-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MST/1kg7gV0ZJv0tqzTmFx3f+EZbvTgaPdWQ3iCBa4l9Lc7UR0lMS+ociTmtNV9E pEBYyB+ycZgsBYkblUEwUg== 0001209191-10-048277.txt : 20101001 0001209191-10-048277.hdr.sgml : 20101001 20101001171045 ACCESSION NUMBER: 0001209191-10-048277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100929 FILED AS OF DATE: 20101001 DATE AS OF CHANGE: 20101001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EDUCATION MANAGEMENT CORPORATION CENTRAL INDEX KEY: 0000880059 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 251119571 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 300 SIXTH AVENUE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4125620900 MAIL ADDRESS: STREET 1: 300 SIXTH AVE CITY: PITTSBURGH STATE: PA ZIP: 15222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34466 FILM NUMBER: 101103235 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER NAME: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER NAME: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-09-29 0 0000880059 EDUCATION MANAGEMENT CORPORATION EDMC 0000831001 CITIGROUP INC 399 PARK AVENUE, 3RD FLOOR NEW YORK NY 10043 0 0 1 0 Common Stock 2010-09-29 4 S 0 46200 11.96 D 1816306 I By Subsidiary Common Stock 2010-09-30 4 P 0 46200 11.96 A 1816306 I By Subsidiary Put Option (right to sell) 10.00 2010-09-29 4 S 0 1650 1.90 D 2011-03-19 2011-03-19 Common Stock 165000 0 I By Subsidiary Put Option (right to sell) 10.00 2010-09-30 4 P 0 1650 2.05 A 2011-03-19 2011-03-19 Common Stock 165000 0 I By Subsidiary These transactions were made by Citigroup Global Markets Inc. ("CGMI"). The reporting person may be deemed a member of a group beneficially owning 10% or more of the common stock of the issuer within the meaning of Section 13(d) of the Securities Exchange Act of 1934 ("Exchange Act"). Except as set forth below, the reporting person disclaimed beneficial ownership of all securities other than those reported above, and this report shall not be deemed an admission that such a group exists or that the reporting person is the beneficial owner of the securities of such group for purposes of Section 16 or for any other purpose. The securities reporting herein are directly beneficially owned by Citigroup Private Equity LP ("CPE") and CGMI, each of which is an indirect wholly-owned subsidiary of the reporting person. Citigroup Alternative Investments LLC ("CAI") is the sole stockholder of CPE. Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup ("Citigroup") is the sole stockholder of each of CAI and CGMH. CAI, CFP, CGMH and Citigroup are indirect beneficial owners of the securities reported herein. /s/ Citigroup, Inc., By: /s/ Ali L. Karshan, Assistant Secretary 2010-10-01 -----END PRIVACY-ENHANCED MESSAGE-----