0001145549-13-001356.txt : 20130401 0001145549-13-001356.hdr.sgml : 20130401 20130207104302 ACCESSION NUMBER: 0001145549-13-001356 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130131 FILED AS OF DATE: 20130207 DATE AS OF CHANGE: 20130207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND INC CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 13580601 BUSINESS ADDRESS: STREET 1: 400 BELLEVUE PKWY STE 100 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027911700 MAIL ADDRESS: STREET 1: 400 BELLEVUE PKWY STREET 2: SUITE 152 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000001093 RBB MONEY MARKET PORTFOLIO C000002980 BEDFORD BDMXX C000002981 SANSOM SANXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2013-01-31 0000831114 S000001093 2 N N N N 033-20827 BlackRock Advisors, LLC 801-47710 PRICEWATERHOUSECOOPERS LLP PHILADELPHIA PA BlackRock Advisors, LLC BNY Mellon Investment Servicing (US) Inc. 0000849542 84-01761 N N N Prime 54 89 671404284.00 347897.28 5241452.76 666510728.52 0.0026 1.0001 2013-01-31 1.0001 2013-01-31 C000002980 1000.00 665838762.54 1.00 -2505659.37 33764316.50 36269975.87 0.0001 1.0001 2013-01-31 1.0001 2013-01-31 C000002981 1500.00 671965.98 1.00 -2570.64 9873.13 12443.77 0.0003 1.0001 2013-01-31 1.0001 2013-01-31 ASPEN FUNDING CORP ASPEN FUNDING CORP 0.320000% 04529TP61 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-06 2013-02-06 N N N 8000000.00 7999644.00 0.0120 N 7999746.40 7999746.40 ASPEN FUNDING CORP ASPEN FUNDING CORP 0.320000% 04529TPC8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-12 2013-02-12 N N N 6022000.00 6021411.00 0.0090 N 6021618.81 6021618.81 ASPEN FUNDING CORP ASPEN FUNDING CORP 0.300000% 04529TQ45 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 10000000.00 9997417.00 0.0150 N 9998213.00 9998213.00 ATLANTIS ONE FUNDING CORP ATLANTIS ONE FUNDING CORP 0.470000% 04915TQ70 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-07 2013-03-07 N N N 10000000.00 9995561.00 0.0150 N 9998798.00 9998798.00 AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED/NEW YORK NY AUSTRALIA & NEW ZEALAND BANKING GR 0.200000% 05252WDP5 Certificate of Deposit N First Tier Security N/A N/A 2013-02-28 2013-04-30 N N N 5000000.00 5000989.00 0.0075 N 5000855.00 5000855.00 AUSTRALIA & NEW ZEALAND BANKING GROUP LTD AUSTRALIA & NEW ZEALAND BANKING GR 0.370000% 05252TBC3 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-17 2014-01-17 N N N 4000000.00 4000000.00 0.0060 N 3999256.00 3999256.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.360000% 06366LAD0 Certificate of Deposit N First Tier Security N/A N/A 2013-04-12 2014-01-10 N N N 4000000.00 4000000.00 0.0060 N 4000016.00 4000016.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.430000% 06366VXX9 Certificate of Deposit N First Tier Security N/A N/A 2013-02-19 2013-07-17 N N N 5000000.00 5000000.00 0.0075 N 5004130.00 5004130.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.300000% 06417E5P4 Certificate of Deposit N First Tier Security N/A N/A 2013-02-11 2013-02-11 N N N 8000000.00 8000000.00 0.0120 N 8000320.00 8000320.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.260000% 06417E6F5 Certificate of Deposit N First Tier Security N/A N/A 2013-02-15 2013-02-15 N N N 10000000.00 10000000.00 0.0150 N 10000540.00 10000540.