persero Tbk PT
    
2,138,500
      
619,565
  
Gudang Garam Tbk PT
    
119,800
      
427,723
  
Indah Kiat Pulp & Paper Corp Tbk PT
    
107,000
      
51,521
  
             
1,098,809
  
Ireland—0.1%
                
Kenmare Resources PLC
    
19,459
      
55,491
  
Luxembourg—0.9%
                
PLAY Communications SA
    
69,284
      
577,946
  
Macao—1.0%
                
Wynn Macau Ltd.
    
269,600
      
592,911
  
Malaysia—1.4%
                
British American Tobacco Malaysia Bhd
    
71,900
      
280,690
  
Malaysia Airports Holdings Bhd
    
91,000
      
180,757
  
Sime Darby Bhd
    
723,400
      
389,717
  
             
851,164
  
Mexico—2.8%
                
Alpek SAB de CV
    
88,300
      
95,868
  
Concentradora Fibra Danhos SA de CV
    
262,200
      
385,011
  
Fibra Uno Administracion SA de CV
    
184,800
      
283,255
  
Grupo Financiero Banorte SAB de CV
    
56,000
      
296,072
  
Industrias Bachoco SAB de CV
    
48,600
      
207,386
  
Macquarie Mexico Real Estate Management SA de CV*
    
304,900
      
419,515
  
             
1,687,107
  
Peru—0.2%
                
Credicorp Ltd.
    
447
      
94,402
  
Philippines—0.7%
                
Altus San Nicolas Corp.*‡
    
9,313
      
0
  
First Gen Corp.
    
584,700
      
287,661
  
Robinsons Land Corp.
    
254,300
      
131,116
  
             
418,777
  
Russia—2.3%
                
Gazprom Neft PJSC
    
65,420
      
425,506
  
Sberbank of Russia PJSC - SP ADR
    
33,055
      
482,603
  
Tatneft PJSC
    
10,245
      
117,914
  
Yandex NV, Class A*
    
9,006
      
377,982
  
             
1,404,005
  
Singapore—2.2%
                
DBS Group Holdings Ltd.
    
39,700
      
732,662
  
United Overseas Bank Ltd.
    
30,900
      
583,116
  
             
1,315,778
  
South Africa—3.2%
                
Adcock Ingram Holdings Ltd.
    
91,248
      
343,248
  
Anglo American Platinum Ltd.
    
530
      
43,863
  
Astral Foods Ltd.
    
27,239
      
370,345
  
Barloworld Ltd.
    
25,493
      
197,325
  
Distell Group Holdings Ltd.
    
30,194
      
270,109
  
Naspers Ltd., Class N
    
1,674
      
238,515
  
Oceana Group Ltd.
    
46,973
      
199,717
  
Sasol Ltd. - SP ADR
    
3,181
      
57,353
  
SPAR Group Ltd., (The)
    
18,206
      
255,628
  
             
1,976,103
  
South Korea—2.9%
                
Autech Corp.
    
12,064
      
107,398
  
GS Retail Co. Ltd.
    
6,944
      
224,464
  
Innocean Worldwide, Inc.
    
2,287
      
124,535
  
KB Financial Group, Inc.
    
7,112
      
277,875
  
Kia Motors Corp.
    
4,952
      
181,503
  
Korea Aerospace Industries Ltd.
    
4,592
      
145,149
  
KT Corp. - SP ADR
    
26,491
      
298,024
  
Spigen Korea Co. Ltd.
    
2,457
      
98,930
  
Woori Financial Group, Inc.
    
29,798
      
295,753
  
             
1,753,631
  
Taiwan—4.9%
                
Chicony Power Technology Co. Ltd.
    
97,000
      
203,413
  
ChipMOS Technologies, Inc.
    
364,000
      
408,563
  
Hon Hai Precision Industry Co., Ltd.
    
206,000
      
597,326
  
Novatek Microelectronics Corp.
    
26,000
      
190,477
  
Pegatron Corp.
    
118,000
      
262,975
  
Radiant Opto-Electronics Corp.
    
105,000
      
402,664
  
Taiwan PCB Techvest Co. Ltd.
    
