0001145549-11-008022.txt : 20110929
0001145549-11-008022.hdr.sgml : 20110929
20110804134434
ACCESSION NUMBER: 0001145549-11-008022
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110729
FILED AS OF DATE: 20110804
DATE AS OF CHANGE: 20110804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RBB FUND INC
CENTRAL INDEX KEY: 0000831114
IRS NUMBER: 510312196
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0831
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05518
FILM NUMBER: 111009892
BUSINESS ADDRESS:
STREET 1: 400 BELLEVUE PKWY STE 100
CITY: WILMINGTON
STATE: DE
ZIP: 19809
BUSINESS PHONE: 3027911700
MAIL ADDRESS:
STREET 1: 400 BELLEVUE PKWY
STREET 2: SUITE 152
CITY: WILMINGTON
STATE: DE
ZIP: 19809
FORMER COMPANY:
FORMER CONFORMED NAME: FUND INC /DE/
DATE OF NAME CHANGE: 19600201
0000831114
S000001093
RBB MONEY MARKET PORTFOLIO
C000002980
BEDFORD
BDMXX
C000002981
SANSOM
SANXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2011-07-29
0000831114
S000001093
2
N
N
N
N
033-20827
BlackRock Institutional Management Corp.
801-13304
PRICEWATERHOUSECOOPERS LLP
PHILADELPHIA
PA
BlackRock Institutional Management Corp.
BNY Mellon Investment Servicing (US) Inc.
0000849542
84-01761
N
N
N
Prime
39
73
814542054.00
616632.39
217688.46
814940997.93
0.0022
1.0000
2011-07-29
1.0000
2011-07-29
C000002980
1000.00
792561812.73
1.00
30645290.14
82361201.13
51715910.99
0.0002
1.0000
2011-07-29
1.0000
2011-07-29
C000002981
1500.00
22379185.20
1.00
-7237420.37
9145146.94
16382567.31
0.0004
1.0000
2011-07-29
1.0000
2011-07-29
AMSTERDAM FUNDING CORP
AMSTERDAM FUNDING CORP 0.200000%
03221KVF6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-15
2011-08-15
N
N
N
4000000.00
3999689.00
0.0049
N
3999622.40
3999622.40
AMSTERDAM FUNDING CORP
AMSTERDAM FUNDING CORP 0.210000%
03221KXB3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-11
2011-10-11
N
N
N
8000000.00
7996687.00
0.0098
N
7996069.60
7996069.60
ANTALIS US FUNDING CORP
ANTALIS US FUNDING CORP 0.250000%
03663UV51
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
N
N
N
5680000.00
5679842.00
0.0070
N
5679779.05
5679779.05
ANTALIS US FUNDING CORP
ANTALIS US FUNDING CORP 0.260000%
03663UW76
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-07
2011-09-07
N
N
N
10000000.00
9997328.00
0.0123
N
9997700.00
9997700.00
ASPEN FUNDING CORP
ASPEN FUNDING CORP 0.140000%
04529UV38
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-03
2011-08-03
N
N
N
10000000.00
9999922.00
0.0123
N
9999722.00
9999722.00
ATLANTIS ONE FUNDING CORP
ATLANTIS ONE FUNDING CORP 0.190000%
04915UX61
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-06
2011-10-06
N
N
N
6000000.00
5997910.00
0.0074
N
5998597.20
5998597.20
BANK OF MONTREAL CHICAGO BRANCH
BANK OF MONTREAL (CHICAGO BRANCH) 0.240000%
06366F5D9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-29
2011-08-29
N
N
N
4500000.00
4500000.00
0.0055
N
4501611.00
4501611.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO-MITSUBISHI UFJ LTD ( 0.250000%
06538DHC6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-15
2011-08-15
N
N
N
7100000.00
7100413.00
0.0087
N
7100635.45
7100635.45
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.280000%
06538DQN2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-18
2011-08-18
N
N
N
5000000.00
5000000.00
0.0061
N
5000194.00
5000194.00
BANK OF TOKYO MITSUBISHI UFJ LTD (NEW YORK BRANCH)
BANK OF TOKYO MITSUBISHI UFJ LTD ( 0.280000%
06538DRD3
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-26
2011-08-26
N
N
N
5000000.00
5000000.00
0.0061
N
5000271.50
5000271.50
BARCLAYS BANK PLC
BARCLAYS BANK PLC 0.230000%
06741GCT0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-20
2011-09-20
N
N
N
5000000.00
4998403.00
0.0061
N
4998712.00
4998712.00
BARCLAYS US FUNDING LLC
BARCLAYS US FUNDING CORP 0.210000%
06737JVB8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-11
2011-08-11
N
N
N
10000000.00
9999417.00
0.0123
N
9999549.00
