0001145549-12-008777.txt : 20121128
0001145549-12-008777.hdr.sgml : 20121128
20121004165107
ACCESSION NUMBER: 0001145549-12-008777
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121004
DATE AS OF CHANGE: 20121004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 121130076
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-09-30
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
55
89
639676284.00
452218.89
283199.89
639845303.00
0.0029
1.0002
2012-09-30
1.0002
2012-09-30
C000002980
1000.00
639546200.18
1.00
-2159007.15
43085271.17
45244278.32
0.0002
1.0002
2012-09-30
1.0002
2012-09-30
C000002981
1500.00
299102.85
1.00
59068.85
79868.43
20799.58
0.0004
1.0001
2012-09-30
1.0001
2012-09-30
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION 0.180000%
02086LK47
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-04
2012-10-04
N
N
N
15000000.00
14999775.00
0.0234
N
14999575.50
14999575.50
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.290000%
04915TK92
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
N
5000000.00
4999678.00
0.0078
N
4999847.00
4999847.00
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.270000%
04915TL67
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-06
2012-11-06
N
N
N
15000000.00
14995950.00
0.0234
N
14998017.00
14998017.00
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.470000%
04915TQ70
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-03-07
2013-03-07
N
N
N
10000000.00
9979503.00
0.0156
N
9987244.00
9987244.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.320000%
06366VRX6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
5000000.00
5000000.00
0.0078
N
5001745.00
5001745.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.440000%
06366VXX9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-17
2013-07-17
N
N
N
5000000.00
5000000.00
0.0078
N
5000855.00
5000855.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.320000%
06417E5P4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2013-02-11
N
N
N
8000000.00
8000000.00
0.0125
N
8002336.00
8002336.00
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.270000%
06417E6F5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-18
2013-02-15
N
N
N
10000000.00
10000000.00
0.0156
N
10001600.00
10001600.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.190000%
06538E6G7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
10000000.00
10000000.00
0.0156
N
10000008.00
10000008.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.360000%
06538EF36
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
N
N
N
6500000.00
6500000.00
0.0102
N
6500227.50
6500227.50
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.430000%
06538EJ81
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-14
2012-11-14
N
N
N
5000000.00
5000000.00
0.0078
N
5001434.50
5001434.50
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.480000%
06538EV95
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-24
2013-01-24
N
N
N
10000000.00
10000000.00
0.0156
N
10005560.00
10005560.00
CALIFORNIA HOUSING FINANCE AGENCY
CALIFORNIA HSG FIN AGY REV 0.190000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3100000.00
3100000.00
0.0048
N
3100000.00
3100000.00
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECUR LLC 0.210000%
13738JK90
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-10-09
N
N
N
5000000.00
4999767.00
0.0078
N
4999709.50
4999709.50
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 0.190000%
15963TLK3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-19
2012-11-19
N
N
N
5000000.00
4998707.00
0.0078
N
4999241.50
4999241.50
COLLATERALIZED COMMERCIAL PAPER CO LLC
COLLATERALIZED CP CO LLC 0.380000%
19422FNH5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-17
2013-01-17
N
N
N
7000000.00
6992020.00
0.0109
N
6991215.70
6991215.70
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.370000%
20272ACV6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-15
2013-01-14
N
N
N
3500000.00
3500000.00
0.0055
N
3500710.50
3500710.50
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.230000%
20272DKH2
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-17
2012-10-17
N
N
N
