0001145549-12-003900.txt : 20120629
0001145549-12-003900.hdr.sgml : 20120629
20120504095209
ACCESSION NUMBER: 0001145549-12-003900
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120430
FILED AS OF DATE: 20120504
DATE AS OF CHANGE: 20120504
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 12812171
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-04-30
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Advisors, LLC
801-47710
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Advisors, LLC
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
55
87
711779332.00
523042.94
196484.59
712105890.35
0.0030
1.0001
2012-04-30
1.0001
2012-04-30
C000002980
1000.00
711762679.16
1.00
-56862299.25
33990241.99
90852541.24
0.0004
1.0001
2012-04-30
1.0001
2012-04-30
C000002981
1500.00
343211.19
1.00
-6778.15
28051.61
34829.76
0.0005
1.0001
2012-04-30
1.0001
2012-04-30
10 LIBERTY STREET HOUSING 2003
NEW YORK ST HSG FIN AGY REV 0.210000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
GS
N/A
N/A
Y
FHLMC
N/A
N/A
N
5200000.00
5200000.00
0.0073
N
5200000.00
5200000.00
ANZ NATIONAL INTL LTD/LONDON
ANZ NATIONAL INTERNATIONAL LTD/LON 0.560000%
0018A2GA8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-10
2012-07-10
N
N
N
12000000.00
11986933.00
0.0168
N
11991550.80
11991550.80
ANZ NATIONAL INTL LTD/LONDON
ANZ NATIONAL INTERNATIONAL LTD/LON 0.530000%
0018A2GW0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-30
2012-07-30
N
N
N
5000000.00
4993375.00
0.0070
N
4994641.00
4994641.00
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.400000%
04915TE81
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-08
2012-05-08
N
N
N
8000000.00
7999378.00
0.0112
N
7999680.00
7999680.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.160000%
06366VBZ8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
N
N
5500000.00
5500000.00
0.0077
N
5499975.80
5499975.80
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.200000%
06366VDM5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-06
2012-07-06
N
N
N
5000000.00
5000000.00
0.0070
N
4997489.00
4997489.00
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL CHICAGO BRANCH 0.180000%
06366W5T7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-08
2012-06-08
N
N
N
3000000.00
3000000.00
0.0042
N
3000032.40
3000032.40
BANK OF NOVA SCOTIA/HOUSTON
BANK OF NOVA SCOTIA/HOUSTON 0.350000%
06417EWS8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-17
2012-07-17
N
N
N
10000000.00
10000000.00
0.0140
N
10003027.00
10003027.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.370000%
06538EQF7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-25
2012-06-25
N
N
N
5000000.00
5000000.00
0.0070
N
5001010.00
5001010.00
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH 0.500000%
06740M5P4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-16
2012-05-16
N
N
N
8000000.00
8000000.00
0.0112
N
8001172.80
8001172.80
BARCLAYS BANK PLC (NEW YORK BRANCH)
BARCLAYS BANK PLC (NEW YORK BRANCH 0.590000%
06740M6Z1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-13
2012-07-13
N
N
N
10000000.00
10000000.00
0.0140
N
10006364.00
10006364.00
BAY AREA TOLL AUTH CALIF TOLL BRDG
BAY AREA TOLL AUTH CALIF TOLL BRDG 0.240000%
072024KX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
MS
N/A
N/A
N
Y
Letter of Credit - LOC
BAC
N/A
N/A
5000000.00
5000000.00
0.0070
N
5000000.00
5000000.00
CALIFORNIA HSG FIN AGY REV
CALIFORNIA HSG FIN AGY REV 0.230000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
FHLMC
N/A
N/A
Letter of Credit - LOC
FNMA
N/A
N/A
3100000.00
3100000.00
0.0044
N
3100000.00
3100000.00
CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH)
