0001209191-16-149844.txt : 20161114
0001209191-16-149844.hdr.sgml : 20161111
20161114174805
ACCESSION NUMBER: 0001209191-16-149844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161111
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIGROUP INC
CENTRAL INDEX KEY: 0000831001
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 521568099
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 388 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
BUSINESS PHONE: 2125591000
MAIL ADDRESS:
STREET 1: 388 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10013
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS GROUP INC
DATE OF NAME CHANGE: 19950519
FORMER COMPANY:
FORMER CONFORMED NAME: TRAVELERS INC
DATE OF NAME CHANGE: 19940103
FORMER COMPANY:
FORMER CONFORMED NAME: PRIMERICA CORP /NEW/
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forese James A.
CENTRAL INDEX KEY: 0001433386
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09924
FILM NUMBER: 161996684
MAIL ADDRESS:
STREET 1: CITIGROUP INC
STREET 2: 425 PARK AVENUE, 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-11
0
0000831001
CITIGROUP INC
C
0001433386
Forese James A.
C/O CITIGROUP INC. CORPORATE LAW DEPT.
153 EAST 53RD STREET, 19TH FLOOR
NEW YORK
NY
10022
0
1
0
0
President
Common Stock
2016-11-11
4
M
0
100000
49.10
A
626794.52
D
Common Stock
2016-11-11
4
F
0
95881.52
53.61
D
530913
D
Employee Stock Options (Right to Buy)
49.10
2016-11-11
4
M
0
100000
0.00
D
2012-02-14
2017-02-14
Common Stock
100000
75000
D
On February 14, 2011, the Issuer awarded 175,000 employee stock options to the Reporting Person in accordance with Rule 16b-3. The transactions reported on this Form 4 represent a partial exercise and conversion of 100,000 employee stock options exempted pursuant to Rule 16b-3.
Payment of exercise price and tax liability by withholding securities incident to the exercise of employee stock options issued in accordance with Rule 16b-3.
James Forese by Joseph B. Wollard, Attorney-in-Fact
2016-11-14