0001145549-12-010157.txt : 20130129 0001145549-12-010157.hdr.sgml : 20130129 20121205105215 ACCESSION NUMBER: 0001145549-12-010157 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121205 DATE AS OF CHANGE: 20121205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND INC CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 121242528 BUSINESS ADDRESS: STREET 1: 400 BELLEVUE PKWY STE 100 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027911700 MAIL ADDRESS: STREET 1: 400 BELLEVUE PKWY STREET 2: SUITE 152 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000001093 RBB MONEY MARKET PORTFOLIO C000002980 BEDFORD BDMXX C000002981 SANSOM SANXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-11-30 0000831114 S000001093 2 N N N N 033-20827 BlackRock Advisors, LLC 801-47710 PRICEWATERHOUSECOOPERS LLP PHILADELPHIA PA BlackRock Advisors, LLC BNY Mellon Investment Servicing (US) Inc. 0000849542 84-01761 N N N Prime 57 99 603514040.00 657544.88 219613.97 603951970.91 0.0031 1.0001 2012-11-30 1.0001 2012-11-30 C000002980 1000.00 603367771.39 1.00 -5339633.53 25585959.61 30925593.14 0.0002 1.0001 2012-11-30 1.0001 2012-11-30 C000002981 1500.00 584199.52 1.00 268802.35 520629.72 251827.37 0.0006 1.0001 2012-11-30 1.0001 2012-11-30 ASPEN FUNDING CORP ASPEN FUNDING CORP 0.320000% 04529TP61 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-06 2013-02-06 N N N 8000000.00 7995378.00 0.0132 N 7996554.40 7996554.40 ASPEN FUNDING CORP ASPEN FUNDING CORP 0.320000% 04529TPC8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-12 2013-02-12 N N N 6022000.00 6018199.00 0.0100 N 6019103.42 6019103.42 ATLANTIS ONE FUNDING CORP ATLANTIS ONE FUNDING CORP 0.470000% 04915TQ70 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-07 2013-03-07 N N N 10000000.00 9987728.00 0.0165 N 9992959.00 9992959.00 AUSTRALIA & NEW ZEALAND BANKING GROUP LTD AUSTRALIA & NEW ZEALAND BANKING GR 0.410000% 05252TBB5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-17 2013-11-12 N N N 4000000.00 4000000.00 0.0066 N 3999308.00 3999308.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.390000% 06366LAA6 Certificate of Deposit N First Tier Security N/A N/A 2013-01-14 2013-11-12 N N N 4000000.00 4000000.00 0.0066 N 3995464.00 3995464.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.320000% 06366VRX6 Certificate of Deposit N First Tier Security N/A N/A 2012-12-11 2012-12-11 N N N 5000000.00 5000000.00 0.0083 N 5000167.50 5000167.50 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.430000% 06366VXX9 Certificate of Deposit N First Tier Security N/A N/A 2012-12-17 2013-07-17 N N N 5000000.00 5000000.00 0.0083 N 5004990.00 5004990.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.300000% 06417E5P4 Certificate of Deposit N First Tier Security N/A N/A 2012-12-11 2013-02-11 N N N 8000000.00 8000000.00 0.0132 N 8001368.00 8001368.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.260000% 06417E6F5 Certificate of Deposit N First Tier Security N/A N/A 2012-12-18 2013-02-15 N N N 10000000.00 10000000.00 0.0166 N 10001090.00 10001090.00 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.410000% 06417FCU2 Certificate of Deposit N First Tier Security N/A N/A 2013-01-01 2013-11-01 N N N 5000000.00 5000000.00 0.0083 N 4999335.00 4999335.00 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.480000% 06538EV95 Certificate of Deposit N First Tier Security N/A N/A 2013-01-24 2013-01-24 N N N 10000000.00 10000000.00 0.0166 N 10004425.00 10004425.00 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.340000% 06538FBZ6 Certificate of Deposit N First Tier Security N/A N/A 2013-04-22 2013-04-22 N N N 6000000.00 6000000.00 0.0099 N 6001188.00 