2000000.00
1999796.00
0.0031
N
1999905.00
1999905.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.180000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
5400000.00
5400000.00
0.0084
N
5400000.00
5400000.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.320000%
22550DXW4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-02-04
2013-02-04
N
N
N
8000000.00
8000000.00
0.0125
N
8000857.60
8000857.60
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.200000%
BRSFVRN65
0001074042
Government Agency Repurchase Agreement
Y
FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED BOO
2014-09-19
0.500000
Government Agency Debt
32005000.00
32645671.78
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
32005000.00
32005000.00
0.0500
N
32005000.00
32005000.00
ECLIPSE FUNDING TRUST VARIOUS STATES
ECLIPSE FUNDING TRUST VARIOUS 144A 0.180000%
27884FQQ6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
Y
US BANK NATIONAL ASSOCIATION
N/A
N/A
N
8000000.00
8000000.00
0.0125
N
8000000.00
8000000.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.330000%
30601VM32
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
5000000.00
4997112.00
0.0078
N
4997800.00
4997800.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.270000%
30601YKU8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-09
2012-12-07
N
N
N
15000000.00
15000000.00
0.0234
N
14999490.00
14999490.00
FEDERAL HOME LOAN BANKS
FHLB 0.160000%
313384M97
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
N
2000000.00
1999724.00
0.0031
N
1999946.00
1999946.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.110000%
313396S95
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-12-12
2012-12-12
N
N
N
3000000.00
2999340.00
0.0047
N
2999760.00
2999760.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC MTN 0.230000%
3134G16A7
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-02
2012-11-02
N
N
N
7000000.00
6999628.00
0.0109
N
7000287.00
7000287.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.350000%
3134G1X90
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-01
2013-01-24
N
N
N
4000000.00
3999492.00
0.0063
N
4002068.00
4002068.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.390000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-01
2013-09-03
N
N
N
5000000.00
4999069.00
0.0078
N
5007640.00
5007640.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.230000%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-15
2013-09-13
N
N
N
22200000.00
22187207.00
0.0347
N
22192585.20
22192585.20
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.270000%
31398A7G1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-10-22
2012-12-20
N
N
N
3500000.00
3499845.00
0.0055
N
3501029.00
3501029.00
GEMINI SECURITIZATION CORP LLC
GEMINI SECURITIZATION CORP LLC 0.410000%
3686M0L55
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
N
N
N
5000000.00
4998007.00
0.0078
N
4998860.00
4998860.00
GEMINI SECURITIZATION CORP LLC
GEMINI SECURITIZATION CORP LLC 0.360000%
3686M0M39
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-03
2012-12-03
N
N
N
9000000.00
8994330.00
0.0141
N
8995709.70
8995709.70
GOLDMAN SACHS & CO
TRI-PARTY GOLDMAN SACHS & CO. 0.210000%
BRSFVRN08
0000769993
Government Agency Repurchase Agreement
Y
FEDERAL NATL MTG ASSN GTD MTG
2022-09-01
3.000000
Government Agency Debt
15000000.00
15450000.04
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
15000000.00
15000000.00
0.0234
N
15000000.00
15000000.00
ING US FUNDING LLC
ING US FUNDING LLC 0.360000%
4497W0L55
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-05
2012-11-05
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
10000000.00
9996500.00
0.0156
N
9997456.00
9997456.00
ING US FUNDING LLC
ING US FUNDING LLC 0.380000%
4497W0LG1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-16
2012-11-16
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
10000000.00
9995144.00
0.0156
N
9996420.00
9996420.00
ING US FUNDING LLC
ING US FUNDING LLC 0.340000%
4497W0M70
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-07
2012-12-07
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
3000000.00
2998102.00
0.0047
N
2998133.40
2998133.40
