0001193125-16-482017.txt : 20160226 0001193125-16-482017.hdr.sgml : 20160226 20160226161610 ACCESSION NUMBER: 0001193125-16-482017 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20160226 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160226 DATE AS OF CHANGE: 20160226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 161462043 BUSINESS ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 388 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10013 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 d140318d8k.htm FORM 8-K Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) February 26, 2016

 

 

Citigroup Inc.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware

  

1-9924

  

52-1568099

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

399 Park Avenue, New York, New York 10022

 

(Address of principal executive offices) (Zip Code)

(212) 559-1000

 

(Registrant’s telephone number, including area code)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Citigroup Inc.

Current Report on Form 8-K

Item 8.01 Other Events.

Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in the second half of 2014 and first quarter of 2015 made pursuant to Regulation S under the Securities Act of 1933.

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

   

Exhibit Number

       
    99.1       Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 2.125% notes due September 2026.
    99.2       Rule 135c Notice relating to Citigroup’s EUR 1,500,000,000 1.375% notes due October 2021.
    99.3       Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due November 2019.
    99.4       Rule 135c Notice relating to Citigroup’s AUD 78,300,000 2.63% notes due February 2020
    99.5       Rule 135c Notice relating to Citigroup’s USD 30,600,000 1.51% notes due February 2020.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: February 26, 2016     CITIGROUP INC.
    By:   /s/ Barbara Politi
    Name: Barbara Politi
    Title: Assistant Secretary

EXHIBIT INDEX

 

Exhibit Number

       
  99.1       Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 2.125% notes due September 2026.
  99.2       Rule 135c Notice relating to Citigroup’s EUR 1,500,000,000 1.375% notes due October 2021.
  99.3       Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due November 2019.
  99.4       Rule 135c Notice relating to Citigroup’s AUD 78,300,000 2.63% notes due February 2020
  99.5       Rule 135c Notice relating to Citigroup’s USD 30,600,000 1.51% notes due February 2020.
 EX-99.1 2 d140318dex991.htm RULE 135C NOTICE TO CITIGROUP'S EUR 1,000,000,000 2.125% NOTES RULE 135C NOTICE TO CITIGROUP'S EUR 1,000,000,000 2.125% NOTES Rule 135c Notice to Citigroup's EUR 1,000,000,000 2.125% notes

Exhibit 99.1

Citigroup Inc.

EUR 1,000,000,000 2.125% Fixed Rate Notes due 10 September 2026

under the

Programme for the issuance of Euro Medium-Term Notes, Series B

 

1.   Specified Currency:     Euro (“EUR”)
2.   Aggregate Nominal Amount of the Series:     EUR 1,000,000,000
3.   Issue Price     99.529%. of the Aggregate Nominal Amount
4.   (i)   Specified Denominations:     EUR 100,000 and integral multiples of EUR 1,000 in excess thereof up to and including EUR 199,000
  (ii)   Calculation Amount:     EUR 1,000
5.   Issue Date:     10 September 2014
6.   Maturity Date:     10 September 2026
7.   Interest Basis:     2.125% Fixed Rate
8.   Redemption/Payment Basis:     Redemption at par
9.   Put/Call Options:     Not Applicable
10.   Status of the Notes:     Senior
PROVISIONS RELATING TO INTEREST PAYABLE
111.   Fixed Rate Note Provisions:   Applicable
  (i)   Rate of Interest:     2.125%. per annum payable annually in arrears
  (ii)   Interest Payment Dates:     10 September in each year from, and including, 10 September 2015 to, and including, 10 September 2026
  (iii)   Fixed Interest Amount:     EUR 21.25 per Calculation Amount
  (iv)   Day Count Fraction:     Actual/ Actual (ICMA)
12.   Final Redemption Amount:   EUR 1,000 per Calculation Amount
GENERAL PROVISIONS APPLICABLE TO THE NOTES
13.   Form of Notes:     Registered Notes:
      Global Registered Note exchangeable for Individual Note Certificates in the limited circumstances specified in the Global Registered Note
14.  