127,000
      
152,322
  
Taiwan Semiconductor Manufacturing Co., Ltd. - SP ADR
    
14,936
      
792,952
  
             
3,010,692
  
Thailand—1.4%
                
Charoen Pokphand Foods PCL
    
339,900
      
309,247
  
Major Cineplex Group PCL
    
381,300
      
311,612
  
Thai Union Group PCL
    
523,300
      
238,969
  
             
859,828
  
Turkey—0.6%
                
Mavi Giyim Sanayi Ve Ticaret AS, Class B*
    
29,116
      
229,090
  
Ulker Biskuvi Sanayi AS
    
36,423
      
137,117
  
             
366,207
  
United Arab Emirates—0.8%
                
Aramex PJSC
    
256,405
      
260,557
  
Emaar Malls PJSC
    
435,641
      
225,814
  
             
486,371
  
United States—2.6%
                
Kosmos Energy Ltd.Ɨ
    
45,440
      
271,277
  
Las Vegas Sands Corp.Ɨ
    
9,711
      
609,365
  
Micron Technology, Inc.*
    
6,561
      
311,713
  
National Energy Services Reunited Corp.*
    
39,766
      
363,859
  
Southern Copper Corp.
    
1,617
      
61,495
  
             
1,617,709
  
TOTAL COMMON STOCKS
                
(Cost $35,935,416)
            
38,730,265
  
PREFERRED STOCKS—5.1%
                
Brazil—1.7%
                
Braskem SA, 3.028%
    
8,900
      
58,945
  
Cia Brasileira de Distribuicao, 1.454%
    
8,500
      
159,853
  
Cia de Saneamento do Parana, 4.836%
    
56,800
      
249,407
  
Itau Unibanco Holding SA, 4.991%
    
69,500
      
568,811
  
             
1,037,016
  
South Korea—3.4%
                
Samsung Electronics Co., Ltd., 3.469%
    
60,284
      
2,090,105
  
TOTAL PREFERRED STOCKS
                
(Cost $2,767,492)
            
3,127,121
  
                 
SHORT-TERM INVESTMENTS—25.3%
                
Morgan Stanley Institutional Liquidity Funds - Treasury Portfolio, 1.52%(a)
    
15,438,097
      
15,438,097
  
TOTAL SHORT-TERM INVESTMENTS
                
(Cost $15,438,097)
            
15,438,097
  
TOTAL INVESTMENTS—93.9%
                
(Cost $54,141,005)
            
57,295,483
  
SECURITIES SOLD SHORT—(4.8%)
                
COMMON STOCKS—(0.4%)
                
Mexico—(0.4%)
                
Grupo Financiero Inbursa SAB de CV
    
(217,900
)
    
(257,283
)
TOTAL COMMON STOCKS
                
(Proceeds $(269,828))
            
(257,283
)
EXCHANGE TRADED FUNDS—(4.4%)
                
United States—(4.4%)
                
iShares MSCI India ETF
    
(77,823
)
    
(2,681,780
)
TOTAL EXCHANGE TRADED FUNDS
                
(Proceeds $(2,634,511))
            
(2,681,780
)
TOTAL SECURITIES SOLD SHORT—(4.8%)
                
(Proceeds $(2,904,339))
            
(2,939,063
)
OTHER ASSETS IN EXCESS OF LIABILITIES—10.9%
            
6,648,138
  
NET ASSETS—100.0%
          
$
61,004,558
  

ADR
American Depositary Receipt
      
PLC
Public Limited Company
      
SP ADR
Sponsored American Depositary Receipt
      
*
Non-income producing.
      
Ɨ
Security position is either entirely or partially held in a segregated account as collateral for securities sold short.
(a)
Seven-day yield as of November 30, 2019.
      
‡
Security has been valued at fair market value using significant unobservable inputs as determined in good faith by or under
the direction of The RBB Fund, Inc.'s Board of Directors. As of November 30, 2019, these securities amounted to $0 or 0.0% of net assets.
         
 
Industry classifications may be different than those used for compliance monitoring purposes.
 

Contracts For Difference held by the Fund at November 30, 2019, are as follows:
                                 
REFERENCE
COMPANY
  
COUNTERPARTY
  
EXPIRATION DATE
  
FINANCING
RATE
  
PAYMENT FREQUENCY
  
NUMBER OF CONTRACTS LONG/(SHORT)
    
NOTIONAL
AMOUNT
    
UNREALIZED
APPRECIATION
(DEPRECIATION)
Long
                                
Austria
                                
Erste Group Bank AG
  
Goldman Sachs
  
9/15/2020
  
-0.46%
  
Monthly
  
9,005
   $
322,141
   $
             (3,976)
                         
 
    
 
Brazil
                                
Mahle Metal Leve SA
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
67,000
    
               392,153
    
                      9,663
                         
 
    
