-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C+D8f3UTt0tNQM4FJiAW6lkej89g1+4Z3ELpiU1iqVUsYk4Nw10b8OXYH6s8zKSK 3M27HC/H5Sv2oEmmgK9TWg== 0000839947-07-000169.txt : 20071205 0000839947-07-000169.hdr.sgml : 20071205 20071205171031 ACCESSION NUMBER: 0000839947-07-000169 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 11 CONFORMED PERIOD OF REPORT: 20071205 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20071205 DATE AS OF CHANGE: 20071205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 071287314 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroupinc8k.htm CITIGROUP INC - 8-K RULE 135C NOTICE citigroupinc8k.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)       December 5, 2007
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)

                                    Delaware                                           1-9924                                 52-1568099
                                   ---------------                                     - -----------                          - -------------------
                                      (State or other                                   (Commission                           (IRS Employer
                                        jurisdiction of                                    File Number)                        Identification No.)
                                       incorporation)

399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices) (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)
 
            Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
            the registrant under any of the following provisions:

            [  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

            [  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

            [  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

            [  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Citigroup Inc.
 Current Report on Form 8-K
      Item 8.01  Other Events.

    Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in the second quarter
of 2007 made pursuant to Regulation S under the Securities Act of 1933.

      Item 9.01  Financial Statements and Exhibits.


      (d)           Exhibits.

Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s SGD 76,500,000 4.05% subordinated notes due June 2016 (reopening).
99.2  
Rule 135c Notice relating to Citigroup’s CHF 150,000,000 3.00% notes due March 2019 (reopening).
99.3  
Rule 135c Notice relating to Citigroup’s CHF 250,000,000 2.875% notes due June 2011.
99.4  
Rule 135c Notice relating to Citigroup’s HKD 593,500,000 4.5275% notes due May 2010.
99.5  
Rule 135c Notice relating to Citigroup’s DKK 2,000,000,000 4.750% notes due May 2017.
99.6  
Rule 135c Notice relating to Citigroup’s EUR 1,250,000,000 4.75% fixed/floating rate callable subordinated notes due May 2017.
99.7  
Rule 135c Notice relating to Citigroup’s NZD 150,000,000 7.825% notes due May 2012.
99.8  
Rule 135c Notice relating to Citigroup’s NZD 225,000,000 floating rate notes due May 2012.
99.9  
Rule 135c Notice relating to Citigroup’s THB 1,500,000,000 4.68% notes due April  2017.
99.10  
Rule 135c Notice relating to Citigroup’s THB 900,000,000 4.52% notes due April 2014.










SIGNATURE

                Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report
    to be signed on its behalf by the undersigned hereunto duly authorized.


    Dated:  December 5, 2007                        CITIGROUP INC.


                  By:           /s/  Michael J. Tarpley
                  Name:           Michael J. Tarpley
                  Title:              Assistant Secretary





EXHIBIT INDEX


Exhibit Number

99.1  
   Rule 135c Notice relating to Citigroup’s SGD 76,500,000 4.05% subordinated notes due June 2016 (reopening).
99.2  
   Rule 135c Notice relating to Citigroup’s CHF 150,000,000 3.00% notes due March 2019 (reopening).
99.3  
   Rule 135c Notice relating to Citigroup’s CHF 250,000,000 2.875% notes due June 2011.
99.4  
   Rule 135c Notice relating to Citigroup’s HKD 593,500,000 4.5275% notes due May 2010.
99.5  
   Rule 135c Notice relating to Citigroup’s DKK 2,000,000,000 4.750% notes due May 2017.
99.6  
   Rule 135c Notice relating to Citigroup’s EUR 1,250,000,000 4.75% fixed/floating rate callable subordinated notes due May 2017.
99.7  
   Rule 135c Notice relating to Citigroup’s NZD 150,000,000 7.825% notes due May 2012.
99.8  
   Rule 135c Notice relating to Citigroup’s NZD 225,000,000 floating rate notes due May 2012.
99.9  
   Rule 135c Notice relating to Citigroup’s THB 1,500,000,000 4.68% notes due April  2017.
99.10  
Rule 135c Notice relating to Citigroup’s THB 900,000,000 4.52% notes due April 2014.
EX-99.1 2 rule135cnotice1.htm CITIGROUP INC - SGD 76,500,000 4.05% SUBORDINATED NOTES DUE JUNE 2016 (TO BE CONSOLIDATED AND FORM A SINGLE SERIES WITH THE SGD 215,000,000 4.05% SUBORDINATED NOTES DUE JUNE 2016 ISSUED ON 29 JUNE 2006) rule135cnotice1.htm
Exhibit 99.1
Citigroup Inc.
SGD 76,500,000 4.05% Subordinated Notes due June 2016
(to be consolidated and form a single series with the SGD 215,000,000 4.05% Subordinated Notes due June 2016 issued on 29 June 2006)
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Singapore Dollars ("SGD")
  
