0001145549-13-001356.txt : 20130401
0001145549-13-001356.hdr.sgml : 20130401
20130207104302
ACCESSION NUMBER: 0001145549-13-001356
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130207
DATE AS OF CHANGE: 20130207
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 13580601
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2013-01-31
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
54
89
671404284.00
347897.28
5241452.76
666510728.52
0.0026
1.0001
2013-01-31
1.0001
2013-01-31
C000002980
1000.00
665838762.54
1.00
-2505659.37
33764316.50
36269975.87
0.0001
1.0001
2013-01-31
1.0001
2013-01-31
C000002981
1500.00
671965.98
1.00
-2570.64
9873.13
12443.77
0.0003
1.0001
2013-01-31
1.0001
2013-01-31
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.320000%
04529TP61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-06
2013-02-06
N
N
N
8000000.00
7999644.00
0.0120
N
7999746.40
7999746.40
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.320000%
04529TPC8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-12
2013-02-12
N
N
N
6022000.00
6021411.00
0.0090
N
6021618.81
6021618.81
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.300000%
04529TQ45
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
10000000.00
9997417.00
0.0150
N
9998213.00
9998213.00
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.470000%
04915TQ70
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-07
2013-03-07
N
N
N
10000000.00
9995561.00
0.0150
N
9998798.00
9998798.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LIMITED/NEW YORK NY
AUSTRALIA & NEW ZEALAND BANKING GR 0.200000%
05252WDP5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-28
2013-04-30
N
N
N
5000000.00
5000989.00
0.0075
N
5000855.00
5000855.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKING GR 0.370000%
05252TBC3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-17
2014-01-17
N
N
N
4000000.00
4000000.00
0.0060
N
3999256.00
3999256.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.360000%
06366LAD0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-12
2014-01-10
N
N
N
4000000.00
4000000.00
0.0060
N
4000016.00
4000016.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.430000%
06366VXX9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-19
2013-07-17
N
N
N
5000000.00
5000000.00
0.0075
N
5004130.00
5004130.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.300000%
06417E5P4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
8000000.00
8000000.00
0.0120
N
8000320.00
8000320.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.260000%
06417E6F5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-15
2013-02-15
N
N
N
10000000.00
10000000.00
0.0150
N
10000540.00
10000540.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.360000%
06417FKL3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-02
2014-01-02
N
N
N
5000000.00
5000000.00
0.0075
N
5002075.00
5002075.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.340000%
06538FBZ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-22
2013-04-22
N
N
N
6000000.00
6000000.00
0.0090
N
6001481.40
6001481.40
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.270000%
06538FGD0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-08
2013-04-08
N
N
N
5000000.00
4999908.00
0.0075
N
5000278.00
5000278.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.250000%
06538FMK7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-30
2013-05-30
N
N
N
10000000.00
10000000.00
0.0150
N
10000000.00
10000000.00
CALIFORNIA HOUSING FINANCE AGENCY
CALIFORNIA HSG FIN AGY REV 0.100000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3100000.00
3100000.00
0.0047
N
3100000.00
3100000.00
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE 0.330000%
13606YUV6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-05
2014-02-04
N
N
N
5000000.00
5000000.00
0.0075
N
5000000.00
5000000.00
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECUR LLC 0.220000%
13738JP79
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
N
N
15000000.00
14999450.00
0.0225
N
14999446.50
14999446.50
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 0.190000%
15963TRV3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-29
2013-04-29
N
N
N
7000000.00
6996786.00
0.0105
N
6997981.20
6997981.20
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED CP CO LLC 0.310000%
19422FSF4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-15
2013-05-15
N
N
N
7000000.00
6993791.00
0.0105
N
6993468.30
6993468.30
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.370000%