CANADIAN IMPERIAL BANK OF COMMERCE 0.170000%
13606YDJ2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-14
2012-05-14
N
N
N
5000000.00
5000000.00
0.0070
N
5000039.00
5000039.00
COLO HSG FIN AUTH SINGLE FAMILY MTG REV
COLO HSG FIN AUTH SINGLE FAMILY MT 0.230000%
196483CV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JP Morgan
N/A
N/A
Y
FHLMC
N/A
N/A
FNMA
N/A
N/A
N
6500000.00
6500000.00
0.0091
N
6500000.00
6500000.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.230000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
JPM
N/A
N/A
5600000.00
5600000.00
0.0079
N
5600000.00
5600000.00
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE NEW YORK NY 0.300000%
22550DNV7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-11
2012-07-11
N
N
N
5000000.00
5000000.00
0.0070
N
5000099.50
5000099.50
DEUTSCHE BANK FINANCIAL LLC
DEUTSCHE BANK FINANCIAL LLC 0.440000%
25153JE89
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-08
2012-05-08
N
N
N
5000000.00
4999572.00
0.0070
N
4999816.50
4999816.50
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.200000%
BRSEN8V37
0001074042
Government Agency Repurchase Agreement
Y
UNITED STATES TREAS SEC STRIPPED INT PMT
2024-02-15
0.00
Treasury Debt
26568000.00
27099360.45
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
26568000.00
26568000.00
0.0373
N
26568000.00
26568000.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.280000%
30601YJU0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-07
2012-06-07
N
N
N
15000000.00
15000000.00
0.0211
N
15000060.00
15000060.00
FAIRWAY FINANCE CO LLC
FAIRWAY FINANCE CO LLC 0.280000%
30601YJW6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-11
2012-06-11
N
N
N
5000000.00
5000000.00
0.0070
N
5000055.00
5000055.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC MTN 0.240000%
3134G16A7
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-02
2012-11-02
N
N
N
7000000.00
6997851.00
0.0098
N
7001029.00
7001029.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.340000%
3134G1X90
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-01
2013-01-24
N
N
N
4000000.00
3998817.00
0.0056
N
4003356.00
4003356.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.380000%
3134G2B50
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-01
2013-09-03
N
N
N
5000000.00
4998646.00
0.0070
N
5008815.00
5008815.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.240000%
3134G2K92
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-14
2013-09-13
N
N
N
22200000.00
22181566.00
0.0311
N
22196248.20
22196248.20
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.110000%
313588F42
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-09-10
2012-09-10
N
N
N
3453000.00
3451607.00
0.0048
N
3451860.51
3451860.51
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.250000%
31398A2C5
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-29
2012-07-26
N
N
N
6500000.00
6499694.00
0.0091
N
6501696.50
6501696.50
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.290000%
31398A4E9
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-17
2012-09-17
N
N
N
6000000.00
5999538.00
0.0084
N
6002832.00
6002832.00
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.290000%
31398A7G1
Government Agency Debt
N
First Tier Security
N/A
N/A
2012-05-21
2012-12-20
N
N
N
3500000.00
3499548.00
0.0049
N
3502558.50
3502558.50
GENERAL ELECTRIC CAPITAL CORP
GENERAL ELECTRIC CAPITAL CORPORATI 0.310000%
36959HH26
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-02
2012-08-02
N
N
N
15000000.00
14987988.00
0.0210
N
14993067.00
14993067.00
GOLDMAN SACHS & CO
TRI-PARTY GOLDMAN SACHS & CO. 0.170000%
BRSEM9H65