6001188.00 CALIFORNIA HOUSING FINANCE AGENCY CALIFORNIA HSG FIN AGY REV 0.170000% 13033KW70 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 3100000.00 3100000.00 0.0051 N 3100000.00 3100000.00 COLLATERALIZED COMMERCIAL PAPER CO LLC COLLATERALIZED CP CO LLC 0.380000% 19422FNH5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-17 2013-01-17 N N N 7000000.00 6996675.00 0.0116 N 6998058.90 6998058.90 COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA 0.350000% 20272ACV6 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-12-13 2013-01-14 N N N 3500000.00 3500000.00 0.0058 N 3500325.50 3500325.50 COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA 0.370000% 20272ADM5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-19 2013-11-14 N N N 4500000.00 4499568.00 0.0075 N 4499154.00 4499154.00 CONNECTICUT ST HEALTH & EDL FACS A CONNECTICUT ST HEALTH & EDL FACS A 0.160000% 20774UVZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMORGAN CHASE BANK NA N/A N/A Y JPMORGAN CHASE BANK NA N/A N/A N 5400000.00 5400000.00 0.0089 N 5400000.00 5400000.00 CREDIT SUISSE NEW YORK NY CREDIT SUISSE NEW YORK NY 0.320000% 22550DXW4 Certificate of Deposit N First Tier Security N/A N/A 2013-02-04 2013-02-04 N N N 8000000.00 8000000.00 0.0132 N 8001756.80 8001756.80 DEUTSCHE BANK SECURITIES INC. TRI-PARTY DEUTSCHE BANK SECURITIES 0.240000% BRSGDENT2 0001074042 Government Agency Repurchase Agreement Y UNITED STATES TREAS NTS 2014-11-30 0.250000 Treasury Debt 20622000.00 21034533.94 First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 20622000.00 20622000.00 0.0341 N 20622000.00 20622000.00 ECLIPSE FUNDING TRUST VARIOUS STATES ECLIPSE FUNDING TRUST VARIOUS 144A 0.160000% 27884FQQ6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y US BANK NATIONAL ASSOCIATION N/A N/A Y US BANK NATIONAL ASSOCIATION N/A N/A N 8000000.00 8000000.00 0.0132 N 8000000.00 8000000.00 FAIRWAY FINANCE CO LLC FAIRWAY FINANCE CO LLC 0.250000% 30601YKU8 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-12-07 2012-12-07 N N N 15000000.00 15000000.00 0.0248 N 15000045.00 15000045.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.170000% 313397FN6 Government Agency Debt N First Tier Security N/A N/A 2013-05-13 2013-05-13 N N N 5000000.00 4996199.00 0.0083 N 4997095.00 4997095.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.370000% 3134G1X90 Government Agency Debt N First Tier Security N/A N/A 2012-12-03 2013-01-24 N N N 4000000.00 3999770.00 0.0066 N 4000932.00 4000932.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.410000% 3134G2B50 Government Agency Debt N First Tier Security N/A N/A 2012-12-03 2013-09-03 N N N 5000000.00 4999243.00 0.0083 N 5007235.00 5007235.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.210000% 3134G2K92 Government Agency Debt N First Tier Security N/A N/A 2012-12-13 2013-09-13 N N N 22200000.00 22189529.00 0.0367 N 22194694.20 22194694.20 FEDERAL NATIONAL MORTGAGE ASSOCIATION FNMA 0.260000% 31398A7G1 Government Agency Debt N First Tier Security N/A N/A 2012-12-20 2012-12-20 N N N 3500000.00 3499967.00 0.0058 N 3500196.00 3500196.00 GEMINI SECURITIZATION CORP LLC GEMINI SECURITIZATION CORP LLC 0.360000% 3686M0M39 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 9000000.00 9000000.00 0.0149 N 8999842.50 8999842.50 GOLDMAN SACHS & CO TRI-PARTY GOLDMAN SACHS & CO. 0.240000% BRSGDEMN6 0000769993 Government Agency Repurchase Agreement Y FANNIE MAE 2026-05-01 4.500000 Government Agency Debt 20500000.00 2773961.37 FANNIE MAE 2026-06-01 4.500000 Government Agency Debt 20500000.00 1298116.61 FANNIE MAE 2035-06-01 1.987000 Government Agency Debt 20500000.00 167685.03 FANNIE MAE 2035-07-01 5.000000 Government