 
Canada
                                
Yamana Gold Inc.
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
42,343
    
               151,588
    
                      2,039
                         
 
    
 
China
                                
Agricultural Bank of China
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
1,103,000
    
               446,585
    
                  (13,134)
Alibaba Group Holding Ltd. - SP ADR
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
2,911
    
               582,200
    
                    42,652
Anhui Conch Cement Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
10,000
    
                 63,975
    
                         880
Baidu Inc. - SP ADR
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
971
    
               115,093
    
                      2,699
Bank of China Ltd.
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
433,000
    
               173,657
    
                    (4,600)
China Construction Bank Corp., Class H
  
Goldman Sachs
  
9/15/2020
  
1.54
  
Monthly
  
90,000
    
                 71,596
    
                    (1,642)
China National, Class H
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
34,000
    
                 32,874
    
                      1,663
China Oilfield Services
  
Goldman Sachs
  
9/15/2020
  
1.54
  
Monthly
  
222,000
    
               298,854
    
                    (7,936)
China Shenhua Energy Co., Ltd., Class H
  
Goldman Sachs
  
12/31/2021
  
2.39
  
Monthly
  
85,500
    
               165,544
    
                    (1,266)
Industrial & Commercial Bank of China Ltd., Class H
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
627,000
    
               446,856
    
                  (13,704)
Jiangxi Copper Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
26,000
    
                 29,984
    
                       (399)
SINOPEC Engineering
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
450,000
    
               263,621
    
                    (1,603)
Tencent Holdings Ltd.
  
Goldman Sachs
  
12/31/2021
  
2.39
  
Monthly
  
34,300
    
            1,447,294
    
                  (28,769)
Tencent Holdings Ltd. - ADR
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
14,327
    
               603,883
    
                    (9,926)
                         
            4,742,016
    
                 (35,085)
Egypt
                                
Commercial International Bank Egypt SAE
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
12,431
    
                 60,767
    
                    (2,532)
                         
 
    
 
France
                                
Total SA
  
Goldman Sachs
  
9/15/2020
  
-0.46
  
Monthly
  
5,632
    
               295,424
    
                    (9,429)
                         
 
    
 
Hong Kong
                                
AIA Group Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.54
  
Monthly
  
30,200
    
               302,218
    
                    (6,908)
Champion Real Estate Investment Trust
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
349,000
    
               224,782
    
                       (100)
China Resources Cement
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
28,000
    
                 33,546
    
                      1,327
Fortune Real Estate Investment Trust
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
322,000
    
               373,952
    
                         564
Galaxy Entertainment Group Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.54
  
Monthly
  
68,000
    
               445,287
    
                  (21,044)
Hang Lung Properties
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
195,000
    
               399,252
    
                  (13,105)
WH Group Ltd.
  
Goldman Sachs
  
9/15/2020
  
2.39
  
Monthly
  
1,004,500
    
            1,031,507
    
                  (70,357)
                         
            2,810,544
    
               (109,623)
Israel
                                
Gazit Globe Ltd.
  
Goldman Sachs
  
9/15/2020
  
0.21
  
Monthly
  
24,458
    
               263,697
    
                    (5,429)
                         
 
    
 
Japan
                                
Suzuki Motor Co.
  
Goldman Sachs
  
9/15/2020
  
-0.10
  
Monthly
  
16,900
    
               750,321
    
                  (13,912)
                         
 
    
 
Portugal
                                
Jeronimo Martins
  
Goldman Sachs
  
9/15/2020
  
-0.46
  
Monthly
  
11,285
    
               180,208
    
                    (5,756)
                         
 
    
 
Russia
                                
Detsky Mir PJSC
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
104,460
    
               153,603
    
                      2,918
MMC Norilsk Nickel PJSC - ADR
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
2,304
    
                 60,549
    
                    (3,166)
Sberbank of Russia PJSC -SP ADR
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
25,916
    
               378,374
    
                  (10,097)
                         
               592,526
    
                 (10,345)
Saudi Arabia
                                
Al Rajhi Bank
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
18,617
    
               308,915
    
                    (1,190)
                         
 
    
 
Singapore
                                
Oversea Chinese Banking Corp.
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
77,100
    
               607,508
    
                    (5,464)
                         
 
    
 
South Africa
                                
Naspers Ltd., Class N
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
15,350
    
               437,321
    
                  (25,883)
                         
 
    