3.  
 
(i)  Nominal Amount of Tranche:
(ii) Aggregate Nominal Amount of the Series:
SGD 76,500,000
SGD 291,500,000
  
4.  
 
Issue Price:
105.653% of the Nominal Amount of Tranche plus accrued interest at
4.05% per annum for the period from and including December 29, 2006
to but excluding the Issue Date (125 days).
  
5.  
 
Specified Denominations:
SGD 250,000
  
6.  
 
Issue Date:
3 May 2007
  
7.  
 
Maturity Date:
29 June 2016
  
8.  
 
Interest Basis:
The Notes will bear interest payable semi-annually in arrears at a fixed
rate of interest as described below
  
9.  
 
Redemption/Payment Basis:
Redemption at par
  
10.  
 
Status of the Notes:
Subordinated
  
PROVISIONS RELATING TO INTEREST
  
11.  
 
Fixed Rate Note Provisions:
Applicable
  
 
(i)  Rate of Interest:
 
4.05% per annum payable semi-annually in arrears
  
 
(ii)  Interest Payment Dates:
 
29 June and 29 December in each year from, and including, 29 June 2007 to,
and including, the Maturity Date, subject in each case, to adjustment in
accordance with the Modified Following Business Day Convention
  
 
(iii)  Day Count Fraction:
 
Actual/365 Fixed (unadjusted)
  
PROVISIONS RELATING TO REDEMPTION
12.  
 
Final Redemption Amount:
Par
13.  
 
Early Redemption Amount:
Par, payable on event of default or redemption for taxation reasons.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
14.  
 
Form of Notes:
Bearer Notes.
15.  
 
Additional Financial Centers  relating to Payment Dates:
London, New York and Singapore
16.  
 
Consolidation provisions:
Applicable.
DISTRIBUTION
17.  
 
TEFRA:
The D Rules are applicable
18.  
 
ISIN:
 
XS0258939643
19.  
 
Common Code:
025893964
 
 EX-99.2 3 rule135cnotice2.htm CITIGROUP INC - CHF 150,000,000 3.000% FIXED RATE SENIOR NOTES 2007-2019 (TO BE CONSOLIDATED AND FORM A SINGLE SERIES WITH THE CHF 250,000,000 3.000% FIXED RATE SENIOR NOTES 2007-2019 ISSUED ON MARCH 21, 2007) rule135cnotice2.htm
Exhibit 99.2

Citigroup Inc.
CHF 150,000,000 3.000% Fixed Rate Senior Notes 2007-2019
(to be consolidated and form a single series with the CHF 250,000,000 3.000% Fixed Rate Senior Notes 2007-2019 issued on March 21, 2007)
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Swiss Francs ("CHF").
  
3.  
 
(a)   Aggregate Nominal Amount of Series:
 
(b)  Aggregate Nominal Amount of Tranche:
 
CHF 400,000,000
 
CHF 150,000,000
  
4.  
 
Issue Price:
98.619% plus accrued interest from March 21, 2007.
  
5.  
 
Specified Denominations:
CHF 5,000 per Note.
  
6.  
 
Issue Date:
June 7, 2007.
  
7.  
 
Maturity Date:
March 21, 2019.
  