9999549.00
BARCLAYS US FUNDING LLC
BARCLAYS US FUNDING CORP 0.210000%
06737JVJ1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-18
2011-08-18
N
N
N
7000000.00
6999306.00
0.0086
N
6999463.10
6999463.10
BAY AREA TOLL AUTH CALIF TOLL BRDG
BAY AREA TOLL AUTH CALIF TOLL BRDG 0.050000%
072024KX9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
MS
N/A
N/A
N
Y
Letter of Credit - LOC
BAC
N/A
N/A
5000000.00
5000000.00
0.0061
N
5000000.00
5000000.00
BNP PARIBAS SA (NEW YORK BRANCH)
BNP PARIBAS SA (NEW YORK BRANCH) 0.360000%
0556M56L4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
N
N
N
4000000.00
4000000.00
0.0049
N
4000152.40
4000152.40
BNP PARIBAS SA (NEW YORK BRANCH)
BNP PARIBAS SA (NEW YORK BRANCH) 0.330000%
05572WCC8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
N
N
7000000.00
7000000.00
0.0086
N
7000725.90
7000725.90
BNP PARIBAS SA (NEW YORK BRANCH)
BNP PARIBAS SA (NEW YORK BRANCH) 0.320000%
05572WCT1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-02
2011-09-02
N
N
N
5000000.00
5000000.00
0.0061
N
5000461.00
5000461.00
BPCE SA
BPCE SA 0.270000%
05571CVG3
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-16
2011-08-16
N
N
N
10000000.00
9998873.00
0.0123
N
9999175.00
9999175.00
BPCE SA
BPCE SA 0.260000%
05571CWF4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-15
2011-09-15
N
N
N
5000000.00
4998375.00
0.0061
N
4998653.50
4998653.50
CALIFORNIA HSG FIN AGY REV
CALIFORNIA HSG FIN AGY REV 0.050000%
13033KW70
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
FHLMC
N/A
N/A
Letter of Credit - LOC
FNMA
N/A
N/A
3400000.00
3400000.00
0.0042
N
3400000.00
3400000.00
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.170000%
1373X3VA2
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-10
2011-08-10
N
N
N
12000000.00
11999490.00
0.0147
N
11999199.60
11999199.60
CANCARA ASSET SECURITISATION LLC
CANCARA ASSET SECURITISATION LLC 0.220000%
1373X3VR5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-25
2011-08-25
N
N
N
15000000.00
14997800.00
0.0184
N
14997750.00
14997750.00
CHARIOT FUNDING LLC
CHARIOT FUNDING LLC 0.170000%
15963UWF9
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-15
2011-09-15
N
N
N
5000000.00
4998938.00
0.0061
N
4999120.00
4999120.00
COLO HSG FIN AUTH SINGLE FAMILY MTG REV
COLO HSG FIN AUTH SINGLE FAMILY MT 0.050000%
196483CV1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
JP Morgan
N/A
N/A
Y
FHLMC
N/A
N/A
FNMA
N/A
N/A
N
6500000.00
6500000.00
0.0080
N
6500000.00
6500000.00
COMMONWEALTH BANK OF AUSTRALIA
COMMONWEALTH BANK OF AUSTRALIA 0.280000%
20272AAP1
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-06
2011-10-06
N
N
N
7000000.00
6999855.00
0.0086
N
6999965.00
6999965.00
CONNECTICUT ST HEALTH & EDL FACS A
CONNECTICUT ST HEALTH & EDL FACS A 0.030000%
20774UVZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
JPM
N/A
N/A
5600000.00
5600000.00
0.0069
N
5600000.00
5600000.00
CREDIT AGRICOLE CIB (NEW YORK)
CREDIT AGRICOLE CIB (NEW YORK) 0.260000%
22532UBB9
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-02
2011-09-02
N
N
N
6000000.00
6000000.00
0.0074
N
6000232.80
6000232.80
CREDIT SUISSE NEW YORK NY
CREDIT SUISSE (NY BRANCH) 0.080000%
2254EBV16
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
5000000.00
5000000.00
0.0061
N
4999941.50
4999941.50
DEUTSCHE BANK AG (NEW YORK BRANCH)
DEUTSCHE BANK AG (NEW YORK BRANCH) 0.260000%
25152XMN7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-04
2011-08-04
N
N
N
6500000.00
6500000.00
0.0080
N
6500006.50
6500006.50
DEUTSCHE BANK AG (NEW YORK BRANCH)
DEUTSCHE BANK AG (NEW YORK BRANCH) 0.310000%
25154TW78
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
N
N
6000000.00
6000000.00
0.0074
N
6000327.00
6000327.00
DEUTSCHE BANK FINANCIAL LLC
DEUTSCHE BANK FINANCIAL LLC 0.200000%
25153KX36
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
N
N
10000000.00
9996500.00
0.0123
N
9996003.00
9996003.00
DEUTSCHE BANK SECURITIES INC.