 
South Korea
                                
Hana Financial Group, Inc.
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
21,107
    
               639,973
    
                  (18,456)
Samsung Electronics Co., Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
33,559
    
            1,434,610
    
                  (95,626)
SK Hynix Inc.
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
10,297
    
               708,596
    
                  (44,135)
                         
            2,783,179
    
               (158,217)
Switzerland
                                
Glencore PLC
  
Goldman Sachs
  
12/31/2020
  
0.72
  
Monthly
  
126,141
    
               398,171
    
                      5,146
                         
 
    
 
Taiwan
                                
Asia Cement Corp.
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
21,000
    
                 31,277
    
                         248
Powertech Technology, Inc.
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
126,000
    
               388,505
    
                    (6,981)
Taiwan Cement
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
45,000
    
                 61,052
    
                    (1,084)
Taiwan Semiconductor
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
15,102
    
               801,765
    
                  (10,547)
Taiwan Semiconductor Manufacturing Co., Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.72
  
Monthly
  
138,251
    
            1,390,621
    
                  (37,704)
Tripod Technology Corp.
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
118,000
    
               489,445
    
                  (25,281)
                         
            3,162,665
    
                 (81,349)
United Arab Emirates
                                
Emirates NBD PJSC
  
Goldman Sachs
  
9/15/2020
  
0.00
  
Monthly
  
65,300
    
               207,999
    
                    (3,764)
                         
 
    
 
United Kingdom
                                
Georgia Capital
  
Goldman Sachs
  
9/15/2020
  
0.72
  
Monthly
  
28,508
    
               348,045
    
                    (4,008)
                         
 
    
 
United States
                                
Philip Morris International
  
Goldman Sachs
  
9/15/2020
  
1.72
  
Monthly
  
7,304
    
               605,721
    
                    (4,193)
Total Long
                        
          19,420,909
    
               (463,307)
                                 
Short
                                
Australia
                                
Fortescue Metals Group Ltd.
  
Goldman Sachs
  
9/15/2020
  
0.75
  
Monthly
  
(23,522)
   $
      (154,900)
   $
             (5,719)
                         
 
    
 
Brazil
                                
Banco Inter SA-PR
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(47,500)
    
             (168,293)
    
                    (2,877)
Cielo SA
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(176,200)
    
             (322,959)
    
                    (3,093)
Cogna Educacao SA
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(79,800)
    
             (195,650)
    
                    (1,428)
Gerdau SA - SP ADR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(114,694)
    
             (455,335)
    
                  (42,402)
OI SA
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(792,000)
    
             (172,105)
    
                    15,850
                         
          (1,314,342)
    
                 (33,950)
China
                                
AutoHome Inc.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(5,406)
    
             (367,878)
    
                    16,348
Bitauto Holdings Ltd. - SP ADR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(13,318)
    
             (197,906)
    
                      5,925
BYD Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(83,000)
    
             (392,705)
    
                      9,464
China International Capital Corp. Ltd. Class H
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(139,600)
    
             (240,216)
    
                    11,679
China Life Insurance Co., Ltd., Class H
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(112,000)
    
             (282,599)
    
                    17,264
China Pacific Insurance Group, Ltd., Class H
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(71,000)
    
             (251,098)
    
                    16,575
Cosco Shipping Holdings Co., Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(322,000)
    
             (118,858)
    
                      3,315
Guangzhou Automobile, Class H
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(206,000)
    
             (219,963)
    
                      4,337
Hua Hong Semiconductor Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(103,000)
    
             (182,617)
    
                         353
IMAX China Holding Inc.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(94,500)
    
             (202,081)
    
                    (2,231)
New China Life Insurance Co., Ltd., Class H
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(58,200)
    
             (224,125)
    
                    13,885
Semiconductor Manufacturing Co., Ltd.
  
Goldman Sachs
  
12/31/2020
  
1.68
  
Monthly
  
(375,000)
    
             (477,902)
    
                      9,829
Tsingtao Brewery Co., Ltd., Class H
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(54,000)
    
             (333,891)
    
                    14,957
Xiaomi Corp., Class B
  
Citigroup
  
9/15/2020
  
0.00
  
Monthly
  
(418,800)
    
             (478,868)
    
                  (21,130)
Zhaojin Mining
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(128,500)
    
             (133,138)
    
                      3,313
                         
          (4,103,845)
    
                 103,883
Colombia
                                
Ecopetrol SA - SP ADR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(8,185)
    
             (149,867)
    
                    (2,816)
                         
