-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+GHIS4Ts4WOcbrfUpCm4tDDjiq5N2UNiDtvPqjRcSvMQvags+PxAchEcUxT1/AO Jh3ern178aUSo1PgVBuEdQ== 0000839947-06-000154.txt : 20061018 0000839947-06-000154.hdr.sgml : 20061018 20061018164332 ACCESSION NUMBER: 0000839947-06-000154 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20061018 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061018 DATE AS OF CHANGE: 20061018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09924 FILM NUMBER: 061151236 BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 8-K 1 citigroup8k.htm CITIGROUP INC. 8-K RULE 135C NOTICE Citigroup Inc. 8-K Rule 135c Notice
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) October 18, 2006
---------------------------

Citigroup Inc.
--------------------------------------------------------------------------------
(Exact name of registrant as specified in its charter)

                            Delaware                                        1-9924                                   52-1568099
                        ---------------                                 -----------                             -------------------
                        (State or other                                (Commission                               (IRS Employer
                        jurisdiction of                                  File Number)                             Identification No.)
                        incorporation)

399 Park Avenue, New York, New York 10043
--------------------------------------------------------------------------------
(Address of principal executive offices)  (Zip Code)

(212) 559-1000
--------------------------------------------------------------------------------
(Registrant's telephone number, including area code)

                               Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation
                               of the registrant under any of the following provisions:

                               [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

                               [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

                               [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

                               [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))




Citigroup Inc.
Current Report on Form 8-K
                      Item 8.01 Other Events.
 
                                 Notices filed pursuant to Rule 135c under the Securities Act of 1933 relating to issuances by Citigroup Inc. in the second
                     quarter of 2006 made pursuant to Regulation S under the Securities Act of 1933.

                     Item 9.01 Financial Statements and Exhibits.


     (d)   Exhibits.

Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due June 2013.
99.2  
Rule 135c Notice relating to Citigroup’s GBP 400,000,000 5.25% notes due June 2011.
99.3  
Rule 135c Notice relating to Citigroup’s HKD 1,100,000,000 floating rate notes due May 2011.
99.4  
Rule 135c Notice relating to Citigroup’s HKD 620,000,000 floating rate notes due June 2011.
99.5  
Rule 135c Notice relating to Citigroup’s SGD 215,000,000 4.05% subordinated notes due June 2016.
 


 



SIGNATURE

                            Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to
               be signed on its behalf by the undersigned hereunto duly authorized.


               Dated: October 18, 2006                                                                              CITIGROUP INC.

                                                                                                                           By:      /s/ Michael J. Tarpley 
                                                                                                                           Name: Michael J. Tarpley
                                                                                                                           Title: Assistant Secretary





EXHIBIT INDEX


Exhibit Number

99.1  
Rule 135c Notice relating to Citigroup’s EUR 1,000,000,000 floating rate notes due June 2013.
99.2  
Rule 135c Notice relating to Citigroup’s GBP 400,000,000 5.25% notes due June 2011.
99.3  
Rule 135c Notice relating to Citigroup’s HKD 1,100,000,000 floating rate notes due May 2011.
99.4  
Rule 135c Notice relating to Citigroup’s HKD 620,000,000 floating rate notes due June 2011.
99.5  
Rule 135c Notice relating to Citigroup’s SGD 215,000,000 4.05% subordinated notes due June 2016.






EX-99.1 2 rule135cnotice1.htm EXHIBIT 99.1 - RULE 135C NOTICE - CITIGROUP INC EUR 1,000,000,000 FLOATING RATE NOTES DUE JUNE 2013
Exhibit 99.1

Citigroup Inc.
EUR 1,000,000,000 Floating Rate Notes due June 2013
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Euro ("EUR")
 
3.  
 
Aggregate Nominal Amount:
 
EUR 1,000,000,000
 
4.  
 
Issue Price:
 
99.873%. of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
EUR 50,000 and integral multiples of EUR 1,000 in excess thereof.
 
6.  
 
Issue Date:
 
28 June 2006
 
7.  
 
Maturity Date:
 
28 June 2013
 
8.  
 