8.  
 
Interest Basis:
The Notes will bear interest payable annually in arrears at a fixed rate
from, and including, March 21, 2007 to, but excluding, the Maturity Date.
  
9.  
 
Redemption/Payment Basis:
Redemption at par.
  
10.  
 
Status of the Notes:
Senior.
  
11.  
 
Listing:
SWX Swiss Exchange.
  
PROVISIONS RELATING TO INTEREST PAYABLE
  
12.  
 
Fixed Rate Note Provisions:
Applicable.
  
 
(i)  Rate of Interest:
 
3.000% per annum.
  
 
(ii)  Interest Payment Dates:
 
March 21 in each year from, and including, March 21, 2008 to, and
including, the Maturity Date.  Following business day convention.
  
 
(iii)  Fixed Coupon Amount:
 
CHF 150.00 per Note of CHF 5,000 denomination.
  
 
(iv)  Day Count Fraction:
 
30/360 (ISMA).
  
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount of each Note:
Par.
14.  
 
Early Redemption Amount of each Note:
Par, payable upon redemption for taxation reasons or event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Bearer Notes.
16.  
 
Additional Financial Center relating to Payment Dates:
Zurich.
17.  
 
Consolidation provisions:
Applicable.
DISTRIBUTION
18.  
 
TEFRA:
The D Rules are applicable.
 
OPERATIONAL INFORMATION
 
ISIN Code:
CH0029365100.
Common Code:
028821808.
Swiss Security Number:
2’936’510.
 
 EX-99.3 4 rule135cnotice3.htm CITIGROUP INC - CHF 250,000,000 2.875% FIXED RATE SENIOR NOTES 2007-2011 rule135cnotice3.htm
Exhibit 99.3

Citigroup Inc.
CHF 250,000,000 2.875% Fixed Rate Senior Notes 2007-2011
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B

 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Swiss Francs ("CHF").
  
3.  
 
Aggregate Nominal Amount:
CHF 250,000,000
  
4.  
 
Issue Price:
100.457%
  
5.  
 
Specified Denominations:
CHF 5,000 per Note.
  
6.  
 
Issue Date:
June 7, 2007.
  
7.  
 
Maturity Date:
June 7, 2011.
  
8.  
 
Interest Basis:
The Notes will bear interest payable annually in arrears at a fixed rate
from, and including, the Issue Date to, but excluding, the Maturity Date.
  
9.  
 
Redemption/Payment Basis:
Redemption at par.
  
10.  
 
Status of the Notes:
Senior.
  
11.  
 
Listing:
SWX Swiss Exchange.
  
PROVISIONS RELATING TO INTEREST PAYABLE
  
12.  
 
Fixed Rate Note Provisions:
Applicable.
  
 
(i)  Rate of Interest:
 
2.875% per annum.
  
 
(ii)  Interest Payment Dates:
 
June 7 in each year from, and including, June 7, 2008 to, and including, the
Maturity Date.  Following business day convention.
  
 
(iii)  Fixed Coupon Amount:
 
CHF 143.75 per Note of CHF 5,000 denomination.
  
 
(iv)  Day Count Fraction:
 
30/360 (ISMA).
  
PROVISIONS RELATING TO REDEMPTION
13.  
 
Final Redemption Amount:
Par.
14.  
 
Early Redemption Amount:
Par, payable upon redemption for taxation reasons or event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
15.  
 
Form of Notes:
Bearer Notes.
16.  
 
Additional Financial Center relating to Payment Dates:
Zurich.
17.  
 
Consolidation provisions:
The provisions relating to further issues apply.
DISTRIBUTION
18.  
 
TEFRA:
The D Rules are applicable.
 
OPERATIONAL INFORMATION
 
ISIN Code:
CH0030911819
Common Code:
030033345
Swiss Security Number:
3’091’181
 
 EX-99.4 5 rule135cnotice4.htm CITIGROUP INC - HKD 593,500,000 4.5275% FIXED RATE NOTES DUE MAY 2010 rule135cnotice4.htm
Exhibit 99.4
 
Citigroup Inc.
HKD 593,500,000 4.5275% Fixed Rate Notes due May 2010
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Hong Kong Dollars ("HKD")
  
3.  
 
