0001209191-16-149844.txt : 20161114 0001209191-16-149844.hdr.sgml : 20161111 20161114174805 ACCESSION NUMBER: 0001209191-16-149844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161111 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Forese James A. CENTRAL INDEX KEY: 0001433386 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 161996684 MAIL ADDRESS: STREET 1: CITIGROUP INC STREET 2: 425 PARK AVENUE, 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-11 0 0000831001 CITIGROUP INC C 0001433386 Forese James A. C/O CITIGROUP INC. CORPORATE LAW DEPT. 153 EAST 53RD STREET, 19TH FLOOR NEW YORK NY 10022 0 1 0 0 President Common Stock 2016-11-11 4 M 0 100000 49.10 A 626794.52 D Common Stock 2016-11-11 4 F 0 95881.52 53.61 D 530913 D Employee Stock Options (Right to Buy) 49.10 2016-11-11 4 M 0 100000 0.00 D 2012-02-14 2017-02-14 Common Stock 100000 75000 D On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 100,000 employee stock options exempted pursuant to Rule 16b-3. Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3. James Forese by Joseph B. Wollard, Attorney-in-Fact 2016-11-14