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.360000% 06417FKL3 Certificate of Deposit N First Tier Security N/A N/A 2013-04-02 2014-01-02 N N N 5000000.00 5000000.00 0.0075 N 5002075.00 5002075.00 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.340000% 06538FBZ6 Certificate of Deposit N First Tier Security N/A N/A 2013-04-22 2013-04-22 N N N 6000000.00 6000000.00 0.0090 N 6001481.40 6001481.40 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.270000% 06538FGD0 Certificate of Deposit N First Tier Security N/A N/A 2013-04-08 2013-04-08 N N N 5000000.00 4999908.00 0.0075 N 5000278.00 5000278.00 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.250000% 06538FMK7 Certificate of Deposit N First Tier Security N/A N/A 2013-05-30 2013-05-30 N N N 10000000.00 10000000.00 0.0150 N 10000000.00 10000000.00 CALIFORNIA HOUSING FINANCE AGENCY CALIFORNIA HSG FIN AGY REV 0.100000% 13033KW70 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 3100000.00 3100000.00 0.0047 N 3100000.00 3100000.00 CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) CANADIAN IMPERIAL BANK OF COMMERCE 0.330000% 13606YUV6 Certificate of Deposit N First Tier Security N/A N/A 2013-02-05 2014-02-04 N N N 5000000.00 5000000.00 0.0075 N 5000000.00 5000000.00 CANCARA ASSET SECURITISATION LLC CANCARA ASSET SECUR LLC 0.220000% 13738JP79 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-07 2013-02-07 N N N 15000000.00 14999450.00 0.0225 N 14999446.50 14999446.50 CHARIOT FUNDING LLC CHARIOT FUNDING LLC 0.190000% 15963TRV3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-29 2013-04-29 N N N 7000000.00 6996786.00 0.0105 N 6997981.20 6997981.20 COLLATERALIZED COMMERCIAL PAPER CO LLC COLLATERALIZED CP CO LLC 0.310000% 19422FSF4 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-15 2013-05-15 N N N 7000000.00 6993791.00 0.0105 N 6993468.30 6993468.30 COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA 0.370000% 20272ADM5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-19 2013-11-14 N N N 4500000.00 4499642.00 0.0068 N 4499671.50 4499671.50 CONNECTICUT ST HEALTH & EDL FACS A CONNECTICUT ST HEALTH & EDL FACS A 0.090000% 20774UVZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMORGAN CHASE BANK NA N/A N/A Y JPMORGAN CHASE BANK NA N/A N/A N 5400000.00 5400000.00 0.0081 N 5400000.00 5400000.00 CREDIT SUISSE NEW YORK NY CREDIT SUISSE NEW YORK NY 0.280000% 22550DR43 Certificate of Deposit N First Tier Security N/A N/A 2013-06-06 2013-06-06 N N N 7000000.00 7000000.00 0.0105 N 7000732.90 7000732.90 CREDIT SUISSE NEW YORK NY CREDIT SUISSE NEW YORK NY 0.320000% 22550DXW4 Certificate of Deposit N First Tier Security N/A N/A 2013-02-04 2013-02-04 N N N 8000000.00 8000000.00 0.0120 N 8000106.40 8000106.40 DEUTSCHE BANK SECURITIES INC. TRI-PARTY DEUTSCHE BANK SECURITIES 0.160000% BRSH9WDZ2 0001074042 Government Agency Repurchase Agreement Y FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED BOO 2014-09-19 0.500000 Government Agency Debt 35848000.00 26629058.61 FEDERAL NATL MTG ASSN MEDIUM TERM NTS INCLUDES C 2015-10-29 0.250000 Government Agency Debt 35848000.00 9936022.54 First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 35848000.00 35848000.00 0.0538 N 35848000.00 35848000.00 DNB BANK ASA DNB BANK ASA 0.270000% 2332K0UW0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-07-30 2013-07-30 N N N 7500000.00 7489931.00 0.0112 N 7489125.00 7489125.00 DNB BANK ASA/NEW YORK DNB BANK ASA/NEW YORK 0.280000% 23330LSJ6 Certificate of Deposit N First Tier Security N/A N/A 2013-07-19 2013-07-19 N N N 2000000.00 2000000.00 0.0030 N 1999906.00 1999906.00 ECLIPSE FUNDING TRUST VARIOUS STATES ECLIPSE FUNDING TRUST VARIOUS 144A 0.100000% 27884FQQ6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y US BANK NATIONAL ASSOCIATION N/A N/A Y US BANK NATIONAL ASSOCIATION N/A N/A N 8000000.00 8000000.00 0.0120 N 8000000.00 8000000.