Interest Basis:
 
Interest payable quarterly in arrears at a floating rate from, and including, 28 June 2006 to, but excluding, the Maturity Date
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Regulated Market of the Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST
 
12.  
 
Floating Rate Note Provisions:
 
Applicable
 
 
(i)  Interest Period:
 
3 month
 
 
(ii)  Interest Payment Dates:
 
Quarterly in arrears on 28 March, 28 June, 28 September and 28 December in each year from, and including, 28 September 2006 to, and including, the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(iii)  Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iv)  Additional Business Center:
 
London
 
 
(v)  Manner in which the Rate of
          Interest is to be determined:
 
Screen Rate Determination
 
(vi)  Screen Rate Determination:
 
  
 
-  Reference Rate:
 
3 month EURIBOR
 
 
-  Interest Determination Dates:
 
The second day on which the TARGET system is open prior to the start of each Interest Period
 
 
-  Relevant Screen Page:
 
Telerate page 248
 
 
-  Relevant Time:
 
11.00 a.m. Brussels time
 
 
-  Relevant Financial Center:
 
Euro-zone
 
 
(vii)  Margin:
 
+ 0.16% per annum
 
 
(viii)  Minimum Rate of Interest:
 
Not Applicable
 
 
(ix)  Maximum Rate of Interest:
 
Not Applicable
 
 
(x)  Day Count Fraction:
 
Actual/360
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes:
 
16.  
 
Additional Financial Center relating
to Payment Dates:
 
London
 
17.  
 
Consolidation provisions:
 
Applicable in the event of further issuances
 
DISTRIBUTION
 
18.  
 
TEFRA:
The D Rules are applicable
 
OPERATIONAL INFORMATION
 
19. ISIN Code:
 
XS0259257003
 
20. Common Code:
 
025925700
 
EX-99.2 3 rule135cnotice2.htm EXHIBIT 99.2 - RULE 135C NOTICE - CITIGROUP INC GBP 400,000,000 5.25% NOTES DUE JUNE 2011
Exhibit 99.2

Citigroup Inc.
GBP 400,000,000 5.25% Notes due June 2011
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
British pounds Sterling ("GBP")
 
3.  
 
Aggregate Nominal Amount:
 
GBP 400,000,000
 
4.  
 
Issue Price:
 
99.924% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
GBP 50,000
 
6.  
 
Issue Date:
 
14 June 2006
 
7.  
 
Maturity Date:
 
14 June 2011
 
8.  
 
Interest Basis:
 
Annually in arrears at a fixed rate from, and including, the Issue Date to, but excluding, the Maturity Date.
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Regulated market of the Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST
 
12.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
(i)  Rate of Interest:
 
5.25% per annum payable annually in arrears
 
 
(ii)  Interest Payment Dates:
 
14 June in each year from, and including, 14 June 2007 to, and including, the Maturity Date, subject to adjustment in accordance with the Following Business Day Convention
 
 
(iii)  Fixed Coupon Amount:
 
GBP 2,625 per Note of GBP 50,000
 
 
(iv)  Day Count Fraction:
 
Actual/Actual (ICMA)
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default.
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes
 
16.  
 
Additional Financial Center relating to Payment Dates:
 
London
 
17.  
 
Redenomination, renominalisation and reconventioning provisions:
 
Applicable
 
18.  
 
Consolidation provisions:
 
Applicable
 
DISTRIBUTION
 
19.  
 
TEFRA:
The D Rules are applicable
 
 
OPERATIONAL INFORMATION
 
20. ISIN Code:
 
XS0257598341
 
21. Common Code:
 
025759834
 
EX-99.3 4 rule135cnotice3.htm EXHIBIT 99.3 - RULE 135C NOTICE - CITIGROUP INC HKD 1,100,000,000 FLOATING RATE NOTES DUE 2011 Exhibit 99.3 - Rule 135c Notice - Citigroup Inc HKD 1,100,000,000 Floating Rate Notes due 2011
Exhibit 99.3

Citigroup Inc.
HKD 1,100,000,000 Floating Rate Notes due 2011
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Hong Kong Dollars ("HKD")
 
3.  
 
Aggregate Nominal Amount:
 
HKD 1,100,000,000
 
4.  
 