TRI-PARTY DEUTSCHE BANK SECURITIES 0.180000%
BRSCL1ES2
0001074042
Government Agency Repurchase Agreement
Y
FEDERAL HOME LN BKS
2013-01-16
1.500000
Government Agency Debt
30900000.00
31520439.13
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
30900000.00
30900000.00
0.0379
N
30900000.00
30900000.00
FEDERAL HOME LOAN BANKS
FHLB 0.230000%
3133XXWU7
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-10-06
2011-10-06
N
N
N
7000000.00
6999486.00
0.0086
N
7001092.00
7001092.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.190000%
313396LB7
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-30
2011-08-30
N
N
N
5000000.00
4999235.00
0.0061
N
4999840.00
4999840.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC MTN 0.190000%
3134G16A7
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-02
2012-11-02
N
N
N
7000000.00
6994669.00
0.0086
N
6995128.00
6995128.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.190000%
3134G1LC6
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-29
2011-12-29
N
N
N
5000000.00
4998962.00
0.0061
N
4999865.00
4999865.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.200000%
3134G1QD9
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-03
2012-04-03
N
N
N
6000000.00
5998359.00
0.0074
N
6000108.00
6000108.00
FEDERAL HOME LOAN MORTGAGE CORPORATION
FHLMC 0.290000%
3134G1X90
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-01
2013-01-24
N
N
N
4000000.00
3997607.00
0.0049
N
3999412.00
3999412.00
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.200000%
31398A2C5
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-26
2012-07-26
N
N
N
6500000.00
6498720.00
0.0080
N
6501202.50
6501202.50
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.240000%
31398A4E9
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-17
2012-09-17
N
N
N
6000000.00
5998627.00
0.0074
N
6002970.00
6002970.00
FEDERAL NATIONAL MORTGAGE ASSOCIATION
FNMA 0.240000%
31398A7G1
Government Agency Debt
N
First Tier Security
N/A
N/A
2011-08-22
2012-12-20
N
N
N
3500000.00
3499016.00
0.0043
N
3501382.50
3501382.50
FORTIS FUNDING LLC
FORTIS FUNDING LLC 0.230000%
3495P3W19
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
N
N
12000000.00
11997623.00
0.0147
N
11998243.20
11998243.20
GEMINI SECURITIZATION CORP LLC
GEMINI SECURITIZATION CORP LLC 0.120000%
3686M1V29
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-02
2011-08-02
N
N
N
10000000.00
9999967.00
0.0123
N
9999778.00
9999778.00
GEMINI SECURITIZATION CORP LLC
GEMINI SECURITIZATION CORP LLC 0.220000%
3686M1XE1
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-14
2011-10-14
N
N
N
5000000.00
4997739.00
0.0061
N
4997401.50
4997401.50
HARRIS CNTY TEX
HARRIS CNTY TEX 144A 0.110000%
4140045M9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
GS
N/A
N/A
N
Y
Letter of Credit - LOC
SOCGEN
N/A
N/A
Standby Purchase Agreement
SOCGEN
N/A
N/A
3695000.00
3695000.00
0.0045
N
3695000.00
3695000.00
ILLINOIS ST TOLL HWY AUTH
ILLINOIS ST TOLL HWY AUTH TOLL HIG 0.050000%
452252GD5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
BCLE
N/A
N/A
N
Y
Insurance
AGO
N/A
N/A
Standby Purchase Agreement
JPM
N/A
N/A
5000000.00
5000000.00
0.0061
N
5000000.00
5000000.00
ING US FUNDING LLC
ING US FUNDING LLC 0.110000%
4497W1V45
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-04
2011-08-04
N
N
N
10000000.00
9999908.00
0.0123
N
9999767.00
9999767.00
ING US FUNDING LLC
ING US FUNDING LLC 0.150000%
4497W1VV5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-29
2011-08-29