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.370000% 3134G2B50 Government Agency Debt N First Tier Security N/A N/A 2013-02-01 2013-09-03 N N N 5000000.00 4999409.00 0.0075 N 5006385.00 5006385.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.210000% 3134G2K92 Government Agency Debt N First Tier Security N/A N/A 2013-02-13 2013-09-13 N N N 22200000.00 22191741.00 0.0333 N 22199200.80 22199200.80 ING US FUNDING LLC ING US FUNDING LLC 0.250000% 4497W0P44 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-04 2013-02-04 Y ING BANK NV N/A N/A Y ING BANK NV N/A N/A N 10000000.00 9999792.00 0.0150 N 9999811.00 9999811.00 JPMORGAN CHASE BANK NA JPMORGAN CHASE BANK NA 0.370000% 48125LEQ1 Other Note N First Tier Security N/A N/A 2013-04-18 2013-05-17 N N N 8600000.00 8600000.00 0.0129 N 8601290.00 8601290.00 JUPITER SECURITIZATION COMPANY LLC JUPITER SECURITIZATION COMPANY LLC 0.210000% 4820P2Q40 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 5000000.00 4999096.00 0.0075 N 4999284.50 4999284.50 LA CAISSE CENTRALE DESJARDINS DU QUEBEC CAISSE CENTRALE DESJARDINS DU QUEB 0.250000% 1280C2Q44 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 10000000.00 9997847.00 0.0150 N 9998551.00 9998551.00 LLOYDS TSB BANK PLC LLOYDS TSB BANK PLC 0.240000% 53943RRP6 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-23 2013-04-23 N N N 5000000.00 4997300.00 0.0075 N 4996731.50 4996731.50 LLOYDS TSB BANK PLC LLOYDS TSB BANK PLC 0.240000% 53943RRQ4 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-24 2013-04-24 N N N 5000000.00 4997324.00 0.0075 N 4996680.00 4996680.00 MANHATTAN ASSET FUNDING CO LLC MANHATTAN ASSET FUNDING CO LLC 0.210000% 56274LP40 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-04 2013-02-04 N N N 10000000.00 9999825.00 0.0150 N 9999789.00 9999789.00 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.200000% 59157TPB3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-11 2013-02-11 N N N 18000000.00 17999000.00 0.0270 N 17999119.80 17999119.80 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.250000% 59157TUN1 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-07-22 2013-07-22 N N N 5000000.00 4994062.00 0.0075 N 4992785.50 4992785.50 MICHIGAN STATE HOUSING DEVELOPMENT AUTHORITY MICHIGAN ST HSG DEV AUTH S/F MTG R 0.100000% 5946534K0 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 7900000.00 7900000.00 0.0119 N 7900000.00 7900000.00 MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) MITSUBISHI UFJ TRUST AND BANKING C 0.330000% 60682ACB0 Certificate of Deposit N First Tier Security N/A N/A 2013-02-15 2013-05-15 N N N 7000000.00 7000000.00 0.0105 N 6999608.00 6999608.00 MIZUHO CORPORATE BANK (NEW YORK BRANCH) MIZUHO CORPORATE BANK (NEW YORK BR 0.270000% 60687G5X2 Certificate of Deposit N First Tier Security N/A N/A 2013-04-03 2013-04-03 N N N 15000000.00 15000000.00 