0000769993
Government Agency Repurchase Agreement
Y
FANNIE MAE
2042-03-01
3.500000
Government Agency Debt
7000000.00
7210000.74
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
N
N
7000000.00
7000000.00
0.0098
N
7000000.00
7000000.00
GOLDMAN SACHS & CO
TRI-PARTY GOLDMAN SACHS & CO. 0.170000%
BRSEMX219
0000769993
Government Agency Repurchase Agreement
Y
FANNIE MAE
2041-01-01
4.500000
Government Agency Debt
10000000.00
10300000.83
First Tier Security
N/A
N/A
2012-05-04
2012-05-04
N
N
N
10000000.00
10000000.00
0.0140
N
10000000.00
10000000.00
ING US FUNDING LLC
ING US FUNDING LLC 0.490000%
4497W0EJ3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-18
2012-05-18
N
N
N
22500000.00
22494794.00
0.0316
N
22497637.50
22497637.50
ING US FUNDING LLC
ING US FUNDING LLC 0.380000%
4497W0GQ5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-24
2012-07-24
N
N
N
7000000.00
6993875.00
0.0098
N
6992843.20
6992843.20
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 0.180000%
4662J0E24
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
N
N
15000000.00
14999925.00
0.0211
N
14999950.50
14999950.50
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA 0.540000%
48125LEB4
Other Note
N
First Tier Security
N/A
N/A
2012-07-18
2013-05-17
N
N
N
8600000.00
8600000.00
0.0121
N
8600653.60
8600653.60
JUPITER SECURITIZATION COMPANY LLC
JUPITER SECURITIZATION COMPANY LLC 0.150000%
4820P2EJ0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-18
2012-05-18
N
N
N
6000000.00
5999575.00
0.0084
N
5999370.00
5999370.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.360000%
59157TE17
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1750000.00
1750000.00
0.0025
N
1749992.30
1749992.30
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.340000%
59157TEV1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-29
2012-05-29
N
N
N
10000000.00
9997356.00
0.0140
N
9998550.00
9998550.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.270000%
59157THL0
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-20
2012-08-20
N
N
N
20000000.00
19983350.00
0.0281
N
19978284.00
19978284.00
METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA
METROPOLITAN WTR DIST SOUTHN CALIF 0.220000%
5926635E4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
MLC
N/A
N/A
N
Y
Standby Purchase Agreement
BAC
N/A
N/A
15000000.00
15000000.00
0.0211
N
15000000.00
15000000.00
MIZUHO CORPORATE BANK LTD (NEW YORK BRANCH)
MIZUHO CORPORATE BANK LTD (NEW YOR 0.370000%
60687GRV2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-07
2012-06-07
N
N
N
10000000.00
10000000.00
0.0140
N
10001265.00
10001265.00
MIZUHO CORPORATE BANK LTD (NEW YORK BRANCH)
MIZUHO CORPORATE BANK LTD (NEW YOR 0.250000%
60687GVF2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-18
2012-06-18
N
N
N
5000000.00
5000000.00
0.0070
N
5000000.00
5000000.00
MORGAN STANLEY & CO LLC
TRI-PARTY MORGAN STANLEY & CO LLC 0.220000%
BRSEN8UR5
0001359291
Government Agency Repurchase Agreement
Y
FREDDIE MAC
2036-07-01
2.620000
Government Agency Debt
37000000.00
2434280.93
FREDDIE MAC
2036-10-01
2.369000
Government Agency Debt
37000000.00
5144823.75
FREDDIE MAC
2036-11-01
4.062999
Government Agency Debt
37000000.00
7386584.26
FREDDIE MAC
2037-06-01
6.020999
Government Agency Debt
37000000.00
7091916.32
FREDDIE MAC
2037-10-01
6.105999
Government Agency Debt
37000000.00
8203593.82
FREDDIE MAC
2041-05-01
3.345000
Government Agency Debt
37000000.00
7848800.95
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
37000000.00
37000000.00
0.0520
N
37000000.00
37000000.00
NATIONAL AUSTRALIA BANK LIMITED NEW YORK BRANCH
NATIONAL AUSTRALIA BANK LIMITED NE 0.490000%