Aggregate Nominal Amount:
HKD 593,500,000
  
4.  
 
Issue Price:
99.98554% of the Aggregate Nominal Amount
  
5.  
 
Specified Denominations:
HKD 500,000.
  
6.  
 
Issue Date:
May 18, 2007
  
7.  
 
Maturity Date:
May 18, 2010
  
8.  
 
Interest Basis:
The Notes will bear interest in arrears at a fixed rate of interest as described
below from and including, May 18, 2007 to, but excluding, the Maturity Date.
  
9.  
 
Redemption/Payment Basis:
Redemption at par
  
10.  
 
Status of the Notes:
Senior
  
PROVISIONS RELATING TO INTEREST
  
11.  
 
Fixed Rate Note Provisions:
Applicable
  
 
(i)  Rate of Interest:
 
4.5275%. per annum payable annually in arrears
  
 
(ii)  Interest Payment Dates:
 
May 18 in each year from, and including, May 18, 2008 to, and including,
May 18, 2010.  Modified Following Business Day convention.
  
 
(iii)  Day Count Fraction:
 
Actual/365 (Fixed)
  
PROVISIONS RELATING TO REDEMPTION
12.  
 
Final Redemption Amount of each Note:
Par
13.  
 
Early Redemption Amount of each Note:
Par, payable upon redemption for tax reasons or on event of default
GENERAL PROVISIONS APPLICABLE TO THE NOTES
14.  
 
Form of Notes:
Bearer Notes
15.  
 
Additional Financial Centers relating to Payment Dates:
London, New York City and Hong Kong
DISTRIBUTION
1.  
  
 
16.  
 
TEFRA:
The D Rules are applicable
 
17.        Listing:
None
  
 
OPERATIONAL INFORMATION
 
              ISIN Code:
XS0301080197
              Common Code:
030108019
 
 EX-99.5 6 rule135cnotice5.htm CITIGROUP INC - DKK 2,000,000,000 4.750% FIXED RATE NOTES DUE 2017 rule135cnotice5.htm
Exhibit 99.5
 

Citigroup Inc.
DKK 2,000,000,000 4.750% Fixed Rate Notes due 2017
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Danish Krone ("DKK")
  
3.  
 
Aggregate Nominal Amount:
DKK 2,000,000,000
  
4.  
 
Issue Price:
99.447%
  
5.  
 
Specified Denominations:
DKK 500,000.
  
6.  
 
Issue Date:
31 May 2007
  
7.  
 
Maturity Date:
31 May 2017
  
8.  
 
Interest Basis:
The Notes will bear interest in arrears at a fixed rate of interest from and
including, 31 May 2007 to, but excluding, the Maturity Date.
  
9.  
 
Redemption/Payment Basis:
Redemption at par
  
10.  
 
Status of the Notes:
Senior
  
PROVISIONS RELATING TO INTEREST PAYABLE
  
11.  
 
Fixed Rate Note Provisions:
Applicable
  
 
(i)  Rate of Interest:
 
4.750% per annum payable annually in arrear
  
 
(ii)  Interest Payment Dates:
 
31 May in each year from, and including, 31 May 2008 to, and including,
31 May 2017.  Following business day convention.
  
 
(iii)  Fixed Coupon Amount:
 
DKK 23,750 per Note of DKK 500,000
  
 
(iv)  Day Count Fraction:
 
Actual/Actual (ICMA) (unadjusted)
  
PROVISIONS RELATING TO REDEMPTION
12.  
 
Final Redemption Amount:
Par
13.  
 
Early Redemption Amount:
Par, payable upon redemption for taxation reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
14.  
 
Form of Notes:
Bearer Notes
15.  
 
Additional Financial Centers relating to Payment Dates:
New York and Copenhagen
16.  
 
Redenomination, renominalisation and reconventioning provisions:
Applicable
DISTRIBUTION
17.  
 
