11-K 1 c-401kplanpuertoricox12312.htm 11-K Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 11-K

ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934




For the fiscal year ended December 31, 2018

Commission File No. 1-9924


__________________________________



A.
Full title of the plan and the address of the plan, if different from that of the issuer named below:

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Plans Administration Committee
388 Greenwich Street, 15th Floor
New York, NY 10013




B.
Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:

Citigroup Inc.
388 Greenwich Street
New York, NY 10013






CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Financial Statements and Supplemental Schedule
December 31, 2018 and 2017
(With Report of Independent Registered Public Accounting Firm Thereon)





CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Financial Statements and Supplemental Schedule
December 31, 2018 and 2017
Table of Contents
 
Page
Report of Independent Registered Public Accounting Firm
 
 
Financial Statements:
 
 
 
Statements of Net Assets Available for Benefits as of December 31, 2018 and 2017
 
 
Statements of Changes in Net Assets Available for Benefits for the years ended December 31, 2018 and 2017
 
 
Notes to Financial Statements
 
 
Supplemental Schedule:*
 
 
 
Schedule H, Line 4i – Schedule of Assets (Held at End of Year) as of December 31, 2018
 
 
Signatures
 
 
Exhibit Index
 
 
*
Other schedules required by Form 5500 which are not applicable have been omitted






Report of Independent Registered Public Accounting Firm


To the Plan Participants and Plan Administrator of
The Citi Retirement Savings Plan for Puerto Rico:

Opinion on the Financial Statements

We have audited the accompanying statements of net assets available for benefits of the Citi Retirement Savings Plan for Puerto Rico (the Plan) as of December 31, 2018 and 2017, the related statements of changes in net assets available for benefits for the years then ended, and the related notes (collectively, the financial statements). In our opinion, the financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2018 and 2017, and the changes in net assets available for benefits for the years then ended, in conformity with U.S. generally accepted accounting principles.

Basis for Opinion

These financial statements are the responsibility of the Plan’s management. Our responsibility is to express an opinion on these financial statements based on our audits. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Plan in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audits in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audits included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audits also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audits provide a reasonable basis for our opinion.



1





Accompanying Supplemental Information

The accompanying Schedule H, Line 4i - Schedule of Assets (Held at End of Year) as of December 31, 2018, has been subjected to audit procedures performed in conjunction with the audit of the Plan’s financial statements. The supplemental information is the responsibility of the Plan’s management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with the Department of Labor's Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. In our opinion, the supplemental information, is fairly stated, in all material respects, in relation to the financial statements as a whole.



/s/ KPMG LLP

We have served as the Plan's auditor since 2001.

New York, New York
June 11, 2019

2



CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Statements of Net Assets Available for Benefits
December 31, 2018 and 2017
 
2018
 
2017
Assets:
 
 
 
Investments, at fair value
$
31,088,199

 
$
33,744,479

Investments in fully benefit-responsive investment contracts,
 
 
 
at contract value
1,732,972

 
1,887,361

Total investments
32,821,171

 
35,631,840

Receivables:
 
 
 
Employer contributions
1,180,979

 
1,197,140

Interest and dividends
12,242

 
9,717

Receivable for securities sold
2,403

 
2,808

Participant contributions
651

 
1,079

Participant loans
1,099,434

 
1,380,174

Total receivables
2,295,709

 
2,590,918

Total assets
35,116,880

 
38,222,758

Liabilities:
 
 
 
Payable for securities purchased
11,675

 
23,547

Payable for trustee, administrative fees and other
15,055

 
19,457

Total liabilities
26,730

 
43,004

Net assets available for benefits
$
35,090,150

 
$
38,179,754

See accompanying notes to financial statements.
 
 
 


3



CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Statements of Changes in Net Assets Available for Benefits
Years Ended December 31, 2018 and 2017
 
2018
 
2017
Additions to (reduction from) net assets attributable to:
 
 
 
Investment income (loss) :
 
 
 
Dividends
$
123,762

 
$
100,737

Interest
76,867

 
72,940

Net (depreciation) appreciation in fair value of investments
(2,973,409
)
 
5,304,984

Net investment (loss) income
(2,772,780
)
 
5,478,661

Interest income from loans receivable from participants
58,321

 
57,279

Contributions:
 
 
 
Employer
1,180,979

 
1,196,874

Participants
1,294,666

 
1,285,707

Rollover

 
52,469

Total contributions
2,475,645

 
2,535,050

Total (reduction) additions to net assets
(238,814
)
 
8,070,990

Deductions from net assets attributable to:
 
 
 
Distributions to participants
2,775,723

 
3,153,742

Trustee and administrative expenses
47,162

 
50,197

Dividends paid directly to participants
27,905

 
23,067

Total deductions from net assets
2,850,790

 
3,227,006

Net (decrease) increase
(3,089,604
)
 
4,843,984

Net assets available for benefits at:
 
 
 
Beginning of year
38,179,754

 
33,335,770

End of year
$
35,090,150

 
$
38,179,754

See accompanying notes to financial statements.
 
 
 



4


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017



(1)
Description of the Plan
The following brief description of the Citi Retirement Savings Plan for Puerto Rico (the Plan) is provided for general information purposes only. Participants should refer to the Plan's Summary Plan Description and legal plan document for a more complete description of the Plan.
(a)
General
The Plan was established in 2001 and is a defined contribution plan designed to encourage savings on the part of eligible employees. The Plan covers eligible employees of Citibank, N.A., a subsidiary of Citigroup Inc., (the Company) and its affiliates who primarily reside and work in Puerto Rico. Citibank, N.A. is the Plan Sponsor. The Plan is subject to the provisions of the Employee Retirement Income Security Act of 1974, as amended (ERISA), and the Puerto Rico Internal Revenue Code of 2011, as amended (PRIRC). The Plan is designed to comply with Section 404(c) of ERISA and the related regulations.
Banco Popular de Puerto Rico (Banco Popular) is the trustee of the Plan. For the period January 1, 2017 through January 31, 2017, Plan investments, including the Citigroup Common Stock Fund, were held at State Street Bank & Trust Company, the custodian. Effective February 1, 2017, Bank of New York Mellon became the custodian of the Plan. The Plan is administered by Alight Solutions Inc., a third‑party administrator.
(b)
Eligibility
Eligible employees generally include employees performing services for the Company and employees of participating subsidiaries, who are considered bona fide residents of Puerto Rico or who perform services primarily in Puerto Rico, as defined in the Plan document.
Full‑time employees or part‑time employees scheduled to work 20 or more hours a week are eligible to participate on the first day of the first pay period after the participant becomes an employee of the Company.
Part‑time employees scheduled to work fewer than 20 hours a week are eligible to participate in the Plan on January 1 or July 1 after the employee is credited with at least 1,000 hours of service during the first 12 months with the Company or at least 1,000 hours of service in any calendar year beginning after the employee’s date of hire.

(c)
Employee Contributions
Eligible employees may defer on a before-tax basis a portion of their eligible pay, which generally includes overtime, commissions, shift differential pay, and periodic incentive bonuses, reduced each pay period, as a before‑tax contribution deferral in any 1% increment, by an amount up to 50% of their eligible compensation in a whole percentage up to the maximum permitted by the PRIRC.
Newly hired and rehired eligible employees are automatically enrolled in the Plan at a 6% before-tax contribution rate unless they otherwise enroll themselves or opt out of the Plan. Participants who are automatically enrolled in the Plan, but do not make an investment election, are invested in the Plan’s default investment, which is the Plan’s “target retirement date” fund consistent with the participant’s projected year of retirement. Further, unless the participant elects a different rate, for employees who are automatically enrolled, their contribution rate is automatically increased by 1% until they reach a before-tax contribution rate of 15% or reach the maximum statutory dollar contribution limit.