ING US FUNDING LLC
ING US FUNDING LLC 0.340000%
4497W0MB1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
Y
ING BANK NV
N/A
N/A
Y
ING BANK NV
N/A
N/A
N
5000000.00
4996647.00
0.0078
N
4996629.00
4996629.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA RegS 0.530000%
48125LEQ1
Other Note
N
First Tier Security
N/A
N/A
2012-10-18
2013-05-17
N
N
N
8600000.00
8600000.00
0.0134
N
8596654.60
8596654.60
JUPITER SECURITIZATION COMPANY LLC
JUPITER SECURITIZATION COMPANY LLC 0.190000%
4820P2L78
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-07
2012-11-07
N
N
N
5000000.00
4999024.00
0.0078
N
4998778.00
4998778.00
JUPITER SECURITIZATION COMPANY LLC
JUPITER SECURITIZATION COMPANY LLC 0.210000%
4820P2ME2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-12-14
2012-12-14
N
N
N
5000000.00
4997842.00
0.0078
N
4997027.00
4997027.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.260000%
59157TLS0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
10000000.00
9995956.00
0.0156
N
9996411.00
9996411.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.290000%
59157TNE9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-14
2013-01-14
N
N
N
10000000.00
9991542.00
0.0156
N
9991000.00
9991000.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.270000%
59157TNF6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-15
2013-01-15
N
N
N
11500000.00
11490858.00
0.0180
N
11489484.40
11489484.40
NATIONAL AUSTRALIA BANK LTD (LONDON BRANCH)
NATIONAL AUSTRALIA BANK LTD (LONDO 0.480000%
BRSF6QEE8
0000833029
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-10
2013-04-10
N
N
N
10000000.00
10000000.00
0.0156
N
10000000.00
10000000.00
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DELAWAR 0.280000%
63253JNU0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-28
2013-01-28
Y
NATIONAL AUSTRALIA BANK LIMITED
N/A
N/A
Y
NATIONAL AUSTRALIA BANK LIMITED
N/A
N/A
N
5000000.00
4995455.00
0.0078
N
4997407.50
4997407.50
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.190000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6000000.00
6000000.00
0.0094
N
6000000.00
6000000.00
NEW YORK N Y CITY INDL DEV AGY
NEW YORK CITY N Y INDL DEV AGY CIV 0.180000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
4335000.00
4335000.00
0.0068
N
4335000.00
4335000.00
NEW YORK ST HSG FIN AGY
NEW YORK ST HSG FIN AGY REV 0.180000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
5200000.00
5200000.00
0.0081
N
5200000.00
5200000.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.360000%
65557V4B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
10000000.00
10000000.00
0.0156
N
10000830.00
10000830.00
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.360000%
6555P0K32
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
Y
NORDEA BANK AB
N/A
N/A
Y
NORDEA BANK AB
N/A
N/A
N
5000000.00
4999900.00
0.0078
N
4999909.50
4999909.50
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.170000%
65602NCL6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-02
2012-10-02
N
N
N
22000000.00
22000000.00
0.0344
N
21999903.20
21999903.20
NRW.BANK
NRW.BANK 0.240000%
62939LLS6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-26
2012-11-26
N
N
N
10000000.00
9996267.00
0.0156
N
9996247.00
9996247.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.630000%
74977MY58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-24
2013-04-24
N
N
N
6300000.00
6300000.00
0.0098
N
6301316.70
6301316.70
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.530000%
74977MZ24
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
N
12000000.00
12000000.00
0.0188
N
12003867.60
12003867.60
RABOBANK USA FINANCIAL CORPORATION
RABOBANK USA FINANCIAL CORP 0.490000%
74977KP11
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-02-01
2013-02-01
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
Y
COOPERATIEVE CENTRALE RAIFFEISEN
N/A
N/A
N
7000000.00
6988400.00
0.0109
N
6992601.00
6992601.00
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.460000%
78009NFT8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-16
2013-05-16
N
N
N
6500000.00
6500000.00
0.0102
N
6500864.50
6500864.50