Agency Debt 20500000.00 2744999.34 FANNIE MAE 2041-04-01 5.000000 Government Agency Debt 20500000.00 2891603.45 FANNIE MAE 2041-06-01 4.500000 Government Agency Debt 20500000.00 2775852.04 FANNIE MAE 2041-11-01 5.000000 Government Agency Debt 20500000.00 2770349.03 FREDDIE MAC 2024-09-01 4.500000 Government Agency Debt 20500000.00 2810257.98 FREDDIE MAC 2042-05-01 3.500000 Government Agency Debt 20500000.00 2882175.19 First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 20500000.00 20500000.00 0.0339 N 20500000.00 20500000.00 ING US FUNDING LLC ING US FUNDING LLC 0.340000% 4497W0M70 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y ING BANK NV N/A N/A Y ING BANK NV N/A N/A N 3000000.00 2999887.00 0.0050 N 2999900.70 2999900.70 ING US FUNDING LLC ING US FUNDING LLC 0.340000% 4497W0MB1 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-12-11 2012-12-11 Y ING BANK NV N/A N/A Y ING BANK NV N/A N/A N 5000000.00 4999622.00 0.0083 N 4999732.50 4999732.50 ING US FUNDING LLC ING US FUNDING LLC 0.250000% 4497W0P44 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-04 2013-02-04 Y ING BANK NV N/A N/A Y ING BANK NV N/A N/A N 10000000.00 9995625.00 0.0166 N 9994903.00 9994903.00 JPMORGAN CHASE BANK NA JPMORGAN CHASE BANK NA RegS 0.390000% 48125LEQ1 Other Note N First Tier Security N/A N/A 2013-01-18 2013-05-17 N N N 8600000.00 8600000.00 0.0142 N 8598933.60 8598933.60 MANHATTAN ASSET FUNDING CO LLC MANHATTAN ASSET FUNDING CO LLC 0.210000% 56274LM35 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 13000000.00 13000000.00 0.0215 N 12999772.50 12999772.50 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.290000% 59157TNE9 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-01-14 2013-01-14 N N N 10000000.00 9996617.00 0.0166 N 9997750.00 9997750.00 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.200000% 59157TPB3 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-11 2013-02-11 N N N 18000000.00 17993000.00 0.0298 N 17992591.20 17992591.20 MICHIGAN STATE HOUSING DEVELOPMENT AUTHORITY MICHIGAN ST HSG DEV AUTH S/F MTG R 0.160000% 5946534K0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 10400000.00 10400000.00 0.0172 N 10400000.00 10400000.00 MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH) MITSUBISHI UFJ TRUST AND BANKING C 0.330000% 60682ACB0 Certificate of Deposit N First Tier Security N/A N/A 2012-12-17 2013-05-15 N N N 7000000.00 7000000.00 0.0116 N 6999349.00 6999349.00 MONT BLANC CAPITAL CORP MONT BLANC CAPITAL CORP 0.350000% 6117P4Q45 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-03-04 2013-03-04 N N N 5000000.00 4995576.00 0.0083 N 4996684.00 4996684.00 NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH) NATIONAL AUSTRALIA BANK LTD (LONDO 0.480000% BRSF6QEE8 0000833029 Certificate of Deposit N First Tier Security N/A N/A 2012-12-10 2013-04-10 N N N 10000000.00 10000000.00 0.0166 N 10000000.00 10000000.00 NATIONAL AUSTRALIA FUNDING DELAWARE INC NATIONAL AUSTRALIA FUNDING DELAWAR 0.280000% 63253JNU0 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-28 2013-01-28 Y NATIONAL AUSTRALIA BANK LIMITED N/A N/A Y NATIONAL AUSTRALIA BANK LIMITED N/A N/A N 5000000.00 4997861.00 0.0083 N 4999033.00 4999033.00 NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY NEW YORK CITY N Y INDL DEV AGY CIV 0.160000% 649438HP6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMORGAN CHASE BANK NA N/A N/A Y JPMORGAN CHASE BANK NA N/A N/A N 4335000.00 4335000.00 0.0072 N 4335000.00 4335000.00 NEW YORK N Y CITY HSG DEV CORP NEW YORK NY CITY HSG DEV CORP 0.160000% 64970HAZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 6000000.00 6000000.00 0.0099 N 6000000.00 6000000.00 NEW