0000894189-18-000924.txt : 20180214 0000894189-18-000924.hdr.sgml : 20180214 20180214172030 ACCESSION NUMBER: 0000894189-18-000924 CONFORMED SUBMISSION TYPE: 485BXT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1933 Act SEC FILE NUMBER: 033-20827 FILM NUMBER: 18613743 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414.765.5145 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 485BXT SEC ACT: 1940 Act SEC FILE NUMBER: 811-05518 FILM NUMBER: 18613750 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414.765.5145 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000061328 Aquarius International Fund C000198553 Aquarius International Fund 485BXT 1 rbb-aquarius_485bxt.htm DESIGNATION OF NEW EFFECTIVE DATE
 
Filed with the Securities and Exchange Commission on February 14, 2018

1933 Act Registration File No.   033-20827
1940 Act File No. 811- 05518

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549
 
FORM N-1A
 
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No.
    
[
  
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Post-Effective Amendment No.
237
  
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and/or
 
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
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X
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Amendment No.
 239  
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 X
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(Check appropriate box or boxes.)

THE RBB FUND, INC.
(Exact Name of Registrant as Specified in Charter)
 
615 East Michigan Street
Milwaukee, Wisconsin  53202
 (Address of Principal Executive Offices, including Zip Code)
 
Registrant’s Telephone Number, including Area Code:  (302) 791-1851
Copies to:
 
SALVATORE FAIA
 
MICHAEL P. MALLOY, ESQUIRE
The RBB Fund, Inc.
 
Drinker Biddle & Reath LLP
615 East Michigan Street,
 
One Logan Square, Suite 2000
Milwaukee, Wisconsin  53202
 
Philadelphia, Pennsylvania 19103-6996

It is proposed that this filing will become effective (check appropriate box)

[
  
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immediately upon filing pursuant to paragraph (b)
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X
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on February 21, 2018 pursuant to paragraph (b)
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60 days after filing pursuant to paragraph (a)(1)
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on (date) pursuant to paragraph (a)(1)
[
  
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75 days after filing pursuant to paragraph (a)(2)
[
  
]
on (date) pursuant to paragraph (a)(2) of Rule 485.
 
If appropriate, check the following box:

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This post-effective amendment designates a new effective date for a previously filed post-effective amendment.




 

EXPLANATORY NOTE

Designation of New Effective Date for Previously Filed Post-Effective Amendment

Post-Effective Amendment No. 231  (the “Amendment”) was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933, as amended (the “1933”) Act, on December 1, 2017 and pursuant to Rule 485(a)(2) would have become effective on February 14, 2018.

This Post-Effective Amendment No. 237 is being filed pursuant to Rule 485(b)(1)(iii) under the 1933 Act for the sole purpose of designating February 21, 2018 as the new date upon which the Amendment shall become effective.

This Post-Effective Amendment No. 237 incorporates by reference the information contained in Parts A, B and C of the Amendment.




SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended (the “1933 Act”), and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment to its Registration Statement under Rule 485(b) under the 1933 Act and has duly caused this Post-Effective Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Chadds Ford, and Commonwealth of Pennsylvania on February 14, 2018.
 
 
THE RBB FUND, INC.

By: /s/ Salvatore Faia                       
Salvatore Faia
President
 
Pursuant to the requirements of the 1933 Act, this Amendment to Registrant’s Registration Statement has been signed below by the following persons in the capacities and on the date indicated.
     
 
SIGNATURE
 
TITLE
DATE
/s/ Salvatore Faia 
Salvatore Faia
President (Principal Executive Officer) and Chief Compliance Officer
February 14, 2018
     
/s/ James G. Shaw 
James G. Shaw
Treasurer (Chief Financial Officer) and Secretary
February 14, 2018
     
*J. Richard Carnall 
J. Richard Carnall
Director
February 14, 2018
     
*Julian A. Brodsky 
Julian A. Brodsky
Director
February 14, 2018
     
*Arnold M. Reichman 
Arnold M. Reichman
Director
February 14, 2018
     
*Robert Sablowsky 
Robert Sablowsky
Director
February 14, 2018
     
*Robert Straniere 
Robert Straniere
Director
February 14, 2018
     
*Nicholas A. Giordano 
Nicholas A. Giordano
Director
February 14, 2018
     
*Gregory P. Chandler 
Gregory P. Chandler
Director
February 14, 2018
     
 
*By:  /s/ Salvatore Faia 
Salvatore Faia
Attorney-in-Fact
 
February 14, 2018

THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Julian A. Brodsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 
DATED:
February 16, 2017
   
   
 
/s/ Julian A. Brodsky
 
Julian A. Brodsky 

 
 
 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, J. Richard Carnall, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 


 
DATED:
February 16, 2017
   
   
 
/s/ J. Richard Carnall
 
J. Richard Carnall 
   
 

 
 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Nicholas A. Giordano, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 

 

DATED:
February 16, 2017
   
   
 
/s/ Nicholas A. Giordano
 
Nicholas A. Giordano 
   
 
 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Arnold M. Reichman, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 

 
DATED:
February 16, 2017
   
   
 
/s/ Arnold M. Reichman
 
Arnold M. Reichman
 

 
 

 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Robert Sablowsky, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 

 
DATED:
February 16, 2017
   
   
 
/s/ Robert Sablowsky
 
Robert Sablowsky 

 
 
 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Robert A. Straniere, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 

 

DATED:
February 16, 2017
   
   
 
/s/ Robert Straniere
 
Robert Straniere 
   
 
 
THE RBB FUND, INC.
 
(the “Company”)
 
POWER OF ATTORNEY
 
Know All Men by These Presents, that the undersigned, Gregory P. Chandler, hereby constitutes and appoints Salvatore Faia, Michael P. Malloy, James G. Shaw, Edward Paz, and Robert Amweg, his true and lawful attorneys, to execute in his name, place, and stead, in his capacity as Director or officer, or both, of the Company, the Registration Statement and any amendments thereto and all instruments necessary or incidental in connection therewith, and to file the same with the Securities and Exchange Commission; and said attorneys shall have full power and authority to do and perform in his name and on his behalf, in any and all capacities, every act whatsoever requisite or necessary to be done in the premises, as fully and to all intents and purposes as he might or could do in person, said acts of said attorneys being hereby ratified and approved.
 

 

DATED:
February 16, 2017
   
   
 
/s/ Gregory P. Chandler
 
Gregory P. Chandler