TEFRA:
The D Rules are applicable
18.  
 
Listing:
Regulated Market of the Copenhagen Stock Exchange
 
OPERATIONAL INFORMATION
 
ISIN Code:
DK0030059092
Common Code:
030129229
Any clearing system other than Euroclear Bank S.A./N.V.
and Clearstream Banking, Société Anonyme:
Vaerdipapircentralen A/S
 
 EX-99.6 7 rule135cnotice6.htm CITIGROUP INC - EUR 1,250,000,000 4.75% FIXED / FLOATING RATE CALLABLE SUBORDINATED NOTES DUE MAY 2017 rule135cnotice6.htm
Exhibit 99.6

Citigroup Inc.
EUR 1,250,000,000 4.75% Fixed / Floating Rate Callable Subordinated Notes due May 2017
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1.  
 
Issuer:
Citigroup Inc.
  
2.  
 
Specified Currency:
Euro ("EUR").
  
3.  
 
Aggregate Nominal Amount:
EUR 1,250,000,000.
  
4.  
 
Issue Price:
99.808%.
  
5.  
 
Specified Denominations:
EUR 50,000 and integral multiples of EUR 1,000 in excess thereof up
to and including EUR 99,000. No Notes in definitive form will be issued
with a denomination above EUR 99,000.
  
6.  
 
Issue Date:
31 May 2007.
  
7.  
 
Maturity Date:
31 May 2017.
  
8.  
 
Interest Basis:
The Notes will bear interest payable annually in arrears at a fixed rate of
interest as described below from, and including, the Issue Date to, but
excluding, 31 May 2012 (the "Fixed Rate Period"). The Notes will bear
interest payable monthly in arrears at a floating rate of interest as described
below from, and including, 31 May 2012 to, but excluding the Maturity
Date (the "Floating Rate Period").
  
9.  
 
Redemption/Payment Basis:
Redemption at par.
  
10.  
 
Change of Interest or Redemption/Payment Basis:
As specified above.
  
11.  
 
Put/Call Options:
Issuer Call (further particulars specified at 15 (Call Option) below).
 
  
12.  
 
Status of the Notes:
Subordinated.
  
PROVISIONS RELATING TO INTEREST
  
13.  
 
Fixed Rate Note Provisions:
Applicable (Fixed Rate Period).
  
 
(i)  Rate of Interest:
 
4.75% per annum payable annually in arrears during the Fixed Rate Period.
  
 
(ii)  Interest Payment Dates:
 
31 May in each year from, and including, 31 May 2008 to, and including,
31 May 2012.
  
 
(iii)  Fixed Coupon Amount:
 
EUR 2,375 per Note of EUR 50,000.
  
 
(iv)  Day Count Fraction:
 
Actual/Actual (ICMA).
  
14.  
 
Floating Rate Note Provisions:
Applicable (Floating Rate Period).
  
 
(i)  Interest Periods:
 
1 month EURIBOR plus the Margin payable monthly in arrears during the
Floating Rate Period.
  
 
(ii)  Interest Payment Dates:
 
The last day in each calendar month from, and including, 31 August 2012 to,
and including, the Maturity Date subject to adjustment in accordance with
the Business Day Convention.
  
 
(iii)  Business Day Convention:
 
Modified Following Business Day Convention.
  
 
(iv)  Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination.
  
 
(v)  Screen Rate Determination:
 
    
 
- Reference Rate:
1 month EURIBOR.
  
 
- Interest Determination Date:
The second day on which the TARGET system is open prior to the start
of each Interest Period.
  
 
- Relevant Screen Page:
The display page designated EURIBOR01 on Reuters.
  
 
- Relevant Time:
11.00 a.m. Brussels time.
 
- Relevant Financial Centre:
Euro-zone.
 
(vi)  Margin:
 
+ 0.74% per annum.
 
(vii)  Day Count Fraction:
 
Actual/360 (adjusted).
PROVISIONS RELATING TO REDEMPTION
15.  
 
Call Option:
Applicable.
 