Additional Financial Center relating to

Payment Dates:

     London
  LISTING AND ADMISSION TO TRADING
  Listing:     Luxembourg
15.   OPERATIONAL INFORMATION    
  ISIN Code:     XS1107727007
  Common Code:     110772700

 

-1-

EX-99.2 3 d140318dex992.htm RULE 135C NOTICE TO CITIGROUP'S EUR 1,500,000,000 1.375% NOTES DUE OCT. 2021. Rule 135c Notice to Citigroup's EUR 1,500,000,000 1.375% notes due Oct. 2021.

Exhibit 99.2

Citigroup Inc.

EUR 1,500,000,000 1.375% Fixed Rate Notes due 27 October 2021

under the

Programme for the issuance of Euro Medium-Term Notes, Series B

 

1.   Specified Currency:     Euro (“EUR”)
2.   Aggregate Nominal Amount of the Series:     EUR 1,500,000,000
3.   Issue Price     98.949%. of the Aggregate Nominal Amount
4.   (i)   Specified Denominations:     EUR 100,000 and integral multiples of EUR 1,000 in excess thereof up to and including EUR 199,000
  (ii)   Calculation Amount:     EUR 1,000
5.   Issue Date:     27 October 2014
6.   Maturity Date:     27 October 2021
7.   Interest Basis:     1.375% Fixed Rate
8.   Redemption/Payment Basis:     Redemption at par
9.   Put/Call Options:     Not Applicable
10.   Status of the Notes:     Senior
PROVISIONS RELATING TO INTEREST PAYABLE
111.   Fixed Rate Note Provisions:   Applicable
  (i)   Rate of Interest:     1.375% per annum payable annually in arrears
  (ii)   Interest Payment Dates:     27 October in each year from, and including, 27 October 2015 to, and including, 27 October 2021
  (iii)   Fixed Interest Amount:     EUR 13.75 per Calculation Amount
  (iv)   Day Count Fraction:     Actual/ Actual (ICMA)
12.   Final Redemption Amount:   EUR 1,000 per Calculation Amount
GENERAL PROVISIONS APPLICABLE TO THE NOTES
13.   Form of Notes:     Registered Notes:
      Global Registered Note exchangeable for Individual Note Certificates in the limited circumstances specified in the Global Registered Note
14.  

Additional Financial Center relating to

Payment Dates:

     London
  LISTING AND ADMISSION TO TRADING
  Listing:     Luxembourg
15.   OPERATIONAL INFORMATION    
  ISIN Code:     XS1128148845
  Common Code:     112814884

 

-1-

EX-99.3 4 d140318dex993.htm 135C NOTICE TO CITIGROUP'S EUR1,000,000,000 FLOATING RATE 135C NOTICE TO CITIGROUP'S EUR1,000,000,000 FLOATING RATE 135c Notice to Citigroup's EUR1,000,000,000 floating rate

Exhibit 99.3

Citigroup Inc.

EUR 1,000,000,000 Floating Rate Notes due 11 November 2019

under the

Programme for the issuance of

Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

 

1.   Issuer:     Citigroup Inc.
2.   Specified Currency:     Euro (“EUR”)
3.   Aggregate Nominal Amount:     EUR 1,000,000,000
4.   Issue Price:     99.525% of the Aggregate Nominal Amount
5.   Specified Denominations:       EUR 100,000
6.   Issue Date:       11 November 2014
7.   Maturity Date:     11 November 2019
8.   Interest Basis:     The Notes bear interest payable quarterly in arrears at a floating rate of interest as described below from, and including, 11 November 2014 to, but excluding the Maturity Date
9.   Redemption/Payment Basis:     Redemption at par
10.   Status of the Notes:     Senior
11.   Listing:     Regulated market of the Luxembourg Stock Exchange
PROVISIONS RELATING TO INTEREST
12.   Floating Rate Note Provisions:   Applicable
  (i)   Interest Period:     3 month EURIBOR plus the Margin payable quarterly in arrears
  (ii)   Interest Payment Dates:     Interest payable on 11February, 11 May, 11 August and 11 November in each year from, and including, 11 November 2014 to, and including, the Maturity Date, subject to adjustment in accordance with the Business Day Convention
  (iii)   Business Day Convention:     Modified Following Business Day Convention
  (iv)   Business Centers:     London and TARGET
  (v)  

