0001145549-12-003900.txt : 20120629 0001145549-12-003900.hdr.sgml : 20120629 20120504095209 ACCESSION NUMBER: 0001145549-12-003900 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120430 FILED AS OF DATE: 20120504 DATE AS OF CHANGE: 20120504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND INC CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 12812171 BUSINESS ADDRESS: STREET 1: 400 BELLEVUE PKWY STE 100 CITY: WILMINGTON STATE: DE ZIP: 19809 BUSINESS PHONE: 3027911700 MAIL ADDRESS: STREET 1: 400 BELLEVUE PKWY STREET 2: SUITE 152 CITY: WILMINGTON STATE: DE ZIP: 19809 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000001093 RBB MONEY MARKET PORTFOLIO C000002980 BEDFORD BDMXX C000002981 SANSOM SANXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-04-30 0000831114 S000001093 2 N N N N 033-20827 BlackRock Advisors, LLC 801-47710 PRICEWATERHOUSECOOPERS LLP PHILADELPHIA PA BlackRock Advisors, LLC BNY Mellon Investment Servicing (US) Inc. 0000849542 84-01761 N N N Prime 55 87 711779332.00 523042.94 196484.59 712105890.35 0.0030 1.0001 2012-04-30 1.0001 2012-04-30 C000002980 1000.00 711762679.16 1.00 -56862299.25 33990241.99 90852541.24 0.0004 1.0001 2012-04-30 1.0001 2012-04-30 C000002981 1500.00 343211.19 1.00 -6778.15 28051.61 34829.76 0.0005 1.0001 2012-04-30 1.0001 2012-04-30 10 LIBERTY STREET HOUSING 2003 NEW YORK ST HSG FIN AGY REV 0.210000% 64986MC78 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y GS N/A N/A Y FHLMC N/A N/A N 5200000.00 5200000.00 0.0073 N 5200000.00 5200000.00 ANZ NATIONAL INTL LTD/LONDON ANZ NATIONAL INTERNATIONAL LTD/LON 0.560000% 0018A2GA8 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-10 2012-07-10 N N N 12000000.00 11986933.00 0.0168 N 11991550.80 11991550.80 ANZ NATIONAL INTL LTD/LONDON ANZ NATIONAL INTERNATIONAL LTD/LON 0.530000% 0018A2GW0 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-30 2012-07-30 N N N 5000000.00 4993375.00 0.0070 N 4994641.00 4994641.00 ATLANTIS ONE FUNDING CORP ATLANTIS ONE FUNDING CORP 0.400000% 04915TE81 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-08 2012-05-08 N N N 8000000.00 7999378.00 0.0112 N 7999680.00 7999680.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.160000% 06366VBZ8 Certificate of Deposit N First Tier Security N/A N/A 2012-05-02 2012-05-02 N N N 5500000.00 5500000.00 0.0077 N 5499975.80 5499975.80 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.200000% 06366VDM5 Certificate of Deposit N First Tier Security N/A N/A 2012-07-06 2012-07-06 N N N 5000000.00 5000000.00 0.0070 N 4997489.00 4997489.00 BANK OF MONTREAL CHICAGO BRANCH BANK OF MONTREAL CHICAGO BRANCH 0.180000% 06366W5T7 Certificate of Deposit N First Tier Security N/A N/A 2012-06-08 2012-06-08 N N N 3000000.00 3000000.00 0.0042 N 3000032.40 3000032.40 BANK OF NOVA SCOTIA/HOUSTON BANK OF NOVA SCOTIA/HOUSTON 0.350000% 06417EWS8 Certificate of Deposit N First Tier Security N/A N/A 2012-07-17 2012-07-17 N N N 10000000.00 10000000.00 0.0140 N 10003027.00 10003027.00 BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH) BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.370000% 06538EQF7 Certificate of Deposit N First Tier Security N/A N/A 2012-06-25 2012-06-25 N N N 5000000.00 5000000.00 