N
N
N
5000000.00
4999417.00
0.0061
N
4999220.50
4999220.50
ING US FUNDING LLC
ING US FUNDING LLC 0.300000%
4497W1YA8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-11-10
2011-11-10
N
N
N
2500000.00
2497896.00
0.0031
N
2498028.25
2498028.25
JPMORGAN CHASE & CO
JPMORGAN CHASE & CO 0.220000%
46636JAD5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-16
2012-03-16
N
N
N
5000000.00
5000000.00
0.0061
N
4999980.00
4999980.00
JPMORGAN CHASE BANK NA
JPMORGAN CHASE BANK NA 0.280000%
48125LEB4
Other Note
N
First Tier Security
N/A
N/A
2011-10-18
2012-08-17
N
N
N
8600000.00
8600000.00
0.0106
N
8599028.20
8599028.20
KELLS FUNDING LLC
KELLS FUNDING LLC 0.360000%
48803AAW5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-15
2012-02-10
N
N
N
7000000.00
7000000.00
0.0086
N
6998922.00
6998922.00
LLOYDS TSB BANK PLC (NEW YORK BRANCH)
LLOYDS TSB BANK PLC (NEW YORK BRAN 0.360000%
53943NH35
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-11-01
2011-11-01
Y
MS
N/A
N/A
N
N
8065000.00
8065000.00
0.0099
N
8063016.01
8063016.01
LLOYDS TSB BANK PLC (NEW YORK BRANCH)
LLOYDS TSB BANK PLC (NEW YORK BRAN 0.300000%
53944AX34
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-12
2011-09-12
N
N
N
6000000.00
6000000.00
0.0074
N
6001048.80
6001048.80
MERRILL LYNCH PIERCE FENNER & SMITH INC
MERRILL LYNCH PIERCE FENNER & SM 0.210000%
BRS0YQEL4
0000728612
Other Note
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
Y
BA
N/A
N/A
N
N
4000000.00
4000000.00
0.0049
N
4000000.00
4000000.00
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.250000%
59157UVF4
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-15
2011-08-15
N
N
N
10100000.00
10099018.00
0.0124
N
10099188.97
10099188.97
METLIFE SHORT TERM FUNDING LLC
METLIFE SHORT TERM FUND 0.240000%
59157UX39
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-03
2011-10-03
N
N
N
9000000.00
8996220.00
0.0110
N
8996733.00
8996733.00
MIZUHO CORPORATE BANK LTD/NY BRANCH
MIZUHO CORPORATE BANK LTD/NY BRANC 0.290000%
60687CU62
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
N
N
N
10000000.00
10000000.00
0.0123
N
10000155.00
10000155.00
MIZUHO FUNDING LLC
MIZUHO FUNDING LLC 0.260000%
60688GX77
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-07
2011-10-07
N
N
N
15000000.00
14992742.00
0.0184
N
14993496.00
14993496.00
MONT BLANC CAPITAL CORP
MONT BLANC CAPITAL CORP 0.150000%
6117P5V12
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
12340000.00
12340000.00
0.0151
N
12339793.92
12339793.92
NATIONAL AUSTRALIA BANK LIMITED NEW YORK BRANCH
NATIONAL AUSTRALIA BANK LIMITED NE 0.280000%
63253TAH1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-10
2012-02-10
N
N
N
4000000.00
4000000.00
0.0049
N
3999036.00
3999036.00
NEW YORK CITY N Y INDL DEV AGY CIV
NEW YORK CITY N Y INDL DEV AGY CIV 0.090000%
649438HP6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
JP Morgan
N/A
N/A
N
Y
Letter of Credit - LOC
JPM
N/A
N/A
4345000.00
4345000.00
0.0053
N
4345000.00
4345000.00
NEW YORK N Y CITY HSG DEV CORP
NEW YORK NY CITY HSG DEV CORP 0.180000%
64970HAZ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
GS
N/A
N/A
Y
FNMA
N/A
N/A
N
6000000.00
6000000.00
0.0074
N
6000000.00
6000000.00
NEW YORK ST HSG FIN AGY
NEW YORK ST HSG FIN AGY REV 0.200000%
64986MC78
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
GS
N/A
N/A
Y
FHLMC
N/A
N/A
N
5200000.00
5200000.00
0.0064
N
5200000.00
5200000.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.200000%
65409SW12
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-01
