0001145549-12-006112.txt : 20120829
0001145549-12-006112.hdr.sgml : 20120829
20120706153213
ACCESSION NUMBER: 0001145549-12-006112
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120706
DATE AS OF CHANGE: 20120706
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 12950579
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-06-30
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
48
87
643043011.00
5524424.55
277105.20
648290330.35
0.0029
1.0001
2012-06-30
1.0001
2012-06-30
C000002980
1000.00
648038182.91
1.00
-40710060.01
21585425.17
62295485.18
0.0002
1.0001
2012-06-30
1.0001
2012-06-30
C000002981
1500.00
252147.44
1.00
1405.64
18857.31
17451.67
0.0004
1.0000
2012-06-30
1.0000
2012-06-30
10 LIBERTY STREET HOUSING 2003
NEW YORK ST HSG FIN AGY REV 0.130000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
5200000.00
5200000.00
0.0080
N
5200000.00
5200000.00
ALPINE SECURITIZATION CORP
ALPINE SECURITIZATION 0.220000%
02086LGP5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-23
2012-07-23
N
N
N
10000000.00
9998717.00
0.0154
N
9998667.00
9998667.00
ANZ NATIONAL INTL LTD/LONDON
ANZ NATIONAL INTERNATIONAL LTD/LON 0.560000%
0018A2GA8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-10
2012-07-10
N
N
N
12000000.00
11998507.00
0.0185
N
11999450.40
11999450.40
ANZ NATIONAL INTL LTD/LONDON
ANZ NATIONAL INTERNATIONAL LTD/LON 0.530000%
0018A2GW0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-30
2012-07-30
N
N
N
5000000.00
4997939.00
0.0077
N
4999040.00
4999040.00
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.250000%
04529TGJ3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-18
2012-07-18
N
N
N
12000000.00
11998667.00
0.0185
N
11998606.80
11998606.80
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.330000%
04915TJ78
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-07
2012-09-07
N
N
N
5000000.00
4996929.00
0.0077
N
4997734.50
4997734.50
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.200000%
06366VDM5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
N
N
N
5000000.00
5000000.00
0.0077
N
5000029.00
5000029.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.320000%
06366VRX6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-12-11
2012-12-11
N
N
N
5000000.00
5000000.00
0.0077
N
5000227.50
5000227.50
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.349999%
06417EWS8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-17
2012-07-17
N
N
N
10000000.00
10000000.00
0.0154
N
10000899.00
10000899.00
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH 0.589999%
06740M6Z1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-13
2012-07-13
N
N
N
10000000.00
10000000.00
0.0154
N
10001593.00
10001593.00
CALIFORNIA HSG FIN AGY REV
CALIFORNIA HSG FIN AGY REV 0.170000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3100000.00
3100000.00
0.0048
N
3100000.00
3100000.00
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECUR LLC 0.299999%
13738JGW4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-30
2012-07-30
N
N
N
13500000.00
13496850.00
0.0208
N
13497418.80
13497418.80
COLO HSG FIN AUTH SINGLE FAMILY MTG REV
COLO HSG FIN AUTH SINGLE FAMILY MT 0.170000%
196483CV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6500000.00
6500000.00
0.0100
N
6500000.00
6500000.00
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.380000%
20272ACV6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-13
2013-01-14
N
N
N
3500000.00
3500000.00
0.0054
N
3499443.50
3499443.50
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.200000%
20272DHM5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-21
2012-08-21
N
N
N
15000000.00
14995833.00
0.0231
N
14996466.00
14996466.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.170000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
5600000.00
5600000.00
0.0086
N
5600000.00
5600000.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.299999%
22550DNV7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
N
N
5000000.00
5000000.00
0.0077
N
5000150.00
5000150.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.340000%
22550DPW3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-05
2012-09-05
N
N
N
8000000.00
8000000.00
0.0123
N
7999695.20
7999695.20
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.330000%
22550DTE9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-14
2012-09-14
N
N
N
5000000.00
5000000.00
0.0077
N
4999679.00
4999679.00
DEUTSCHE BANK FINANCIAL LLC
DEUTSCHE BANK FINANCIAL LLC 0.349999%
25153JGW4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-30
2012-07-30
N
N
N
14000000.00
13996189.00
0.0216
N
13996949.40
13996949.40
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.149999%
BRSF4WF22
0001074042
Government Agency Repurchase Agreement
Y
FEDERAL HOME LN MTG CORP DISC
2012-10-29
0.00
Government Agency Debt
25792000.00
26308052.22
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
N
N
N
25792000.00
25792000.00
0.0398
N
25792000.00
25792000.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.280000%
30601YKU8
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-09
2012-12-07
N
N
N
15000000.00
15000000.00
0.0231
N
15000000.00
15000000.00
FEDERAL HOME LOAN BANKS
FHLB 0.160000%
313384M97
