EX-99.02 16 a2167745zex-99_02.htm EXHIBIT 99.02

Exhibit 99.02

        Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:

Title of each class
  Name of each exchange on which registered
Common Stock, par value $.01 per share   New York Stock Exchange and Pacific Exchange

Depositary Shares, each representing 1/5th of a share of 6.365% Cumulative Preferred Stock, Series F

 

New York Stock Exchange

Depositary Shares, each representing 1/5th of a share of 6.213% Cumulative Preferred Stock, Series G

 

New York Stock Exchange

Depositary Shares, each representing 1/5th of a share of 6.231% Cumulative Preferred Stock, Series H

 

New York Stock Exchange

Depositary Shares, each representing 1/5th of a share of 5.864% Cumulative Preferred Stock, Series M

 

New York Stock Exchange

7.125% Trust Securities (TRUPS®) of Subsidiary Trust (and registrant's guaranty with respect thereto)

 

New York Stock Exchange

6.950% Trust Securities (TRUPS®) of Subsidiary Trust (and registrant's guaranty with respect thereto)

 

New York Stock Exchange

6.00% Trust Securities (TRUPS®) of Subsidiary Trust (and registrant's guaranty with respect thereto)

 

New York Stock Exchange

6.10% Trust Securities (TRUPS®) of Subsidiary Trust (and registrant's guaranty with respect thereto)

 

New York Stock Exchange

6.00% Trust Securities (TRUPS®) of Subsidiary Trust (and registrant's guaranty with respect thereto)

 

New York Stock Exchange

Callable Principal-Protected Equity Linked Notes based upon the S&P500® Index Due 2006*

 

Chicago Board Options Exchange

Callable Equity Linked Notes based upon the TheStreet.com Internet Sector Index Due 2006*

 

American Stock Exchange

0.25% Notes Exchangeable for a Basket of Selected Technology Stocks, Due 2007*

 

American Stock Exchange

Notes Exchangeable for the Common Stock of Pfizer Inc., Due 2008*

 

American Stock Exchange

Principal-Protected Notes Linked to the S&P 500® Index Due 2007*

 

American Stock Exchange

Principal-Protected Notes Linked to the Nasdaq-100 Index® Due 2007*

 

American Stock Exchange

Principal-Protected Notes Linked to the Dow Jones EURO STOXX 50 Indexsm Due 2007*

 

American Stock Exchange
     


Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of International Business Machines Corporation*

 

American Stock Exchange

Stock Market Upturn Notessm Linked to the Nasdaq-100 Index® Due 2006*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Time Warner Inc.*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Cisco Systems, Inc.*

 

American Stock Exchange

Index LeAding StockmarkEt Return Securities (Index LASERS sm)Based Upon the Dow Jones Industrial Average Due 2008*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index Due 2009*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Dow Jones Global Titans 50 Indexsm Due 2009*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Alcoa Inc.*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Nasdaq-100 Index Due 2009*

 

American Stock Exchange

Index LeAding StockmarkEt Return Securities (Index LASERS sm) Based Upon the Nikkei 225 Stock Average Due 2008*

 

American Stock Exchange

Stock Market Upturn Notessm Based Upon the S&P 500® Index Due 2006*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Dow Jones Industrial Averagesm Due 2009*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to American Depositary Receipts Representing Ordinary Shares of Nokia Corporation *

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index Due 2010*

 

American Stock Exchange

Premium Mandatory Callable Equity-Linked Securities (PACERS sm)Based Upon the Common Stock of JPMorgan Chase & Co. Due 2007*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Newmont Mining Corporation*

 

American Stock Exchange
     

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Stock Market Upturn Notessm Based Upon the Dow Jones Industrial Averagesm Due 2006*

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Intel Corporation*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Dow Jones Industrial Averagesm Due 2010*

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Dow Jones Global Titans 50 IndexSM Due 2010*

 

American Stock Exchange

Equity Linked Securities (ELKSsm) based on the Common Stock of Freeport-McMoRan Copper & Gold Inc. Due 2006*

 

American Stock Exchange

Principal-Protected Notes Based Upon a Group of Asian Currencies Due 2008*

 

American Stock Exchange

Select EQUity Indexed NoteSsm based upon the Common Stock of Altria Group, Inc. Due 2006*

 

American Stock Exchange

Stock Market Upturn Notessm Based Upon the Dow Jones Industrial Averagesm Due 2006*

 

American Stock Exchange

Equity Linked Securities (ELKS®) Based Upon the Common Stock of The Home Depot, Inc. Due 2006+

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the S&P 500® Index with Potential Supplemental Interest at Maturity Due 2008+

 

American Stock Exchange

Principal-Protected Notes Based Upon a Group of Asian Currencies Due 2008+

 

American Stock Exchange

Select EQUity Indexed NoteSsm based upon the Common Stock of Texas Instruments Incorporated Due 2006+

 

American Stock Exchange

Equity Linked Securities (ELKS®) Based Upon the Common Stock of Halliburton Company Due 2006+

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Motorola, Inc.+

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Russell 1000® Growth Index with Potential Supplemental Interest at Maturity Due 2009+

 

American Stock Exchange

Portfolio Income STrategic Opportunity NoteS Based Upon the CBOE S&P 500 BuyWrite Index Due 2010+

 

American Stock Exchange

Equity Linked Securities (ELKS®) Based Upon the Common Stock of The Dow Chemical Company Due 2006+

 

American Stock Exchange
     

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Select EQUity Indexed NoteSsm based upon the Common Stock of eBay Inc. Due 2006+

 

American Stock Exchange

Premium MAndatory Callable Equity-Linked SecuRitieS (PACERSSM) Based Upon American Depositary Receipts Representing H Shares of PetroChina Company Limited Due 2008+

 

American Stock Exchange

Stock Market Upturn Notessm Based Upon the S&P 500® Index Due 2007+

 

American Stock Exchange

Principal-Protected Equity Linked Notes Based Upon the Nikkei 225 Stock Averagesm with Potential Supplemental Interest at Maturity Due 2009+

 

American Stock Exchange

Equity Linked Securities (ELKS®) Based Upon the Common Stock of Best Buy Co., Inc. Due 2006+

 

American Stock Exchange

Equity Linked Securities (ELKS®) Based Upon American Depositary Receipts Representing the Common Shares of Companhia Vale do Rio Doce Due 2006+

 

American Stock Exchange

Premium MAndatory Callable Equity-Linked SecuRitieS (PACERSSM) Based Upon the PHLX Oil Service SectorSM Index Due 2008+

 

American Stock Exchange

Targeted Growth Enhanced Terms Securities (TARGETSsm) of Subsidiary Trust With Respect to the Common Stock of Sprint Nextel Corporation+

 

American Stock Exchange

Index LeAding StockmarkEt Return Securities (Index LASERSSM) Based Upon the S&P 500® Index Due 2010+

 

American Stock Exchange

Equity LinKed Securities (ELKS®) Based Upon the Common Stock of Newmont Mining Corporation Due 2007+

 

American Stock Exchange

*
Issued by Citigroup Global Markets Holdings Inc. (CGMHI), or a subsidiary trust of CGMHI, and includes registrant's guaranty with respect thereto.

+
Issued by Citigroup Funding Inc. (CFI), or a subsidiary trust of CFI, and includes registrant's guaranty with respect thereto.

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        Securities registered pursuant to Section 12(g) of the Securities Exchange Act of 1934: None

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