63253TLB2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-18
2012-06-18
N
N
N
3500000.00
3500000.00
0.0049
N
3501761.55
3501761.55
NATIONAL AUSTRALIA FUNDING DELAWARE INC
NATIONAL AUSTRALIA FUNDING DELAWAR 0.470000%
63253JG38
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-03
2012-07-03
N
N
N
6000000.00
5995065.00
0.0084
N
5998602.60
5998602.60
NATIONAL BANK OF CANADA (NEW YORK BRANCH)
NATIONAL BANK OF CANADA (NEW YORK 0.350000%
63306V6T2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-08-27
2012-08-27
N
N
N
5000000.00
5000000.00
0.0070
N
5002641.00
5002641.00
NEW YORK CITY N Y INDL DEV AGY CIV
NEW YORK CITY N Y INDL DEV AGY CIV 0.230000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
JPM
N/A
N/A
4345000.00
4345000.00
0.0061
N
4345000.00
4345000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.240000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
GS
N/A
N/A
Y
FNMA
N/A
N/A
N
6000000.00
6000000.00
0.0084
N
6000000.00
6000000.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.400000%
65409RE22
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-02
2012-05-02
N
N
N
8000000.00
7999911.00
0.0112
N
7999692.80
7999692.80
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.360000%
65557V4B4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-11
2012-10-11
N
N
N
10000000.00
10000000.00
0.0140
N
10000452.00
10000452.00
NORDEA BANK FINLAND PLC/NEW YORK
NORDEA BANK FINLAND PLC/NEW YORK 0.300000%
65557VW49
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-21
2012-05-21
N
N
N
6500000.00
6500000.00
0.0091
N
6500606.45
6500606.45
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.400000%
6555P0EP0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-23
2012-05-23
N
N
N
4000000.00
3999022.00
0.0056
N
3999643.20
3999643.20
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.360000%
6555P0K32
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-10-03
2012-10-03
N
N
N
5000000.00
4992250.00
0.0070
N
4992850.00
4992850.00
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.170000%
65602QH34
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
6000000.00
6000000.00
0.0084
N
5999991.60
5999991.60
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.170000%
65602QH91
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
N
N
N
20000000.00
20000000.00
0.0281
N
20000000.00
20000000.00
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.650000%
74977MY58
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-24
2013-04-24
N
N
N
6300000.00
6300000.00
0.0088
N
6294978.90
6294978.90
RABOBANK NEDERLAND (NY BRANCH)
RABOBANK NEDERLAND (NY BRANCH) 0.530000%
74977MZ24
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-10-25
2012-10-25
N
N
N
12000000.00
12000000.00
0.0169
N
12001182.00
12001182.00
RABOBANK USA FINANCIAL CORPORATION
RABOBANK USA FINANCIAL CORP 0.570000%
74977KJH3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-09-17
2012-09-17
N
N
N
5000000.00
4988996.00
0.0070
N
4992345.50
4992345.50
REGENCY MARKETS NO 1 LLC
REGENCY MARKETS NO 1 LLC 0.200000%
7588R0ER4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-25
2012-05-25
N
N
N
6000000.00
5999200.00
0.0084
N
5999125.20
5999125.20
REGENCY MARKETS NO 1 LLC
REGENCY MARKETS NO 1 LLC 0.350000%
7588R0GL5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-20
2012-07-20
N
N
N
7000000.00
6994556.00
0.0098
N
6994771.00
6994771.00
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.510000%
78009J5H4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-16
2012-05-16
N
N
N
5000000.00
5000000.00
0.0070
N
5000205.00
5000205.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.210000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
