0001145549-13-006645.txt : 20131224
0001145549-13-006645.hdr.sgml : 20131224
20130806162124
ACCESSION NUMBER: 0001145549-13-006645
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130731
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 131013794
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-07-31
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
45
75
683313577.00
335411.89
5249107.05
678399881.84
0.0021
1.0001
2013-07-31
1.0001
2013-07-31
C000002980
1000.00
677834906.11
1.00
14131228.90
46892952.58
32761723.68
0.0001
1.0001
2013-07-31
1.0001
2013-07-31
C000002981
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564975.73
1.00
-68611.92
36598.88
105210.80
0.0003
1.0001
2013-07-31
1.0001
2013-07-31
ANZ NEW ZEALAND INTL LTD (LONDON BRANCH)
ANZ NEW ZEALAND INTL LTD (LONDON B 144A 0.310000%
00182HBN1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-19
2014-04-17
Y
ANZ BANK NEW ZEALAND LTD
N/A
N/A
Y
ANZ BANK NEW ZEALAND LTD
N/A
N/A
N
5000000.00
5000000.00
0.0074
N
5002475.00
5002475.00
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.240000%
04529TW30
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-03
2013-09-03
N
N
N
15000000.00
14996700.00
0.0221
N
14997549.00
14997549.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKING GR 0.340000%
05252TBC3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-17
2014-01-17
N
N
N
4000000.00
4000000.00
0.0059
N
4003156.00
4003156.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.330000%
06366LAD0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-15
2014-01-10
N
N
N
4000000.00
4000000.00
0.0059
N
4001824.00
4001824.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.320000%
06417FKL3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-02
2014-01-02
N
N
N
5000000.00
5000000.00
0.0074
N
5002070.00
5002070.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.250000%
06417FNW6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-26
2013-11-26
N
N
N
5000000.00
5000000.00
0.0074
N
5001115.00
5001115.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.220000%
06538FP65
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-30
2013-09-30
N
N
N
6000000.00
6000000.00
0.0088
N
6000304.20
6000304.20
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.220000%
06538FQ72
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
10000000.00
10000000.00
0.0147
N
10000482.00
10000482.00
BLOUNT CNTY TENN PUB BLDG AUTH
ECLIPSE FUNDING TRUST VARIOUS 144A 0.060000%
27884FQQ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
8000000.00
8000000.00
0.0118
N
8000000.00
8000000.00
CALIFORNIA HOUSING FINANCE AGENCY
CALIFORNIA HSG FIN AGY REV 0.050000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3000000.00
3000000.00
0.0044
N
3000000.00
3000000.00
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE 0.270000%
13606YA48
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-13
2014-06-13
N
N
N
1910000.00
1910000.00
0.0028
N
1909682.94
1909682.94
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE 0.280000%
13606YUV6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2014-02-04
N
N
N
5000000.00
5000000.00
0.0074
N
5003735.00
5003735.00
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE 0.280000%
13606YVU7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2014-03-03
N
N
N
10000000.00
10000000.00
0.0147
N
10007530.00
10007530.00
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED CP CO LLC 0.240000%
19422FWC6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
7000000.00
6998040.00
0.0103
N
6998586.70
6998586.70
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.330000%