20272ADM5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-19
2013-11-14
N
N
N
4500000.00
4499642.00
0.0068
N
4499671.50
4499671.50
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.090000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
5400000.00
5400000.00
0.0081
N
5400000.00
5400000.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.280000%
22550DR43
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-06
2013-06-06
N
N
N
7000000.00
7000000.00
0.0105
N
7000732.90
7000732.90
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.320000%
22550DXW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
8000000.00
8000000.00
0.0120
N
8000106.40
8000106.40
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.160000%
BRSH9WDZ2
0001074042
Government Agency Repurchase Agreement
Y
FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED BOO
2014-09-19
0.500000
Government Agency Debt
35848000.00
26629058.61
FEDERAL NATL MTG ASSN MEDIUM TERM NTS INCLUDES C
2015-10-29
0.250000
Government Agency Debt
35848000.00
9936022.54
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
35848000.00
35848000.00
0.0538
N
35848000.00
35848000.00
DNB BANK ASA
DNB BANK ASA 0.270000%
2332K0UW0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-30
2013-07-30
N
N
N
7500000.00
7489931.00
0.0112
N
7489125.00
7489125.00
DNB BANK ASA/NEW YORK
DNB BANK ASA/NEW YORK 0.280000%
23330LSJ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-19
2013-07-19
N
N
N
2000000.00
2000000.00
0.0030
N
1999906.00
1999906.00
ECLIPSE FUNDING TRUST VARIOUS STATES
ECLIPSE FUNDING TRUST VARIOUS 144A 0.100000%
27884FQQ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
8000000.00
8000000.00
0.0120
N
8000000.00
8000000.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.370000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-02-01
2013-09-03
N
N
N
5000000.00
4999409.00
0.0075
N
5006385.00
5006385.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.210000%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-02-13
2013-09-13
N
N
N
22200000.00
22191741.00
0.0333
N
22199200.80
22199200.80
ING US FUNDING LLC
ING US FUNDING LLC 0.250000%
4497W0P44
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
10000000.00
9999792.00
0.0150
N
9999811.00
9999811.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA 0.370000%
48125LEQ1
Other Note
N
First Tier Security
N/A
N/A
2013-04-18
2013-05-17
N
N
N
8600000.00
8600000.00
0.0129
N
8601290.00
8601290.00
JUPITER SECURITIZATION COMPANY LLC
JUPITER SECURITIZATION COMPANY LLC 0.210000%
4820P2Q40
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
5000000.00
4999096.00
0.0075
N
4999284.50
4999284.50
LA CAISSE CENTRALE DESJARDINS DU QUEBEC
CAISSE CENTRALE DESJARDINS DU QUEB 0.250000%
1280C2Q44
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
10000000.00
9997847.00
0.0150
N
9998551.00
9998551.00
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC 0.240000%
53943RRP6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-23
2013-04-23
N
N
N
5000000.00
4997300.00
0.0075
N
4996731.50
4996731.50
LLOYDS TSB BANK PLC
LLOYDS TSB BANK PLC 0.240000%
53943RRQ4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-24
2013-04-24
N
N
N
5000000.00
4997324.00
0.0075
N
4996680.00
4996680.00
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LLC 0.210000%
56274LP40
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
10000000.00
9999825.00
0.0150
N
9999789.00
9999789.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.200000%
59157TPB3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
18000000.00
17999000.00
0.0270
N
17999119.80
17999119.80
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.250000%
59157TUN1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-22
2013-07-22
N
N
N
5000000.00
4994062.00
0.0075
N
4992785.50
4992785.50
MICHIGAN STATE HOUSING DEVELOPMENT AUTHORITY
MICHIGAN ST HSG DEV AUTH S/F MTG R 0.100000%
5946534K0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
7900000.00
7900000.00
0.0119
N
7900000.00
7900000.00
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING C 0.330000%
60682ACB0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-15
2013-05-15
N
N
N
7000000.00
7000000.00
0.0105
N
6999608.00
6999608.00
MIZUHO CORPORATE BANK (NEW YORK BRANCH)
MIZUHO CORPORATE BANK (NEW YORK BR 0.270000%
60687G5X2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-03
2013-04-03
N
N
N
15000000.00
15000000.00
0.0225
N
15000256.50
15000256.50
MONT BLANC CAPITAL CORP
MONT BLANC CAPITAL CORP 0.350000%
6117P4Q45
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
5000000.00