Manner in which the Rate of

Interest is to be determined:

     Screen Rate Determination
  (vi)   Screen Rate Determination:    
    - Reference Rate:     3 month EURIBOR
    - Interest Determination Date:     The second day on which the TARGET system is open prior to the start of each Interest Period
    - Relevant Screen Page:     Telerate page 248
    - Relevant Time:     11.00 a.m. Brussels time
    - Relevant Financial Centre:     Euro-zone

  (vii)   Margin:     + 0.55% per annum
  (viii)   Minimum Rate of Interest:     Not Applicable
  (ix)   Maximum Rate of Interest:     Not Applicable
  (x)   Day Count Fraction:     Actual/360
PROVISIONS RELATING TO REDEMPTION
13.   Final Redemption Amount of each Note:     Par
14.   Early Redemption Amount of each Note:     Par, payable on redemption for taxation reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.   Form of Notes:     Registered Notes
OPERATIONAL INFORMATION
  ISIN Code:     XS1135549167
  Common Code:     113554916

 

-2-

EX-99.4 5 d140318dex994.htm RULE 135C NOTICE TO CITIGROUP'S AUD 78,300,000 2.63% NOTES DUE FEBRUARY 2020 Rule 135c Notice to Citigroup's AUD 78,300,000 2.63% notes due February 2020

Exhibit 99.4

Citigroup Inc.

A$78,300,000 2.63% Notes due 12 February 2020

under the

Programme for the issuance of Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

 

1   Status of the Notes:       Senior
2   Currency:       Australian dollars (“A$”)
3   Aggregate Nominal Amount:       A$78,300,000
4   Issue Date:       12 February 2015
5   Issue Price:       99.98% of the Aggregate Nominal Amount
6   Specified Denominations:       A$1,000
7   Interest Basis:       2.63% per annum Fixed Rate payable semi-annually in arrears
8   Business Day Convention:       Modified Following Business Day Convention; Business Days are Sydney, Tokyo, London and New York.
9   Maturity Date:       12 February 2020
10   Redemption Amount:       Par
11   Interest Payment Dates:       12 February and 12 August in each year.
12   Fixed Interest Amount:       A$ 13.15 per Specified Denomination.
13   Day Count Fraction:       30/360.
14   Form of Notes:       Global Note exchangeable for Individual Note Certificates in limited circumstances.
15   Listing:       None
16   ISIN:       XS1179296980
17       Common Code:       117929698
 EX-99.5 6 d140318dex995.htm RULE 135C NOTICE TO CITIGROUP'S USD 30,600,000 1.51% NOTES DUE FEBRUARY 2020. Rule 135c Notice to Citigroup's USD 30,600,000 1.51% notes due February 2020.

Exhibit 99.5

Citigroup Inc.

USD 30,600,000 1.51% Notes due 12 February 2020

under the

Programme for the issuance of Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.

 

1   Status of the Notes:       Senior
2   Currency:       United States dollars (“USD”)
3   Aggregate Nominal Amount:       USD 30,600,000
4   Issue Date:       12 February 2015
5   Issue Price:       99.98% of the Aggregate Nominal Amount
6   Specified Denominations:       USD 1,000
7   Interest Basis:       1.51% per annum Fixed Rate payable semi-annually in arrears
8   Business Day Convention:       Modified Following Business Day Convention; Business Days are Tokyo, London and New York.
9   Maturity Date:       12 February 2020
10   Redemption Amount:       Par
11   Interest Payment Dates:       12 February and 12 August in each year.
12   Fixed Interest Amount:       USD 7.55 per Specified Denomination.
13   Day Count Fraction:       30/360.
14   Form of Notes:       Global Note exchangeable for Individual Note Certificates in limited circumstances.
15   Listing:       None
16   ISIN:       XS1179295156
17       Common Code:       117929515