0.0225 N 15000256.50 15000256.50 MONT BLANC CAPITAL CORP MONT BLANC CAPITAL CORP 0.350000% 6117P4Q45 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 5000000.00 4998493.00 0.0075 N 4999106.50 4999106.50 MORGAN STANLEY & CO LLC TRI-PARTY MORGAN STANLEY & CO LLC 0.170000% BRSH9WDM1 0001359291 Government Agency Repurchase Agreement Y FREDDIE MAC 2033-10-01 2.922000 Government Agency Debt 20000000.00 4648967.85 FREDDIE MAC 2037-04-01 2.579000 Government Agency Debt 20000000.00 5149793.40 FREDDIE MAC 2037-10-01 1.991000 Government Agency Debt 20000000.00 5390554.42 FREDDIE MAC 2037-10-01 6.094000 Government Agency Debt 20000000.00 5410684.47 First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 20000000.00 20000000.00 0.0300 N 20000000.00 20000000.00 NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH) NATIONAL AUSTRALIA BANK LTD (LONDO 0.440000% BRSF6QEE8 0000833029 Certificate of Deposit N First Tier Security N/A N/A 2013-02-11 2013-04-10 N N N 10000000.00 10000000.00 0.0150 N 10000000.00 10000000.00 NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH) NATIONAL AUSTRALIA BANK LTD (LONDO 0.310000% BRSH1J0U4 0000833029 Certificate of Deposit N First Tier Security N/A N/A 2013-02-21 2013-10-21 N N N 6000000.00 6000000.00 0.0090 N 6000000.00 6000000.00 NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY NEW YORK CITY N Y INDL DEV AGY CIV 0.100000% 649438HP6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMORGAN CHASE BANK NA N/A N/A Y JPMORGAN CHASE BANK NA N/A N/A N 4335000.00 4335000.00 0.0065 N 4335000.00 4335000.00 NEW YORK N Y CITY HSG DEV CORP NEW YORK NY CITY HSG DEV CORP 0.090000% 64970HAZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 6000000.00 6000000.00 0.0090 N 6000000.00 6000000.00 NEW YORK ST HSG FIN AGY NEW YORK ST HSG FIN AGY REV 0.080000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A N 5200000.00 5200000.00 0.0078 N 5200000.00 5200000.00 NEW YORK STATE DORMITORY AUTHORITY NEW YORK ST DORM AUTH REVS ST SUPP 0.080000% 64983M4R6 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y TD BANK NA N/A N/A Y TD BANK NA N/A N/A N 5000000.00 5000000.00 0.0075 N 5000000.00 5000000.00 NIEUW AMSTERDAM RECEIVABLES CORP NIEUW AMSTERDAM RECEIVABLES CORP 0.210000% 65409RP79 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-07 2013-02-07 N N N 22000000.00 21999230.00 0.0330 N 21999271.80 21999271.80 NIEUW AMSTERDAM RECEIVABLES CORP NIEUW AMSTERDAM RECEIVABLES CORP 0.250000% 65409RPE4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-14 2013-02-14 N N N 5000000.00 4999549.00 0.0075 N 4999669.50 4999669.50 NORDEA BANK FINLAND PLC/NEW YORK NORDEA BANK FINLAND PLC (NEW YORK 0.260000% 65558EFX1 Certificate of Deposit N First Tier Security N/A N/A 2013-06-03 2013-06-03 N N N 4000000.00 4000067.00 0.0060 N 4000136.00 4000136.00 NORDEA BANK FINLAND PLC/NEW YORK NORDEA BANK FINLAND PLC/NEW YORK 0.280000% 65558EGH5 Certificate of Deposit N First Tier Security N/A N/A 2013-07-17 2013-07-17 N N N 1945000.00 1944956.00 0.0029 N 1945134.98 1945134.98 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.300000% 6555P0SG5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-16 2013-05-16 Y NORDEA BANK AB N/A N/A Y NORDEA BANK AB N/A N/A N 6000000.00 5994800.00 0.0090 N 5995975.20 5995975.20 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.280000% 6555P0UF4 