YORK ST HSG FIN AGY NEW YORK ST HSG FIN AGY REV 0.140000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A N 5200000.00 5200000.00 0.0086 N 5200000.00 5200000.00 NEW YORK STATE DORMITORY AUTHORITY NEW YORK ST DORM AUTH REVS ST SUPP 0.150000% 64983M4R6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD BANK NA N/A N/A Y TD BANK NA N/A N/A N 5000000.00 5000000.00 0.0083 N 5000000.00 5000000.00 NIEUW AMSTERDAM RECEIVABLES CORP NIEUW AMSTERDAM RECEIVABLES CORP 0.250000% 65409RPE4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-02-14 2013-02-14 N N N 5000000.00 4997465.00 0.0083 N 4997720.00 4997720.00 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.240000% 6555P0NF2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-15 2013-01-15 Y NORDEA BANK AB N/A N/A Y NORDEA BANK AB N/A N/A N 4000000.00 3998853.00 0.0066 N 3999173.60 3999173.60 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.300000% 6555P0SG5 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-05-16 2013-05-16 Y NORDEA BANK AB N/A N/A Y NORDEA BANK AB N/A N/A N 6000000.00 5991800.00 0.0099 N 5991445.80 5991445.80 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.430000% 74977M6Y6 Certificate of Deposit N First Tier Security N/A N/A 2013-01-29 2013-10-29 N N N 12000000.00 12000000.00 0.0199 N 11997840.00 11997840.00 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.500000% 74977MY58 Certificate of Deposit N First Tier Security N/A N/A 2013-01-24 2013-04-24 N N N 6300000.00 6300000.00 0.0104 N 6304019.40 6304019.40 RABOBANK USA FINANCIAL CORPORATION RABOBANK USA FINANCIAL CORP 0.490000% 74977KP11 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-01 2013-02-01 Y COOPERATIEVE CENTRALE RAIFFEISEN N/A N/A Y COOPERATIEVE CENTRALE RAIFFEISEN N/A N/A N 7000000.00 6994342.00 0.0116 N 6997783.10 6997783.10 ROYAL BANK OF CANADA/NEW YORK NY ROYAL BANK OF CANADA/NEW YORK NY 0.450000% 78009NFT8 Certificate of Deposit N First Tier Security N/A N/A 2012-12-17 2013-05-16 N N N 6500000.00 6500000.00 0.0108 N 6500637.00 6500637.00 SAN FRANCISCO CALIF CITY & CNTY REDEV AGY SAN FRANCISCO CALIF CITY & CNT 0.140000% 79765TCA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 4000000.00 4000000.00 0.0066 N 4000000.00 4000000.00 SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH SKANDINAVISKA ENSKILDA BANKEN NEW 0.310000% 83051HDR4 Certificate of Deposit N First Tier Security N/A N/A 2013-03-28 2013-03-28 N N N 7000000.00 7000000.00 0.0116 N 7000000.00 7000000.00 STATE STREET CORPORATION STATE STREET CORP 0.220000% 85747JN86 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-08 2013-01-08 N N N 10000000.00 9997800.00 0.0166 N 9998375.00 9998375.00 STATE STREET CORPORATION STATE STREET CORP 0.300000% 85747JNB9 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-01-11 2013-01-11 N N N 5000000.00 4998375.00 0.0083 N 4999125.00 4999125.00 SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH) SUMITOMO MITSUI TRUST BANK LIMITED 0.370000% 86562WN87 Certificate of Deposit N First Tier Security N/A N/A 2013-01-22 2013-01-22 N N N 10000000.00 10000000.00 0.0166 N 10002205.00 10002205.00 SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH) SUMITOMO MITSUI TRUST BANK LIMITED 0.330000% 86563GPB2 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-02-11 2013-02-11 N N N 10500000.00 10493365.00 0.0174 N 10494832.95 10494832.95 SUMITOMO TRUST AND BANKING CO LTD (LONDON BRANCH) SUMITOMO TRUST AND BANKING CO LTD 0.350000% BRSG37RB3 000839245 Certificate of Deposit N First Tier Security N/A N/A 2013-02-28 2013-02-28 N N N 7000000.00 7000000.00 0.0116 N 7001747.20 7001747.20 SURREY FUNDING CORP SURREY FUNDING CORP 0.210000% 86888MM53 