-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LzuGiCJmdHwNCEaJPw9+5yS8NHZaCFwkHBPniyXKE97duJr5c2mebWHhfxu4+6qy A5U5UowWtaV6tmS03eO/DQ== 0001436526-08-000005.txt : 20081031 0001436526-08-000005.hdr.sgml : 20081031 20081031160424 ACCESSION NUMBER: 0001436526-08-000005 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20081031 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20081031 DATE AS OF CHANGE: 20081031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 081154639 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroupform8k20081031.htm CITIGROUP INC. FORM 8-K citigroupform8k20081031.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)       October 31, 2008
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)
 
                                                                &# 160;           
 
 Delaware 1-9924  52-1568099
 --------------- -----------  -------------------
 (State or other  jurisdiction of  incorporation) (Commission File Number) (IRS Employer Identification No.)
 
 
399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 
 


Citigroup Inc.
 Current Report on Form 8-K
Item 8.01  Other Events.

Notice filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in the second quarter of 2008 made pursuant to Regulation S under the Securities Act of 1933.

Item 9.01  Financial Statements and Exhibits.


(d)           Exhibits.

Exhibit Number

99.1  
    Rule 135c Notice relating to Citigroup’s GBP 750,000,000 7.625% notes due April 2018.
 
99.2  
    Rule 135c Notice relating to Citigroup’s SGD 590,000,000 4.980% notes due June 2013.
 
99.3  
    Rule 135c Notice relating to Citigroup’s GBP 800,000,000 6.80% notes due June 2038.
 
99.4  
    Rule 135c Notice relating to Citigroup’s THB 2,453,000,000 6.18% notes due July 2011.
 

 




 
 
 


SIGNATURE

            Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated:  October 31, 2008                                                                           CITIGROUP INC.


By:           /s/  Michael J. Tarpley                                                                
Name:             Michael J. Tarpley
Title:               Assistant Secretary




 
 
 

EXHIBIT INDEX


Exhibit Number


99.1  
    Rule 135c Notice relating to Citigroup’s GBP 750,000,000 7.625% notes due April 2018.
 
99.2  
    Rule 135c Notice relating to Citigroup’s SGD 590,000,000 4.980% notes due June 2013.
 
99.3  
    Rule 135c Notice relating to Citigroup’s GBP 800,000,000 6.80% notes due June 2038.
 
99.4  
    Rule 135c Notice relating to Citigroup’s THB 2,453,000,000 6.18% notes due July 2011.
 








 
 
 

EX-99.1 2 exhibit99-1.htm RULE 135C NOTICE CITIGROUP?S GBP 750,000,000 7.625% NOTES DUE APRIL 2018 exhibit99-1.htm
 EXHIBIT 99.1
 
 
 
 
Citigroup Inc.
GBP 750,000,000 7.625% Fixed Rate Notes due April 2018
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.
Issuer:
Citigroup Inc.
 
  
2.
Specified Currency:
Sterling ("GBP")
 
  
3.
Series Aggregate Nominal Amount:
(i)  Tranche 1:
(ii) Tranche 2:
GBP 750,000,000
GBP 500,000,000
GBP 250,000,000
 
  
4.
Issue Price:
(i)  Tranche 1:
(ii) Tranche 2:
 
99.682%.
101.442% plus accrued interest from April 3, 2008.
 
  
5.
 (i) Specified Denominations:
GBP 50,000 and integral multiples of GBP 1,000 thereafter
 
  
(ii) Calculation Amount:
GBP 1,000.
 
  
6.
Issue Date:
(i) Tranche 1:
(ii) Tranche 2:
 
April 3, 2008
April 11, 2008
 
  
7.
Maturity Date:
April 3, 2018
 
  
8.
Interest Basis:
The Notes will bear interest annually in arrears at a fixed rate of interest from and including  April 3, 2008 to but excluding the Maturity Date.
 
  
9.
Status of the Notes:
Senior
 
  
 
 
 
- 1 - -
 
 
 
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
10.
Fixed Rate Note Provisions:
Applicable
 
 
(i)Rate of Interest:
7.625% per annum payable annually in arrears
 
 
(ii)Interest Payment Dates:
April 3 in each year commencing April 3, 2009, adjusted in accordance with the Modified Following Business Day Convention. No adjustment will be made to the Fixed Coupon Amount.
 
