0000894189-17-002815.txt : 20170526 0000894189-17-002815.hdr.sgml : 20170526 20170526112556 ACCESSION NUMBER: 0000894189-17-002815 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170526 DATE AS OF CHANGE: 20170526 EFFECTIVENESS DATE: 20170526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBB FUND, INC. CENTRAL INDEX KEY: 0000831114 IRS NUMBER: 510312196 STATE OF INCORPORATION: MD FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-20827 FILM NUMBER: 17872463 BUSINESS ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414.765.5145 MAIL ADDRESS: STREET 1: 615 E. MICHIGAN ST. CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: RBB FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FUND INC /DE/ DATE OF NAME CHANGE: 19600201 0000831114 S000057227 Orinda Income Opportunities Fund C000182370 Class A OIOAX C000182371 Class I OIOIX C000182372 Class D OIODX 24F-2NT 1 rbb-orinda_24f2nt.htm ANNUAL NOTICE OF SECURITIES SOLD

 
 
           
UNITED STATES
     
OMB APPROVAL
           
SECURITIES AND EXCHANGE COMMISSION
     
 
 
           
Washington, D.C.  20549
     
 OMB Number:  3235-0456
                   
 Expires:  March 31, 2018
           
FORM 24F-2
     
 Estimated average burden
           
Annual Notice of Securities Sold
     
 hours per response……2
           
Pursuant to Rule 24f-2
         
                       
           
Read instructions at end of Form before preparing Form.
         
 
 
1.
 
Name and address of issuer:
 
 
 
 
 
 
                   
 
 
       
THE RBB FUND, INC.
         
 
 
       
615 East Michigan Street
         
 
 
       
Milwaukee, WI 53202
         
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
 
2.
 
The name of each series or class of securities for which this Form is filed (If the Form is being filed for all series
 
 
 
 
and classes of securites of the issuer, check the box but do not list series or classes):                         [  ]
[  ]
 
 
 
                   
 
 
       
Orinda Income Opportunities Fund
         
 
 
                   
 
 
                   
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
 
3.
 
Investment Company Act File Number:
   
0000831114
   
 
 
                   
 
 
                   
 
 
 
Securities Act File Number:  
 
033-20827
   
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
 
4(a).
Last day of fiscal year for which this Form is filed:
         
 
 
             
February 28, 2017
   
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                   
 
4(b).
[  ]
 
Check box if this Form is being filed late (i.e., more than 90 calendar days after the end of the
   
 
 
   
issuer's fiscal year).  (See Instruction A.2)
         
 
 
                   
 
Note: If the Form is being filed late, interest must be paid on the registration fee due.
   
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                   
 
4(c).
[  ]
 
Check box if this is the last time the issuer will be filing this Form.
         
 
 
                   
 
 
                   
 
 
                   
 
 
                   
 
 
                   
 
 
 
 
 
 
 
 
 
 
 
 
   
Persons who respond to the collection of information contained in this form are not required to respond unless       
   
the form displays a currently valid OMB control number.       
                       
SEC 2393 (6-02)
               
 

 
5.
Calculation of registration fee:
 
 
 
 
 
 
 
                   
 
 
(i)
 
Aggregate sale price of securities sold during the
         
 
 
   
fiscal year pursuant to section 24(f):
     
$
159,192,391
 
 
                   
 
 
(ii)
 
Aggregate price of securities redeemed or
         
 
 
   
repurchased during the fiscal year:
 
$
85,966,330
   
 
 
                   
 
 
(iii)
 
Aggregate price of securities redeemed or
         
 
 
   
repurchased during any prior fiscal year ending no
         
 
 
   
earlier than October 11, 1995 that were not
         
 
 
   
previously used to reduce registration fees payable
         
 
 
   
to the Commission:  
 
$
1,126,028
   
 
 
                   
 
 
(iv)
 
Total available redemption credits [add Items 5(ii) and 5(iii)]:
     
-$
87,092,358
 
 
                   
 
 
                   
 
 
(v)
 
Net sales - if Item 5(i) is greater than Item 5(iv)
         
 
 
   
[subtract Item 5(iv) from Item 5(i)]:
     
$
72,100,033
 
 
                   
 
 
(vi)
Redemption credits available for use in future years
 
$(
0
)
 
 
 
 
- if Item 5(i) is less than Item 5(iv) [subtract Item
     
 
 
 
 
 
5(iv) from Item 5(i)]:
         
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
                   
 
 
(vii)
Multiplier for determining registration fee (See
         
 
 
 
Instruction C.9):
         
x
0.0001159
 
 
                   
 
 
(viii)
Registration fee due [multiply Item 5(v) by Item
         
 
 
 
5(vii)]  (enter "0" if no fee is due):
       
=$
8,356.39
 
 
 
 
 
 
 
 
 
 
 
 
 
6.
Prepaid Shares
             
 
 
                   
 
 
If the response to item 5(i) was determined by deducting an amount of securities that were registered under the
 
 
 
Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then
   
 
 
report the amount of securities (number of shares or other units) deducted here :          N/A         . If there is a
 
 
number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal
 
 
 
year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number
 
 
 
here :          N/A         .   
       
 
 
 
 
 
 
 
 
 
 
 
 
 
7.
Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year
   
 
 
(see Instruction D):
             
 
 
                   
 
 
               
+$
0
 
 
 
 
 
 
 
 
 
 
 
 
 
8.
Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]:
   
 
 
                   
 
 
               
=$
8,356.39
 
 
 
 
 
 
 
 
 
 
 
 
 
9.
Date the registration fee and any interest payment was sent to the Commission's lockbox depository:
5/25/2017
 
 
 
                   
 
 
 
Method of Delivery:
             
 
 
                   
 
 
 
[ X ]
 
Wire Transfer
         
 
 
                   
 
 
 
[  ]
 
Mail or other means
         
 
 
 
 
 
 
 
 
 
 
 
 
 

                       
           
SIGNATURES
         
                       
   
This report has been signed below by the following persons on behalf of the issuer and in the capacities
   
   
and on the dates indicated.
             
                       
                       
   
By (Signature and Title)
 
/s/ James Shaw
 
 
 
   
                       
           
Treasurer & Secretary
 
 
 
   
                       
   
Date
May 23, 2017