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-07-15 2013-07-15 Y NORDEA BANK AB N/A N/A Y NORDEA BANK AB N/A N/A N 1945000.00 1942519.00 0.0029 N 1942593.06 1942593.06 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.280000% 6555P0UG2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-07-16 2013-07-16 Y NORDEA BANK AB N/A N/A Y NORDEA BANK AB N/A N/A N 1945000.00 1942504.00 0.0029 N 1942569.53 1942569.53 NRW BANK NRW.BANK 0.220000% 62939LP52 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-05 2013-02-05 N N N 13800000.00 13799663.00 0.0207 N 13799655.00 13799655.00 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.410000% 21684BDN1 Certificate of Deposit N First Tier Security N/A N/A 2014-01-08 2014-01-08 N N N 6000000.00 6000000.00 0.0090 N 6000278.40 6000278.40 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.420000% 74977M6Y6 Certificate of Deposit N First Tier Security N/A N/A 2013-04-29 2013-10-29 N N N 12000000.00 12000000.00 0.0180 N 12009996.00 12009996.00 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.480000% 74977MY58 Certificate of Deposit N First Tier Security N/A N/A 2013-04-24 2013-04-24 N N N 6300000.00 6300000.00 0.0095 N 6302652.30 6302652.30 RABOBANK USA FINANCIAL CORPORATION RABOBANK USA FINANCIAL CORP 0.490000% 74977KP11 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y COOPERATIEVE CENTRALE RAIFFEISEN N/A N/A Y COOPERATIEVE CENTRALE RAIFFEISEN N/A N/A N 7000000.00 7000000.00 0.0105 N 6999972.70 6999972.70 ROYAL BANK OF CANADA/NEW YORK NY ROYAL BANK OF CANADA/NEW YORK NY 0.450000% 78009NFT8 Certificate of Deposit N First Tier Security N/A N/A 2013-02-19 2013-05-16 N N N 6500000.00 6500000.00 0.0098 N 6502262.00 6502262.00 SAN FRANCISCO CALIF CITY & CNTY REDEV AGY SAN FRANCISCO CALIF CITY & CNT 0.080000% 79765TCA1 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 3900000.00 3900000.00 0.0059 N 3900000.00 3900000.00 SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH SKANDINAVISKA ENSKILDA BANKEN NEW 0.310000% 83051HDR4 Certificate of Deposit N First Tier Security N/A N/A 2013-03-28 2013-03-28 N N N 7000000.00 7000000.00 0.0105 N 7001631.70 7001631.70 SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH SKANDINAVISKA ENSKILDA BANKEN AB 0.300000% 83051HEM4 Certificate of Deposit N First Tier Security N/A N/A 2013-04-08 2013-04-08 N N N 2040000.00 2040000.00 0.0031 N 2040227.26 2040227.26 SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH) SUMITOMO MITSUI TRUST BANK LIMITED 0.270000% 86562W2F4 Certificate of Deposit N First Tier Security N/A N/A 2013-05-22 2013-05-22 N N N 7000000.00 7000000.00 0.0105 N 7000215.60 7000215.60 SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH) SUMITOMO MITSUI TRUST BANK LIMITED 0.330000% 86563GPB2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-11 2013-02-11 N N N 10500000.00 10499052.00 0.0158 N 10499486.55 10499486.55 SUMITOMO TRUST AND BANKING CO LTD (LONDON BRANCH) SUMITOMO TRUST AND BANKING CO LTD 0.350000% BRSG37RB3 000839245 Certificate of Deposit N First Tier Security N/A N/A 2013-02-28 2013-02-28 N N N 7000000.00 7000000.00 0.0105 N 7000870.10 7000870.10 SURREY FUNDING CORP SURREY FUNDING CORP 0.230000% 86888MR33 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-04-03 2013-04-03 N N N 14995000.00 14989156.00 0.0225 N 14989808.73 14989808.73 SVENSKA HANDELSBANKEN/NEW YORK NY