 
(iii)Fixed Coupon Amount:
GBP 76.25 per Calculation Amount
 
 
(iv)Day Count Fraction:
Actual/Actual (ICMA)
 
 
 
 
PROVISIONS RELATING TO REDEMPTION
 
11.         Final Redemption Amount:
Par
 
12.         Early Redemption Amount:
Par, payable on redemption for taxation reasons or on event of default or other early redemption
 
 
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
13.
Form of Notes:
Bearer Notes
 
14.
Financial Center for Payment Dates:
London
 
15.
Redenomination, renominalisation and reconventioning provisions:
 
Applicable
 
16.
Consolidation provisions:
Applicable
 
 
 
 
DISTRIBUTION
 
17.          TEFRA:
The D Rules are applicable
 
18.    
 Listing:
Luxembourg
 
 
OPERATIONAL INFORMATION
 
ISIN Code:
XS0355738799
 
Common Code:
035573879

 

 
- 2 - - 
 

EX-99.2 3 exhibit99-2.htm RULE 135C NOTICE CITIGROUP?S SGD 590,000,000 4.980% NOTES DUE JUNE 2013 exhibit99-2.htm
 
 
 
EXHIBIT 99.2
 

Citigroup Inc.
SGD 590,000,000 4.980% Senior Notes due June 2013
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.
Issuer:
Citigroup Inc.
 
2.
Specified Currency:
Singapore Dollars ("SGD")
 
3.
Nominal Amount:
SGD 590,000,000
 
4.
Issue Price:
100.00%
 
5.
Specified Denominations:
SGD 250,000 and integral multiples of SGD 10,000 in excess thereof.
 
6.
Issue Date:
20 June 2008
 
7.
Maturity Date:
20 June 2013
 
8.
Interest Basis:
The Notes will bear interest payable semi-annually in arrears at a fixed rate of interest from and including the Issue Date to but excluding the Maturity Date
 
9.
Redemption/Payment Basis:
Redemption at par
 
10.
Status of the Notes:
Senior
 
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
  
11.
Fixed Rate Note Provisions:
Applicable
 
  
 
(i)Rate of Interest:
4.980% per annum payable semi-annually in arrears
 
  
 
(ii)Interest Payment Dates:
20 June and 20 December in each year from, and including, 20 December 2008 to and including the Maturity Date, subject to adjustment in accordance with the Modified Following Business Day Convention
 
  
 
(iii)Fixed Coupon Amount:
SGD 249 per SGD 10,000 principal amount
 
  
 
(iv)Day Count Fraction:
Actual/365 Fixed (unadjusted)
  
 
 
 
 
 
 
 
PROVISIONS RELATING TO REDEMPTION
 
12.
Final Redemption Amount:
Par
 
13.
Early Redemption Amount:
Par, payable upon event of default or redemption for tax reasons

 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
14.
Form of Notes:
Bearer Notes
 
15.
Financial Centers  for Payment Dates:
London, New York and Singapore
 
16.
Redenomination, renominalisation and reconventioning provisions:
Applicable
 
17.
Consolidation provisions:
Applicable in the event of re-opening

 
DISTRIBUTION
 
18.
TEFRA:
The D Rules are applicable
 
19.
Listing:
Singapore Stock Exchange
 
20.
Additional selling restrictions:
Limited to institutional and sophisticated investors under Section 274 and/or 275 of the Securities and Futures Act 2001.
 
 
OPERATIONAL INFORMATION
 
ISIN Code:
XS0371091777
 
  
Common Code:
037109177
  

 

 
 
 

EX-99.3 4 exhibit99-3.htm RULE 135C NOTICE CITIGROUP?S GBP 800,000,000 6.80% NOTES DUE JUNE 2038 exhibit99-3.htm
 
 
 
EXHIBIT 99.3
 

 
Citigroup Inc.
GBP 800,000,000 6.80%. Fixed Rate Notes due June 2038
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.
Issuer:
Citigroup Inc.
 