 
    
 
Denmark
                                
Carlsberg
  
Goldman Sachs
  
9/15/2020
  
-0.54
  
Monthly
  
(2,027)
    
             (291,610)
    
                       (489)
                         
 
    
 
France
                                
Edenred
  
Goldman Sachs
  
9/15/2020
  
-0.45
  
Monthly
  
(9,020)
    
             (447,772)
    
                    27,686
                         
 
    
 
Hong Kong
                                
Alibaba Pictures Group Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(1,240,000)
    
             (205,992)
    
                      1,602
Brilliance China
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(186,000)
    
             (191,901)
    
                      9,910
Cafe De Coral Holdings Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(86,000)
    
             (215,475)
    
                      2,800
Cathay Pacific Airways
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(96,000)
    
             (128,369)
    
                    (6,970)
China Resources Beer Holdings Co., Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(62,000)
    
             (324,735)
    
                    33,403
China Taiping Insurance Holdings Co., Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(61,600)
    
             (142,412)
    
                      8,737
Fullshare Holdings
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(1,250,000)
    
               (28,120)
    
                      2,144
Gome Retail Holdings Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(4,227,000)
    
             (372,553)
    
                      5,261
Hang Seng Bank Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(8,700)
    
             (177,351)
    
                      4,768
HK Electric Investments & HK Electric Investments Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(492,000)
    
             (482,057)
    
                    (3,568)
Hong Kong & China Gas Co., Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(238,652)
    
             (454,582)
    
                      8,396
Lee & Man Paper
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(203,000)
    
             (137,424)
    
                      4,223
Lifestyle International Holdings Ltd.
  
Morgan Stanley
  
9/15/2020
  
1.63
  
Monthly
  
(211,500)
    
             (228,848)
    
                    (4,231)
Luk Fook Holdings International Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(126,000)
    
             (350,403)
    
                  (15,471)
MTR Corp.
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(69,000)
    
             (387,183)
    
                       (511)
Nine Dragons Paper
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(254,000)
    
             (258,600)
    
                    (2,163)
SJM Holdings Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(458,000)
    
             (467,130)
    
                    22,191
Value Partners Group Ltd.
  
Goldman Sachs
  
12/31/2021
  
1.68
  
Monthly
  
(415,000)
    
             (234,279)
    
                      2,748
                         
          (4,787,414)
    
                   73,269
India
                                
Axis Bank
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(3,584)
    
             (183,501)
    
                      3,910
                         
 
    
 
Indonesia
                                
Matahari Department Store TB
  
Macquarie
  
9/15/2020
  
1.84
  
Monthly
  
(812,600)
    
             (203,466)
    
                      1,785
Unilever Indonesia TBK PT
  
Macquarie
  
9/15/2020
  
1.84
  
Monthly
  
(102,600)
    
             (303,870)
    
                      7,694
                         
             (507,336)
    
                     9,479
Macao
                                
MGM China Holdings
  
Goldman Sachs
  
9/15/2020
  
1.68
  
Monthly
  
(298,800)
    
             (444,444)
    
                    10,694
                         
 
    
 
Malaysia
                                
Hartalega Holdings BHD
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(287,500)
    
             (361,461)
    
                      6,906
PPB Group Berhad
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(42,200)
    
             (183,965)
    
                         212
Top Glove Corp. BHD
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(172,500)
    
             (185,842)
    
                      4,457
                         
             (731,268)
    
                   11,575
Mexico
                                
Grupo Televisa SAB - SP ADR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(22,074)
    
             (242,152)
    
                      3,833
Kimberly-Clark MXC
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(223,000)
    
             (424,067)
    
                    15,827
                         
             (666,219)
    
                   19,660
Poland
                                
KGHM Polska Miedz
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(14,598)
    
             (335,117)
    
                    21,063
                         
 
    
 
Saudi Arabia
                                
Alinma Bank
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(20,270)
    
             (123,471)
    
                         (51)
Rabigh Refining and Petroche
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(33,622)
    
             (172,778)
    
                      6,487
Saudi Kayan Petrochemical Co.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(67,705)
    
             (182,301)
    
                      5,052
                         
             (478,550)
    
                   11,488
Singapore
                                
Genting Singapore Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.69
  
Monthly
  
(705,900)
    
             (477,407)
    
                    12,811
Golden Agri-Resources
  
Goldman Sachs
  
9/15/2020
  
1.58
  
Monthly
  
(2,741,500)
    
             (431,155)
    