(i)  Optional Redemption Dates (Call):
 
31 May 2012 or any Interest Payment Date thereafter.
 
(ii)  Optional Redemption Amount (Call):
 
Outstanding Principal Amount plus accrued and unpaid interest, including
any additional amounts.
16.  
 
Final Redemption Amount:
Par.
17.  
 
Early Redemption Amount:
Par, payable on redemption for tax reasons or on event of default.
GENERAL PROVISIONS APPLICABLE TO THE NOTES
18.  
 
Form of Notes:
Bearer Notes.
DISTRIBUTION
19.  
 
TEFRA:
The D Rules are applicable.
20.  
 
Listing:
Regulated Market of the Luxembourg Stock Exchange
 
OPERATIONAL INFORMATION
 
ISIN Code:
XS0303074883.
Common Code:
030307488.

 
 EX-99.7 8 rule135cnotice7.htm CITIGROUP INC - NZD 150,000,000 7.825% NOTES DUE MAY 2012 rule135cnotice7.htm
Exhibit 99.7

Citigroup Inc.
NZD 150,000,000 7.825% Notes due May 2012
Under the
Programme for the issuance of
Medium Term Notes, Series M

The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
1 
Issuer:
Citigroup Inc.
2
Status of the Notes:
Senior
3
Specified Currency:
 
New Zealand dollars (“NZD”)
4
Aggregate Principal Amount:
 
NZD 150,000,000
5
Issue Date:
 
18 May 2007
6
Issue Price:
 
100.00%
7
Specified Denominations:
 
Minimum denominations of NZD 100,000 and multiples of NZD 100,000 subject to a minimum subscription price of at least NZD 500,000 for New Zealand residents.
8
Interest:
 
Interest bearing
 
 (i)           Interest Rate:
 
7.825% per annum
 
 (ii)           Interest Payment Dates:
 
Each 18 May and 18 November beginning on 18 November 2007
and ending on the Maturity Date
  
   (iii)           Interest Period End Dates:
 
Interest Payment Dates (without adjustment for the Applicable Business Day Convention)
 
(iv)           Day Count Fraction:
Actual/365
9
Applicable Business Day Convention:
Following Business Day Convention
10  
Business Days:
Auckland and Wellington
11
Maturity Date:
 
18 May 2012
12
Maturity Redemption Amount:
 
Outstanding Principal Amount
13
Early Redemption:
Notes may be redeemed at the option of the Issuer for taxation reasons.
14
Early Redemption Date:
The redemption date specified in a notice delivered in accordance
with the Conditions
15
Early Redemption Amount:
Outstanding Principal Amount
16
Early Redemption Amount (Default):
Outstanding Principal Amount
17
Events of Default:
  
 
(a)           Early Termination Amount:
Outstanding Principal Amount
18
ISIN:
NZCPRDT001C3
19  
Common Code:
030150546
20  
Clearing Systems:
Austraclear New Zealand
Euroclear
Clearstream
 
 
 EX-99.8 9 rule135cnotice8.htm CITIGROUP INC - NZD 225,000,000 FLOATING RATE NOTES DUE MAY 2012 rule135cnotice8.htm
                                                                                                                                                        Exhibit 99.8
                                                                          Citigroup Inc.
                                          NZD 225,000,000 Floating Rate Notes due May 2012
                                                                        Issued under the
                                                            Programme for the issuance of
                                                           Medium Term Notes, Series M
 
The securities described herein have not been and will not be registered under the of 1933 and may not be
offered or sold in the United States absent registration or an applicable exemption from registration
 requirements.
 
1                     
 
Issuer:
 
Citigroup Inc.
 
2                     
 
Status of the Notes:
 
Senior
 
3                     
 
Specified Currency:
 
 
 
New Zealand dollars (“NZD”)
 
4                     
 
Aggregate Principal Amount:
 
 
 
NZD 225,000,000
 
5                     
 
Issue Date:
 
 
 
18 May 2007
 
6                     
 
Issue Price:
 
 
 
100.00%
 
7                     
 
Specified Denominations:
 
 
 
Minimum denominations of NZD 100,000 and multiples of NZD 100,000 subject to a minimum subscription price of at least NZD 500,000 for New Zealand residents.
 