2011-09-01
N
N
N
2000000.00
1999656.00
0.0025
N
1999654.40
1999654.40
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.180000%
65409SWD6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-13
2011-09-13
N
N
N
4000000.00
3999140.00
0.0049
N
3999023.60
3999023.60
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.220000%
65409SWM6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-21
2011-09-21
N
N
N
5000000.00
4998442.00
0.0061
N
4998530.00
4998530.00
NIEUW AMSTERDAM RECEIVABLES CORP
NIEUW AMSTERDAM RECEIVABLES CORP 0.250000%
65409SWN4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-22
2011-09-22
N
N
N
4000000.00
3998556.00
0.0049
N
3998796.00
3998796.00
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.200000%
6555P1X77
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-07
2011-10-07
N
N
N
10000000.00
9996278.00
0.0123
N
9996247.00
9996247.00
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.230000%
6555P1XK8
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-19
2011-10-19
N
N
N
1020000.00
1019496.00
0.0013
N
1019514.38
1019514.38
NORDEA NORTH AMERICA INC/DE
NORDEA NORTH AMERICA 0.230000%
6555P1XL6
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-20
2011-10-20
N
N
N
3085000.00
3083458.00
0.0038
N
3083499.15
3083499.15
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.150000%
65602QGK7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-02
2011-08-02
N
N
N
8000000.00
8000000.00
0.0098
N
7999964.80
7999964.80
NORINCHUKIN BANK (NEW YORK BRANCH)
NORINCHUKIN BANK (NEW YORK BRANCH) 0.150000%
65602QGP6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-04
2011-08-04
N
N
N
10000000.00
10000000.00
0.0123
N
9999933.00
9999933.00
NOVARTIS FINANCE CORP
NOVARTIS FINANCE CORP 0.260000%
6698M5VC0
Other Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-12
2011-08-12
N
N
N
3000000.00
2999762.00
0.0037
N
2999850.60
2999850.60
RABOBANK NEDERLAND NV (NY BRANCH)
RABOBANK NEDERLAND NV (NY BRANCH) 0.280000%
74977MMQ5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-15
2011-09-15
N
N
N
5000000.00
5000000.00
0.0061
N
5000230.00
5000230.00
RABOBANK NEDERLAND NV (NY BRANCH)
RABOBANK NEDERLAND NV (NY BRANCH) 0.340000%
74977MUV5
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-10-05
2011-10-05
N
N
N
5000000.00
5000000.00
0.0061
N
5001225.00
5001225.00
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.250000%
78009J2Y0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-31
2012-02-29
N
N
N
7500000.00
7500000.00
0.0092
N
7498185.00
7498185.00
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.270000%
78009J5H4
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-16
2012-05-16
N
N
N
5000000.00
5000000.00
0.0061
N
4998720.00
4998720.00
ROYAL BANK OF CANADA/NEW YORK NY
ROYAL BANK OF CANADA/NEW YORK NY 0.260000%
78009JV69
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-01
2011-10-14
N
N
N
5000000.00
5000000.00
0.0061
N
5000690.00
5000690.00
ROYAL BANK OF SCOTLAND PLC CONNECTICUT
ROYAL BANK OF SCOTLAND PLC CONNECT 0.520000%
78011H2H7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-19
2011-09-19
N
N
N
15000000.00
15000000.00
0.0184
N
15007140.00
15007140.00
SAN FRANCISCO CALIF CITY & CNTY REDEV AGY
SAN FRANCISCO CALIF CITY & CNT 0.160000%
79765TCA1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
CGMI
N/A
N/A
Y
FNMA
N/A
N/A
N
4000000.00
4000000.00
0.0049
N
4000000.00
4000000.00
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 0.290000%
83369RA84