20272ADM5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-19
2013-11-14
N
N
N
4500000.00
4499869.00
0.0066
N
4501687.50
4501687.50
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.230000%
20272AEL6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-24
2014-02-24
N
N
N
5000000.00
5000000.00
0.0074
N
5000010.00
5000010.00
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.240000%
20272AEP7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-06
2014-03-03
N
N
N
5000000.00
4999851.00
0.0074
N
4999425.00
4999425.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.050000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
5055000.00
5055000.00
0.0075
N
5055000.00
5055000.00
CREDIT AGRICOLE CIB (NEW YORK)
CREDIT AGRICOLE CIB (NEW YORK) 0.130000%
22532UZK3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
10000000.00
10000000.00
0.0147
N
9999992.00
9999992.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE AG (NEW YORK BRANCH) 0.280000%
22550D2W8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-09-16
2013-09-16
N
N
N
10000000.00
10000000.00
0.0147
N
10001172.00
10001172.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE AG (NEW YORK BRANCH) 0.290000%
22550D4B2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-10
2013-10-10
N
N
N
7000000.00
7000000.00
0.0103
N
7001377.60
7001377.60
DEUTSCHE BANK AG (NEW YORK BRANCH)
DEUTSCHE BANK AG (NEW YORK BRANCH) 0.410000%
25155BMZ5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-09
2013-08-09
N
N
N
5000000.00
5000000.00
0.0074
N
5000337.00
5000337.00
DEUTSCHE BANK SECURITIES INC
TRI-PARTY DEUTSCHE BANK SECURITIES 0.090000%
BRSK2JBF7
0001074042
Government Agency Repurchase Agreement
Y
FANNIE MAE
2013-12-18
0.00
Government Agency Debt
25000000.00
25500133.62
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
25000000.00
25000000.00
0.0369
N
25000000.00
25000000.00
DNB BANK ASA
DNB BANK ASA 0.270000%
2332K0V58
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
7000000.00
6999790.00
0.0103
N
6999951.70
6999951.70
DNB BANK ASA
DNB BANK ASA 0.220000%
2332K0W40
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
5000000.00
4998961.00
0.0074
N
4999402.00
4999402.00
DNB BANK ASA
DNB BANK ASA 0.260000%
2332K1AT7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-01-27
2014-01-27
N
N
N
5000000.00
4993536.00
0.0074
N
4993500.00
4993500.00
DNB BANK ASA/NEW YORK
DNB NOR BANK ASA (NEW YORK BRANCH) 0.270000%
23330LVS2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-03
2013-10-03
N
N
N
5000000.00
5000000.00
0.0074
N
5000620.50
5000620.50
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.250000%
29604CWA6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-10
2013-09-10
N
N
N
3000000.00
2999167.00
0.0044
N
2999361.00
2999361.00
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.250000%
29604CWT5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-27
2013-09-27
N
N
N
7000000.00
6997229.00
0.0103
N
6997860.80
6997860.80
ERSTE ABWICKLUNGSANSTALT
ERSTE ABWICKLUNGSANSTALT 0.250000%
29604CXP2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-23
2013-10-23
N
N
N
5000000.00
4997176.00
0.0074
N
4997596.50
4997596.50
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.170000%
30601VV57
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
7000000.00
6999868.00
0.0103
N
6999873.30
6999873.30
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.340000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-08-01
2013-09-03
N
N
N
5000000.00
4999909.00
0.0074
N
5000920.00
5000920.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.190000%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-08-13
