0001209191-16-151947.txt : 20161123
0001209191-16-151947.hdr.sgml : 20161123
20161123160203
ACCESSION NUMBER: 0001209191-16-151947
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161122
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIGROUP INC
CENTRAL INDEX KEY: 0000831001
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 521568099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 388 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 2125591000
MAIL ADDRESS:
STREET 1: 388 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS GROUP INC
DATE OF NAME CHANGE: 19950519
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS INC
DATE OF NAME CHANGE: 19940103
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMERICA CORP /NEW/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gerspach John C
CENTRAL INDEX KEY: 0001321140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09924
FILM NUMBER: 162016597
MAIL ADDRESS:
STREET 1: C/O CORPORATE LAW DEP'T, CITIGOUP INC.
STREET 2: 425 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-22
0
0000831001
CITIGROUP INC
C
0001321140
Gerspach John C
C/O CORPORATE LAW DEP'T, CITIGROUP INC.
153 EAST 53RD STREET, 19TH FLOOR
NEW YORK
NY
10022
0
1
0
0
Chief Financial Officer
Common Stock
2016-11-22
4
M
0
150000
49.10
A
402269.09
D
Common Stock
2016-11-22
4
F
0
141576.63
55.54
D
260692.46
D
Common Stock
14890
I
By 2015 GRAT 1
Common Stock
16909
I
By 2015 GRAT 2
Common Stock
40000
I
By 2016 GRAT 1
Common Stock
40000
I
By 2016 GRAT 2
Employee Stock Options (Right to Buy)
49.10
2016-11-22
4
M
0
150000
0.00
D
2012-02-14
2017-02-14
Common Stock
150000
0
D
On February 14, 2011, the Issuer awarded 150,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 are exempted pursuant to Rule 16b-3.
Reflects the following distributions from the Reporting Person's current and expired Grantor Retained Annuity Trusts ("GRATs") to the Reporting Person's direct holdings that occurred since his last Form 4 filing on February 18, 2016: 27,330 shares from 2014 GRAT-1 on May 25, 2016; 25,110 shares from 2015 GRAT-1 on May 25, 2016; 23,091 shares from 2015 GRAT-2 on November 9, 2016; and 16,867 shares from 2014 GRAT-2 on November 13, 2016.
Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3.
On May 10, 2016, the Reporting Person transferred 40,000 shares to the 2016 GRAT-1, of which he is the Trustee.
On November 9, 2016, the Reporting Person transferred 40,000 shares to the 2016 GRAT-2, of which he is the Trustee.
John C. Gerspach by Joseph B. Wollard, Attorney-in-Fact
2016-11-23