                    51,732
Keppel Corp. Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.69
  
Monthly
  
(41,800)
    
             (205,364)
    
                      5,002
Sats Ltd. NPV
  
Goldman Sachs
  
9/15/2020
  
1.58
  
Monthly
  
(132,900)
    
             (483,862)
    
                      3,500
Singapore Airlines Ltd. NPV
  
Goldman Sachs
  
9/15/2020
  
1.69
  
Monthly
  
(31,500)
    
             (211,772)
    
                    (1,805)
Singapore Press Holdings Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.58
  
Monthly
  
(248,700)
    
             (400,234)
    
                      5,363
                         
          (2,209,794)
    
                   76,603
South Africa
                                
Dis-Chem Pharmacies Pty Ltd.
  
Goldman Sachs
  
9/15/2020
  
6.34
  
Monthly
  
(85,297)
    
             (151,026)
    
                    (3,677)
JSE Ltd.
  
Goldman Sachs
  
9/15/2020
  
6.34
  
Monthly
  
(16,466)
    
             (138,242)
    
                      5,934
Pepkor Holdings Ltd.
  
Morgan Stanley
  
9/15/2020
  
6.52
  
Monthly
  
(224,333)
    
             (270,722)
    
                    (1,683)
Rand Merchant Investment Holdings Ltd.
  
Goldman Sachs
  
9/15/2020
  
6.34
  
Monthly
  
(68,912)
    
             (142,006)
    
                      3,292
Tiger Brands Ltd.
  
Goldman Sachs
  
9/15/2020
  
6.34
  
Monthly
  
(7,762)
    
             (108,099)
    
                    15,978
                         
             (810,095)
    
                   19,844
South Korea
                                
Celltrion Health
  
Macquarie
  
9/15/2020
  
1.84
  
Monthly
  
(4,364)
    
             (182,338)
    
                      9,009
Celltrion Inc.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(1,283)
    
             (189,295)
    
                    12,365
Dentium Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(4,135)
    
             (196,640)
    
                      6,660
E-Mart Inc.
  
Goldman Sachs
  
12/31/2021
  
1.55
  
Monthly
  
(2,151)
    
             (239,169)
    
                      4,079
Korea Electric Power Corp.
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(9,708)
    
             (229,288)
    
                      4,326
LG Display Co., Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(29,214)
    
             (364,802)
    
                    (1,893)
Mirae Asset Daewoo Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(31,525)
    
             (193,510)
    
                      5,269
Oil Corp.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(3,539)
    
             (268,005)
    
                    23,364
Paradise Co. Ltd.
  
Morgan Stanley
  
12/31/2021
  
1.55
  
Monthly
  
(30,034)
    
             (478,526)
    
                    29,183
Samsung BioLogics Co. Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(664)
    
             (221,708)
    
                      5,238
Samsung Heavy Industries Co., Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(30,907)
    
             (182,510)
    
                       (600)
Samsung Securities Co. Ltd.
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(4,110)
    
             (125,934)
    
                    (4,181)
Sillajen Inc.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(5,876)
    
               (72,367)
    
                    22,091
                         
          (2,944,092)
    
                 114,910
Taiwan
                                
Cheng Shin Rubber
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(234,000)
    
             (318,958)
    
                      6,690
China Airlines
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(991,000)
    
             (292,614)
    
                      2,612
Cub Elecparts Inc.
  
Macquarie
  
9/15/2020
  
2.84
  
Monthly
  
(12,000)
    
               (97,126)
    
                    (2,410)
Eclat Textile Co., Ltd.
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(32,000)
    
             (415,245)
    
                      5,666
Himax Technologies Inc. - SP ADR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(156,136)
    
             (359,113)
    
                  (16,692)
Hiwin Technologies Corp.
  
Macquarie
  
9/15/2020
  
1.84
  
Monthly
  
(56,530)
    
             (482,444)
    
                    (3,690)
HTC Corp.
  