2013-09-13
N
N
N
22200000.00
22198415.00
0.0327
N
22200799.20
22200799.20
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.110000%
313589NX7
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-11-06
2013-11-06
N
N
N
7000000.00
6997925.00
0.0103
N
6999244.00
6999244.00
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.180000%
3135G0VK6
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-08-27
2015-02-27
N
N
N
6000000.00
5997623.00
0.0088
N
6000552.00
6000552.00
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORPORATI 0.240000%
36959HVC8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-12
2013-08-12
N
N
N
1000000.00
999927.00
0.0015
N
999970.00
999970.00
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORPORATI 0.240000%
36959HVS3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-26
2013-08-26
N
N
N
5000000.00
4999167.00
0.0074
N
4999675.00
4999675.00
HSBC BANK PLC
HSBC BANK PLC 0.300000%
BRSHYY9U6
0001140465
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-15
2014-01-15
N
N
N
5000000.00
5000000.00
0.0074
N
5002243.50
5002243.50
ING US FUNDING LLC
ING US FUNDING LLC 0.250000%
4497W0YD4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-13
2013-11-13
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
10000000.00
9992778.00
0.0147
N
9993146.00
9993146.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA 0.220000%
48125PBS1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-30
2013-08-30
N
N
N
7000000.00
7000000.00
0.0103
N
7000466.20
7000466.20
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 0.160000%
53127TW41
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-04
2013-09-04
N
N
N
10000000.00
9998489.00
0.0147
N
9998318.00
9998318.00
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 0.190000%
53127TX16
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-01
2013-10-01
N
N
N
4000000.00
3998712.00
0.0059
N
3998677.20
3998677.20
LIBERTY STREET FUNDING LLC
LIBERTY STREET FUNDING LLC 0.180000%
53127TXG3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-16
2013-10-16
N
N
N
6000000.00
5997720.00
0.0088
N
5997343.80
5997343.80
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC 0.220000%
53943RV55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
10000000.00
9999756.00
0.0147
N
9999847.00
9999847.00
MACQUARIE BANK LTD
MACQUARIE BANK LTD 0.200000%
55607KVG8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-16
2013-08-16
N
N
N
1250000.00
1249896.00
0.0018
N
1249926.13
1249926.13
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LLC 0.190000%
56274LV76
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
5000000.00
4999842.00
0.0074
N
4999854.00
4999854.00
MATCHPOINT MASTER TRUST
MATCHPOINT MASTER TRUST 0.370000%
5766P0WD1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
5000000.00
4997790.00
0.0074
N
4999089.50
4999089.50
MICHIGAN STATE HOUSING DEVELOPMENT AUTHORITY
MICHIGAN ST HSG DEV AUTH S/F MTG R 0.050000%
5946534K0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
7900000.00
7900000.00
0.0116
N
7900000.00
7900000.00
MORGAN STANLEY & CO LLC
TRI-PARTY MORGAN STANLEY & CO LLC 0.080000%
BRSK2JAY7
0001359291
Government Agency Repurchase Agreement
Y
FANNIE MAE
2014-09-01
6.000000
Government Agency Debt
15000000.00
9733.32
FANNIE MAE
2015-09-01
6.500000
Government Agency Debt
15000000.00
10451.59
FANNIE MAE
2015-11-01
12.000000
Government Agency Debt
15000000.00
9682.81
FANNIE MAE
2016-05-01
7.500000
Government Agency Debt
15000000.00
10323.48
FANNIE MAE
2016-05-01
9.000000
Government Agency Debt
15000000.00
133.32