4998493.00
0.0075
N
4999106.50
4999106.50
MORGAN STANLEY & CO LLC
TRI-PARTY MORGAN STANLEY & CO LLC 0.170000%
BRSH9WDM1
0001359291
Government Agency Repurchase Agreement
Y
FREDDIE MAC
2033-10-01
2.922000
Government Agency Debt
20000000.00
4648967.85
FREDDIE MAC
2037-04-01
2.579000
Government Agency Debt
20000000.00
5149793.40
FREDDIE MAC
2037-10-01
1.991000
Government Agency Debt
20000000.00
5390554.42
FREDDIE MAC
2037-10-01
6.094000
Government Agency Debt
20000000.00
5410684.47
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
N
N
N
20000000.00
20000000.00
0.0300
N
20000000.00
20000000.00
NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH)
NATIONAL AUSTRALIA BANK LTD (LONDO 0.440000%
BRSF6QEE8
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-11
2013-04-10
N
N
N
10000000.00
10000000.00
0.0150
N
10000000.00
10000000.00
NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH)
NATIONAL AUSTRALIA BANK LTD (LONDO 0.310000%
BRSH1J0U4
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-21
2013-10-21
N
N
N
6000000.00
6000000.00
0.0090
N
6000000.00
6000000.00
NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY
NEW YORK CITY N Y INDL DEV AGY CIV 0.100000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
4335000.00
4335000.00
0.0065
N
4335000.00
4335000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.090000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6000000.00
6000000.00
0.0090
N
6000000.00
6000000.00
NEW YORK ST HSG FIN AGY
NEW YORK ST HSG FIN AGY REV 0.080000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
5200000.00
5200000.00
0.0078
N
5200000.00
5200000.00
NEW YORK STATE DORMITORY AUTHORITY
NEW YORK ST DORM AUTH REVS ST SUPP 0.080000%
64983M4R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0075
N
5000000.00
5000000.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.210000%
65409RP79
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
N
N
N
22000000.00
21999230.00
0.0330
N
21999271.80
21999271.80
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.250000%
65409RPE4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-14
2013-02-14
N
N
N
5000000.00
4999549.00
0.0075
N
4999669.50
4999669.50
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC (NEW YORK 0.260000%
65558EFX1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-03
2013-06-03
N
N
N
4000000.00
4000067.00
0.0060
N
4000136.00
4000136.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.280000%
65558EGH5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-17
2013-07-17
N
N
N
1945000.00
1944956.00
0.0029
N
1945134.98
1945134.98
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.300000%
6555P0SG5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-16
2013-05-16
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
6000000.00
5994800.00
0.0090
N
5995975.20
5995975.20
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.280000%
6555P0UF4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-15
2013-07-15
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
1945000.00
1942519.00
0.0029
N
1942593.06
1942593.06
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.280000%
6555P0UG2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-07-16
2013-07-16
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
1945000.00
1942504.00
0.0029
N
1942569.53
1942569.53
NRW BANK
NRW.BANK 0.220000%
62939LP52
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-05
2013-02-05
N
N
N
13800000.00
13799663.00
0.0207
N
13799655.00
13799655.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.410000%
21684BDN1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2014-01-08
2014-01-08
N
N
N
6000000.00
6000000.00
0.0090
N
6000278.40
6000278.40
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.420000%
74977M6Y6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-29
2013-10-29
N
N
N
12000000.00
12000000.00
0.0180
N
12009996.00
12009996.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.480000%
74977MY58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-24
2013-04-24
N
N
N
6300000.00
6300000.00
0.0095
N
6302652.30
6302652.30
RABOBANK USA FINANCIAL CORPORATION
RABOBANK USA FINANCIAL CORP 0.490000%
74977KP11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
N
7000000.00
7000000.00
0.0105
N
6999972.70
6999972.70
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.450000%
78009NFT8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-19
2013-05-16
N
N
N
6500000.00
6500000.00
0.0098
N
6502262.00
6502262.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.080000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3900000.00