SVENSKA HANDELSBANKEN/NEW YORK NY 0.250000% 86958CQL1 Certificate of Deposit N First Tier Security N/A N/A 2013-06-10 2013-06-10 N N N 4000000.00 4000143.00 0.0060 N 3999710.80 3999710.80 TEXAS ST TEXAS ST 0.150000% 8827196Y8 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y JPMORGAN CHASE BANK NA N/A N/A N N 3900000.00 3900000.00 0.0059 N 3900000.00 3900000.00 TORONTO DOMINION BANK/NY TORONTO DOMINION BANK/NY 0.300000% 89112WNT0 Certificate of Deposit N First Tier Security N/A N/A 2013-07-22 2013-07-22 N N N 3000000.00 3000000.00 0.0045 N 3001001.10 3001001.10 TORONTO DOMINION BANK/NY TORONTO DOMINION BANK/NY 0.320000% 89112XY74 Certificate of Deposit N First Tier Security N/A N/A 2013-03-18 2013-03-18 N N N 7000000.00 7000000.00 0.0105 N 7001428.70 7001428.70 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828JB7 Treasury Debt N First Tier Security N/A N/A 2013-05-31 2013-05-31 N N N 6000000.00 6065147.00 0.0091 N 6066564.00 6066564.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828JD3 Treasury Debt N First Tier Security N/A N/A 2013-06-30 2013-06-30 N N N 7000000.00 7091635.00 0.0106 N 7093786.00 7093786.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828JT8 Treasury Debt N First Tier Security N/A N/A 2013-11-30 2013-11-30 N N N 6000000.00 6089901.00 0.0091 N 6090702.00 6090702.00 UNITED STATES TREASURY TREASURY NOTE 0.150000% 912828NY2 Treasury Debt N First Tier Security N/A N/A 2013-09-15 2013-09-15 N N N 7785000.00 7813555.00 0.0117 N 7814497.37 7814497.37 UNITED STATES TREASURY TREASURY NOTE 0.210000% 912828QE3 Treasury Debt N First Tier Security N/A N/A 2013-04-30 2013-04-30 N N N 17000000.00 17017225.00 0.0255 N 17021913.00 17021913.00 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828QZ6 Treasury Debt N First Tier Security N/A N/A 2013-05-31 2013-05-31 N N N 10000000.00 10010555.00 0.0150 N 10013280.00 10013280.00 UNITED STATES TREASURY TREASURY NOTE 0.240000% 912828RA0 Treasury Debt N First Tier Security N/A N/A 2013-06-30 2013-06-30 N N N 7500000.00 7504170.00 0.0113 N 7508205.00 7508205.00 UNITED STATES TREASURY TREASURY NOTE 0.200000% 912828RD4 Treasury Debt N First Tier Security N/A N/A 2013-08-31 2013-08-31 N N N 4000000.00 3998276.00 0.0060 N 3999844.00 3999844.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828RK8 Treasury Debt N First Tier Security N/A N/A 2013-09-30 2013-09-30 N N N 6500000.00 6498228.00 0.0097 N 6499493.00 6499493.00 WESTCHESTER COUNTY HEALTH CARE CORPORATION (WEST CHESTER COUNTY MEDICAL CENTER) WESTCHESTER CNTY N Y HEALTH CARE C 0.140000% 957366CL9 Variable Rate Demand Note N First Tier Security N/A N/A 2013-02-07 2013-02-07 Y TD BANK NA N/A N/A Y TD BANK NA N/A N/A N 5000000.00 5000000.00 0.0075 N 5000000.00 5000000.00 WESTPAC BANKING CORP WESTPAC BANKING CORP 0.500000% 9612C0R27 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-02 2013-04-02 N N N 5500000.00 5495417.00 0.0082 N 5498881.85 5498881.85 WESTPAC BANKING CORP WESTPAC BANKING CORP 144A 0.300000% 9612C4FX4 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-08 2013-10-08 N N N 10000000.00 10000000.00 0.0150 N 9999340.00 9999340.00 WESTPAC BANKING CORPORATION NEW YORK BRANCH WESTPAC BANKING CORPORATION NEW YO 0.400000% 96121TQL5 Certificate of Deposit N First Tier Security N/A N/A 2013-02-01 2013-11-01 N N N 7520000.00 7517117.00 0.0113 N 7520556.48 7520556.48