CGMI
N/A
N/A
Y
FNMA
N/A
N/A
N
4000000.00
4000000.00
0.0056
N
4000000.00
4000000.00
STATE STREET CORPORATION
STATE STREET CORP 0.200000%
85747JE78
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
N
N
N
10000000.00
9999667.00
0.0140
N
9999708.00
9999708.00
STATE STREET CORPORATION
STATE STREET CORP 0.230000%
85747JFB8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-06-11
2012-06-11
N
N
N
6000000.00
5998428.00
0.0084
N
5998824.00
5998824.00
STATE STREET CORPORATION
STATE STREET CORP 0.210000%
85747JG27
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-02
2012-07-02
N
N
N
17000000.00
16993852.00
0.0239
N
16994318.60
16994318.60
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.370000%
86562E4D7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-05-09
2012-05-09
N
N
N
5000000.00
5000000.00
0.0070
N
5000212.50
5000212.50
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.360000%
86562E7D4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-12
2012-06-12
N
N
N
5000000.00
5000000.00
0.0070
N
5000596.50
5000596.50
SUMITOMO TRUST & BANKING CO LTD (NY BRANCH)
SUMITOMO TRUST & BANKING CO LTD (N 0.370000%
86562WXT0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
10000000.00
10000000.00
0.0140
N
10001404.00
10001404.00
SUMITOMO TRUST & BANKING CO LTD (NY BRANCH)
SUMITOMO TRUST & BANKING CO LTD (N 0.370000%
86562WYH5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2012-07-10
2012-07-10
N
N
N
15000000.00
15000000.00
0.0211
N
14999406.00
14999406.00
TEXAS ST
TEXAS ST 0.190000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
GS
N/A
N/A
N
Y
Standby Purchase Agreement
JPM
N/A
N/A
3900000.00
3900000.00
0.0055
N
3900000.00
3900000.00
UNITED STATES TREASURY
TREASURY BILL 0.130000%
9127955G2
Treasury Debt
N
First Tier Security
N/A
N/A
2012-10-18
2012-10-18
N
N
N
15000000.00
14990728.00
0.0211
N
14989920.00
14989920.00
UNITED STATES TREASURY
TREASURY NOTE 0.110000%
912828HC7
Treasury Debt
N
First Tier Security
N/A
N/A
2012-08-31
2012-08-31
N
N
N
9000000.00
9120050.00
0.0128
N
9119178.00
9119178.00
UNITED STATES TREASURY
TREASURY NOTE 0.110000%
912828HE3
Treasury Debt
N
First Tier Security
N/A
N/A
2012-09-30
2012-09-30
N
N
N
10000000.00
10171736.00
0.0143
N
10170310.00
10170310.00
UNITED STATES TREASURY
TREASURY NOTE 0.120000%
912828HG8
Treasury Debt
N
First Tier Security
N/A
N/A
2012-10-31
2012-10-31
N
N
N
10000000.00
10187183.00
0.0143
N
10184380.00
10184380.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828HQ6
Treasury Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
11000000.00
11222223.00
0.0158
N
11221716.00
11221716.00
UNITED STATES TREASURY
TREASURY NOTE 0.150000%
912828NX4
Treasury Debt
N
First Tier Security
N/A
N/A
2012-09-30
2012-09-30
N
N
N
18200000.00
18216666.00
0.0256
N
18217781.40
18217781.40
UNITED STATES TREASURY
TREASURY NOTE 0.140000%
912828PH7
Treasury Debt
N
First Tier Security
N/A
N/A
2012-08-31
2012-08-31
N
N
N
7500000.00
7505919.00
0.0105
N
7506150.00
7506150.00
WESTCHESTER CNTY N Y HEALTH CARE CORP REV
WESTCHESTER CNTY N Y HEALTH CARE C 0.200000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-05-07
2012-05-07
Y
MS
N/A
N/A
N
Y
Letter of Credit - LOC
TD
N/A
N/A
5000000.00
5000000.00
0.0070
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.500000%
9612C0G94
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-07-09
2012-07-09
N
N
N
6500000.00
6493771.00
0.0091
N
6496456.85
6496456.85
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.490000%
9612C0HD4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2012-08-13
2012-08-13
N
N
N
11500000.00
11483721.00
0.0161
N
11488260.80
11488260.80