5


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


Catch‑up contributions are permitted in accordance with Section 1081.01(d)(7) of the PRIRC. Participants who are over age 50 by the Plan year‑end can contribute up to 49% of their eligible pay up to applicable statutory limit. There is no automatic enrollment for catch‑up contributions.
(d)
Employer Contributions
During 2018 and 2017, employer contributions consisted of three components: the Company matching contribution, fixed contribution, and transition contribution.
The Company matching contribution was equal to 100% of the participant’s before-tax contributions up to 6% of the participant’s eligible compensation in 2018 and 2017 (up to the annual compensation maximum set by the PRIRC for 2018 and 2017, respectively) for eligible employees at all compensation levels. Company matching contributions did not exceed the lesser of the participant’s contribution or 6% of the participant’s eligible compensation up to the statutory limit. Catch‑up contributions are not subject to matching contributions, but may be reclassified as before-tax contributions if the participant has not reached 6% of before-tax contributions. Participants must contribute to the Plan to receive Company matching contributions.
A fixed contribution of up to 2% of eligible pay is credited to the Plan accounts of eligible employees whose qualifying annual compensation, as defined in the Plan is $100,000 or less.
An annual transition contribution is credited to the Plan accounts of certain employees who were eligible to receive benefits under the Plan, the Citigroup Pension Plan, and the Citigroup Ownership Program in 2007, prior to the plans’ redesign. If an employee’s total benefit opportunity under the three programs was greater than his or her benefit opportunity under the Plan, an additional transition contribution is credited. Participants receiving this transition contribution generally have long service and must be continuously employed by the Company since December 31, 2006.
At December 31, 2018 and 2017, the employer contribution receivable was $1.20 million, respectively. Company contributions relating to 2018 and 2017 were received and credited to participant accounts during the first quarter of 2019 and 2018, respectively.

(e)
Participant Accounts
The Plan maintains a separate account for each participant, to which contributions, expenses, investment gains and losses are allocated.
Participants may elect to invest their deferral contributions, Company contributions, and account balance, among the investment fund options offered under the Plan in whole increments of 1%.
A participant may elect to suspend or resume his or her contributions, subject to the Plan’s notice requirements. In addition, a participant may change the rate of his or her contributions, subject to the Plan’s notice requirements, and may elect to change the allocation of future contributions among the funds daily. A participant may also elect to transfer the value of his or her contributions in whole increments of 1% to other Plan investment funds, subject to certain restrictions.
Changes requested by participants are implemented as soon as administratively practicable, in accordance with the Plan document.



6


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


(f)
Rollover and Transfer Contributions
The Plan permits participants to have their interests in other Puerto Rico qualified plans rolled over to the Plan. However, rollovers from an Individual Retirement Account (IRA) are not permitted under Puerto Rico law. Transfers or rollovers to the Plan may only be made with the approval of the Plan’s management and do not affect any other contributions made by or on behalf of a participant.
Of the participant contributions reported in 2018 and 2017, $0 and $52,469, respectively, related to rollover contributions into the Plan.
(g)
Investment Options
Plan assets are held in a trust fund and are invested in the investment options offered under the Plan at the direction of Plan participants, in accordance with the Plan document.
In general, Plan participants may move a portion or all of their account balances among the Plan’s investment options through a fund transfer, reallocation or rebalance, generally not more frequently than once every seven calendar days. An exception to this rule is that they may move a portion or all of their account balances into the BlackRock Cash Funds: Treasury at any time. However, once a participant moves his or her Plan assets into that fund, he or she cannot move Plan assets out of the fund for seven calendar days.
In addition, Plan participants may not move an investment in the BNY Mellon Stable Value Fund (see note 3) through a fund transfer, reallocation or rebalance directly into any of the two investment options that are considered competitors of the BNY Mellon Stable Value Fund - the BlackRock Cash Funds: Treasury and the BFA LifePath Index Retirement Fund. The BFA LifePath Index Retirement Fund is not considered a money market fund or stable value fund. This restriction on transfers enables the BNY Mellon Stable Value Fund to secure higher yielding, fixed income investments intended to preserve principal and earned interest.
If a Plan participant moves a portion or all of his account balance from the BNY Mellon Stable Value Fund through a fund transfer, reallocation, or rebalance into any investment option other than the two competing investment options named above, the amount moved must remain invested in a noncompeting investment option for at least 90 days before it can be moved into one of the two competing investment options.
These restrictions are subject to change at any time depending on generally applicable Plan rules or the requirements of the funds.
To the extent required by the compliance procedures of a mutual fund to ensure the fund’s adherence to the market timing rules mandated by the Securities and Exchange Commission and upon request by a mutual fund, the Plan may provide reports to the fund detailing Plan participants’ trading activity in that particular fund. The Company also may restrict the ability of certain Plan participants to invest in or divest from the Citigroup Common Stock Fund.
In general, no investment-related transaction costs are associated with the Plan, though the funds have the right to impose redemption fees, should they decide to do so.
The Plan does not directly participate in securities lending programs; however, there are investment funds that engage in securities lending which are available to Plan participants. The investment manager for an investment option determines the terms of, and the extent to which, securities lending is used.

7


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


Engaging in securities lending is intended to benefit Plan participants investing in such investment offering.
Effective March 1, 2017, the Large Cap Non-U.S. Equity Fund was restructured, eliminating the DFA International Value IV and DFA Emerging Markets II components, and adding WCM Focused Growth International, Lazard International and the Schroder Multi Cap International Fund. Additionally, the weighting for the Large Cap Non-U.S. Fund was changed to 25% for each component strategy.
Effective May 22, 2017, the BlackRock T-Fund was eliminated and replaced by the BlackRock Cash Funds: Treasury.
Effective September 22, 2017, the Small Cap U.S. Equity Fund was restructured, eliminating the Numeric Small Cap Growth component, and adding T. Rowe Price Small Cap Growth and LA Capital Small Cap Growth. Additionally, the weighting for the Small Cap U.S. Fund was changed to 25% for each component strategy.
Effective March 29, 2018, State Street Global Advisors (SSgA) was replaced by BlackRock as the manager for the S&P 500 Index Fund, Russell 2000 Index Fund, S&P Midcap 400 Index Fund, Russell 3000 Index Fund, MSCI EAFE Index Fund, MSCI Emerging Markets Index Fund, Bloomberg Barclays US TIPS Index Fund and the Bloomberg Roll Select Commodity Index Fund.
Effective March 29, 2018, the SSgA Diversified Bond Fund was eliminated as an investment option and the assets were transferred to the BlackRock US Bond Fund.
Effective October 1, 2018, the T. Rowe Price International Small Cap Fund was combined with Strategic Global Advisors International Small Cap to create the Non-U.S. Small Cap Fund with 50% allocated to each component strategy.
(h)
Vesting
The rights of a participant to his or her own contributions and any earnings thereon are at all times fully vested and nonforfeitable.
Company fixed and transition contributions, as described in note 1(d), vest according to the following schedule:
Upon completion of three years of service, any fixed and/or transition contributions made on a participant’s behalf will be immediately vested;
If a participant reaches age 55, dies or becomes disabled while in service;
In the case of a full or partial termination of the Plan or complete discontinuance of contributions under the Plan.
Once a participant is vested in his or her Company contributions, those contributions are available for distribution or rollover once he or she leaves the Company or is otherwise eligible to take a distribution, as more fully described in notes 1(k) and (l).




8


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


(i)
Forfeited Accounts
Forfeitures may be used to offset expenses of the Plan. During 2018 and 2017, $1,452 and $1,104, respectively, of forfeitures were used to offset Plan expenses. As of December 31, 2018 and 2017, unallocated forfeitures were $1,188 and $2,152, respectively.
(j)
Loans Receivable from Participants
Subject to the Plan’s provisions and the requirements contained within ERISA and PRIRC, participants may apply for up to two loans from the Plan at a fixed annual interest rate equal to the prime rate, as published in The Wall Street Journal for the fifteenth business day of the month in which the loan application is initiated, plus 1%. Loans may be made for a minimum amount of $1,000, the maximum of which would be the lesser of 50% of the participant’s vested account balance or $50,000, less the highest outstanding loan balance in the previous twelve months. Loans receivable from participants as of December 31, 2018 and 2017, bore interest rates from 4.25% to 6.25%.
Loans receivable from participants are valued at unpaid principal plus any accrued but unpaid interest.
Loan repayments by participants who are employed by the Company are generally made through after‑tax payroll deductions. Manual loan repayments by participants who are no longer employed by the Company and who are eligible to make manual loan repayments are submitted directly to Alight Solutions, Inc.. Loan terms range from 1 to 5 years for general‑purpose loans or up to 20 years for the purchase of a primary residence.
Each loan is secured through the vested balance in the participant’s Plan account. If a participant defaults on his or her loan by failing to make timely repayments, the outstanding principal and interest due on the loan is treated as a deemed distribution and reported as a taxable distribution to the participant as soon as administratively practicable in the year of default. If the participant has an outstanding loan and takes a distribution of his or her Plan benefit, the outstanding principal and interest due on the loan is deducted from the account balance before an amount is distributed to the participant.
A participant applying for a loan through the Plan will be charged a $50 loan application fee. The loan application fee is nonrefundable and will be used to offset the administrative expenses associated with the loan. The fee will be deducted from the participant’s Plan account at the time his or her loan request is processed.