FANNIE MAE
2016-07-01
6.500000
Government Agency Debt
15000000.00
9917.67
FANNIE MAE
2016-07-01
8.000000
Government Agency Debt
15000000.00
1250.07
FANNIE MAE
2017-01-01
5.000000
Government Agency Debt
15000000.00
191416.59
FANNIE MAE
2017-01-01
5.500000
Government Agency Debt
15000000.00
10612.41
FANNIE MAE
2017-01-01
5.500000
Government Agency Debt
15000000.00
10335.29
FANNIE MAE
2017-01-01
9.000000
Government Agency Debt
15000000.00
9969.90
FANNIE MAE
2017-02-01
5.500000
Government Agency Debt
15000000.00
605.65
FANNIE MAE
2017-02-01
9.000000
Government Agency Debt
15000000.00
10503.22
FANNIE MAE
2017-03-01
5.000000
Government Agency Debt
15000000.00
169047.29
FANNIE MAE
2017-05-01
9.000000
Government Agency Debt
15000000.00
9683.76
FANNIE MAE
2017-07-01
5.000000
Government Agency Debt
15000000.00
190188.92
FANNIE MAE
2017-07-01
5.500000
Government Agency Debt
15000000.00
166815.43
FANNIE MAE
2017-11-01
5.500000
Government Agency Debt
15000000.00
156429.67
FANNIE MAE
2018-03-01
5.000000
Government Agency Debt
15000000.00
188685.89
FANNIE MAE
2018-03-01
5.000000
Government Agency Debt
15000000.00
168757.51
FANNIE MAE
2018-06-01
5.000000
Government Agency Debt
15000000.00
194332.22
FANNIE MAE
2018-11-01
5.000000
Government Agency Debt
15000000.00
191096.24
FANNIE MAE
2019-02-01
5.000000
Government Agency Debt
15000000.00
178052.14
FANNIE MAE
2019-05-01
4.500000
Government Agency Debt
15000000.00
171399.23
FANNIE MAE
2019-08-01
5.500000
Government Agency Debt
15000000.00
9613.12
FANNIE MAE
2019-08-01
8.000000
Government Agency Debt
15000000.00
10139.06
FANNIE MAE
2020-11-01
5.500000
Government Agency Debt
15000000.00
183802.22
FANNIE MAE
2020-11-01
5.500000
Government Agency Debt
15000000.00
181595.71
FANNIE MAE
2020-11-01
7.500000
Government Agency Debt
15000000.00
9910.23
FANNIE MAE
2021-02-01
5.500000
Government Agency Debt
15000000.00
195279.82
FANNIE MAE
2021-07-01
6.000000
Government Agency Debt
15000000.00
181369.48
FANNIE MAE
2021-07-01
6.000000
Government Agency Debt
15000000.00
10609.51
FANNIE MAE
2021-08-01
6.000000
Government Agency Debt
15000000.00
155553.61
FANNIE MAE
2021-12-01
5.000000
Government Agency Debt
15000000.00
165111.38
FANNIE MAE
2022-01-01
5.000000
Government Agency Debt
15000000.00
188493.50
FANNIE MAE
2022-02-01
5.500000
Government Agency Debt
15000000.00
192969.75
FANNIE MAE
2022-09-01
5.000000
Government Agency Debt
15000000.00
185687.79
FANNIE MAE
2022-09-01
6.500000
Government Agency Debt
15000000.00
168212.14
FANNIE MAE
2023-01-01
6.000000
Government Agency Debt
15000000.00
163214.70
FANNIE MAE
2023-01-01
6.500000
Government Agency Debt
15000000.00
176936.09
FANNIE MAE
2023-03-01
4.000000
Government Agency Debt
15000000.00
167643.98
FANNIE MAE
2023-03-01
5.000000
Government Agency Debt
15000000.00
193101.05
FANNIE MAE
2023-03-01
5.000000
Government Agency Debt
15000000.00
178169.83
FANNIE MAE
2023-06-01
2.000000
Government Agency Debt
15000000.00
160534.82
FANNIE MAE
2023-07-01
5.000000
Government Agency Debt
15000000.00
170333.10
FANNIE MAE
2023-08-01
3.000000
Government Agency Debt
15000000.00
174861.12
FANNIE MAE
2023-08-01
5.000000
Government Agency Debt
15000000.00
154739.86
FANNIE MAE
2023-09-01
5.500000
Government Agency Debt
15000000.00
171617.23
FANNIE MAE
2023-12-01
6.000000
Government Agency Debt
15000000.00
182865.31
FANNIE MAE
2024-03-01
4.500000
Government Agency Debt
15000000.00
174323.33
FANNIE MAE
2024-04-01
4.000000
Government Agency Debt
15000000.00
174394.16
FANNIE MAE
2024-04-01
4.000000
Government Agency Debt
15000000.00
157549.91
FANNIE MAE
2024-05-01
4.000000
Government Agency Debt