0.0070 N 5001010.00 5001010.00 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH 0.500000% 06740M5P4 Certificate of Deposit N First Tier Security N/A N/A 2012-05-16 2012-05-16 N N N 8000000.00 8000000.00 0.0112 N 8001172.80 8001172.80 BARCLAYS BANK PLC (NEW YORK BRANCH) BARCLAYS BANK PLC (NEW YORK BRANCH 0.590000% 06740M6Z1 Certificate of Deposit N First Tier Security N/A N/A 2012-07-13 2012-07-13 N N N 10000000.00 10000000.00 0.0140 N 10006364.00 10006364.00 BAY AREA TOLL AUTH CALIF TOLL BRDG BAY AREA TOLL AUTH CALIF TOLL BRDG 0.240000% 072024KX9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y MS N/A N/A N Y Letter of Credit - LOC BAC N/A N/A 5000000.00 5000000.00 0.0070 N 5000000.00 5000000.00 CALIFORNIA HSG FIN AGY REV CALIFORNIA HSG FIN AGY REV 0.230000% 13033KW70 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y JP Morgan N/A N/A N Y Letter of Credit - LOC FHLMC N/A N/A Letter of Credit - LOC FNMA N/A N/A 3100000.00 3100000.00 0.0044 N 3100000.00 3100000.00 CANADIAN IMPERIAL BANK OF COMMERCE (NEW YORK BRANCH) CANADIAN IMPERIAL BANK OF COMMERCE 0.170000% 13606YDJ2 Certificate of Deposit N First Tier Security N/A N/A 2012-05-14 2012-05-14 N N N 5000000.00 5000000.00 0.0070 N 5000039.00 5000039.00 COLO HSG FIN AUTH SINGLE FAMILY MTG REV COLO HSG FIN AUTH SINGLE FAMILY MT 0.230000% 196483CV1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y JP Morgan N/A N/A Y FHLMC N/A N/A FNMA N/A N/A N 6500000.00 6500000.00 0.0091 N 6500000.00 6500000.00 CONNECTICUT ST HEALTH & EDL FACS A CONNECTICUT ST HEALTH & EDL FACS A 0.230000% 20774UVZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y JP Morgan N/A N/A N Y Letter of Credit - LOC JPM N/A N/A 5600000.00 5600000.00 0.0079 N 5600000.00 5600000.00 CREDIT SUISSE NEW YORK NY CREDIT SUISSE NEW YORK NY 0.300000% 22550DNV7 Certificate of Deposit N First Tier Security N/A N/A 2012-07-11 2012-07-11 N N N 5000000.00 5000000.00 0.0070 N 5000099.50 5000099.50 DEUTSCHE BANK FINANCIAL LLC DEUTSCHE BANK FINANCIAL LLC 0.440000% 25153JE89 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-08 2012-05-08 N N N 5000000.00 4999572.00 0.0070 N 4999816.50 4999816.50 DEUTSCHE BANK SECURITIES INC. TRI-PARTY DEUTSCHE BANK SECURITIES 0.200000% BRSEN8V37 0001074042 Government Agency Repurchase Agreement Y UNITED STATES TREAS SEC STRIPPED INT PMT 2024-02-15 0.00 Treasury Debt 26568000.00 27099360.45 First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 26568000.00 26568000.00 0.0373 N 26568000.00 26568000.00 FAIRWAY FINANCE CO LLC FAIRWAY FINANCE CO LLC 0.280000% 30601YJU0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-07 2012-06-07 N N N 15000000.00 15000000.00 0.0211 N 15000060.00 15000060.00 FAIRWAY FINANCE CO LLC FAIRWAY FINANCE CO LLC 0.280000% 30601YJW6 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-11 2012-06-11 N N N 5000000.00 5000000.00 0.0070 N 5000055.00 5000055.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC MTN 0.240000% 3134G16A7 Government Agency Debt N First Tier Security N/A N/A 2012-05-02 2012-11-02 N N N 7000000.00 6997851.00 0.0098 N 7001029.00 7001029.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.340000% 3134G1X90 Government Agency Debt N First Tier Security N/A N/A 2012-05-01 2013-01-24 N N N 4000000.00 3998817.00 0.0056 N 4003356.00 4003356.