(k)
Withdrawals
Prior to termination of employment, a participant may withdraw, subject to the Plan’s notice requirements, all or a portion of the vested value of his or her participant account if the participant has attained age 59½ or becomes totally and permanently disabled, or a certain portion of the value of his or her participant account in the event of demonstrated financial hardship, subject to the Plan’s provisions. Withdrawals to which a participant is entitled are the amounts that can be provided by the contributions and income thereon (including net realized and unrealized investment gains and losses) allocated to each participant’s account, less allocated expenses. Withdrawals from the Citigroup Common Stock Fund may be paid in either shares of common stock or cash at the discretion of the participant, with the exception of a hardship withdrawal, which must be paid in cash. Fractional shares and withdrawals from other funds are paid in cash.



9


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


(l)
Distributions
A participant, after leaving the Company, can have the total of his or her vested account distributed in accordance with the provisions of the Plan.
If the value of a participant’s account equals or exceeds $5,000, the participant may elect to defer the commencement of his or her distribution until his or her normal retirement age, age 65, or may request a distribution at any time in the form of a lump‑sum payment or installments. The value of this distribution will be based on the value of the participant’s vested account at the valuation date that coincides with the distribution, to the extent administratively practicable. If the value of a participant’s account is less than $5,000, the Plan will distribute the participant’s account upon termination of employment.
Distributions to which a participant is entitled are the vested amounts that can be provided by the contributions and income thereon (including net realized and unrealized investment gains and losses) allocated to each participant’s account, less allocated expenses. Distributions from the Citigroup Common Stock Fund may be paid in either shares of common stock or cash at the discretion of the participant. Fractional shares and distributions from other funds are paid in cash.
(2)
Summary of Significant Accounting Policies
(a)
Basis of Accounting
The accompanying financial statements have been prepared under the accrual basis of accounting and displayed in US dollars.
(b)
Use of Estimates
The preparation of the financial statements in conformity with U.S. generally accepted accounting principles (GAAP) requires the Plan’s management to make estimates and assumptions that affect the reported amounts of assets and liabilities, changes therein, and disclosure of contingent assets and liabilities at the date the financial statements are prepared. Actual results could differ from those estimates and assumptions. Significant estimates inherent in the preparation of the financial statements include the fair value of investments.
(c)
Investment Valuation and Income Recognition
Investments held by the Plan are generally stated at fair value with the exception of fully benefit-responsive investment contracts, which according to GAAP are stated at contract value.
Cash equivalents and short-term investments are valued at cost, which approximates fair value.
Equity investments traded on national securities exchanges are valued at their closing market prices. When no trades are reported, they are valued at the most recent bid quotation; securities traded in the over‑the‑counter market are valued at their last sale or bid price. This includes U.S. and non‑U.S. equities in separately managed accounts.
The shares of common stock held by the Citigroup Common Stock Fund are valued at the last reported sale price on the New York Stock Exchange on the last business day of the year.
Mutual funds are valued at the net asset value (NAV) reported in the active market where the fund is traded on a daily basis. Exchange-traded funds are valued at last sale price.

10


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


Collective trust funds are determined to have readily determinable fair values and valued based on NAV. Participant‑directed redemptions from these collective trust funds generally can be made daily, subject to a Plan imposed 7‑day minimum holding period on investments (other than BNY Mellon Stable Value Fund related investments which have a longer holding period).
Purchases and sales of investments are recorded on a trade-date basis. Securities purchased or sold near year-end may result in payments on these securities not being made or received until after the Plan’s year-end. The amounts of such payments are recorded as payables or receivables as of year-end in the statements of net assets available for benefits. Interest income is recorded as earned on the accrual basis. Dividend income is recorded on the ex-dividend date.

(d)
Fair Value of Other Assets and Liabilities
The carrying value of other assets and liabilities approximates fair value because of the short-term nature of these items.
(e)
Payment of Benefits
Benefits are recorded when paid.
(3)
Guaranteed Investment Contracts (GIC)
The Plan’s BNY Mellon Stable Value Fund (Fund) is a custom investment vehicle that invests in fully benefit‑responsive investment contracts, including traditional GICs, synthetic GICs and separate account GICs issued by insurance companies.
Traditional GICs are investment contracts backed by the general assets of the issuer. The issuer agrees to provide the Fund with a guaranteed interest rate on the Fund’s investment for a specified period of time. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value. Contract value represents contributions made under the contract, plus earnings, less participant withdrawals and administrative expenses. At December 31, 2018 and 2017, the Plan did not have any traditional GICs.
Synthetic GICs consist of two parts: underlying investments, generally fixed-income-related securities owned directly by the Plan and a “wrapper” contract purchased from an insurance company. The wrapper contract guarantees full payment of principal and interest. The wrapper contracts are obligated to provide an interest crediting rate of not less than zero. The wrapper contract amortizes the realized and unrealized gains and losses on the underlying fixed income investments, typically over the duration of the investments, through adjustments to the future interest crediting rate. These investments are credited with earnings on the underlying investments and charged for participant withdrawals and administrative expenses. Participants may ordinarily direct the withdrawal or transfer of all or a portion of their investment at contract value.
Separate account GICs are investment contracts in a segregated account backed by the general assets of the issuer for the benefit of the investors. The total return of the segregated account assets supports the separate account GICs return. The credited rate on this product will reset periodically and it will have an interest rate of not less than zero. During 2017, the Plan disposed of its separate account GICs.
There are no reserves against contract value for credit risk of the contract issuers or otherwise.
An investment contract is considered fully benefit‑responsive if all of the following criteria are met:
The investment contract is between the Fund and the issuer and the contract cannot be sold or assigned.

11


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


The contract issuer must be obligated to repay principal and interest to participants in the Fund or provide prospective crediting rate adjustments that cannot result in an interest crediting rate less than zero.
All permitted participant‑initiated transactions occur at contract value, without limitations.
An event that limits the ability of the participant to transact at contract value is not probable.
The Fund must allow participants reasonable access to their funds.
The Plan’s management has concluded that the GICs are fully benefit‑responsive investment contracts and has reported such contracts at contract value as shown in the table below:
 
 
2018
 
2017
Investments in fully benefit-responsive investment contracts, at contract value:
 
 
 
 
Synthetic GICs
 
$
1,732,972

 
$
1,887,361

Investments in fully benefit-responsive investment contracts, at contract value

 
$
1,732,972

 
$
1,887,361

In addition, the Fund owns units of the State Street Short‑Term Investment Fund, which serves as the Fund’s short‑term liquidity vehicle, included in the fair value hierarchy table in cash equivalents and short-term investments.
(4)
Fair Value Measurements
FASB Accounting Standards Codification (ASC) 820, Fair Value Measurement, provides a framework for measuring fair value, which provides a fair value hierarchy that prioritizes the inputs to valuation techniques used to measure fair value. The hierarchy gives the highest priority to unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to unobservable inputs (Level 3 measurements). The three levels of the fair value hierarchy are described below:
Level 1 – Quoted prices for identical instruments in active markets.
Level 2 – Quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model‑derived valuations in which all significant inputs and significant value drivers are observable in active markets.
Level 3 – Valuations derived from valuation techniques in which one or more significant inputs or significant value drivers are unobservable.
This hierarchy requires the Plan’s management to use observable market data, when available, and to minimize the use of unobservable inputs when determining fair value. As required by ASC 820, assets are classified in their entirety based on the lowest level of input that is significant to the fair value measurement.
The methods described above may produce a fair value measurement that may not be indicative of net realizable value or reflective of future fair values. Furthermore, while the Plan believes its valuation methods are appropriate and consistent with other market participants, the use of different methodologies or assumptions to determine the fair value of certain financial instruments could result in a different fair value measurement at the reporting date.
The table below categorizes the Plan’s investments by level within the fair value hierarchy as of December 31, 2018.

12


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


 
December 31, 2018
 
Level 1
 
Level 2
 
Total
Investments, at fair value:
 
 
 
 
 
Cash equivalents and short-term investments
$
922

 
$
176,715

 
$
177,637

Collective trust funds

 
25,837,898

 
25,837,898

U.S. equities
1,442,440

 

 
1,442,440

Non-U.S. equities
1,208,296

 

 
1,208,296

Mutual funds and other registered investment companies
2,421,928

 

 
2,421,928

Investments, at fair value
$
5,073,586

 
$
26,014,613

 
$
31,088,199

The table below categorizes the Plan’s investments by level within the fair value hierarchy as of December 31, 2017.
 