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-12-05 2012-12-05 N N N 5000000.00 4999942.00 0.0083 N 4999868.00 4999868.00 SURREY FUNDING CORP SURREY FUNDING CORP 0.280000% 86888MN78 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-01-07 2013-01-07 N N N 15000000.00 14995917.00 0.0248 N 14996991.00 14996991.00 TEXAS ST TEXAS ST 0.180000% 8827196Y8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 N N N 3900000.00 3900000.00 0.0065 N 3900000.00 3900000.00 TORONTO DOMINION BANK/NY TORONTO DOMINION BANK/NY 0.320000% 89112XY74 Certificate of Deposit N First Tier Security N/A N/A 2013-03-18 2013-03-18 N N N 7000000.00 7000000.00 0.0116 N 7001673.70 7001673.70 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828HQ6 Treasury Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 11000000.00 11047519.00 0.0183 N 11049412.00 11049412.00 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828JB7 Treasury Debt N First Tier Security N/A N/A 2013-05-31 2013-05-31 N N N 6000000.00 6097716.00 0.0101 N 6098436.00 6098436.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828JD3 Treasury Debt N First Tier Security N/A N/A 2013-06-30 2013-06-30 N N N 7000000.00 7128302.00 0.0118 N 7129339.00 7129339.00 UNITED STATES TREASURY TREASURY NOTE 0.210000% 912828QE3 Treasury Debt N First Tier Security N/A N/A 2013-04-30 2013-04-30 N N N 17000000.00 17028969.00 0.0282 N 17033864.00 17033864.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828QK9 Treasury Debt N First Tier Security N/A N/A 2013-02-28 2013-02-28 N N N 2700000.00 2702789.00 0.0045 N 2703375.00 2703375.00 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828QZ6 Treasury Debt N First Tier Security N/A N/A 2013-05-31 2013-05-31 N N N 13000000.00 13020659.00 0.0216 N 13022854.00 13022854.00 UNITED STATES TREASURY TREASURY NOTE 0.240000% 912828RA0 Treasury Debt N First Tier Security N/A N/A 2013-06-30 2013-06-30 N N N 7500000.00 7505836.00 0.0124 N 7509082.50 7509082.50 UNITED STATES TREASURY TREASURY NOTE 0.200000% 912828RD4 Treasury Debt N First Tier Security N/A N/A 2013-08-31 2013-08-31 N N N 4000000.00 3997786.00 0.0066 N 3998436.00 3998436.00 UNITED STATES TREASURY TREASURY NOTE 0.190000% 912828RK8 Treasury Debt N First Tier Security N/A N/A 2013-09-30 2013-09-30 N N N 7000000.00 6996503.00 0.0116 N 6996444.00 6996444.00 VICTORY RECEIVABLES CORP VICTORY RECEIVABLES CORP 0.260000% 92646KN24 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-01-02 2013-01-02 N N N 6000000.00 5998700.00 0.0099 N 5998845.00 5998845.00 VICTORY RECEIVABLES CORP VICTORY RECEIVABLES CORP 0.260000% 92646KN32 Asset Backed Commercial Paper N First Tier Security N/A N/A 2013-01-03 2013-01-03 N N N 15000000.00 14996642.00 0.0248 N 14997025.50 14997025.50 WESTCHESTER COUNTY HEALTH CARE CORPORATION (WEST CHESTER COUNTY MEDICAL CENTER) WESTCHESTER CNTY N Y HEALTH CARE C 0.170000% 957366CL9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y TD BANK NA N/A N/A Y TD BANK NA N/A N/A N 5000000.00 5000000.00 0.0083 N 5000000.00 5000000.00 WESTPAC BANKING CORP WESTPAC BANKING CORP 0.500000% 9612C0R27 Financial Company Commercial Paper N First Tier Security N/A N/A 2013-04-02 2013-04-02 N N N 5500000.00 5490833.00 0.0091 N 5496542.15 5496542.15 WESTPAC BANKING CORPORATION NEW YORK BRANCH WESTPAC BANKING CORPORATION NEW YO 0.310000% 96121TNM6 Certificate of Deposit N First Tier Security N/A N/A 2012-12-05 2013-01-04 N N N 7000000.00 7000000.00 0.0116 N 7000791.00 7000791.00 WESTPAC BANKING CORPORATION NEW YORK BRANCH WESTPAC BANKING CORPORATION NEW YO 0.400000% 96121TQL5 Certificate of Deposit N First Tier Security N/A N/A 2013-02-01 2013-11-01 N N N 7520000.00 7516483.00 0.0124 N 7517277.76 7517277.76