15000000.00
9770.10
FANNIE MAE
2025-01-01
4.000000
Government Agency Debt
15000000.00
157035.34
FANNIE MAE
2025-04-01
5.000000
Government Agency Debt
15000000.00
154453.28
FANNIE MAE
2025-05-01
5.500000
Government Agency Debt
15000000.00
190978.66
FANNIE MAE
2025-08-01
4.000000
Government Agency Debt
15000000.00
183509.13
FANNIE MAE
2026-01-01
4.000000
Government Agency Debt
15000000.00
184007.98
FANNIE MAE
2026-01-01
5.000000
Government Agency Debt
15000000.00
154402.76
FANNIE MAE
2026-03-01
7.500000
Government Agency Debt
15000000.00
10427.35
FANNIE MAE
2026-09-01
4.000000
Government Agency Debt
15000000.00
163298.74
FANNIE MAE
2026-12-01
3.500000
Government Agency Debt
15000000.00
172760.00
FANNIE MAE
2027-08-01
3.000000
Government Agency Debt
15000000.00
154566.20
FANNIE MAE
2027-09-01
6.000000
Government Agency Debt
15000000.00
188596.63
FANNIE MAE
2027-12-01
6.000000
Government Agency Debt
15000000.00
162459.97
FANNIE MAE
2028-02-01
7.000000
Government Agency Debt
15000000.00
92186.80
FANNIE MAE
2028-04-01
5.000000
Government Agency Debt
15000000.00
173679.88
FANNIE MAE
2028-08-01
3.000000
Government Agency Debt
15000000.00
162479.81
FANNIE MAE
2029-11-01
8.000000
Government Agency Debt
15000000.00
8348.92
FANNIE MAE
2031-01-01
8.000000
Government Agency Debt
15000000.00
10381.29
FANNIE MAE
2032-02-01
8.000000
Government Agency Debt
15000000.00
10205.69
FANNIE MAE
2032-03-01
8.000000
Government Agency Debt
15000000.00
10502.54
FANNIE MAE
2033-01-01
5.500000
Government Agency Debt
15000000.00
165415.16
FANNIE MAE
2033-06-01
5.000000
Government Agency Debt
15000000.00
192897.63
FANNIE MAE
2034-03-01
4.000000
Government Agency Debt
15000000.00
165213.15
FANNIE MAE
2034-05-01
6.500000
Government Agency Debt
15000000.00
166149.99
FANNIE MAE
2034-09-01
6.500000
Government Agency Debt
15000000.00
167328.72
FANNIE MAE
2034-12-01
5.000000
Government Agency Debt
15000000.00
175180.91
FANNIE MAE
2034-12-01
6.500000
Government Agency Debt
15000000.00
176526.19
FANNIE MAE
2035-03-01
6.000000
Government Agency Debt
15000000.00
164049.70
FANNIE MAE
2035-04-01
5.500000
Government Agency Debt
15000000.00
155469.91
FANNIE MAE
2035-05-01
5.500000
Government Agency Debt
15000000.00
164935.02
FANNIE MAE
2035-08-01
5.000000
Government Agency Debt
15000000.00
173493.87
FANNIE MAE
2035-09-01
5.500000
Government Agency Debt
15000000.00
178406.84
FANNIE MAE
2035-09-01
6.000000
Government Agency Debt
15000000.00
179489.02
FANNIE MAE
2036-06-01
6.000000
Government Agency Debt
15000000.00
184038.65
FANNIE MAE
2036-12-01
5.000000
Government Agency Debt
15000000.00
162065.25
FANNIE MAE
2037-08-01
6.500000
Government Agency Debt
15000000.00
161655.80
FANNIE MAE
2038-02-01
5.000000
Government Agency Debt
15000000.00
171251.59
FANNIE MAE
2038-02-01
7.500000
Government Agency Debt
15000000.00
170575.11
FANNIE MAE
2038-06-01
5.000000
Government Agency Debt
15000000.00
165452.52
FANNIE MAE
2039-03-01
5.500000
Government Agency Debt
15000000.00
170239.79
FANNIE MAE
2039-04-01
5.500000
Government Agency Debt
15000000.00
168002.27
FANNIE MAE
2039-11-01
4.500000
Government Agency Debt
15000000.00
9825.42
FANNIE MAE
2040-05-01
6.500000
Government Agency Debt
15000000.00
170777.04
FANNIE MAE
2040-08-01
4.000000
Government Agency Debt
15000000.00
174242.29
FANNIE MAE
2040-08-01
4.000000
Government Agency Debt
15000000.00
150541.47
FANNIE MAE
2041-02-01
5.000000
Government Agency Debt
15000000.00
172640.24
FANNIE MAE
2041-07-01
4.000000
Government Agency Debt
15000000.00
192726.97
FANNIE MAE
2041-09-01
4.500000
Government Agency Debt
15000000.00
163141.84
FANNIE MAE