December 31, 2017
 
Level 1
 
Level 2
 
Total
Investments, at fair value:
 
 
 
 
 
Cash equivalents and short-term investments
$
1,592

 
$
99,542

 
$
101,134

Collective trust funds

 
27,279,718

 
27,279,718

U.S. equities
2,376,887

 

 
2,376,887

Non-U.S. equities
1,197,351

 

 
1,197,351

Mutual funds
2,789,389

 

 
2,789,389

Investments, at fair value
$
6,365,219

 
$
27,379,260

 
$
33,744,479

There were no transfers or reclassifications of investments between levels within the fair value hierarchy during the years ended December 31, 2018 and 2017, and there were no changes in valuation methodologies used to measure the fair value of the Plan’s investments as of and for the years ended December 31, 2018 and 2017.
(5)
Administrative Expenses
Plan provisions allow for administrative expenses, including, but not limited to, audit fees, custodial and trustee fees, investment manager fees, and recordkeeping fees to be paid by the Plan and allocated to participant accounts. Expenses related to monthly investment service fees and loan fees are charged to participants’ investment balances and are reflected in the value of their participant accounts. These expenses are reported in trustee and administrative expenses in the statements of net assets available for benefits, or if paid by the investment funds, are included in net appreciation in fair value of investments.
Any expenses not borne by the Plan are paid by the Company.
(6)
Risks and Uncertainties
The Plan invests in a variety of investment securities. Investment securities, in general, are exposed to various risks, such as interest rate, credit, foreign exchange and overall market volatility risk. Due to the level of risk associated with certain investment securities, it is reasonable to expect that changes in the values of investment securities will occur in the near term and that such changes could materially affect participant account balances and the net assets available for plan benefits.

13


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


The Plan’s exposure to a concentration of credit risk is limited by the diversification of investments across participant‑directed fund elections and one election that is closed to new contributions. Additionally, the investments within each investment fund option are further diversified into varied financial instruments, with the exception of the Citigroup Common Stock Fund, which primarily invests in the securities of a single issuer. At December 31, 2018 and 2017, approximately 3% and 4% of the Plan’s total investments were invested in Citigroup common stock, respectively.
Plan investments include a variety of investments that may directly or indirectly invest in securities with contractual cash flows. The value, liquidity, and related income of these securities are sensitive to changes in economic conditions and may be adversely affected by shifts in the market’s perception of the issuers and changes in interest rates.
(7)
Party‑in‑Interest Transactions
Certain Plan investments are units of the Citigroup Common Stock Fund, which consists of common stock issued by the Company. The Plan’s investment in the Citigroup Common Stock Fund was $1.0 million and $1.5 million December 31, 2018 and December 31, 2017, respectively.
The Plan held no direct investments through other investment options in the Company’s common stock at December 31, 2018 and 2017. However, certain of the Collective Trust Funds and mutual fund may have invested in Citi Group common stock if consistent with the fund's objective. In 2018 and 2017, the Company paid $27,905 and $23,067, respectively, to the participants for dividends on common stocks held directly.
At December 31, 2018 and 2017, the Plan held $176,717 and $99,296, respectively, of the Bank of New York Mellon Short-Term Investment Fund. At December 31, 2018 and 2017, the Plan also held through synthetic GICs $987 and $1,038, respectively, in Bank of New York Mellon corporate bonds, and Bank of New York Mellon Short-Term Investment Fund.
Certain Plan investments are shares of collective trust funds managed by State Street Corporation amounting to $22.6 million at December 31, 2017.
These transactions qualify as exempt party‑in‑interest transactions.
(8)
Tax Status
The Puerto Rico Department of Treasury has determined and informed the Plan by a letter dated September 12, 2014 that the Plan as amended and restated effective January 1, 2012 and related trust are established in accordance with applicable sections of the PRIRC and, therefore, qualify as exempt from taxes under Section 1165(a) of the PRIRC. By letters dated April 29, 2016, the Puerto Rico Department of Treasury determined and informed the Plan that Amendments 1, 2 and 3 to the Plan meet the applicable requirements of the PRIRC. By letter dated June 2, 2017, the Puerto Rico Department of Treasury determined and informed the Plan that Amendment 4 to the Plan and the amendment to the Trust Agreement meet the applicable requirements of the PRIRC. On February 5, 2018, the Puerto Rico Department of Treasury determined and informed the Plan that Amendment 5 to the Plan meets the applicable requirements of the PRIRC. On March 27, 2018 and April 12, 2019, the Plan applied to the taxing authority for a determination that Amendments 6 and 7 to the Plan meet the applicable requirements of PRIRC. Although the Plan has been amended since receiving the above-referenced determination letters, the Plan’s management and the Plan’s legal counsel believe that the Plan, as amended, continues to be qualified as tax‑exempt and continues to operate in compliance with the applicable requirements of the PRIRC. Therefore, no provision for income taxes is included in the Plan’s financial statements.

14


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Notes to Financial Statements
December 31, 2018 and 2017


GAAP requires the Plan’s management to evaluate tax positions taken by the Plan and recognize a tax liability (or asset) if the Plan has taken an uncertain position that more likely than not would not be sustained upon examination by the Internal Revenue Service. The Plan's management has concluded that, as of December 31, 2018 and 2017, there are no uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements.
The Plan is subject to audits by taxing jurisdictions; however, there are currently no audits for any open tax periods in progress. The Company believes the Plan is no longer subject to tax examination for years prior to 2015.
(9)
Plan Termination
Although it has not expressed any intention to do so, the Plan Sponsor has the right under the Plan to amend or discontinue its contributions at any time and to amend or terminate the Plan subject to the provisions of ERISA. In the event of Plan termination, either full or partial, all amounts credited to the impacted participants’ accounts will become 100% vested and, therefore, will not be subject to forfeiture.
(10)
Subsequent Events
The Plan’s management evaluated subsequent events through the date on which the financial statements were issued and determined that, other than those disclosed throughout the financial statements, no additional disclosures were required.
(11)
Reconciliation of Financial Statements to Form 5500
The following is a reconciliation of amounts reported in the financial statements to amounts reported on Form 5500 as of and for the years ended December 31, 2018 and 2017:
 
 
2018
 
2017
Net assets available for benefits per the financial statements
$
35,090,150

 
$
38,179,754

Adjustment from contract value to fair value for fully benefit-responsive investment contracts
(25,396
)
 
3,871

Net assets available for benefits per the Form 5500
$
35,064,754

 
$
38,183,625

 
 
 
 
Net (decrease) increase in net assets available for benefits per the financial statements
$
(3,089,604
)
 
$
4,843,984

Prior year adjustment from contract value to fair value for fully benefit-responsive investment contracts
(3,871
)
 
(11,330
)
Current year adjustment from contract value to fair value for fully benefit-responsive investment contracts
(25,396
)
 
3,871

Net (decrease) increase in net assets per Form 5500
$
(3,118,871
)
 
$
4,836,525



15


CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
 
 
 
 
 
 
 
Cash equivalents and short-term investments:
 
 
 
 
 
 
Australian Dollar
 
 
41

 
$
28

 
Brazil Real
 
 
1,396

 
359

 
Canadian Dollar
 
 
60

 
44

 
Cash Collateral Held At Rbc
 
 
(162
)
 
(162
)
*
Collective Us Gov't STIF 12
2.29
%
 
117

 
117

*
Collective US Gov't STIF 15
2.26
%
 
176,600

 
176,600

 
Danish Krone
 
 
20

 
3

 
Euro Currency
 
 
44

 
52

 
Hong Kong Dollar Overdrawn
 
 
(1,873
)
 
(239
)
 
Indonesian Rupiah
 
 
747,213

 
52

 
Japanese Yen
 
 
84,203

 
768

 
Mexican Peso
 
 
324

 
16

 
New Taiwan Dollar
 
 
10,277

 
334

 
New Zealand Dollar
 
 
14

 
10

 
Pound Sterling
 
 
74

 
93

 
South African Rand
 
 
10,599

 
737

 
Thailand Baht
 
 
2,355

 
73

 
Turkish Lira
 
 
852

 
160

 
U.S. Dollar Overdrawn
 
 
(1,408
)
 
(1,408
)
 
        Total cash equivalents and short-term investments
 
 
 
 
$
177,637

 
 
 
 
 
 
 
 
Collective trust funds:
 
 
 
 
 

*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

16

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
BFA Lifepath Index 2020 Fund
 