Issue Price:
 
100.00%. of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
HKD 500,000
 
6.  
 
Issue Date:
 
9 May 2006
 
7.  
 
Maturity Date:
 
9 May 2011
 
8.  
 
Interest Basis:
 
Quarterly in arrears at a floating rate from, and including, 9 May 2006 to, but excluding, the Maturity Date
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
None
 
PROVISIONS RELATING TO INTEREST
 
12.  
 
Floating Rate Note Provisions:
 
Applicable
 
 
(i)  Interest Period:
 
3 month
 
 
(ii)  Interest Payment Dates:
 
Payable quarterly in arrears on 9 February, 9 May, 9 August and 9 November in each year from, and including, 9 August 2006 to, and including, the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(iii)  Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iv)  Additional Business Centers:
 
New York City and London
 
 
(v)   Manner in which the Rate of  Interest is to be determined:
 
Screen Rate Determination
 
(vi)  Screen Rate Determination:
 
  
 
-  Reference Rate:
 
3 month HKD-HIBOR-HKAB
 
 
-  Interest Determination Date:
 
The first day of each Interest Period
 
 
-  Relevant Screen Page:
 
Telerate page 9898
 
 
-  Relevant Time:
 
11.00 a.m. Hong Kong time
 
 
-  Relevant Financial Centre:
 
Hong Kong
 
 
-  Additional Financial Centers:
 
London and New York City
 
 
(vii)  Margin:
 
+ 0.15% per annum
 
 
(viii)  Minimum Rate of Interest:
 
Not Applicable
 
 
(ix)  Maximum Rate of Interest:
 
Not Applicable
 
 
(x)  Day Count Fraction:
 
Actual/365 (Fixed); adjusted
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable upon redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes:
 
16.  
 
Additional Financial Centers relating
to Payment Dates:
 
London and New York City
 
17.  
 
Redenomination, renominalisation
and reconventioning provisions:
 
Not Applicable
 
18.  
 
Consolidation provisions:
 
Applicable
 
DISTRIBUTION
 
19.  
 
TEFRA:
The D Rules are applicable
 
 
OPERATIONAL INFORMATION
 
20. ISIN Code:
 
XS0253421514
 
21. Common Code:
 
025342151
 
EX-99.4 5 rule135cnotice4.htm EXHIBIT 99.4 - RULE 135C NOTICE - CITIGROUP INC HKD 620,000,000 FLOATING RATE NOTES DUE 2011 Exhibit 99.4 - Rule 135c Notice - Citigroup Inc HKD 620,000,000 Floating Rate Notes due 2011
Exhibit 99.4

Citigroup Inc.
HKD 620,000,000 Floating Rate Notes due 2011
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
 
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Hong Kong Dollars ("HKD")
 
3.  
 
Aggregate Nominal Amount:
 
HKD 620,000,000
 
4.  
 
Issue Price:
 
100.00% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
HKD 1,000,000
 
6.  
 
Issue Date:
 
7 June 2006
 
7.  
 
Maturity Date:
 
7 June 2011
 
8.  
 
Interest Basis:
 
Quarterly in arrears at a floating rate from, and including, 7 June 2006 to, but excluding, the Maturity Date
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Senior
 
11.  
 
Listing:
 
Regulated Market of the Luxembourg Stock Exchange
 
PROVISIONS RELATING TO INTEREST
 
12.  
 
Floating Rate Note Provisions:
 
Applicable
 
 
(i)  Interest Period:
 
3 month
 
 
(ii)  Interest Payment Dates:
 
Quarterly in arrears on 7 March, 7 June, 7 September and 7 December in each year from, and including, 7 September 2006 to, and including, the Maturity Date, subject to adjustment in accordance with the Business Day Convention
 
 
(iii)  Business Day Convention:
 
Modified Following Business Day Convention
 
 
(iv)  Additional Business Centers:
 
New York City and London
 
 
(v)  Manner in which the Rate of Interest is to be determined:
 
Screen Rate Determination
 
(vi)  Screen Rate Determination:
 
  
 
-  Reference Rate:
 