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.160000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
4000000.00
4000000.00
0.0063
N
4000000.00
4000000.00
STATE STREET CORPORATION
STATE STREET CORP 0.240000%
85747JL13
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-01
2012-11-01
N
N
N
7250000.00
7248502.00
0.0113
N
7248838.55
7248838.55
STATE STREET CORPORATION
STATE STREET CORP 0.220000%
85747JN86
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-08
2013-01-08
N
N
N
10000000.00
9993950.00
0.0156
N
9994220.00
9994220.00
STATE STREET CORPORATION
STATE STREET CORP 0.220000%
85747JNA1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
N
6000000.00
5996297.00
0.0094
N
5996458.20
5996458.20
STATE STREET CORPORATION
STATE STREET CORP 0.300000%
85747JNB9
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-01-11
2013-01-11
N
N
N
5000000.00
4995750.00
0.0078
N
4997010.50
4997010.50
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.320000%
86562DQA1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-11-13
2012-11-13
N
N
N
5000000.00
5000000.00
0.0078
N
5000702.00
5000702.00
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.370000%
86562WE38
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-10
2012-10-10
N
N
N
15000000.00
15000000.00
0.0234
N
15000898.50
15000898.50
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO MITSUI TRUST BANK LIMITED 0.370000%
86562WN87
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-01-22
2013-01-22
N
N
N
10000000.00
10000000.00
0.0156
N
10001931.00
10001931.00
SVENSKA HANDELSBANKEN INC
SVENSKA HANDELSBANKEN INC 0.300000%
86958FKS5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-26
2012-10-26
Y
SVENSKA HANDELSBANKEN AB
N/A
N/A
Y
SVENSKA HANDELSBANKEN AB
N/A
N/A
N
5000000.00
4998958.00
0.0078
N
4999255.00
4999255.00
TEXAS ST
TEXAS ST 0.180000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0061
N
3900000.00
3900000.00
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.320000%
89112XY74
Certificate of Deposit
N
First Tier Security
N/A
N/A
2013-03-18
2013-03-18
N
N
N
7000000.00
7000000.00
0.0109
N
7004648.70
7004648.70
UNITED STATES TREASURY
TREASURY BILL 0.140000%
9127957M7
Treasury Debt
N
First Tier Security
N/A
N/A
2013-03-21
2013-03-21
N
N
N
7000000.00
6995412.00
0.0109
N
6995597.00
6995597.00
UNITED STATES TREASURY
TREASURY BILL 0.140000%
912795Z61
Treasury Debt
N
First Tier Security
N/A
N/A
2013-03-28
2013-03-28
N
N
N
11000000.00
10992386.00
0.0172
N
10992795.00
10992795.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828HQ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
11000000.00
11098259.00
0.0173
N
11099682.00
11099682.00
UNITED STATES TREASURY
TREASURY NOTE 0.150000%
912828NX4
Treasury Debt
N
First Tier Security
N/A
N/A
2012-09-30
2012-10-01
N
N
N
13200000.00
13200000.00
0.0206
N
13200000.00
13200000.00
UNITED STATES TREASURY
TREASURY NOTE 0.210000%
912828QE3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-30
2013-04-30
N
N
N
17000000.00
17041205.00
0.0266
N
17045815.00
17045815.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828QK9
Treasury Debt
N
First Tier Security
N/A
N/A
2013-02-28
2013-02-28
N
N
N
2700000.00
2704809.00
0.0042
N
2705378.40
2705378.40
UNITED STATES TREASURY
TREASURY NOTE 0.240000%
912828RA0
Treasury Debt
N
First Tier Security
N/A
N/A
2013-06-30
2013-07-01
N
N
N
7500000.00
7507568.00
0.0117
N
7511130.00
7511130.00
VICTORY RECEIVABLES CORP
VICTORY RECEIVABLES CORP 0.270000%
92646KLT7
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-11-27
2012-11-27
N
N
N
8000000.00
7996580.00
0.0125
N
7996666.40
7996666.40
WESTCHESTER CNTY N Y HEALTH CARE CORP REV
WESTCHESTER CNTY N Y HEALTH CARE C 0.170000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-10-05
2012-10-05
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0078
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.500000%
9612C0R27
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2013-04-02
2013-04-02
N
N
N
5500000.00
5486021.00
0.0086
N
5491872.65
5491872.65
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.330000%
96121TNM6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-05
2013-01-04
N
N
N
7000000.00
7000000.00
0.0109
N
7000882.00
7000882.00