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
7000000.00
7000000.00
0.0086
N
7000035.00
7000035.00
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 0.270000%
83369RE64
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-08
2011-10-31
Y
SGS
N/A
N/A
N
N
1500000.00
1500000.00
0.0018
N
1500003.00
1500003.00
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 0.260000%
83369RL41
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-23
2011-10-31
Y
SGS
N/A
N/A
N
N
2000000.00
2000000.00
0.0025
N
1999198.00
1999198.00
SOCIETE GENERALE (NEW YORK BRANCH)
SOCIETE GENERALE (NEW YORK BRANCH) 0.240000%
83369RM32
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-24
2011-08-24
N
N
N
10000000.00
10000000.00
0.0123
N
10000071.00
10000071.00
SOCIETE GENERALE NORTH AMERICA INC
SOCIETE GENERALE NORTH AMERICA INC 0.190000%
83365SV18
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-01
2011-08-01
N
N
N
6000000.00
6000000.00
0.0074
N
5999929.80
5999929.80
SOLITAIRE FUNDING LLC
SOLITAIRE FUNDING LLC 0.250000%
8342E3V37
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-03
2011-08-03
N
N
N
7000000.00
6999903.00
0.0086
N
6999834.80
6999834.80
SOLITAIRE FUNDING LLC
SOLITAIRE FUNDING LLC 0.210000%
8342E3W93
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-09
2011-09-09
N
N
N
10000000.00
9997725.00
0.0123
N
9997923.00
9997923.00
SOLITAIRE FUNDING LLC
SOLITAIRE FUNDING LLC 0.220000%
8342E3X68
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-06
2011-10-06
N
N
N
6000000.00
5997580.00
0.0074
N
5997676.80
5997676.80
SOLITAIRE FUNDING LLC
SOLITAIRE FUNDING LLC 0.230000%
8342E3XQ4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-24
2011-10-24
N
N
N
7500000.00
7495975.00
0.0092
N
7495903.50
7495903.50
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.300000%
86562G6A6
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-04
2011-08-04
N
N
N
7000000.00
7000000.00
0.0086
N
7000105.00
7000105.00
SUMITOMO MITSUI BANKING CORP/NEW YORK
SUMITOMO MITSUI BANKING CORP/NEW Y 0.280000%
86562G6Q1
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
N
N
N
15000000.00
15000000.00
0.0184
N
15000204.00
15000204.00
TEXAS ST
TEXAS ST 0.130000%
8827196Y8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
GS
N/A
N/A
N
Y
Standby Purchase Agreement
JPM
N/A
N/A
3900000.00
3900000.00
0.0048
N
3900000.00
3900000.00
THAMES ASSET GLOBAL SECURITIZATION N0 1 INC
THAMES ASSET GLOBAL SECURITIZATION 0.210000%
88324MXH3
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-17
2011-10-17
N
N
N
4000000.00
3998203.00
0.0049
N
3997804.40
3997804.40
THUNDER BAY FUNDING LLC
THUNDER BAY FUNDING LLC 0.170000%
88602UW89
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-09-08
2011-09-08
N
N
N
7000000.00
6998744.00
0.0086
N
6998350.10
6998350.10
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.270000%
89112YSH7
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-12
2012-01-12
N
N
N
4000000.00
4000000.00
0.0049
N
4000600.00
4000600.00
TORONTO DOMINION BANK/NY
TORONTO DOMINION BANK/NY 0.330000%
89112YVW0
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-09-06
2011-09-06
N
N
N
4000000.00
4000000.00
0.0049
N
4000735.60
4000735.60
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 0.310000%
90267AL79
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-10-04
2011-10-04
N
N
N
7345000.00
7345000.00
0.0090
N
7345213.01
7345213.01
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 0.310000%
90267AL87
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-10-07