2042-01-01
6.500000
Government Agency Debt
15000000.00
194100.53
FANNIE MAE
2042-03-01
4.000000
Government Agency Debt
15000000.00
184340.22
FANNIE MAE
2042-06-01
3.500000
Government Agency Debt
15000000.00
184436.27
FANNIE MAE
2042-06-01
4.000000
Government Agency Debt
15000000.00
180824.40
FANNIE MAE
2043-01-01
3.500000
Government Agency Debt
15000000.00
181904.89
FANNIE MAE
2043-02-01
3.500000
Government Agency Debt
15000000.00
190160.30
FANNIE MAE
2043-05-01
3.500000
Government Agency Debt
15000000.00
174643.23
FANNIE MAE
2043-06-01
3.500000
Government Agency Debt
15000000.00
174709.12
FANNIE MAE
2043-07-01
3.000000
Government Agency Debt
15000000.00
194251.40
FANNIE MAE
2043-07-01
3.000000
Government Agency Debt
15000000.00
180044.82
FANNIE MAE
2043-07-01
3.000000
Government Agency Debt
15000000.00
172179.84
FANNIE MAE
2043-07-01
3.500000
Government Agency Debt
15000000.00
164566.15
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
15000000.00
15000000.00
0.0221
N
15000000.00
15000000.00
NATIONAL AUSTRALIA BANK LIMITED
NATIONAL AUSTRALIA BANK LIMITED 144A 0.260000%
6325C0BS9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-08
2013-11-08
N
N
N
2500000.00
2504870.00
0.0037
N
2504397.50
2504397.50
NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH)
NATIONAL AUSTRALIA BANK LTD (LONDO 0.290000%
BRSH1J0U4
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-21
2013-10-21
N
N
N
6000000.00
6000000.00
0.0088
N
6000000.00
6000000.00
NATIXIS
NATIXIS 0.100000%
BRSK2R699
0001274981
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
19410000.00
19410000.00
0.0286
N
0.00
0.00
NEDERLANDSE WATERSCHAPSBANK NV
NEDERLANDSE WATERSCHAPSBANK NV 0.270000%
63975UWP3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-23
2013-09-23
N
N
N
5000000.00
4998012.00
0.0074
N
4998800.00
4998800.00
NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY
NEW YORK CITY N Y INDL DEV AGY CIV 0.050000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
4335000.00
4335000.00
0.0064
N
4335000.00
4335000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.050000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6000000.00
6000000.00
0.0088
N
6000000.00
6000000.00
NEW YORK ST HSG FIN AGY
NEW YORK ST HSG FIN AGY REV 0.050000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
5200000.00
5200000.00
0.0077
N
5200000.00
5200000.00
NEW YORK STATE DORMITORY AUTHORITY
NEW YORK ST DORM AUTH REVS ST SUPP 0.040000%
64983M4R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0074
N
5000000.00
5000000.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.190000%
65409RWC0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-12
2013-09-12
N
N
N
6000000.00
5998670.00
0.0088
N
5998860.60
5998860.60
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.220000%
65409RX39
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-03
2013-10-03
N
N
N
4500000.00
4498268.00
0.0066
N
4498608.15
4498608.15
NORDEA BANK AB
NORDEA BANK AB 0.190000%
65558FWQ4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-24
2013-09-24
N
N
N
8000000.00
7997720.00
0.0118
N
7998578.40
7998578.40
NORDEA BANK AB
NORDEA BANK AB 0.220000%
65558FXF7
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-15
2013-10-15
N
N
N
5000000.00
4997708.00
0.0074
N
4998343.00
4998343.00
NORDEA BANK AB
NORDEA BANK AB 0.240000%
65558FYJ8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-18
2013-11-18
N
N
N
7000000.00
6994913.00
0.0103
N
6995786.70
6995786.70
NORDEA BANK AB
NORDEA BANK AB 0.250000%
65558GA94
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2014-01-09
2014-01-09
N
N
N
3000000.00
2996646.00
