-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DoQDw8gm/A18GBk6EG9RXqfavZxWMhmJ52B5Z57O/wQz55XBrC2oInHP9R+fho7V YZCKtNavE8wuXVg6Iy2rhw== 0000950123-06-011647.txt : 20060915 0000950123-06-011647.hdr.sgml : 20060915 20060915144909 ACCESSION NUMBER: 0000950123-06-011647 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060915 DATE AS OF CHANGE: 20060915 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Citigroup Capital XV CENTRAL INDEX KEY: 0001366731 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-33022 FILM NUMBER: 061093181 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: (212) 559-1000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 061093182 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-A12B 1 y248158ae8va12b.txt FORM 8-A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 CITIGROUP CAPITAL XV (Exact Name of Registrant as Specified in Its Charter) Delaware 20-5127612 (State of Incorporation or Organization) (I.R.S. Employer Identification No.) c/o Citigroup Inc. 399 Park Avenue New York, New York 10043 (Address of Principal Executive Offices) (Zip Code) If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective upon filing pursuant to General Instruction A.(c) please check the following box. /X/ If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Act and is effective pursuant to Gen- eral Instruction A.(d) please check the following box. / / Securities Act registration statement file number to which this form relates: 333-135163 Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of Each Exchange on Which to be so Registered Each Class is to be Registered 6.50% Enhanced Trust Preferred New York Stock Exchange Securities (Enhanced TRUPS(R)) (and the Guarantee with respect thereto) Securities to be registered pursuant to Section 12(g) of the Act: (None) INFORMATION REQUIRED IN REGISTRATION STATEMENT Item 1. Description of Registrants' Securities to be Registered. See the information set forth under the headings "Description of the Capital Securities" and "Description of Guarantee" in the Prospectus of the Registrant, as filed with the Securities and Exchange Commission on September 11, 2006, pursuant to Rule 424(b). Item 2. Exhibits. 2.1 Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (No. 333-135163) of the Registrant. 2.2 Certificate of Trust dated June 19, 2006, of Citigroup Capital XV, incorporated by reference to Exhibit 4.03 to the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (No. 333-135163). 2.3 Form of Amended and Restated Declaration of Trust for Citigroup Capital XV ("Declaration of Trust"), incorporated by reference to Exhibit 4.12 to the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (No. 333-135163). 2.4 Form of Enhanced Trust Preferred Security, included in the Declaration of Trust. 2.5 Form of Guarantee with respect to the Enhanced Trust Preferred Securities, incorporated by reference to Exhibit 4.18 to the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (No. 333-135163). 2.6 Form of Indenture between Citigroup Inc. and JPMorgan Chase Bank, N.A., as Trustee, providing for the issuance of Junior Subordinated Debt Securities, incorporated by reference to Exhibit 4.23 to the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form S-3 (No. 333-135163). 2.7 Prospectus of the Registrant relating to the offering of the Enhanced Trust Preferred Securities filed with the Securities and Exchange Commission on September 11, 2006, pursuant to Rule 424(b). 2 SIGNATURES Pursuant to the requirements of Section 12 of the Securities Act of 1934, each Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized. Dated: September 15, 2006 CITIGROUP CAPITAL XV By: /s/ John Gerspach --------------------------------- John Gerspach, as Regular Trustee CITIGROUP INC. By: /s/ Charles E. Wainhouse --------------------------------- Charles E. Wainhouse, as Assistant Treasurer 3 -----END PRIVACY-ENHANCED MESSAGE-----