3 month HKD-HIBOR-HKAB
 
 
-  Interest Determination Date:
 
The first day of each Interest Period
 
 
-  Relevant Screen Page:
 
Telerate page 9898
 
 
-  Relevant Time:
 
11.00 a.m. Hong Kong time
 
 
-  Relevant Financial Centre:
 
Hong Kong
 
 
-  Additional Financial Centers:
 
London and New York City
 
 
(vii)  Margin:
 
+ 0.14% per annum
 
 
(viii)  Minimum Rate of Interest:
 
Not Applicable
 
 
(ix)  Maximum Rate of Interest:
 
Not Applicable
 
 
(x)  Day Count Fraction:
 
Actual/365 (Fixed); adjusted
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount:
 
Par
 
14.  
 
Early Redemption Amount:
 
Par, payable on redemption for taxation reasons or on event of default
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes
 
16.  
 
Additional Financial Centers relating
to Payment Dates:
 
London and New York City
 
17.  
 
Redenomination, renominalisation
and reconventioning provisions:
 
Not Applicable
 
18.  
 
Consolidation provisions:
 
Applicable
 
DISTRIBUTION
 
19.  
 
TEFRA:
The D Rules are applicable
 
 
OPERATIONAL INFORMATION
 
20. ISIN Code:
 
XS0256739722
 
21. Common Code:
 
025673972
 
EX-99.5 6 rule135cnotice5.htm EXHIBIT 99.5 - RULE 135C NOTICE - CITIGROUP INC SGD 215,000,000 4.05% NOTES DUE JUNE 2016
Exhibit 99.5

Citigroup Inc.
SGD 215,000,000 4.05% Notes due June 2016
under the
Programme for the issuance of
Euro Medium-Term Notes, Series B
The securities described herein have not been and will not be registered under the U.S. Securities Act of 1933 and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements.
 
1.  
 
Issuer:
 
Citigroup Inc.
 
2.  
 
Specified Currency:
 
Singapore Dollars ("SGD")
 
3.  
 
Aggregate Nominal Amount:
 
SGD 215,000,000
 
4.  
 
Issue Price:
 
99.939% of the Aggregate Nominal Amount
 
5.  
 
Specified Denominations:
 
SGD 250,000
 
6.  
 
Issue Date:
 
29 June 2006
 
7.  
 
Maturity Date:
 
29 June 2016
 
8.  
 
Interest Basis:
 
Semi-annually in arrears at a fixed rate from, and including, the Issue Date to, but excluding, the Maturity Date.
 
9.  
 
Redemption/Payment Basis:
 
Redemption at par
 
10.  
 
Status of the Notes:
 
Subordinated
 
11.  
 
Listing:
 
Not Applicable
 
PROVISIONS RELATING TO INTEREST
 
12.  
 
Fixed Rate Note Provisions:
 
Applicable
 
 
(i)  Rate of Interest:
 
4.05% per annum payable semi-annually in arrears
 
 
(ii)  Interest Payment Dates:
 
29 June and 29 December in each year from, and including, 29 December 2006 to, and including, the Maturity Date, subject to adjustment in accordance with the Modified Following Business Day Convention
 
 
(iii)  Day Count Fraction:
 
Actual/365 Fixed (unadjusted)
 
PROVISIONS RELATING TO REDEMPTION
 
13.  
 
Final Redemption Amount of each Note:
 
Par
 
14.  
 
Early Redemption Amount of each Note:
 
Par, payable upon redemption for tax purposes or event of default.
 
GENERAL PROVISIONS APPLICABLE TO THE NOTES
 
15.  
 
Form of Notes:
 
Bearer Notes.
 
16.  
 
Additional Financial Centers relating to Payment Dates:
 
London, New York and Singapore
 
17.  
 
Redenomination, renominalisation and reconventioning provisions:
 
Applicable
 
18.  
 
Consolidation provisions:
 
Applicable in the event of further issuances.
 
DISTRIBUTION
 
19.  
 
TEFRA:
The D Rules are applicable
 
 
OPERATIONAL INFORMATION
 
20.
 
ISIN Code:
 
XS0258939643
 
21.
 
Common Code:
 
025893964
 
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