3900000.00
0.0059
N
3900000.00
3900000.00
SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH
SKANDINAVISKA ENSKILDA BANKEN NEW 0.310000%
83051HDR4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-28
2013-03-28
N
N
N
7000000.00
7000000.00
0.0105
N
7001631.70
7001631.70
SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH
SKANDINAVISKA ENSKILDA BANKEN AB 0.300000%
83051HEM4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-08
2013-04-08
N
N
N
2040000.00
2040000.00
0.0031
N
2040227.26
2040227.26
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.270000%
86562W2F4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-05-22
2013-05-22
N
N
N
7000000.00
7000000.00
0.0105
N
7000215.60
7000215.60
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.330000%
86563GPB2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
10500000.00
10499052.00
0.0158
N
10499486.55
10499486.55
SUMITOMO TRUST AND BANKING CO LTD (LONDON BRANCH)
SUMITOMO TRUST AND BANKING CO LTD 0.350000%
BRSG37RB3
000839245
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-28
2013-02-28
N
N
N
7000000.00
7000000.00
0.0105
N
7000870.10
7000870.10
SURREY FUNDING CORP
SURREY FUNDING CORP 0.230000%
86888MR33
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-03
2013-04-03
N
N
N
14995000.00
14989156.00
0.0225
N
14989808.73
14989808.73
SVENSKA HANDELSBANKEN/NEW YORK NY
SVENSKA HANDELSBANKEN/NEW YORK NY 0.250000%
86958CQL1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-06-10
2013-06-10
N
N
N
4000000.00
4000143.00
0.0060
N
3999710.80
3999710.80
TEXAS ST
TEXAS ST 0.150000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0059
N
3900000.00
3900000.00
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.300000%
89112WNT0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-07-22
2013-07-22
N
N
N
3000000.00
3000000.00
0.0045
N
3001001.10
3001001.10
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.320000%
89112XY74
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-18
2013-03-18
N
N
N
7000000.00
7000000.00
0.0105
N
7001428.70
7001428.70
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828JB7
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
6000000.00
6065147.00
0.0091
N
6066564.00
6066564.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828JD3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-06-30
2013-06-30
N
N
N
7000000.00
7091635.00
0.0106
N
7093786.00
7093786.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828JT8
Treasury Debt
N
First Tier Security
N/A
N/A
2013-11-30
2013-11-30
N
N
N
6000000.00
6089901.00
0.0091
N
6090702.00
6090702.00
UNITED STATES TREASURY
TREASURY NOTE 0.150000%
912828NY2
Treasury Debt
N
First Tier Security
N/A
N/A
2013-09-15
2013-09-15
N
N
N
7785000.00
7813555.00
0.0117
N
7814497.37
7814497.37
UNITED STATES TREASURY
TREASURY NOTE 0.210000%
912828QE3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-30
2013-04-30
N
N
N
17000000.00
17017225.00
0.0255
N
17021913.00
17021913.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828QZ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
10000000.00
10010555.00
0.0150
N
10013280.00
10013280.00
UNITED STATES TREASURY
TREASURY NOTE 0.240000%
912828RA0
Treasury Debt
N
First Tier Security
N/A
N/A
2013-06-30
2013-06-30
N
N
N
7500000.00
7504170.00
0.0113
N
7508205.00
7508205.00
UNITED STATES TREASURY
TREASURY NOTE 0.200000%
912828RD4
Treasury Debt
N
First Tier Security
N/A
N/A
2013-08-31
2013-08-31
N
N
N
4000000.00
3998276.00
0.0060
N
3999844.00
3999844.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828RK8
Treasury Debt
N
First Tier Security
N/A
N/A
2013-09-30
2013-09-30
N
N
N
6500000.00
6498228.00
0.0097
N
6499493.00
6499493.00
WESTCHESTER COUNTY HEALTH CARE CORPORATION (WEST CHESTER COUNTY MEDICAL CENTER)
WESTCHESTER CNTY N Y HEALTH CARE C 0.140000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2013-02-07
2013-02-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0075
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.500000%
9612C0R27
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-02
2013-04-02
N
N
N
5500000.00
5495417.00
0.0082
N
5498881.85
5498881.85
WESTPAC BANKING CORP
WESTPAC BANKING CORP 144A 0.300000%
9612C4FX4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-08
2013-10-08
N
N
N
10000000.00
10000000.00
0.0150
N
9999340.00
9999340.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.400000%
96121TQL5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-01
2013-11-01
N
N
N
7520000.00
7517117.00
0.0113
N
7520556.48
7520556.48