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-11-02
2012-11-02
N
N
N
10000000.00
9994704.00
0.0154
N
9996240.00
9996240.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC MTN 0.239999%
3134G16A7
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-02
2012-11-02
N
N
N
7000000.00
6998571.00
0.0108
N
7000833.00
7000833.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.359999%
3134G1X90
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-02
2013-01-24
N
N
N
4000000.00
3999091.00
0.0062
N
4002792.00
4002792.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.400000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-02
2013-09-03
N
N
N
5000000.00
4998817.00
0.0077
N
5008250.00
5008250.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.239999%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-13
2013-09-13
N
N
N
22200000.00
22183852.00
0.0342
N
22199267.40
22199267.40
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.110000%
313588F42
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-09-10
2012-09-10
N
N
N
3453000.00
3452261.00
0.0053
N
3452461.33
3452461.33
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.260000%
31398A2C5
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-26
2012-07-26
N
N
N
6500000.00
6499915.00
0.0100
N
6500682.50
6500682.50
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.289999%
31398A4E9
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-17
2012-09-17
N
N
N
6000000.00
5999744.00
0.0093
N
6001626.00
6001626.00
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.289999%
31398A7G1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-07-20
2012-12-20
N
N
N
3500000.00
3499668.00
0.0054
N
3501974.00
3501974.00
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORPORATI 0.310000%
36959HH26
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-02
2012-08-02
N
N
N
15000000.00
14995996.00
0.0231
N
14998300.50
14998300.50
GOLDMAN SACHS & CO
TRI-PARTY GOLDMAN SACHS & CO. 0.179999%
BRSF3RB51
0000769993
Government Agency Repurchase Agreement
Y
FANNIE MAE
2032-03-01
4.000000
Government Agency Debt
5000000.00
5150000.96
First Tier Security
N/A
N/A
2012-07-03
2012-07-03
N
N
N
5000000.00
5000000.00
0.0077
N
5000000.00
5000000.00
ING US FUNDING LLC
ING US FUNDING LLC 0.380000%
4497W0GQ5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-24
2012-07-24
N
N
N
7000000.00
6998396.00
0.0108
N
6998867.40
6998867.40
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 0.170000%
4662J0H13
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
15000000.00
14997875.00
0.0231
N
14997882.00
14997882.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA RegS 0.540000%
48125LEQ1
Other Note
N
First Tier Security
N/A
N/A
2012-07-18
2013-05-17
N
N
N
8600000.00
8600000.00
0.0133
N
8597798.40
8597798.40
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.200000%
59157TH22
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-02
2012-08-02
N
N
N
5000000.00
4999139.00
0.0077
N
4999065.00
4999065.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.270000%
59157THL0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-20
2012-08-20
N
N
N
20000000.00
19992650.00
0.0308
N
19993240.00
19993240.00
METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA
METROPOLITAN WTR DIST SOUTHN CALIF 0.220000%
5926635E4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
BANK OF AMERICA NA
N/A
N/A
N
N
15000000.00
15000000.00
0.0231
N
15000000.00
15000000.00
MONT BLANC CAPITAL CORP
MONT BLANC CAPITAL CORP 0.429999%
6117P4H94
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-09
2012-08-09
N
N
N
5260000.00
5257613.00
0.0081
N
5258550.34
5258550.34
MONT BLANC CAPITAL CORP
MONT BLANC CAPITAL CORP 0.419999%
6117P4J50
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-05
2012-09-05
N
N
N
5000000.00
4996208.00
0.0077
N
4997176.00
4997176.00
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DELAWAR 0.469999%
63253JG38
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-03
2012-07-03
N
N
N
6000000.00
5999922.00
0.0093
N
5999940.00
5999940.00
NATIONAL BANK OF CANADA (NEW YORK BRANCH)
NATIONAL BANK OF CANADA (NEW YORK 0.349999%
63306V6T2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-08-27
2012-08-27
N
N
N
5000000.00
5000000.00
0.0077
N
5002293.50
5002293.50
NEW YORK CITY N Y INDL DEV AGY CIV
NEW YORK CITY N Y INDL DEV AGY CIV 0.149999%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMORGAN CHASE BANK NA
N/A
N/A
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
4345000.00
4345000.00
0.0067
N
4345000.00
4345000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.170000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6000000.00
6000000.00
0.0093
N
6000000.00
6000000.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.359999%
65557V4B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
10000000.00
10000000.00
0.0154
N
10000281.00
10000281.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.280000%
65557V4Z1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-18
2012-09-18
N
N
N
7000000.00
7000000.00
0.0108
N
6999683.60
6999683.60
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.220000%
6555P0H28
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-02
2012-08-02
N
N
N
7000000.00
6998674.00