8                     
 
Record Date:
 
The tenth calendar day before the relevant date for payment
 
9                     
 
Interest::
 
 
 
Interest bearing
 
 
 
(i)            Interest Rate:
 
 
 
3 month NZD BKBM plus 0.17% per annum
 
For the purposes of calculating the above Interest Rate:
 
NZD BKBM means, for an Interest Period, the average bid rate for Bills having a tenor closest to the Interest Period as displayed on the “BKBM” page of the Reuters Monitor System on the first day of that Interest Period.  However, if the average bid rate is not displayed by 10.45 am on that day, or if it is displayed but there is an obvious error in that rate, NZD BKBM means the rate set by the Issuer in good faith at approximately 10.45 am on that day, having regard, to the extent possible, to the rates otherwise bid for Bills of that tenor at or around that time (including any displayed on the “BKBM” page of the Reuters Monitor System).
 
Bill has the meaning it has in the Bills of Exchange Act 1909 (Cth) and a reference to the drawing, acceptance or endorsement of, or other dealing with, a Bill is to be interpreted in accordance with that Act. 
 
 
 
(ii)           Interest Payment Dates:
 
 
 
Each 18 February, 18 May, 18 August and 18 November beginning on 18 August 2007 and ending on the Maturity Date.
 
      
 
(iii)           Interest Period End Dates:
 
 
 
Interest Payment Dates (as adjusted for the Applicable Business Day Convention, except for the Interest Payment Date occurring on the Maturity Date, which shall not be adjusted).
 
        
 
(iv)          Day Count Fraction:
 
Actual/365 (Fixed), which means the actual number of days in the Calculation Period divided by 365.
 
       
 
(v)         RelevantFinancialCenter:
 
Wellington
 
10                  
 
Applicable Business Day Convention:
 
Modified Following Business Day Convention,  Auckland and Wellington
 
11                  
 
Maturity Date:
 
 
 
18 May 2012
 
12                  
 
Maturity Redemption Amount:
 
 
 
Outstanding Principal Amount
 
13                  
 
Early Redemption:
 
Notes may be redeemed at the option of the Issuer for taxation reasons.
 
14                  
 
Early Redemption Date:
 
The redemption date specified in a notice delivered in accordance with the Conditions
 
15                  
 
Early Redemption Amount:
 
Outstanding Principal Amount
 
16                  
 
Early Redemption Amount (Default):
 
Outstanding Principal Amount
 
17                  
 
Events of Default:
 
 
 
 
 
(a)           Early Termination Amount:
 
Outstanding Principal Amount
 
18                  
 
ISIN:
 
NZCPRDT002C1
 
19                    
 
Common Code:
 
030210107
 
20                    
 
Clearing Systems:
 
Austraclear New Zealand
Euroclear
Clearstream
 
 
 
EX-99.9 10 rule135cnotice9.htm CITIGROUP INC - THB 1,500,000,000 4.68% NOTES DUE APRIL 2017 rule135cnotice9.htm
                                                                                                                                           Exhibit 99.9
                                                                Citigroup Inc.
                                  THB 1,500,000,000 4.68% Notes due April 2017
 
The securities described herein have not been and will not be registered under the U.S. Securities
Act of 1933 and may not be offered or sold in the United States absent registration or an applicable
exemption from registration requirements.
 
1.              
 
Issuer:
 
Citigroup Inc.
 
 
 
2.              
 
Specified Currency:
 
Thai Baht (“THB”)
 
 
 
3.              
 
Aggregate Nominal Amount:
 
THB 1,500,000,000
 
 
 
4.              
 
Issue Price:
 
100.00%
 
 
 
5.              
 
Specified Denominations:
 
THB 1,000 per Note
 
 
 
6.              
 
Issue Date:
 
April 4, 2007
 
 
 
7.              
 
Maturity Date:
 
April 4, 2017
 
 
 
8.              
 