2.
Specified Currency:
Sterling ("GBP")
 
3.
Aggregate Nominal Amount:
GBP 800,000,000
 
4.
Issue Price:
99.468%
 
5.
(i)            Specified Denominations:
GBP 50,000 and integral multiples of GBP 1,000 thereafter
 
(ii)           Calculation Amount:
GBP 1,000
 
6.
Issue Date:
25 June 2008
 
7.
Maturity Date:
25 June 2038
 
8.
Interest Basis:
The Notes will bear interest semi-annually in arrears at a fixed rate of interest from and including the Issue Date to but excluding the Maturity Date.
 
9.
Redemption/Payment Basis:
Redemption at par
 
10.
Status of the Notes:
Senior

 
PROVISIONS RELATING TO INTEREST PAYABLE
 
11.
Fixed Rate Note Provisions:
Applicable
 
 
(i)     Rate of Interest:
6.80% per annum payable semi-annually in arrears
 
 
(ii)    Interest Payment Dates:
25 December and 25 June in each year, as adjusted in accordance with the Modified Following Business Day Convention. No adjustment will be made to the Fixed Coupon Amount.
 
 
 
 
- 1 - -
 
 
 
(iii)   Fixed Coupon Amount:
GBP 34.00 per Calculation Amount
 
 
(iv)   Day Count Fraction:
Actual/Actual (ICMA)

 
PROVISIONS RELATING TO REDEMPTION
 
12.
Final Redemption Amount:
Par
 
13.
Early Redemption Amount:
Par, payable upon redemption for tax purposes or on event of default.

 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
14.
Form of Notes:
Bearer Notes.
 
15.
Financial Center for Payment Dates:
London
 
16.
Redenomination, renominalisation and reconventioning provisions:
Applicable.
 
17.
Consolidation provisions:
Applicable in the event of re-opening.

 
DISTRIBUTION
 
18.                         TEFRA:
 
    The D Rules are applicable
 
19.
 Listing:
                            Luxembourg
 

 
OPERATIONAL INFORMATION
 
  ISIN Code:
XS0372391945
 
  Common Code:
037239194

 

 
- 2 - - 
 

EX-99.4 5 exhibit99-4.htm RULE 135C NOTICE CITIGROUP?S THB 2,453,000,000 6.18% NOTES DUE JULY 2011 exhibit99-4.htm
 
 
 
EXHIBIT 99.4
 

 

 
Citigroup Inc.
THB 2,453,000,000 6.18% Notes due July 2011

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

1.
Issuer:
Citigroup Inc.
 
2.
Specified Currency:
Thai Baht (“THB”)
 
3.
Aggregate Nominal Amount:
THB 2,453,000,000
 
4.
Issue Price:
100.00%
 
5.
Specified Denominations:
THB 1,000 per Note
 
6.
Issue Date:
June 30, 2008
 
7.
Maturity Date:
July 4, 2011
 
8.
Interest Basis:
Interest semi-annually in arrears at a fixed rate from and including the Issue Date to but excluding the Maturity Date.
 
9.
Redemption/Payment Basis:
Redemption at par
 
10.
Status of the Notes:
Senior

 
PROVISIONS RELATING TO INTEREST PAYABLE
 
11.
Fixed Rate Note Provisions:
Applicable
 
 
(i)Rate of Interest:
6.18% per annum payable semi-annually in arrears
 
 
(ii)Interest Payment Dates:
June 30 and December 30 in each year.  Following business day convention.
 
 
(iii)Day Count Fraction:
Actual/365 (fixed) unadjusted, except for payment on the Maturity Date, which will be adjusted.
 

 
 
- 1 - -
 
 
PROVISIONS RELATING TO REDEMPTION
 
12.
Final Redemption Amount:
Par
 
13.
Early Redemption Amount:
Par, payable upon event of default or redemption for taxation reasons.

 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
14.
Form of Notes:
Registered Notes
 
15.
Financial Center for Payment Dates:
Bangkok
 
16.
TEFRA:
The D Rules are applicable
 
17.
Listing:
Thai Bond Market Association
 
18.
Paying Agent:
Thailand Securities Depository Company Limited
 
19.
ISIN:
TH093403L706

 
- 2 - - 
 


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