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.380000% 3134G2B50 Government Agency Debt N First Tier Security N/A N/A 2012-05-01 2013-09-03 N N N 5000000.00 4998646.00 0.0070 N 5008815.00 5008815.00 FEDERAL HOME LOAN MORTGAGE CORPORATION FHLMC 0.240000% 3134G2K92 Government Agency Debt N First Tier Security N/A N/A 2012-05-14 2013-09-13 N N N 22200000.00 22181566.00 0.0311 N 22196248.20 22196248.20 FEDERAL NATIONAL MORTGAGE ASSOCIATION FNMA 0.110000% 313588F42 Government Agency Debt N First Tier Security N/A N/A 2012-09-10 2012-09-10 N N N 3453000.00 3451607.00 0.0048 N 3451860.51 3451860.51 FEDERAL NATIONAL MORTGAGE ASSOCIATION FNMA 0.250000% 31398A2C5 Government Agency Debt N First Tier Security N/A N/A 2012-05-29 2012-07-26 N N N 6500000.00 6499694.00 0.0091 N 6501696.50 6501696.50 FEDERAL NATIONAL MORTGAGE ASSOCIATION FNMA 0.290000% 31398A4E9 Government Agency Debt N First Tier Security N/A N/A 2012-05-17 2012-09-17 N N N 6000000.00 5999538.00 0.0084 N 6002832.00 6002832.00 FEDERAL NATIONAL MORTGAGE ASSOCIATION FNMA 0.290000% 31398A7G1 Government Agency Debt N First Tier Security N/A N/A 2012-05-21 2012-12-20 N N N 3500000.00 3499548.00 0.0049 N 3502558.50 3502558.50 GENERAL ELECTRIC CAPITAL CORP GENERAL ELECTRIC CAPITAL CORPORATI 0.310000% 36959HH26 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-08-02 2012-08-02 N N N 15000000.00 14987988.00 0.0210 N 14993067.00 14993067.00 GOLDMAN SACHS & CO TRI-PARTY GOLDMAN SACHS & CO. 0.170000% BRSEM9H65 0000769993 Government Agency Repurchase Agreement Y FANNIE MAE 2042-03-01 3.500000 Government Agency Debt 7000000.00 7210000.74 First Tier Security N/A N/A 2012-05-02 2012-05-02 N N N 7000000.00 7000000.00 0.0098 N 7000000.00 7000000.00 GOLDMAN SACHS & CO TRI-PARTY GOLDMAN SACHS & CO. 0.170000% BRSEMX219 0000769993 Government Agency Repurchase Agreement Y FANNIE MAE 2041-01-01 4.500000 Government Agency Debt 10000000.00 10300000.83 First Tier Security N/A N/A 2012-05-04 2012-05-04 N N N 10000000.00 10000000.00 0.0140 N 10000000.00 10000000.00 ING US FUNDING LLC ING US FUNDING LLC 0.490000% 4497W0EJ3 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-18 2012-05-18 N N N 22500000.00 22494794.00 0.0316 N 22497637.50 22497637.50 ING US FUNDING LLC ING US FUNDING LLC 0.380000% 4497W0GQ5 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-24 2012-07-24 N N N 7000000.00 6993875.00 0.0098 N 6992843.20 6992843.20 JPMORGAN CHASE & CO JPMORGAN CHASE & CO 0.180000% 4662J0E24 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-02 2012-05-02 N N N 15000000.00 14999925.00 0.0211 N 14999950.50 14999950.50 JPMORGAN CHASE BANK NA JPMORGAN CHASE BANK NA 0.540000% 48125LEB4 Other Note N First Tier Security N/A N/A 2012-07-18 2013-05-17 N N N 8600000.00 8600000.00 0.0121 N 8600653.60 8600653.60 JUPITER SECURITIZATION COMPANY LLC JUPITER SECURITIZATION COMPANY LLC 0.150000% 4820P2EJ0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-18 2012-05-18 N N N 6000000.00 5999575.00 0.0084 N 5999370.00 5999370.00 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.360000% 59157TE17 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 1750000.00 1750000.00 0.0025 N 1749992.30 