 
2,428

 
$
46,738

 
BFA Lifepath Index 2025 Fund
 
 
15,613

 
289,067

 
BFA Lifepath Index 2030 Fund
 
 
18,895

 
380,505

 
BFA Lifepath Index 2035 Fund
 
 
23,886

 
454,117

 
BFA Lifepath Index 2040 Fund
 
 
52,037

 
1,077,590

 
BFA Lifepath Index 2045 Fund
 
 
48,800

 
935,099

 
BFA Lifepath Index 2050 Fund
 
 
24,518

 
384,881

 
BFA Lifepath Index 2055 Fund
 
 
3,689

 
75,162

 
BFA Lifepath Index Retirement
 
 
9,771

 
184,400

 
Blackrock EAFE Equity Fund
 
 
107,271

 
3,973,912

 
Blackrock Emerging Markets Fund
 
 
100,082

 
1,059,230

 
Blackrock Roll Select Fund
 
 
5,225

 
46,082

 
Blackrock Russell 2000 Fund
 
 
18,578

 
768,188

 
Blackrock Russell 3000 Fund
 
 
68,810

 
3,304,615

 
Blackrock S&P 400 Index Fund
 
 
31,093

 
2,447,178

 
Blackrock S&P 500 Index Fund
 
 
151,287

 
7,229,799

 
Blackrock US Debt Fund
 
 
78,888

 
2,454,652

 
Blackrock US TIPS Fund
 
 
10,765

 
219,899

 
Schroder Collective Invt Trust
 
 
30,421

 
328,248

 
Wellington CIF II Citigroup Emerging Markets Debt Portfolio
 
 
14,539

 
178,536

 
       Total collective trust funds
 
 
 
 
$
25,837,898

 
 
 
 
 
 
 
 
Mutual funds:
 
 
 
 
 

*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

17

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
BlackRock Cash Funds: Treasury
 
 
1,420,416

 
$
1,420,416

 
Blckrck Hi Yld Bnd Port-K
 
 
19,001

 
135,669

 
DFA Emerging Markets Portfolio
 
 
7,299

 
169,407

 
Dodge & Cox International Stock Fund
 
 
8,701

 
321,164

 
Ishares Msci Eafe Small-cap
 
 
30

 
1,560

 
Ishares Msci India Etf
 
 
45

 
1,516

 
Ishares Msci India Small Cap
 
 
365

 
14,095

 
Legg Mason Bw Global Opportunities
 
 
14,797

 
146,497

 
Prudential High Yield Fund
 
 
13,340

 
68,304

 
T Rowe Price International Discovery Fund
 
 
16,677

 
136,753

 
Wisdom Tree India Earnings Fund
 
 
264

 
6,547

 
       Total mutual funds
 
 
 
 
$
2,421,928

 
 
 
 
 
 
 
 
Non-U.S. equities:
 
 
 
 
 
 
3Sbio Inc
 
 
420

 
$
539

 
58.Com Inc
 
 
83

 
4,492

 
888 Holdings Plc
 
 
289

 
644

 
Aalberts Industries
 
 
15

 
511

 
Abacus Property Group
 
 
277

 
639

 
Abcam Plc
 
 
118

 
1,644

 
Abn Amro Group Nv
 
 
128

 
3,011

 
Accenture Plc
 
 
94

 
13,232

 
Adidas Ag
 
 
52

 
10,904


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

18

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Ado Properties Sa
 
 
9

 
465

 
Aedas Homes Sau
 
 
31

 
791

 
Ahlsell Ab
 
 
274

 
1,612

 
Aia Group Ltd
 
 
1,484

 
12,318

 
Aida Engineering Ltd
 
 
52

 
340

 
Air Arabia Pjsc
 
 
1,381

 
383

 
Air Liquide Sa
 
 
35

 
4,284

 
Airports Of Thailand Pcl
 
 
1,011

 
1,995

 
Airtac International Group
 
 
121

 
1,184

 
Aixtron Se
 
 
142

 
1,364

 
Alibaba Group Holding
 
 
106

 
14,551

 
Alkermes Plc
 
 
1

 
41

 
Als Ltd
 
 
165

 
789

 
Alstria Office Reit-ag
 
 
68

 
942

 
Altri Sgps Sa
 
 
159

 
1,057

 
Altus Group Ltd
 
 
30

 
528

 
Amadeus It Group
 
 
123

 
7,952

 
Ambu A/S
 
 
69

 
1,645

 
Amplifon Spa
 
 
95

 
1,528

 
Anheuser-Busch Inbev Sa/Nv
 
 
73

 
4,806

 
Anta Sports Products Ltd
 
 
396

 
1,898

 
Aon Plc
 
 
49

 
7,120

 
Aperam Sa
 
 
17

 
449


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

19

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Arata Corp
 
 
12

 
477

 
Arris International Plc
 
 
3

 
84

 
As One Corp
 
 
10

 
661

 
Ascential Plc
 
 
390

 
1,871

 
Ase Technology Holding Co Ltd
 
 
1,306

 
2,476

 
Asm International Nv
 
 
8

 
333

 
Asml Holding Nv
 
 
40

 
6,204

 
Asos Plc
 
 
14

 
401

 
Aspen Insurance Holdings Ltd
 
 
3

 
129

 
Asr Nederland Nv
 
 
46

 
1,836

 
Assa Abloy Ab
 
 
319

 
5,700

 
Assured Guaranty Ltd
 
 
26

 
978

 
Astm Spa
 
 
21

 
426

 
Astra International Tbk Pt
 
 
2,368

 
1,355

 
At&S Austria Technologie & Sys
 
 
15

 
258

 
Atacadao Distribuicao Comercio
 
 
531

 
2,480

 
Atlas Copco Ab
 
 
252

 
5,980

 
Aumann Ag
 
 
8

 
260

 
Avanza bank Holding
 
 
14

 
670

 
Avast Plc
 
 
140

 
508

 
Axis Capital Holdings Ltd
 
 
36

 
1,811

 
Ayala Land Inc
 
 
1,662

 
1,283

 
Azul Sa
 
 
28

 
787


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

20

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
B3 Sa - Brasil Bolsa Balcao
 