Interest Basis:
 
Interest in arrears at a fixed rate from and including the Issue Date to but excluding the Maturity Date.
 
 
 
9.              
 
Redemption/Payment Basis:
 
Redemption at par
 
 
 
10.           
 
Status of the Notes:
 
Senior
 
 
 
PROVISIONS RELATING TO INTEREST
 
 
 
11.           
 
Fixed Rate Note Provisions:
 
Applicable
 
 
 
 
 
(i)    Rate of Interest:
 
4.68% per annum payable semi-annually in arrears
 
 
 
 
 
(ii)   Interest Payment Dates:
 
April 4 and October 4 in each year.  Following business day convention.
 
 
 
 
 
(iii)   Day Count Fraction:
 
Actual/365 (Fixed), except for payment on the Maturity Date, which will be adjusted.
 
 
 
PROVISIONS RELATING TO REDEMPTION
 
12.         
 
Final Redemption Amount of each Note:
 
Par
 
13.         
 
Early Redemption Amount of each Note:
 
Par, payable upon event of default or for taxation reasons.
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
14.         
 
Form of Notes:
 
Registered Notes
 
15.         
 
Additional Financial Center relating to Payment Dates:
 
Bangkok
 
16.         
 
TEFRA:
 
The D Rules are applicable
 
17.         
 
Listing:
 
Thai Bond Market Association
 
18.         
 
ISINs:
 
TH-093403R406 (local holding securities account)
 
TH-093403R422 (foreign holding securities account)
 
EX-99.10 11 rule135cnotice10.htm CITIGROUP INC - THB 900,000,000 4.52% NOTES DUE APRIL 2014 rule135cnotice10.htm
                                                                                                                                         Exhibit 99.10
                                                                    Citigroup Inc.
                                       THB 900,000,000 4.52% Notes due April 2014
 
The securities described herein have not been and will not be registered under the U.S. Securities
Act of 1933 and may not be offered or sold in the United States absent registration or an applicable
exemption from registration requirements.
 
1.              
 
Issuer:
 
Citigroup Inc.
 
 
 
2.              
 
Specified Currency:
 
Thai Baht (“THB”)
 
 
 
3.              
 
Aggregate Nominal Amount:
 
THB 900,000,000
 
 
 
4.              
 
Issue Price:
 
100.00%
 
 
 
5.              
 
Specified Denominations:
 
THB 1,000 per Note
 
 
 
6.              
 
Issue Date:
 
April 4, 2007
 
 
 
7.              
 
Maturity Date:
 
April 4, 2014
 
 
 
8.              
 
Interest Basis:
 
Interest in arrears at a fixed rate from and including the Issue Date to but excluding the Maturity Date.
 
 
 
9.              
 
Redemption/Payment Basis:
 
Redemption at par
 
 
 
10.           
 
Status of the Notes:
 
Senior
 
 
 
PROVISIONS RELATING TO INTEREST PAYABLE
 
 
 
11.           
 
Fixed Rate Note Provisions:
 
Applicable
 
 
 
 
 
(i)      Rate of Interest:
 
4.52% per annum payable semi-annually in arrears
 
 
 
 
 
(ii)     Interest Payment Dates:
 
April 4 and October 4 in each year.  Following business day convention.
 
 
 
 
 
(iii)    Day Count Fraction:
 
Actual/365 (Fixed), except for payment on the Maturity Date, which will be adjusted.
 
 
 
PROVISIONS RELATING TO REDEMPTION
 
12.         
 
Final Redemption Amount of each Note:
 
Par
 
13.         
 
Early Redemption Amount of each Note:
 
Par, payable upon event of default or for taxation reasons.
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
14.         
 
Form of Notes:
 
Registered Notes
 
15.         
 
AdditionalFinancialCenter relating to Payment Dates:
 
Bangkok
 
16.         
 
TEFRA:
 
The D Rules are applicable
 
17.         
 
Listing:
 
Thai Bond Market Association
 
18.         
 
ISINs:
 
TH-093403O403 (local holding securities account)
 
TH-093403O429 (foreign holding securities account)
 
 
 
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