1749992.30 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.340000% 59157TEV1 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-29 2012-05-29 N N N 10000000.00 9997356.00 0.0140 N 9998550.00 9998550.00 METLIFE SHORT TERM FUNDING LLC METLIFE SHORT TERM FUND 0.270000% 59157THL0 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-08-20 2012-08-20 N N N 20000000.00 19983350.00 0.0281 N 19978284.00 19978284.00 METROPOLITAN WATER DISTRICT OF SOUTHERN CALIFORNIA METROPOLITAN WTR DIST SOUTHN CALIF 0.220000% 5926635E4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y MLC N/A N/A N Y Standby Purchase Agreement BAC N/A N/A 15000000.00 15000000.00 0.0211 N 15000000.00 15000000.00 MIZUHO CORPORATE BANK LTD (NEW YORK BRANCH) MIZUHO CORPORATE BANK LTD (NEW YOR 0.370000% 60687GRV2 Certificate of Deposit N First Tier Security N/A N/A 2012-06-07 2012-06-07 N N N 10000000.00 10000000.00 0.0140 N 10001265.00 10001265.00 MIZUHO CORPORATE BANK LTD (NEW YORK BRANCH) MIZUHO CORPORATE BANK LTD (NEW YOR 0.250000% 60687GVF2 Certificate of Deposit N First Tier Security N/A N/A 2012-06-18 2012-06-18 N N N 5000000.00 5000000.00 0.0070 N 5000000.00 5000000.00 MORGAN STANLEY & CO LLC TRI-PARTY MORGAN STANLEY & CO LLC 0.220000% BRSEN8UR5 0001359291 Government Agency Repurchase Agreement Y FREDDIE MAC 2036-07-01 2.620000 Government Agency Debt 37000000.00 2434280.93 FREDDIE MAC 2036-10-01 2.369000 Government Agency Debt 37000000.00 5144823.75 FREDDIE MAC 2036-11-01 4.062999 Government Agency Debt 37000000.00 7386584.26 FREDDIE MAC 2037-06-01 6.020999 Government Agency Debt 37000000.00 7091916.32 FREDDIE MAC 2037-10-01 6.105999 Government Agency Debt 37000000.00 8203593.82 FREDDIE MAC 2041-05-01 3.345000 Government Agency Debt 37000000.00 7848800.95 First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 37000000.00 37000000.00 0.0520 N 37000000.00 37000000.00 NATIONAL AUSTRALIA BANK LIMITED NEW YORK BRANCH NATIONAL AUSTRALIA BANK LIMITED NE 0.490000% 63253TLB2 Certificate of Deposit N First Tier Security N/A N/A 2012-06-18 2012-06-18 N N N 3500000.00 3500000.00 0.0049 N 3501761.55 3501761.55 NATIONAL AUSTRALIA FUNDING DELAWARE INC NATIONAL AUSTRALIA FUNDING DELAWAR 0.470000% 63253JG38 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-03 2012-07-03 N N N 6000000.00 5995065.00 0.0084 N 5998602.60 5998602.60 NATIONAL BANK OF CANADA (NEW YORK BRANCH) NATIONAL BANK OF CANADA (NEW YORK 0.350000% 63306V6T2 Certificate of Deposit N First Tier Security N/A N/A 2012-08-27 2012-08-27 N N N 5000000.00 5000000.00 0.0070 N 5002641.00 5002641.00 NEW YORK CITY N Y INDL DEV AGY CIV NEW YORK CITY N Y INDL DEV AGY CIV 0.230000% 649438HP6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y JP Morgan N/A N/A N Y Letter of Credit - LOC JPM N/A N/A 4345000.00 4345000.00 0.0061 N 4345000.00 4345000.00 NEW YORK N Y CITY HSG DEV CORP NEW YORK NY CITY HSG DEV CORP 0.240000% 64970HAZ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y GS N/A N/A Y FNMA N/A N/A N 6000000.00 6000000.00 0.0084 N 6000000.00 6000000.00 NIEUW AMSTERDAM RECEIVABLES CORP NIEUW AMSTERDAM RECEIVABLES CORP 0.400000% 65409RE22 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-02 2012-05-02 N N N 8000000.00 7999911.00 0.0112 N 7999692.80 