 
434

 
3,000

 
Baidu Inc
 
 
31

 
4,937

 
Bakkavor Group Plc
 
 
283

 
508

 
Banca Generali Spa
 
 
21

 
426

 
Banca Transilvania Sa
 
 
1,026

 
505

 
Banco Santander Chile
 
 
71

 
2,111

 
Bangkok Dusit Medical Services
 
 
2,110

 
1,582

 
Bangkok Expressway & Metro Pcl
 
 
1,568

 
467

 
Bank Central Asia Tbk Pt
 
 
1,218

 
2,203

 
Bank Leumi Le-Israel Bm
 
 
439

 
2,654

 
Bank Of Georgia Group Plc
 
 
24

 
421

 
Bank Of Nt Butterfield & Son L
 
 
21

 
647

 
Bank Of The Ryukyus Ltd
 
 
18

 
190

 
Bank Rakyat Indonesia Perser
 
 
6,893

 
1,754

 
Baozun Inc
 
 
23

 
659

 
BB Seguridade Participacoes
 
 
894

 
6,364

 
Bellway Plc
 
 
35

 
1,133

 
Berkeley Group Holdings Plc
 
 
17

 
757

 
Best World International Ltd
 
 
626

 
1,208

 
Bhp Group Plc
 
 
256

 
5,376

 
Bidvest Group Ltd/The
 
 
41

 
590

 
Bim Birlesik Magazalar As
 
 
37

 
606

 
Biomerieux
 
 
2

 
134


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

21

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Biotage Ab
 
 
32

 
399

 
Bk Brasil Operacao E Assessori
 
 
58

 
308

 
Bluescope Steel Ltd
 
 
43

 
333

 
Bobst Group Sa
 
 
8

 
577

 
Brenntag Ag
 
 
10

 
435

 
Brightsphere Investment Group
 
 
7

 
74

 
Britvic Plc
 
 
83

 
840

 
Brunello Cucinelli
 
 
14

 
495

 
Bukit Asam Tbk Pt
 
 
2,334

 
698

 
Bwp Trust
 
 
286

 
710

 
Cae Inc
 
 
30

 
559

 
Cairn Homes Plc
 
 
342

 
418

 
Canada Goose Holdings Inc
 
 
13

 
584

 
Canadian National Railway Co
 
 
41

 
3,006

 
Canadian Pacific Railway Ltd
 
 
75

 
13,308

 
Capgemini Se
 
 
41

 
4,106

 
Capitec Bank Holdings Ltd
 
 
19

 
1,446

 
Cardtronics Plc
 
 
8

 
197

 
Carel Industries Spa
 
 
65

 
676

 
Carlsberg A/S
 
 
45

 
4,818

 
Cd Projekt Sa
 
 
9

 
339

 
Cembra Money Bank Ag
 
 
10

 
757

 
Central Pattana Pub Co
 
 
570

 
1,309


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

22

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Chailease Holding Co Ltd
 
 
168

 
529

 
Charter Hall Retail Reit
 
 
137

 
431

 
China Communications Services
 
 
1,249

 
1,034

 
China Mengniu Dairy Co Ltd
 
 
517

 
1,611

 
China Merchants Bank Co Ltd
 
 
1,030

 
3,775

 
China Pacific Insurance
 
 
2,065

 
6,686

 
Chow Sang Sang Holdings Intern
 
 
193

 
286

 
Chr Hansen Holding A/S
 
 
114

 
10,042

 
Chubb Ltd
 
 
95

 
12,328

 
Cia De Saneamento Basico Do Es
 
 
303

 
2,459

 
Cia De Saneamento Do Parana
 
 
120

 
1,912

 
CIE Automotive Sa
 
 
87

 
2,124

 
Cie De Saint-Gobain
 
 
74

 
2,459

 
Cie Generale Des Etablissement
 
 
25

 
2,458

 
Cielo Sa
 
 
929

 
2,131

 
Cimpress Nv
 
 
1

 
146

 
Cineworld Group Plc
 
 
371

 
1,242

 
Clicks Group Ltd
 
 
63

 
841

 
Cochlear Ltd
 
 
7

 
883

 
Compass Group Plc
 
 
930

 
19,547

 
Computer Modelling Group Ltd
 
 
18

 
82

 
Concentric
 
 
67

 
911

 
Core Laboratories Nv
 
 
76

 
4,556


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

23

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cosmo Energy Holdings Co Ltd
 
