0001145549-12-010157.txt : 20130129
0001145549-12-010157.hdr.sgml : 20130129
20121205105215
ACCESSION NUMBER: 0001145549-12-010157
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121130
FILED AS OF DATE: 20121205
DATE AS OF CHANGE: 20121205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 121242528
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-11-30
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
57
99
603514040.00
657544.88
219613.97
603951970.91
0.0031
1.0001
2012-11-30
1.0001
2012-11-30
C000002980
1000.00
603367771.39
1.00
-5339633.53
25585959.61
30925593.14
0.0002
1.0001
2012-11-30
1.0001
2012-11-30
C000002981
1500.00
584199.52
1.00
268802.35
520629.72
251827.37
0.0006
1.0001
2012-11-30
1.0001
2012-11-30
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.320000%
04529TP61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-06
2013-02-06
N
N
N
8000000.00
7995378.00
0.0132
N
7996554.40
7996554.40
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.320000%
04529TPC8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-12
2013-02-12
N
N
N
6022000.00
6018199.00
0.0100
N
6019103.42
6019103.42
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.470000%
04915TQ70
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-07
2013-03-07
N
N
N
10000000.00
9987728.00
0.0165
N
9992959.00
9992959.00
AUSTRALIA & NEW ZEALAND BANKING GROUP LTD
AUSTRALIA & NEW ZEALAND BANKING GR 0.410000%
05252TBB5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-11-12
N
N
N
4000000.00
4000000.00
0.0066
N
3999308.00
3999308.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.390000%
06366LAA6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-14
2013-11-12
N
N
N
4000000.00
4000000.00
0.0066
N
3995464.00
3995464.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.320000%
06366VRX6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
5000000.00
5000000.00
0.0083
N
5000167.50
5000167.50
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.430000%
06366VXX9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-17
2013-07-17
N
N
N
5000000.00
5000000.00
0.0083
N
5004990.00
5004990.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.300000%
06417E5P4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-11
2013-02-11
N
N
N
8000000.00
8000000.00
0.0132
N
8001368.00
8001368.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.260000%
06417E6F5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-18
2013-02-15
N
N
N
10000000.00
10000000.00
0.0166
N
10001090.00
10001090.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.410000%
06417FCU2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-01
2013-11-01
N
N
N
5000000.00
5000000.00
0.0083
N
4999335.00
4999335.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.480000%
06538EV95
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
N
N
10000000.00
10000000.00
0.0166
N
10004425.00
10004425.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.340000%
06538FBZ6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-04-22
2013-04-22
N
N
N
6000000.00
6000000.00
0.0099
N
6001188.00
6001188.00
CALIFORNIA HOUSING FINANCE AGENCY
CALIFORNIA HSG FIN AGY REV 0.170000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3100000.00
3100000.00
0.0051
N
3100000.00
3100000.00
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED CP CO LLC 0.380000%
19422FNH5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
7000000.00
6996675.00
0.0116
N
6998058.90
6998058.90
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.350000%
20272ACV6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-13
2013-01-14
N
N
N
3500000.00
3500000.00
0.0058
N
3500325.50
3500325.50
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.370000%
20272ADM5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-19
2013-11-14
N
N
N
4500000.00
4499568.00
0.0075
N
4499154.00
4499154.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.160000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
5400000.00
5400000.00
0.0089
N
5400000.00
5400000.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.320000%
22550DXW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
8000000.00
8000000.00
0.0132
N
8001756.80
8001756.80
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.240000%
BRSGDENT2
0001074042
Government Agency Repurchase Agreement
Y
UNITED STATES TREAS NTS
2014-11-30
0.250000
Treasury Debt
20622000.00
21034533.94
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
20622000.00
20622000.00
0.0341
N
20622000.00
20622000.00
ECLIPSE FUNDING TRUST VARIOUS STATES
ECLIPSE FUNDING TRUST VARIOUS 144A 0.160000%
27884FQQ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
8000000.00
8000000.00
0.0132
N
8000000.00
8000000.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.250000%
30601YKU8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
N
N
N
15000000.00
15000000.00
0.0248
N
15000045.00
15000045.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.170000%
313397FN6
Government Agency Debt
N
First Tier Security
N/A
N/A
2013-05-13
2013-05-13
N
N
N
5000000.00
4996199.00
0.0083
N
4997095.00
4997095.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.370000%
3134G1X90
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-03
2013-01-24
N
N
N
4000000.00
3999770.00
0.0066
N
4000932.00
4000932.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.410000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-03
2013-09-03
N
N
N
5000000.00
4999243.00
0.0083
N
5007235.00