2011-10-11
N
N
N
8290000.00
8290000.00
0.0102
N
8290389.63
8290389.63
UBS AG (STAMFORD BRANCH)
UBS AG (STAMFORD BRANCH) 0.230000%
90267AP75
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-16
2011-11-10
N
N
N
4500000.00
4500000.00
0.0055
N
4499572.50
4499572.50
UNITED STATES TREASURY
TREASURY NOTE 0.260000%
912828FW5
Treasury Debt
N
First Tier Security
N/A
N/A
2011-10-31
2011-10-31
N
N
N
5000000.00
5053702.00
0.0062
N
5055080.00
5055080.00
UNITED STATES TREASURY
TREASURY NOTE 0.150000%
912828GK0
Treasury Debt
N
First Tier Security
N/A
N/A
2012-02-29
2012-02-29
N
N
N
10000000.00
10259483.00
0.0126
N
10254300.00
10254300.00
UNITED STATES TREASURY
TREASURY NOTE 0.230000%
912828LT5
Treasury Debt
N
First Tier Security
N/A
N/A
2011-10-31
2011-10-31
N
N
N
6000000.00
6033594.00
0.0074
N
6012186.00
6012186.00
UNITED STATES TREASURY
TREASURY NOTE 0.250000%
912828LW8
Treasury Debt
N
First Tier Security
N/A
N/A
2011-09-30
2011-09-30
N
N
N
17500000.00
17521559.00
0.0215
N
17523240.00
17523240.00
UNITED STATES TREASURY
TREASURY NOTE 0.180000%
912828MJ6
Treasury Debt
N
First Tier Security
N/A
N/A
2012-01-31
2012-01-31
N
N
N
17500000.00
17560438.00
0.0215
N
17557417.50
17557417.50
UNITED STATES TREASURY
TREASURY NOTE 0.120000%
912828MQ0
Treasury Debt
N
First Tier Security
N/A
N/A
2012-02-29
2012-02-29
N
N
N
8500000.00
8537329.00
0.0105
N
8531195.00
8531195.00
WESTCHESTER CNTY N Y HEALTH CARE CORP REV
WESTCHESTER CNTY N Y HEALTH CARE C 0.150000%
957366CL9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2011-08-05
2011-08-05
Y
MS
N/A
N/A
N
Y
Letter of Credit - LOC
TD
N/A
N/A
5000000.00
5000000.00
0.0061
N
5000000.00
5000000.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.270000%
9612C4BN0
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-08
2012-01-06
N
N
N
8000000.00
8000000.00
0.0098
N
7998432.00
7998432.00
WESTPAC BANKING CORP
WESTPAC BANKING CORP 0.420000%
9612C4BP5
Financial Company Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-01
2012-01-13
N
N
N
5000000.00
5000000.00
0.0061
N
4999785.00
4999785.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORP NEW YORK 0.260000%
96121H7E8
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-05
2011-11-04
N
N
N
7000000.00
7000000.00
0.0086
N
6999055.00
6999055.00
WESTPAC BANKING CORPORATION NEW YORK BRANCH
WESTPAC BANKING CORPORATION NEW YO 0.280000%
96121H7L2
Certificate of Deposit
N
First Tier Security
N/A
N/A
2011-08-09
2011-12-09
N
N
N
5000000.00
5000000.00
0.0061
N
4999185.00
4999185.00
WINDMILL FUNDING CORP
WINDMILL FUNDING CORP 0.200000%
97342KVJ4
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-18
2011-08-18
N
N
N
10000000.00
9999056.00
0.0123
N
9999000.00
9999000.00
WINDMILL FUNDING CORP
WINDMILL FUNDING CORP 0.170000%
97342KVN5
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-08-22
2011-08-22
N
N
N
10000000.00
9999008.00
0.0123
N
9998800.00
9998800.00
WINDMILL FUNDING CORP
WINDMILL FUNDING CORP 0.210000%
97342KX45
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-04
2011-10-04
N
N
N
6000000.00
5997760.00
0.0074
N
5997666.00
5997666.00
WINDMILL FUNDING CORP
WINDMILL FUNDING CORP 0.200000%
97342KX60
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-06
2011-10-06
N
N
N
5000000.00
4998167.00
0.0061
N
4997968.50
4997968.50
WINDMILL FUNDING CORP
WINDMILL FUNDING CORP 0.230000%
97342KXH6
Asset Backed Commercial Paper
N
First Tier Security
N/A
N/A
2011-10-17
2011-10-17
N
N
N
10000000.00
9995081.00
0.0123
N
9994956.00
9994956.00