 
38

 
786

 
Country Garden Services Holdin
 
 
1,387

 
2,204

 
CP All Pcl
 
 
461

 
975

 
Credicorp Ltd
 
 
10

 
2,316

 
Crispr Therapeutics Ag
 
 
1

 
31

 
Csl Ltd
 
 
117

 
15,187

 
Cushman & Wakefield Plc
 
 
156

 
2,254

 
Cvc Brasil Operadora E Agencia
 
 
39

 
621

 
Cvs Group Plc
 
 
26

 
220

 
Dah Sing Financial Holdings Lt
 
 
112

 
552

 
Daio Paper Corp
 
 
30

 
350

 
Daiwa House Industry Co Ltd
 
 
231

 
7,366

 
Dali Foods Group Co Ltd
 
 
568

 
420

 
Db Hitek Co Ltd
 
 
56

 
547

 
Dbs Group Holdings Ltd
 
 
296

 
5,141

 
DCC Plc
 
 
11

 
805

 
Denka Co Ltd
 
 
11

 
312

 
Derichebourg Sa
 
 
60

 
275

 
Descartes Systems
 
 
24

 
627

 
Despegar.Com Corp
 
 
183

 
2,267

 
Dfds A/S
 
 
26

 
1,034

 
Diageo Plc
 
 
96

 
3,417

 
Dic Corp
 
 
25

 
759


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

24

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Dino Polska Sa
 
 
16

 
415

 
Dip Corp
 
 
60

 
977

 
Dirtt Environmental Solution
 
 
161

 
720

 
Disco Corp
 
 
4

 
416

 
Dixons Carphone Plc
 
 
204

 
312

 
Dksh Holding
 
 
15

 
1,002

 
Dno Asa
 
 
226

 
328

 
Dollarama Inc
 
 
177

 
4,213

 
Don Quijote Holdings Co Ltd
 
 
81

 
5,010

 
Dp World Ltd
 
 
150

 
2,555

 
Draper Esprit Plc
 
 
57

 
394

 
Ds Smith Plc
 
 
284

 
1,084

 
Dufry Ag Reg
 
 
6

 
593

 
Duzonbizon Co Ltd
 
 
24

 
1,114

 
E.Sun Financial Holding Co
 
 
2,607

 
1,705

 
Ebiquity Plc
 
 
160

 
132

 
Ebro Foods Sa
 
 
55

 
1,072

 
Eclat Textile Co Ltd
 
 
38

 
427

 
Edenred
 
 
20

 
730

 
Edita Food Industries
 
 
36

 
146

 
Eiken Chemical Co Ltd
 
 
14

 
312

 
Electric Power Development
 
 
27

 
643

 
Elekta Ab
 
 
100

 
1,184


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

25

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Energisa Sa
 
 
62

 
595

 
Enerplus Corp
 
 
45

 
352

 
Engie Brasil Energia Sa
 
 
69

 
584

 
Enn Energy Holdings Ltd
 
 
207

 
1,839

 
Epiroc Ab
 
 
417

 
3,947

 
Eps Holdings Inc
 
 
23

 
345

 
Equiniti Group Plc
 
 
121

 
332

 
Erg Spa
 
 
29

 
555

 
Essent Group Ltd
 
 
31

 
1,039

 
Essilor International Cie Gene
 
 
111

 
14,022

 
Eurofins Scientific
 
 
2

 
745

 
Euronext Nv
 
 
10

 
567

 
Everest Re Group Ltd
 
 
7

 
1,554

 
Evraz Plc
 
 
171

 
1,045

 
Experian Plc
 
 
569

 
13,809

 
Fairfax India Holdings Corp
 
 
284

 
3,729

 
Farfetch Ltd
 
 
5

 
84

 
Feng Tay Enterprise Co Ltd
 
 
75

 
430

 
Ferguson Plc
 
 
95

 
6,039

 
Ferroglobe Rep & Wrnty Ins Tru Non Transferable Bene Int
 
 
33

 
53

 
Fila Korea Ltd
 
 
13

 
607

 
Finecobank Spa
 
 
93

 
930

 
First Abu Dhabi Bank Pjsc
 
 
357

 
1,371


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

26

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Firstrand Ltd
 
 
398

 
1,813

 
Fisher & Paykel Healthcare
 
 
145

 
1,261

 
Flybe Group Plc
 
 
376

 
81

 
Freenet Ag
 
 
48

 
934

 
Fresenius Se & Co Kgaa
 
 
41

 
1,967

 
Fresh Del Monte Produce Inc
 
 
35

 
976

 
Fufeng Group Ltd
 
 
814

 
344

 
Fuji Corp/Aichi
 
 
73

 
861

 
Fujikura Ltd
 
 
86

 
341

 
Fujimi Inc
 
 
17

 
329

 
Fujitec Co Ltd
 
 
61

 
658

 
Fujitsu General Ltd
 
 
44

 
560

 
Fukuoka Financial Group Inc
 
 
24

 
480

 
Geberit Ag
 
 
18

 
7,093

 
Genting Bhd
 
 
1,857

 
2,741

 
Genus Plc
 
 
33

 
897

 
Genworth Mi Canada Inc
 
 
10

 
297

 
Georgia Healthcare Group Plc
 
 
126

 
328

 
Gima Tt Spa
 
 
33

 
246

 
Global Indemnity Ltd
 
 
8

 
292

 
Globant Sa
 
 
9

 
513

 
Grafton Group Plc
 
 
43

 
351

 
Grandvision Nv
 
 
36

 
794


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

27

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Grifols Sa
 
 
51

 
1,277

 
Gruma Sab De Cv
 
 
95

 
1,073

 
Grupo Aeroportuario Del Centro
 
 
76

 
361

 
Grupo Aeroportuario Sur
 
 
2

 
372

 
Grupo Financiero Banorte Sab D
 
 
583

 
2,842

 
Guangdong Investment Ltd
 
 
393

 
760

 
Gudang Garam Tbk Pt
 
 
106

 
613

 
Gulf Keystone Petroleum Ltd
 
 
211

 
487

 
Haier Electronics Group Co
 
 
365

 
898

 
Hana Financial Group
 
 
156

 
5,055

 
Hansol Chemical Co Ltd
 
 
23

 
1,601

 
Hanwa Co Ltd
 
 
33

 
855

 
Hartalega Holdings Bhd
 
 
293

 
436

 
Haseko Corp
 
 
144

 
1,512

 
Hdfc Bank Ltd
 
 
254

 
26,230

 
Heiwa Real Estate Co Ltd
 
 
34

 
544

 
Heiwado Co Ltd
 
 
13

 
307

 
Helen Of Troy Ltd
 
 
3

 
339

 
Hemfosa Fastigheter Ab
 
 
73

 
575

 
Hexagon Ab
 
 
195

 
8,958

 
Hikari Tsushin Inc
 
 
5

 
767

 
Hi-p International Ltd
 
 
1,004

 
651

 
His Co Ltd
 
 
14

 
498


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

28

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Hitachi Metals Ltd
 
 
51

 
539

 
Home Product Center Pcl
 
 
2,710

 
1,265

 
Hope Education Group Co Ltd
 
 
3,265

 
354

 
Horiba Ltd
 
 
8

 
312

 
Hoshino Resorts Reit Inc
 
 
1

 
794

 
Hoshizaki Corp
 
 
7

 
402

 
Howden Joinery Group Plc
 
 
636

 
3,525

 
Huazhu Group Ltd
 
 
102

 
2,932

 
Huhtamaki Oyj
 
 
14

 
448

 
Ibstock Plc
 
 
831

 
2,102

 
Ichor Holdings Ltd
 
 
2

 
35

 
Icici Bank Ltd
 
 
1,350

 
13,895

 
Icon Plc
 
 
79

 
10,155

 
Idec Corp/Japan
 
 
18

 
313

 
Igg Inc
 
 
374

 
513

 
Iguatemi Emp De Shopping
 
 
109

 
1,169

 
Imax Corp
 
 
12

 
225

 
Imcd Group
 
 
14

 
870

 
Immobiliare Grande Distribuzio
 
 
69

 
423

 
Inchcape Plc
 
 
91

 
636

 
Indivior Plc
 
 
88

 
127

 
Industria De Diseno Textil Sa
 
 
120

 
3,057

 
Industrias Bachoco Sab De Cv
 
 
86

 
283


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

29

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Informa Plc
 
 
420

 
3,368

 
Infosys Ltd
 
 
508

 
4,835

 
Inmobiliaria Colonial Socimi S
 
 
136

 
1,261

 
Innovent Biologics Inc
 
 
173

 
534

 
Instone Real Estate Group Ag
 
 
36

 
680

 
Integrated Diagnostics Holding
 
 
115

 
477

 
Intermediate Capital Group
 
 
102

 
1,217

 
Intertrust
 
 
32

 
541

 
Intrum Ab
 
 
17

 
389

 
Investec Plc
 
 
124

 
697

 
Invincible Investment Corp
 
 
2

 
768

 
IP Group Plc
 
 
219

 
303

 
Ipsen Sa
 
 
14

 
1,770

 
IQE Plc
 
 
1,174

 
971

 
Irb Brasil Resseguros S/A
 
 
66

 
1,432

 
Israel Discount Bank Ltd
 
 
481

 
1,488

 
Itau Unibanco Holding
 
 
384

 
3,519

 
Ituran Location and Control
 
 
73

 
2,349

 
J D Wetherspoon Plc
 
 
19

 
275

 
Jafco Co Ltd
 
 
12

 
393

 
Japan Aviation Electronics Ind
 
 
52

 
600

 
Jazz Pharmaceuticals Plc
 
 
1

 
55

 
Jd Sports Fashion Plc
 
 
246

 
1,095


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

30

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Jeol Ltd
 
 
53

 
795

 
Johnson Electric Holdings Ltd
 
 
112

 
228

 
Jollibee Foods Corp
 
 
90

 
501

 
Jpm Struct.Prod.Bv Lepw
 
 
1,179

 
1,724

 
Jpm-Cw20 Wuliangye Yib
 
 
484

 
3,584

 
Jse Ltd
 
 
36

 
418

 
Juki Corp
 
 
87

 
885

 
Julius Baer Group Ltd
 
 
74

 
2,622

 
Jumbo Sa
 
 
33

 
476

 
Just Eat Plc
 
 
132

 
986

 
Kakaku.Com Inc
 
 
18

 
326

 
Kaken Pharmaceutical Co Ltd
 
 
18

 
810

 
Kanamoto Co Ltd
 
 
34

 
891

 
Kao Corp
 
 
54

 
3,997

 
Kasikornbank Pcl
 
 
446

 
2,530

 
Kendrion
 
 
11

 
267

 
Keyence Corp
 
 
27

 
13,490

 
Keywords Studios Plc
 
 
44

 
597

 
Kindred Group Plc
 
 
103

 
945

 
King Slide Works Co Ltd
 
 
143

 
1,486

 
Kingdee International Software
 
 
614

 
543

 
Kobayashi Pharmaceutical Co Lt
 
 
9

 
645

 
Koito Manufacturing Co Ltd
 
 
8

 
420


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

31

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Kokuyo Co Ltd
 
 
62

 
901

 
Konecranes Oyj
 
 
15

 
461

 
Koninklijke Volkerwessels Nv
 
 
34

 
531

 
Korea Investment Holdings Co L
 
 
9

 
490

 
Korean Reinsurance Co
 
 
41

 
320

 
Kumho Petrochemical Co Ltd
 
 
4

 
280

 
Kyowa Exeo Corp
 
 
75

 
1,773

 
Kyudenko Corp
 
 
21

 
804

 
Laboratorios Farmaceuticos
 
 
33

 
660

 
Landis+Gyr Group Ag
 
 
11

 
619

 
Lasalle Logiport Reit
 
 
1

 
345

 
Lectra
 
 
41

 
831

 
Leeno Industrial Inc
 
 
8

 
319

 
Leg Immobilien Ag
 
 
31

 
3,186

 
Leroy Seafood Group Asa
 
 
124

 
943

 
LG Corp
 
 
77

 
4,277

 
Lg Household & Health Care Ltd
 
 
1

 
1,155

 
Li Ning Co Ltd
 
 
482

 
517

 
Lions Gate Entertainment Corp
 
 
4

 
54

 
Livanova Plc
 
 
13

 
1,230

 
Localiza Rent A Car
 
 
296

 
2,273

 
Logitech International Sa
 
 
16

 
513

 
Lojas Renner S.A.
 
 
247

 
2,700


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

32

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Loma Negra Cia Industrial Arge
 