5007235.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.210000%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-13
2013-09-13
N
N
N
22200000.00
22189529.00
0.0367
N
22194694.20
22194694.20
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.260000%
31398A7G1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-20
2012-12-20
N
N
N
3500000.00
3499967.00
0.0058
N
3500196.00
3500196.00
GEMINI SECURITIZATION CORP LLC
GEMINI SECURITIZATION CORP LLC 0.360000%
3686M0M39
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
9000000.00
9000000.00
0.0149
N
8999842.50
8999842.50
GOLDMAN SACHS & CO
TRI-PARTY GOLDMAN SACHS & CO. 0.240000%
BRSGDEMN6
0000769993
Government Agency Repurchase Agreement
Y
FANNIE MAE
2026-05-01
4.500000
Government Agency Debt
20500000.00
2773961.37
FANNIE MAE
2026-06-01
4.500000
Government Agency Debt
20500000.00
1298116.61
FANNIE MAE
2035-06-01
1.987000
Government Agency Debt
20500000.00
167685.03
FANNIE MAE
2035-07-01
5.000000
Government Agency Debt
20500000.00
2744999.34
FANNIE MAE
2041-04-01
5.000000
Government Agency Debt
20500000.00
2891603.45
FANNIE MAE
2041-06-01
4.500000
Government Agency Debt
20500000.00
2775852.04
FANNIE MAE
2041-11-01
5.000000
Government Agency Debt
20500000.00
2770349.03
FREDDIE MAC
2024-09-01
4.500000
Government Agency Debt
20500000.00
2810257.98
FREDDIE MAC
2042-05-01
3.500000
Government Agency Debt
20500000.00
2882175.19
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
20500000.00
20500000.00
0.0339
N
20500000.00
20500000.00
ING US FUNDING LLC
ING US FUNDING LLC 0.340000%
4497W0M70
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
3000000.00
2999887.00
0.0050
N
2999900.70
2999900.70
ING US FUNDING LLC
ING US FUNDING LLC 0.340000%
4497W0MB1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
5000000.00
4999622.00
0.0083
N
4999732.50
4999732.50
ING US FUNDING LLC
ING US FUNDING LLC 0.250000%
4497W0P44
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
10000000.00
9995625.00
0.0166
N
9994903.00
9994903.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA RegS 0.390000%
48125LEQ1
Other Note
N
First Tier Security
N/A
N/A
2013-01-18
2013-05-17
N
N
N
8600000.00
8600000.00
0.0142
N
8598933.60
8598933.60
MANHATTAN ASSET FUNDING CO LLC
MANHATTAN ASSET FUNDING CO LLC 0.210000%
56274LM35
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
13000000.00
13000000.00
0.0215
N
12999772.50
12999772.50
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.290000%
59157TNE9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
N
N
10000000.00
9996617.00
0.0166
N
9997750.00
9997750.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.200000%
59157TPB3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
18000000.00
17993000.00
0.0298
N
17992591.20
17992591.20
MICHIGAN STATE HOUSING DEVELOPMENT AUTHORITY
MICHIGAN ST HSG DEV AUTH S/F MTG R 0.160000%
5946534K0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
10400000.00
10400000.00
0.0172
N
10400000.00
10400000.00
MITSUBISHI UFJ TRUST AND BANKING CORP (NEW YORK BRANCH)
MITSUBISHI UFJ TRUST AND BANKING C 0.330000%
60682ACB0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-17
2013-05-15
N
N
N
7000000.00
7000000.00
0.0116
N
6999349.00
6999349.00
MONT BLANC CAPITAL CORP
MONT BLANC CAPITAL CORP 0.350000%
6117P4Q45
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-04
2013-03-04
N
N
N
5000000.00
4995576.00
0.0083
N
4996684.00
4996684.00
NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH)
NATIONAL AUSTRALIA BANK LTD (LONDO 0.480000%
BRSF6QEE8
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-10
2013-04-10
N
N
N
10000000.00
10000000.00
0.0166
N
10000000.00
10000000.00
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DELAWAR 0.280000%
63253JNU0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
Y
NATIONAL AUSTRALIA BANK LIMITED
N/A
N/A
Y
NATIONAL AUSTRALIA BANK LIMITED
N/A
N/A
N
5000000.00
4997861.00
0.0083
N
4999033.00
4999033.00
NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY
NEW YORK CITY N Y INDL DEV AGY CIV 0.160000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
4335000.00
4335000.00
0.0072
N
4335000.00
4335000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.160000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6000000.00
6000000.00
0.0099
N
6000000.00
6000000.00
NEW YORK ST HSG FIN AGY
NEW YORK ST HSG FIN AGY REV 0.140000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
5200000.00
5200000.00
0.0086
N
5200000.00
5200000.00
NEW YORK STATE DORMITORY AUTHORITY
NEW YORK ST DORM AUTH REVS ST SUPP 0.150000%
64983M4R6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0083
N
5000000.00
5000000.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.250000%
65409RPE4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-14
2013-02-14
N
N
N
5000000.00
4997465.00
0.0083
N
4997720.00
4997720.00
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.240000%
6555P0NF2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-15
2013-01-15
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
4000000.00
3998853.00
0.0066
N
3999173.60
3999173.60
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.300000%
6555P0SG5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-05-16
2013-05-16
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
6000000.00
5991800.00
0.0099
N
5991445.80
5991445.80
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.430000%
74977M6Y6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-29
2013-10-29
N
N
N
12000000.00
12000000.00
0.0199
N
11997840.00