Goldman Sachs
  
12/31/2021
  
1.55
  
Monthly
  
(168,000)
    
             (193,021)
    
                           38
Yulon Motor Company
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(325,000)
    
             (204,015)
    
                    (1,692)
                         
          (2,362,536)
    
                   (9,478)
Thailand
                                
Airports of Thailand PCL
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(155,600)
    
             (388,660)
    
                    28,677
Bumrungrad Hospital
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(74,200)
    
             (332,691)
    
                    (8,867)
PTT Exploration & Production PCL NVDR
  
Goldman Sachs
  
9/15/2020
  
1.55
  
Monthly
  
(52,400)
    
             (207,906)
    
                         361
True Corp. PCL NVDR
  
Morgan Stanley
  
9/15/2020
  
1.55
  
Monthly
  
(3,144,900)
    
             (462,071)
    
                  (14,282)
                         
          (1,391,328)
    
                     5,889
Total Short
                        
        (24,314,030)
    
                 457,501
Net unrealized gain/(loss) on Contracts For Difference
                             $
            (5,806)
 

 
BOSTON PARTNERS INVESTMENT FUNDS
BOSTON PARTNERS EMERGING MARKETS LONG/SHORT FUND
NOTES TO PORTFOLIO OF INVESTMENTS
NOVEMBER 30, 2019 (UNAUDITED)
         
PORTFOLIO VALUATION — The Boston Partners Emerging Markets Long/Short Fund's (the "Fund") net asset value (“NAV”) is calculated once daily at the close of regular trading hours on the New York Stock Exchange (“NYSE”) (generally 4:00 p.m. Eastern time) on each day the NYSE is open. Securities held by the Fund are valued using the closing price or the last sale price on a national securities exchange or the National Association of Securities Dealers Automatic Quotation System (“NASDAQ”) market system where they are primarily traded. Equity securities traded in the over-the-counter ("OTC") market are valued at their closing prices.  If there were no transactions on that day, securities traded principally on an exchange or on NASDAQ will be valued at the mean of the last bid and ask prices prior to the market close. Fixed income securities are valued using an independent pricing service, which considers such factors as security prices, yields, maturities and ratings, and are deemed representative of market values at the close of the market.  Foreign securities are valued based on prices from the primary market in which they are traded, and are translated from the local currency into U.S. dollars using current exchange rates.  Investments in other open-end investment companies, if any, are valued based on the NAV of the investment companies (which may use fair value pricing as disclosed in their prospectuses). Options for which the primary market is a national securities exchange are valued at the last sale price on the exchange on which they are traded, or, in the absence of any sale, will be valued at the mean of the last bid and ask prices prior to the market close.  Options not traded on a national securities exchange are valued at the last quoted bid price for long option positions and the closing ask price for short option positions. If market quotations are unavailable or deemed unreliable, securities will be valued in accordance with procedures adopted by the Company’s Board of Directors (the “Board”). Relying on prices supplied by pricing services or dealers or using fair valuation may result in values that are higher or lower than the values used by other investment companies and investors to price the same investments. Such procedures use fundamental valuation methods, which may include, but are not limited to, an analysis of the effect of any restrictions on the resale of the security, industry analysis and trends, significant changes in the issuer’s financial position, and any other event which could have a significant impact on the value of the security. Determination of fair value involves subjective judgment as the actual market value of a particular security can be established only by negotiations between the parties in a sales transaction, and the difference between the recorded fair value and the value that would be received in a sale could be significant. The Fund may use fair value pricing more frequently for securities traded primarily in non-U.S. markets because, among other things, most foreign markets close well before the Fund values its securities, generally as of 4:00 p.m. Eastern time. The earlier close of these foreign markets gives rise to the possibility that significant events, including broad market moves, government actions or pronouncements, aftermarket trading, or news events may have occurred in the interim.  To account for this, the Fund may value foreign securities using fair value prices based on third-party vendor modeling tools (international fair value pricing).
         
FAIR VALUE MEASUREMENTS — The inputs and valuation techniques used to measure fair value of the Fund’s investments are summarized into three levels as described in the hierarchy below:
         
• Level 1 — Prices are determined using quoted prices in active markets for identical securities.
    
• Level 2 — Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
• Level 3 — Prices are determined using significant unobservable inputs (including the Fund’s own assumptions in determining the fair value of investments).
         
The inputs or methodologies used for valuing securities are not necessarily an indication of the risk associated with investing in those securities.
         