0.0108
N
6998759.60
6998759.60
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.260000%
6555P0HD4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-13
2012-08-13
N
N
N
4000000.00
3998810.00
0.0062
N
3998950.00
3998950.00
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.359999%
6555P0K32
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
5000000.00
4995350.00
0.0077
N
4995920.00
4995920.00
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.179999%
65602QY76
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-03
2012-07-03
N
N
N
20000000.00
20000000.00
0.0309
N
19999934.00
19999934.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.650000%
74977MY58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-24
2013-04-24
N
N
N
6300000.00
6300000.00
0.0097
N
6297713.10
6297713.10
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.530000%
74977MZ24
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
N
12000000.00
12000000.00
0.0185
N
12008239.20
12008239.20
RABOBANK USA FINANCIAL CORPORATION
RABOBANK USA FINANCIAL CORP 0.569999%
74977KJH3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-17
2012-09-17
N
N
N
5000000.00
4993904.00
0.0077
N
4996963.00
4996963.00
REGENCY MARKETS NO 1 LLC
REGENCY MARKETS NO 1 LLC 0.349999%
7588R0GL5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-20
2012-07-20
N
N
N
7000000.00
6998775.00
0.0108
N
6999101.90
6999101.90
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.479999%
78009NFT8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-18
2013-05-16
N
N
N
6500000.00
6500000.00
0.0100
N
6500000.00
6500000.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.149999%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
4000000.00
4000000.00
0.0062
N
4000000.00
4000000.00
STATE STREET CORPORATION
STATE STREET CORP 0.209999%
85747JG27
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
N
N
N
17000000.00
17000000.00
0.0262
N
16999787.50
16999787.50
STATE STREET CORPORATION
STATE STREET CORP 0.220000%
85747JJ57
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-05
2012-09-05
N
N
N
7000000.00
6997219.00
0.0108
N
6997646.60
6997646.60
STATE STREET CORPORATION
STATE STREET CORP 0.200000%
85747JJA6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-10
2012-09-10
N
N
N
6000000.00
5997667.00
0.0093
N
5997773.40
5997773.40
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.349999%
86562DFG0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-11
2012-08-10
N
N
N
5000000.00
5000000.00
0.0077
N
4999845.00
4999845.00
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.349999%
86562DJC5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-12
2012-09-12
N
N
N
5000000.00
5000000.00
0.0077
N
4999687.00
4999687.00
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.349999%
86562DKD1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-09-24
2012-09-24
N
N
N
10000000.00
10000000.00
0.0154
N
9999275.00
9999275.00
SUMITOMO MITSUI TRUST BANK LIMITED (NY BRANCH)
SUMITOMO TRUST & BANKING CO LTD (N 0.370000%
86562WYH5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-10
2012-07-10
N
N
N
15000000.00
15000000.00
0.0231
N
15000732.00
15000732.00
TEXAS ST
TEXAS ST 0.179999%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
JPMORGAN CHASE BANK NA
N/A
N/A
N
N
3900000.00
3900000.00
0.0060
N
3900000.00
3900000.00
UNITED STATES TREASURY
TREASURY NOTE 0.120000%
912828HG8
Treasury Debt
N
First Tier Security
N/A
N/A
2012-10-31
2012-10-31
N
N
N
10000000.00
10123766.00
0.0156
N
10122270.00
10122270.00
UNITED STATES TREASURY
TREASURY NOTE 0.170000%
912828HM5
Treasury Debt
N
First Tier Security
N/A
N/A
2012-12-31
2012-12-31
N
N
N
7000000.00
7119670.00
0.0110
N
7118944.00
7118944.00
UNITED STATES TREASURY
TREASURY NOTE 0.179999%
912828HQ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
11000000.00
11171785.00
0.0172
N
11171446.00
11171446.00
UNITED STATES TREASURY
TREASURY NOTE 0.149999%
912828NX4
Treasury Debt
N
First Tier Security
N/A
N/A
2012-09-30
2012-09-30
N
N
N
13200000.00
13207153.00
0.0204
N
13207735.20
13207735.20
UNITED STATES TREASURY
TREASURY NOTE 0.209999%
912828QE3
Treasury Debt
N
First Tier Security
N/A
N/A
2013-04-30
2013-04-30
N
N
N
17000000.00
17058680.00
0.0263
N
17055114.00
17055114.00
UNITED STATES TREASURY
TREASURY NOTE 0.190000%
912828QK9
Treasury Debt
N
First Tier Security
N/A
N/A
2013-02-28
2013-02-28
N
N
N
2700000.00
2707711.00
0.0042
N
2707805.70
2707805.70
WESTCHESTER CNTY N Y HEALTH CARE CORP REV
WESTCHESTER CNTY N Y HEALTH CARE C 0.160000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
Y
TD BANK NA
N/A
N/A
Y
TD BANK NA
N/A
N/A
N
5000000.00
5000000.00
0.0077
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.500000%
9612C0G94
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-09
2012-07-09
N
N
N
6500000.00
6499368.00
0.0100
N
6499711.40
6499711.40
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.489999%
9612C0HD4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-13
2012-08-13
N
N
N
11500000.00
11493426.00
0.0177
N
11497125.00
11497125.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.340000%
96121TNM6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-02
2013-01-04
N
N
N
7000000.00
7000000.00
0.0108
N
6998950.00
6998950.00