0.0044
N
2996760.00
2996760.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.250000%
65558ENW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-02-03
2014-02-03
N
N
N
5000000.00
5000000.00
0.0074
N
5000000.00
5000000.00
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.120000%
65602NY65
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-06
2013-08-06
N
N
N
5000000.00
5000000.00
0.0074
N
4999950.00
4999950.00
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.120000%
65602NY81
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
15000000.00
15000000.00
0.0221
N
14999824.50
14999824.50
NRW BANK
NRW.BANK 0.090000%
62939LV55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
10000000.00
9999900.00
0.0147
N
9999861.00
9999861.00
OLD LINE FUNDING LLC
OLD LINE FUNDING LLC 0.240000%
67983TZ90
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-12-09
2013-12-09
N
N
N
5000000.00
4995667.00
0.0074
N
4997307.00
4997307.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.410000%
21684BDN1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-08
2014-01-08
N
N
N
6000000.00
6000000.00
0.0088
N
6004408.20
6004408.20
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.380000%
74977M6Y6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-10-29
2013-10-29
N
N
N
12000000.00
12000000.00
0.0177
N
12006852.00
12006852.00
REGENCY MARKETS NO 1 LLC
REGENCY MARKETS NO 1 LLC 0.150000%
7588R0VT1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-27
2013-08-27
N
N
N
5000000.00
4999458.00
0.0074
N
4999374.00
4999374.00
REGENCY MARKETS NO 1 LLC
REGENCY MARKETS NO 1 LLC 0.190000%
7588R0XF9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-15
2013-10-15
N
N
N
7000000.00
6997229.00
0.0103
N
6996955.70
6996955.70
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.240000%
78009NMQ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2014-01-15
N
N
N
3000000.00
3000000.00
0.0044
N
3000405.00
3000405.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.030000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3800000.00
3800000.00
0.0056
N
3800000.00
3800000.00
SKANDINAVISKA ENSKILDA BANKEN AB
SKANDINAVISKA ENSKILDA BANKEN AB 0.220000%
83050TWJ6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-18
2013-09-18
N
N
N
10000000.00
9997067.00
0.0147
N
9998163.00
9998163.00
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.230000%
86562CJT0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
N
N
N
6000000.00
6000000.00
0.0088
N
6000058.20
6000058.20
SUMITOMO MITSUI BANKING CORPORATION
SUMITOMO MITSUI BANKING CORPORATIO 0.230000%
86562KVV3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-29
2013-08-29
N
N
N
10000000.00
9998211.00
0.0147
N
9998594.00
9998594.00
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.240000%
86562W6C7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-08-01
N
N
N
7500000.00
7500000.00
0.0111
N
7500012.75
7500012.75
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.240000%
86562W6D5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-05
2013-08-05
N
N
N
5000000.00
5000000.00
0.0074
N
5000041.50
5000041.50
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.240000%
86563GVK5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-19
2013-08-19
N
N
N
4000000.00
3999530.00
0.0059
N
3999733.20
3999733.20
SVENSKA HANDELSBANKEN AB
SVENSKA HANDELSBANKEN AB 144A 0.280000%
86959JDE5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-15
2014-01-15
N
N
N
4900000.00
4900000.00
0.0072
N
4899745.20
4899745.20
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HANDELSBANKEN/NEW YORK NY 0.250000%
86958CD76