7999692.80 NORDEA BANK FINLAND PLC/NEW YORK NORDEA BANK FINLAND PLC/NEW YORK 0.360000% 65557V4B4 Certificate of Deposit N First Tier Security N/A N/A 2012-10-11 2012-10-11 N N N 10000000.00 10000000.00 0.0140 N 10000452.00 10000452.00 NORDEA BANK FINLAND PLC/NEW YORK NORDEA BANK FINLAND PLC/NEW YORK 0.300000% 65557VW49 Certificate of Deposit N First Tier Security N/A N/A 2012-05-21 2012-05-21 N N N 6500000.00 6500000.00 0.0091 N 6500606.45 6500606.45 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.400000% 6555P0EP0 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-23 2012-05-23 N N N 4000000.00 3999022.00 0.0056 N 3999643.20 3999643.20 NORDEA NORTH AMERICA INC/DE NORDEA NORTH AMERICA 0.360000% 6555P0K32 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-10-03 2012-10-03 N N N 5000000.00 4992250.00 0.0070 N 4992850.00 4992850.00 NORINCHUKIN BANK (NEW YORK BRANCH) NORINCHUKIN BANK (NEW YORK BRANCH) 0.170000% 65602QH34 Certificate of Deposit N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 6000000.00 6000000.00 0.0084 N 5999991.60 5999991.60 NORINCHUKIN BANK (NEW YORK BRANCH) NORINCHUKIN BANK (NEW YORK BRANCH) 0.170000% 65602QH91 Certificate of Deposit N First Tier Security N/A N/A 2012-05-07 2012-05-07 N N N 20000000.00 20000000.00 0.0281 N 20000000.00 20000000.00 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.650000% 74977MY58 Certificate of Deposit N First Tier Security N/A N/A 2012-07-24 2013-04-24 N N N 6300000.00 6300000.00 0.0088 N 6294978.90 6294978.90 RABOBANK NEDERLAND (NY BRANCH) RABOBANK NEDERLAND (NY BRANCH) 0.530000% 74977MZ24 Certificate of Deposit N First Tier Security N/A N/A 2012-10-25 2012-10-25 N N N 12000000.00 12000000.00 0.0169 N 12001182.00 12001182.00 RABOBANK USA FINANCIAL CORPORATION RABOBANK USA FINANCIAL CORP 0.570000% 74977KJH3 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-09-17 2012-09-17 N N N 5000000.00 4988996.00 0.0070 N 4992345.50 4992345.50 REGENCY MARKETS NO 1 LLC REGENCY MARKETS NO 1 LLC 0.200000% 7588R0ER4 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-05-25 2012-05-25 N N N 6000000.00 5999200.00 0.0084 N 5999125.20 5999125.20 REGENCY MARKETS NO 1 LLC REGENCY MARKETS NO 1 LLC 0.350000% 7588R0GL5 Asset Backed Commercial Paper N First Tier Security N/A N/A 2012-07-20 2012-07-20 N N N 7000000.00 6994556.00 0.0098 N 6994771.00 6994771.00 ROYAL BANK OF CANADA/NEW YORK NY ROYAL BANK OF CANADA/NEW YORK NY 0.510000% 78009J5H4 Certificate of Deposit N First Tier Security N/A N/A 2012-05-16 2012-05-16 N N N 5000000.00 5000000.00 0.0070 N 5000205.00 5000205.00 SAN FRANCISCO CALIF CITY & CNTY REDEV AGY SAN FRANCISCO CALIF CITY & CNT 0.210000% 79765TCA1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y CGMI N/A N/A Y FNMA N/A N/A N 4000000.00 4000000.00 0.0056 N 4000000.00 4000000.00 STATE STREET CORPORATION STATE STREET CORP 0.200000% 85747JE78 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-05-07 2012-05-07 N N N 10000000.00 9999667.00 0.0140 N 9999708.00 9999708.00 STATE STREET CORPORATION STATE STREET CORP 0.230000% 85747JFB8 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-06-11 2012-06-11 N N N 6000000.00 5998428.00 0.0084 N 5998824.00 5998824.00 STATE STREET CORPORATION STATE STREET CORP 