11997840.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.500000%
74977MY58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-24
2013-04-24
N
N
N
6300000.00
6300000.00
0.0104
N
6304019.40
6304019.40
RABOBANK USA FINANCIAL CORPORATION
RABOBANK USA FINANCIAL CORP 0.490000%
74977KP11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
N
7000000.00
6994342.00
0.0116
N
6997783.10
6997783.10
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.450000%
78009NFT8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-17
2013-05-16
N
N
N
6500000.00
6500000.00
0.0108
N
6500637.00
6500637.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.140000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
4000000.00
4000000.00
0.0066
N
4000000.00
4000000.00
SKANDINAVISKA ENSKILDA BANKEN NEW YORK BRANCH
SKANDINAVISKA ENSKILDA BANKEN NEW 0.310000%
83051HDR4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-28
2013-03-28
N
N
N
7000000.00
7000000.00
0.0116
N
7000000.00
7000000.00
STATE STREET CORPORATION
STATE STREET CORP 0.220000%
85747JN86
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-08
2013-01-08
N
N
N
10000000.00
9997800.00
0.0166
N
9998375.00
9998375.00
STATE STREET CORPORATION
STATE STREET CORP 0.300000%
85747JNB9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
N
5000000.00
4998375.00
0.0083
N
4999125.00
4999125.00
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.370000%
86562WN87
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-22
2013-01-22
N
N
N
10000000.00
10000000.00
0.0166
N
10002205.00
10002205.00
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.330000%
86563GPB2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-11
2013-02-11
N
N
N
10500000.00
10493365.00
0.0174
N
10494832.95
10494832.95
SUMITOMO TRUST AND BANKING CO LTD (LONDON BRANCH)
SUMITOMO TRUST AND BANKING CO LTD 0.350000%
BRSG37RB3
000839245
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-28
2013-02-28
N
N
N
7000000.00
7000000.00
0.0116
N
7001747.20
7001747.20
SURREY FUNDING CORP
SURREY FUNDING CORP 0.210000%
86888MM53
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-05
2012-12-05
N
N
N
5000000.00
4999942.00
0.0083
N
4999868.00
4999868.00
SURREY FUNDING CORP
SURREY FUNDING CORP 0.280000%
86888MN78
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-07
2013-01-07
N
N
N
15000000.00
14995917.00
0.0248
N
14996991.00
14996991.00
TEXAS ST
TEXAS ST 0.180000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
N
N
N
3900000.00
3900000.00
0.0065
N
3900000.00
3900000.00
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.320000%
89112XY74
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-18
2013-03-18
N
N
N
7000000.00
7000000.00
0.0116
N
7001673.70
7001673.70
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828HQ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
11000000.00
11047519.00
0.0183
N
11049412.00
11049412.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828JB7
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
6000000.00
6097716.00
0.0101
N
6098436.00
6098436.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828JD3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-06-30
2013-06-30
N
N
N
7000000.00
7128302.00
0.0118
N
7129339.00
7129339.00
UNITED STATES TREASURY
TREASURY NOTE 0.210000%
912828QE3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-30
2013-04-30
N
N
N
17000000.00
17028969.00
0.0282
N
17033864.00
17033864.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828QK9
Treasury Debt
N
First Tier Security
N/A
N/A
2013-02-28
2013-02-28
N
N
N
2700000.00
2702789.00
0.0045
N
2703375.00
2703375.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828QZ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-05-31
2013-05-31
N
N
N
13000000.00
13020659.00
0.0216
N
13022854.00
13022854.00
UNITED STATES TREASURY
TREASURY NOTE 0.240000%
912828RA0
Treasury Debt
N
First Tier Security
N/A
N/A
2013-06-30
2013-06-30
N
N
N
7500000.00
7505836.00
0.0124
N
7509082.50
7509082.50
UNITED STATES TREASURY
TREASURY NOTE 0.200000%
912828RD4
Treasury Debt
N
First Tier Security
N/A
N/A
2013-08-31
2013-08-31
N
N
N
4000000.00
3997786.00
0.0066
N
3998436.00
3998436.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828RK8
Treasury Debt
N
First Tier Security
N/A
N/A
2013-09-30
2013-09-30
N
N
N
7000000.00
6996503.00
0.0116
N
6996444.00
6996444.00
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.260000%
92646KN24
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-02
2013-01-02
N
N
N
6000000.00
5998700.00
0.0099
N
5998845.00
5998845.00
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.260000%
92646KN32
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-03
2013-01-03
N
N
N
15000000.00
14996642.00
0.0248
N
14997025.50
14997025.50
WESTCHESTER COUNTY HEALTH CARE CORPORATION (WEST CHESTER COUNTY MEDICAL CENTER)
WESTCHESTER CNTY N Y HEALTH CARE C 0.170000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0083
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.500000%
9612C0R27
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-02
2013-04-02
N
N
N
5500000.00
5490833.00
0.0091
N
5496542.15
5496542.15
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.310000%
96121TNM6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-05
2013-01-04
N
N
N
7000000.00
7000000.00
0.0116
N
7000791.00
7000791.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.400000%
96121TQL5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-01
2013-11-01
N
N
N
7520000.00
7516483.00
0.0124
N
7517277.76
7517277.76