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-17
2014-01-17
N
N
N
8000000.00
8000188.00
0.0118
N
7999432.80
7999432.80
TEXAS ST
TEXAS ST 0.110000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0057
N
3900000.00
3900000.00
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 0.240000%
88602TYM9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-11-21
2013-11-21
N
N
N
5000000.00
4996267.00
0.0074
N
4997054.50
4997054.50
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.260000%
89112TDF8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-27
2014-07-24
N
N
N
4000000.00
4000000.00
0.0059
N
3999232.00
3999232.00
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.240000%
89112WA49
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-20
2013-12-20
N
N
N
10000000.00
10000000.00
0.0147
N
10001180.00
10001180.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828JT8
Treasury Debt
N
First Tier Security
N/A
N/A
2013-11-30
2013-11-30
N
N
N
6000000.00
6035949.00
0.0089
N
6038436.00
6038436.00
UNITED STATES TREASURY
TREASURY NOTE 0.140000%
912828JW1
Treasury Debt
N
First Tier Security
N/A
N/A
2013-12-31
2013-12-31
N
N
N
4000000.00
4022415.00
0.0059
N
4023436.00
4023436.00
UNITED STATES TREASURY
TREASURY NOTE 0.140000%
912828KF6
Treasury Debt
N
First Tier Security
N/A
N/A
2014-02-28
2014-02-28
N
N
N
11000000.00
11110803.00
0.0164
N
11113003.00
11113003.00
UNITED STATES TREASURY
TREASURY NOTE 0.150000%
912828NY2
Treasury Debt
N
First Tier Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
7785000.00
7790669.00
0.0115
N
7791383.70
7791383.70
UNITED STATES TREASURY
TREASURY NOTE 0.170000%
912828QH6
Treasury Debt
N
First Tier Security
N/A
N/A
2014-02-15
2014-02-15
N
N
N
9000000.00
9052087.00
0.0133
N
9055899.00
9055899.00
UNITED STATES TREASURY
TREASURY NOTE 0.200000%
912828RD4
Treasury Debt
N
First Tier Security
N/A
N/A
2013-08-31
2013-08-31
N
N
N
4000000.00
3999769.00
0.0059
N
4000156.00
4000156.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828RK8
Treasury Debt
N
First Tier Security
N/A
N/A
2013-09-30
2013-09-30
N
N
N
6500000.00
6496699.00
0.0096
N
6500760.50
6500760.50
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.150000%
92646KVD1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-13
2013-08-13
N
N
N
8000000.00
7999600.00
0.0118
N
7999566.40
7999566.40
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.180000%
92646KWD0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-09-13
2013-09-13
N
N
N
10000000.00
9997850.00
0.0147
N
9997812.00
9997812.00
WESTCHESTER COUNTY HEALTH CARE CORPORATION (WEST CHESTER COUNTY MEDICAL CENTER)
WESTCHESTER CNTY N Y HEALTH CARE C 0.100000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-08-07
2013-08-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0074
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 144A 0.280000%
9612C4FX4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-08-08
2013-10-08
N
N
N
10000000.00
10000000.00
0.0147
N
10001600.00
10001600.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 144A 0.270000%
9612C4HL8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-10-24
2014-04-24
N
N
N
5000000.00
5000248.00
0.0074
N
5000360.00
5000360.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.360000%
96121TQL5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2013-11-01
N
N
N
7520000.00
7519028.00
0.0111
N
7521797.28
7521797.28
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORP (NEW YORK BRA 0.290000%
96121TSP4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-08-01
2014-04-15
N
N
N
5500000.00
5500000.00
0.0081
N
5501540.00
5501540.00