-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IeNcfoaeb+/XdpRjx3kyNbzrlNb0PEGS28cjzUf/i5Fd1ql6gaUUW9U6E3ySr55+ 81fUOw9wj0ycw3uobRGlhw== 0001193125-08-182680.txt : 20080822 0001193125-08-182680.hdr.sgml : 20080822 20080822103354 ACCESSION NUMBER: 0001193125-08-182680 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080822 DATE AS OF CHANGE: 20080822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 081033610 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Citigroup Funding Inc. CENTRAL INDEX KEY: 0001318281 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421658283 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-32544 FILM NUMBER: 081033611 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 212-559-1000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 8-A12B 1 d8a12b.htm FORM 8-A Form 8-A

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

CITIGROUP INC.    CITIGROUP FUNDING INC.
(Exact Name of Registrant as Specified in Its Charter)    (Exact Name of Registrant as Specified in Its Charter)

 

DELAWARE

(State of Incorporation

or Organization)

  

 

DELAWARE

(State of Incorporation

or Organization)

52-1568099

(I.R.S. Employer Identification no.)

  

42-1658283

(I.R.S. Employer Identification no.)

399 Park Avenue

New York, New York 10043

(Address of Principal Executive Offices) (Zip Code)

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box.            x       If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box.            ¨

 

Securities Act registration statement file numbers to which this form relates: 333-132370; 333-132370-01
  

(If applicable)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

    to be so Registered    

  

    Name of Each Exchange on Which    

Each Class is to be Registered

Equity LinKed Securities (ELKS®) Based Upon the

Common Stock of Exxon Mobil Corporation Due

2009

   American Stock Exchange

Securities to be registered pursuant to Section 12(g) of the Act:

None

(Title of class)


Item 1.  Description of Registrants’ Securities to be Registered.

For a description of the securities to be registered hereunder, reference is made to the information under the heading “Description of Debt Securities” on pages 8 through 20 of the Registrants’ Prospectus dated March 10, 2006 (Registration Nos. 333-132370; 333-132370-01), as supplemented by the information under the heading “Description of the Notes” on pages S-7 through S-32 of the Registrants’ Prospectus Supplement dated April 13, 2006 and the information under the headings “Summary Information — Q&A,” “Risk Factors Relating to the ELKS” and “Description of the ELKS” on pages EPS-2 through EPS-7, EPS-8 through EPS-14 and EPS-15 through EPS-25, respectively, of the Registrants’ ELKS Product Supplement dated March 22, 2007, which information is incorporated herein by reference and made part of this registration statement in its entirety. The description of the ELKS contained in the Pricing Supplement to be filed pursuant to Rule 424(b), which will contain the final terms of the ELKS, the ELKS Product Supplement, Prospectus Supplement and Prospectus is deemed to be incorporated herein by reference and made part of this registration statement in its entirety.

Item 2.  Exhibits.

99 (A). Prospectus dated March 10, 2006, incorporated by reference to the Registrants’ automatic shelf registration statement on Form S-3 filed on March 10, 2006 (Registration Nos. 333-132370; 132370-01) (the “Registration Statement”).

99 (B). Prospectus Supplement dated April 13, 2006, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated April 13, 2006.

99 (C). ELKS Product Supplement dated March 22, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated March 22, 2007.

99 (D). Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) of the Registration Statement.

 

2


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each of the Registrants has duly caused this registration statement or amendment thereto to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Citigroup Inc.
    (Registrant)
By:  

  /s/ Charles E. Wainhouse

    Name:   Charles E. Wainhouse
    Title:   Assistant Treasurer
Citigroup Funding Inc.
    (Registrant)
By:  

  /s/ Geoffrey S. Richards

    Name:   Geoffrey S. Richards
    Title:   Vice President and Assistant Treasurer

 

Date: August 21, 2008

 

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INDEX TO EXHIBITS

 

Exhibit No.    Exhibit
99 (A).    Prospectus dated March 10, 2006, incorporated by reference to the Registration Statement.
99 (B).    Prospectus Supplement, dated April 13, 2006, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated April 13, 2006.
99 (C).    ELKS Product Supplement dated March 22, 2007, incorporated by reference to the Registrants’ filing under Rule 424(b)(2) dated March 22, 2007.
99 (D).    Senior Debt Indenture among the Registrants and The Bank of New York (as successor-in-interest to JPMorgan Chase Bank, N.A.), dated as of June 1, 2005, incorporated by reference to Exhibit 4(b) of the Registration Statement.
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