0.210000% 85747JG27 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-02 2012-07-02 N N N 17000000.00 16993852.00 0.0239 N 16994318.60 16994318.60 SUMITOMO MITSUI BANKING CORP/NEW YORK SUMITOMO MITSUI BANKING CORP/NEW Y 0.370000% 86562E4D7 Certificate of Deposit N First Tier Security N/A N/A 2012-05-09 2012-05-09 N N N 5000000.00 5000000.00 0.0070 N 5000212.50 5000212.50 SUMITOMO MITSUI BANKING CORP/NEW YORK SUMITOMO MITSUI BANKING CORP/NEW Y 0.360000% 86562E7D4 Certificate of Deposit N First Tier Security N/A N/A 2012-06-12 2012-06-12 N N N 5000000.00 5000000.00 0.0070 N 5000596.50 5000596.50 SUMITOMO TRUST & BANKING CO LTD (NY BRANCH) SUMITOMO TRUST & BANKING CO LTD (N 0.370000% 86562WXT0 Certificate of Deposit N First Tier Security N/A N/A 2012-06-15 2012-06-15 N N N 10000000.00 10000000.00 0.0140 N 10001404.00 10001404.00 SUMITOMO TRUST & BANKING CO LTD (NY BRANCH) SUMITOMO TRUST & BANKING CO LTD (N 0.370000% 86562WYH5 Certificate of Deposit N First Tier Security N/A N/A 2012-07-10 2012-07-10 N N N 15000000.00 15000000.00 0.0211 N 14999406.00 14999406.00 TEXAS ST TEXAS ST 0.190000% 8827196Y8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y GS N/A N/A N Y Standby Purchase Agreement JPM N/A N/A 3900000.00 3900000.00 0.0055 N 3900000.00 3900000.00 UNITED STATES TREASURY TREASURY BILL 0.130000% 9127955G2 Treasury Debt N First Tier Security N/A N/A 2012-10-18 2012-10-18 N N N 15000000.00 14990728.00 0.0211 N 14989920.00 14989920.00 UNITED STATES TREASURY TREASURY NOTE 0.110000% 912828HC7 Treasury Debt N First Tier Security N/A N/A 2012-08-31 2012-08-31 N N N 9000000.00 9120050.00 0.0128 N 9119178.00 9119178.00 UNITED STATES TREASURY TREASURY NOTE 0.110000% 912828HE3 Treasury Debt N First Tier Security N/A N/A 2012-09-30 2012-09-30 N N N 10000000.00 10171736.00 0.0143 N 10170310.00 10170310.00 UNITED STATES TREASURY TREASURY NOTE 0.120000% 912828HG8 Treasury Debt N First Tier Security N/A N/A 2012-10-31 2012-10-31 N N N 10000000.00 10187183.00 0.0143 N 10184380.00 10184380.00 UNITED STATES TREASURY TREASURY NOTE 0.180000% 912828HQ6 Treasury Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 11000000.00 11222223.00 0.0158 N 11221716.00 11221716.00 UNITED STATES TREASURY TREASURY NOTE 0.150000% 912828NX4 Treasury Debt N First Tier Security N/A N/A 2012-09-30 2012-09-30 N N N 18200000.00 18216666.00 0.0256 N 18217781.40 18217781.40 UNITED STATES TREASURY TREASURY NOTE 0.140000% 912828PH7 Treasury Debt N First Tier Security N/A N/A 2012-08-31 2012-08-31 N N N 7500000.00 7505919.00 0.0105 N 7506150.00 7506150.00 WESTCHESTER CNTY N Y HEALTH CARE CORP REV WESTCHESTER CNTY N Y HEALTH CARE C 0.200000% 957366CL9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-05-07 2012-05-07 Y MS N/A N/A N Y Letter of Credit - LOC TD N/A N/A 5000000.00 5000000.00 0.0070 N 5000000.00 5000000.00 WESTPAC BANKING CORP WESTPAC BANKING CORP 0.500000% 9612C0G94 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-07-09 2012-07-09 N N N 6500000.00 6493771.00 0.0091 N 6496456.85 6496456.85 WESTPAC BANKING CORP WESTPAC BANKING CORP 0.490000% 9612C0HD4 Financial Company Commercial Paper N First Tier Security N/A N/A 2012-08-13 2012-08-13 N N N 11500000.00 11483721.00 0.0161 N 11488260.80 11488260.80