The following is a summary of the inputs used, as of November 30, 2019, in valuing the Fund's investments carried at fair value:

   
TOTAL
    
LEVEL 1
    
LEVEL 2
    
LEVEL 3
  
Common Stock
                        
Brazil
  
$
2,794,664
    
$
2,794,664
    
$
-
    
$
-
  
Chile
    
337,975
      
337,975
      
-
      
-
  
China
    
9,731,692
      
5,211,668
      
4,520,024
      
-
  
Greece
    
123,192
      
-
      
123,192
      
-
  
Hong Kong
    
1,380,167
      
808,556
      
571,611
      
-
  
Hungary
    
1,171,247
      
305,164
      
866,083
      
-
  
India
    
5,024,397
      
2,339,053
      
2,685,344
      
-
  
Indonesia
    
1,098,809
      
-
      
1,098,809
      
-
  
Ireland
    
55,491
      
55,491
      
-
      
-
  
Luxembourg
    
577,946
      
-
      
577,946
      
-
  
Macao
    
592,911
      
-
      
592,911
      
-
  
Malaysia
    
851,164
      
-
      
851,164
      
-
  
Mexico
    
1,687,107
      
1,687,107
      
-
      
-
  
Peru
    
94,402
      
94,402
      
-
      
-
  
Philippines
    
418,777
      
418,777
      
-
      
-
 *
Russia
    
1,404,005
      
860,585
      
543,420
      
-
  
Singapore
    
1,315,778
      
-
      
1,315,778
      
-
  
South Africa
    
1,976,103
      
941,387
      
1,034,716
      
-
  
South Korea
    
1,753,631
      
298,024
      
1,455,607
      
-
  
Taiwan
    
3,010,692
      
792,952
      
2,217,740
      
-
  
Thailand
    
859,828
      
-
      
859,828
      
-
  
Turkey
    
366,207
      
-
      
366,207
      
-
  
United Arab Emirates
    
486,371
      
-
      
486,371
      
-
  
United States
    
1,617,709
      
1,617,709
      
-
      
-
  
Preferred Stock
                                
Brazil
    
1,037,016
      
1,037,016
      
-
      
-
  
South Korea
    
2,090,105
      
-
      
2,090,105
          
Short-Term Investments
    
15,438,097
      
15,438,097
      
-
      
-
  
Contracts For Difference
                                
Equity Contracts
    
703,922
      
127,972
      
575,950
      
-
  
Total Assets
  
$
57,999,405
    
$
35,166,599
    
$
22,832,806
      
-
 *
                                 
   
TOTAL
    
LEVEL 1
    
LEVEL 2
    
LEVEL 3
  
Securities Sold Short
                                
Mexico
    
(257,283
)
    
(257,283
)
    
-
      
-
  
Exchange Traded Funds
                                
United States
    
(2,681,780
)
    
(2,681,780
)
    
-
      
-
  
Contracts For Difference
                                
Equity Contracts
    
(709,728
)
    
(155,072
)
    
(554,656
)
    
-
  
Total Liabilities
  
$
(3,648,791
)
  
$
(3,094,135
)
  
$
(554,656
)
  
$
-
  
                                 
* Value equals zero as of the end of the reporting period.
                                

At the end of each quarter, management evaluates the classification of Levels 1, 2 and 3 assets and liabilities. Various factors are
considered, such as changes in liquidity from the prior reporting period; whether or not a broker is willing to execute at the quoted price;
the depth and consistency of prices from third party pricing services; and  the existence of contemporaneous, observable trades in the
market. Additionally, management evaluates the classification of Level 1, 2 and 3 assets and liabilities on a quarterly basis for changes in
listings or delistings on national exchanges.
        
         
Due to the inherent uncertainty of determining the fair value of investments that do not have a readily available market value, the fair
value of the Fund’s investments may fluctuate from period to period. Additionally, the fair value of investments may differ significantly
from the values that would have been used had a ready market existed for such investments and may differ materially from the values the
Fund may ultimately realize. Further, such investments may be subject to legal and other restrictions on resale or otherwise
less liquid than publicly traded securities.
        
         
For fair valuations using significant unobservable inputs, U.S. generally accepted accounting principles (“U.S. GAAP”) requires
the Fund to present a reconciliation of the beginning to ending balances for reported market values that presents changes attributable to
total realized and unrealized gains or losses, purchase and sales, and transfers in and out of Level 3 during the period. Transfers in and
out between levels are based on values at the end of the period.  A reconciliation of Level 3 investments is presented only when the
Fund had an amount of Level 3 investments at the end of the reporting period that was meaningful in relation to its net assets.
The amounts and reasons for all Level 3 transfers are disclosed if the Fund had an amount of total Level 3 transfers during
the reporting period that was meaningful in relation to its net assets as of the end of the reporting period.
  
         
During the current fiscal year, the Fund had no significant level 3 investments or transfers.
    
         
For more information with regard to significant accounting policies, see the most recent semi-annual or annual report filed with the
Securities and Exchange Commission.