0001104659-17-022212.txt : 20170612 0001104659-17-022212.hdr.sgml : 20170612 20170407153554 ACCESSION NUMBER: 0001104659-17-022212 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414.765.5145 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 CORRESP 1 filename1.htm

 

The RBB Fund, Inc.

615 East Michigan Street

Milwaukee, Wisconsin 53202

 

April 7, 2017

 

VIA EDGAR TRANSMISSION

 

Valerie Lithotomos

Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

 

Re:          The RBB Fund, Inc. (the “Company”)
                File Nos.: 033-20827 and 811-05518

 

Dear Ms. Lithotomos:

 

The purpose of this letter is to respond to oral comments provided to U.S. Bancorp Fund Services, LLC on March 17, 2017 regarding the Company’s Post-Effective Amendment (“PEA”) No. 211 to its Registration Statement on Form N-1A.  PEA No. 211 was filed with the Securities and Exchange Commission (“SEC”) pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended (“1933 Act”), on Form N-1A on February 9, 2017.  The purpose of PEA No. 211 was to amend disclosure related to sales charge variations for the Class A Shares and register a new class — Class T Shares — on behalf of the Abbey Capital Futures Strategy Fund, a series of the Company.

 

The Company will file a subsequent PEA under Rule 485(b) to update any missing information and file updated exhibits to the Registration Statement.

 

For your convenience, the comment made by the Staff has been reproduced in bold typeface immediately followed by the Company’s response.

 

1.             Prospectus — Appendix A

 

Staff Comment: Please confirm how the Fund will update Appendix A.

 

Response: The Company supplementally confirms that it will update Appendix A, as needed.  The updated information will be filed with the SEC under either Rule 485(b) or Rule 497 of the 1933 Act, depending on the timing or materiality of the update.

 

* * * * *

 

If you have any questions or comments regarding this filing, please do not hesitate to contact Edward Paz of U.S. Bancorp Fund Services, LLC at (414) 765-5366.

 

Very truly yours,

 

/s/ James G. Shaw

 

James G. Shaw

 

Secretary

 

 

 

 

 

cc:

Salvatore Faia, The RBB Fund, Inc.

 

 

Peter Carney, Abbey Capital Limited

 

 

Jillian Bosmann, Drinker Biddle & Reath LLP