 
270

 
3,003

 
Londonmetric Property Plc
 
 
190

 
422

 
Longfor Properties Co Ltd
 
 
652

 
1,947

 
Lonking Holdings Ltd
 
 
1,898

 
492

 
Luthai Textile Co Ltd
 
 
409

 
484

 
Lvmh Moet Hennessy Louis Vuitt
 
 
42

 
12,332

 
Maanshan Iron & Steel Co Ltd
 
 
3,812

 
1,680

 
Mabuchi Motor Co Ltd
 
 
11

 
333

 
Macq Bk-Cw20 China Jushi C
 
 
1,474

 
2,072

 
Macq Bk-Cw20 Focused Photo
 
 
502

 
1,873

 
Macq Bk-Cw20 Ping An Bank
 
 
1,837

 
2,506

 
Macq Bk-Cw20 Ping An Insur
 
 
252

 
2,053

 
Macquarie Korea Infrastructure
 
 
73

 
604

 
Macquarie Mexico Real Estate M
 
 
617

 
553

 
Maeda Corp
 
 
124

 
1,159

 
Magazine Luiza Sa
 
 
26

 
1,232

 
Magnit Pjsc
 
 
34

 
1,726

 
Mail.Ru Group
 
 
62

 
1,462

 
Majestic Wine Plc
 
 
91

 
286

 
Makalot Industrial Co Ltd
 
 
78

 
432

 
Makino Milling Machine Co Ltd
 
 
30

 
1,068

 
Makita Corp
 
 
137

 
4,877

 
Mando Corp
 
 
15

 
397


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

33

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Marcopolo Sa
 
 
809

 
836

 
Masonite International Corp
 
 
1

 
29

 
Matsumotokiyoshi Holdings Co L
 
 
20

 
622

 
Mayora Indah
 
 
1,681

 
306

 
Mcj Co Ltd
 
 
92

 
556

 
Mediaset Espana Comunicacion S
 
 
133

 
837

 
Mediclinic International Plc
 
 
434

 
1,780

 
Medtronic Plc
 
 
95

 
8,679

 
Megacable Holdings Sab De Cv
 
 
83

 
373

 
Meidensha Corp
 
 
31

 
391

 
Meitec Corp
 
 
13

 
523

 
Mellanox Technologies Ltd
 
 
22

 
2,084

 
Metawater Co Ltd
 
 
18

 
488

 
Metcash Ltd
 
 
518

 
893

 
Mitie Group Plc
 
 
194

 
273

 
Mitsui Fudosan Logistics Par Reit
 
 
1

 
321

 
Mitsui Mining & Smelting Co Lt
 
 
28

 
586

 
Miura Co Ltd
 
 
18

 
409

 
Modec Inc
 
 
21

 
435

 
Moncler Spa
 
 
26

 
868

 
Moneta Money Bank As
 
 
173

 
558

 
Moneysupermarket.Com Group Plc
 
 
128

 
448

 
Morgan Sindall Group Plc
 
 
17

 
225


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

34

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Mori Hills Reit Investment
 
 
1

 
279

 
Morinaga & Co Ltd/Japan
 
 
27

 
1,167

 
Mr Price Group Ltd
 
 
224

 
3,834

 
Muangthai Capital Pcl
 
 
228

 
344

 
Multiplan Empreendimentos Imob
 
 
88

 
550

 
Musashi Seimitsu Industry Co
 
 
58

 
807

 
Mycronic Ab
 
 
40

 
533

 
Naspers Ltd
 
 
65

 
12,910

 
National Bank Of Canada
 
 
107

 
4,401

 
Navigator Co Sa/The
 
 
153

 
628

 
Nestle Sa
 
 
150

 
12,145

 
Netcompany Group A/S
 
 
17

 
557

 
Netent Ab
 
 
47

 
193

 
Nexity Sa
 
 
33

 
1,474

 
Nexon Co Ltd
 
 
269

 
3,462

 
Nextdc Ltd
 
 
126

 
544

 
Ngk Spark Plug Co Ltd
 
 
24

 
474

 
Nichiha Corp
 
 
26

 
660

 
Nifco Inc
 
 
23

 
533

 
Nihon Unisys Ltd
 
 
26

 
585

 
Nikkiso Co Ltd
 
 
39

 
325

 
Nine Entertainment Co Holdings
 
 
774

 
752

 
Nippon Ceramic Co Ltd
 
 
18

 
385


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

35

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Nippon Light Metal Holdings Co
 
 
522

 
1,062

 
Nippon Seiki Co Ltd
 
 
44

 
748

 
Nippon Soda Co Ltd
 
 
20

 
489

 
Nishio Rent All Co Ltd
 
 
11

 
336

 
Nissin Electric Co Ltd
 
 
82

 
600

 
Nitto Boseki Co Ltd
 
 
17

 
272

 
Nmc Health Plc
 
 
16

 
570

 
Nof Corp
 
 
20

 
689

 
Nojima Corp
 
 
19

 
4,142

 
Nordea Bank Abp
 
 
435

 
3,661

 
Norma Group
 
 
14

 
709

 
Notre Dame Intermedica Partici
 
 
164

 
1,234

 
Nova Ljubljanska Banka Dd
 
 
115

 
1,713

 
Novanta Inc
 
 
5

 
240

 
Novartis Ag
 
 
138

 
11,807

 
Novocure Ltd
 
 
1

 
11

 
Nyfosa Ab
 
 
73

 
352

 
Obara Group Inc
 
 
15

 
543

 
Ocado Group Plc
 
 
71

 
715

 
Odontoprev Sa
 
 
151

 
536

 
Old Mutual Ltd
 
 
2,185

 
3,371

 
Ooh!Media Ltd
 
 
139

 
334

 
Open House Co Ltd
 
 
18

 
600


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

36

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Orbotech Ltd
 
 
21

 
1,173

 
Oriflame Holding
 
 
17

 
385

 
Osstem Implant Co Ltd
 
 
13

 
602

 
OTP Bank Plc
 
 
70

 
2,820

 
Oxford Immunotec Global Plc
 
 
5

 
67

 
Oxford Instruments Plc
 
 
48

 
552

 
Paddy Power Betfair Plc
 
 
8

 
651

 
Pakuwon Jati Tbk Pt
 
 
29,526

 
1,273

 
Paltac Corporation
 
 
15

 
720

 
Pampa Energia
 
 
87

 
2,782

 
Paramount Bed Holdings Co Ltd
 
 
15

 
625

 
Parex Resources Inc
 
 
48

 
580

 
Peab Ab
 
 
58

 
476

 
Pembangunan Perumahan Perser
 
 
2,363

 
297

 
Pendal Group Ltd
 
 
120

 
676

 
Penta-Ocean Construction Co Lt
 
 
143

 
792

 
Pernod Ricard Sa
 
 
68

 
11,063

 
Petroleo Brasileiro Sa
 
 
230

 
1,883

 
Petroleo Brasileiro Spon
 
 
127

 
1,650

 
Ping An Insurance Group Co
 
 
1,413

 
12,482

 
Piovan Spa
 
 
34

 
313

 
Playtech Plc
 
 
212

 
1,039

 
Polyus Pjsc
 
 
46

 
1,773


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

37

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
President Chain Store Corp
 
 
269

 
2,724

 
Press Kogyo Co Ltd
 
 
48

 
235

 
Prudential Plc
 
 
449

 
8,016

 
Public Bank Bhd
 
 
333

 
1,994

 
Qgep Participacoes Sa
 
 
117

 
281

 
Qinetiq Group Plc
 
 
424

 
1,546

 
Quintis Ltd
 
 
539

 
112

 
Raia Drogasil Sa
 
 
67

 
995

 
Rathbone Brothers Plc
 
 
14

 
403

 
Red Electrica Corp Sa
 
 
222

 
4,952

 
Redrow Plc
 
 
95

 
595

 
Reliance Industries Ltd
 
 
182

 
5,844

 
Relx Plc
 
 
321

 
6,613

 
Renishaw Plc
 
 
8

 
456

 
Rentokil Initial Plc
 
 
189

 
812

 
Reply Spa
 
 
11

 
559

 
Rhi Magnesita Nv
 
 
17

 
868

 
Rightmove Plc
 
 
170

 
934

 
Rogers Communications Inc
 
 
148

 
7,559

 
Roland Dg Corp
 
 
29

 
550

 
Rosneft Oil Co Pjsc
 
 
409

 
2,549

 
Rotork Plc
 
 
139

 
440

 
Round One Corp
 
 
113

 
1,163


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

38

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Royal Dutch Shell Plc
 
 
311

 
9,142

 
Royal Unibrew A/S
 
 
34

 
2,340

 
Rpc Group Plc
 
 
46

 
379

 
Rsa Insurance Group Plc
 
 
325

 
2,123

 
Rumo Sa
 
 
142

 
625

 
Ryanair Holdings Plc
 
 
107

 
7,630

 
Safaricom Plc
 
 
1,889

 
411

 
Safestore Holdings Plc
 
 
62

 
401

 
Safran Sa
 
 
50

 
6,027

 
Sakata Inx Corp
 
 
57

 
631

 
Sakata Seed Corp
 
 
12

 
379

 
Salmar Asa
 
 
18

 
866

 
Sampo Oyj
 
 
90

 
3,950

 
Samsung Electronics
 
 
228

 
6,492

 
Samsung Electronics Co Ltd
 
 
236

 
8,174

 
Samsung Sdi Co Ltd
 
 
6

 
1,164

 
Sandfire Resources Nl
 
 
99

 
466

 
Sankyu Inc
 
 
11

 
499

 
Sanwa Holdings Corp
 
 
78

 
888

 
Sap Se
 
 
83

 
8,277

 
Sasol Ltd
 
 
116

 
3,422

 
Savills Plc
 
 
288

 
2,599

 
Sberbank Of Russia Pjsc
 
 
307

 
3,363


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

39

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Scout24 Ag
 
 
37

 
1,697

 
Screen Holdings Co Ltd
 
 
10

 
412

 
Sega Sammy Holdings Inc
 
 
43

 
597

 
Seiren Co Ltd
 
 
38

 
626

 
Sensirion Holding Ag
 
 
9

 
395

 
Seven Generations Energy
 
 
33

 
274

 
Sgl Carbon Se
 
 
42

 
290

 
Shanghai Fosun Pharmaceutical
 
 
734

 
2,155

 
Shenzhen Expressway Co Ltd
 
 
629

 
694

 
Shenzhou International Group H
 
 
283

 
3,204

 
Shin-Etsu Chemical Co Ltd
 
 
47

 
3,642

 
Shinhan Financial Group Co Ltd
 
 
87

 
3,104

 
Shop Apotheke Europe
 
 
10

 
439

 
Shopify Inc
 
 
96

 
13,355

 
Shopping Centres Australasia P
 
 
449

 
806

 
Signify Nv
 
 
57

 
1,324

 
Sika Ag
 
 
57

 
7,172

 
Sina Corp/China
 
 
28

 
1,510

 
Sinopec Engineering Group Co L
 
 
927

 
761

 
Sinotrans Ltd
 
 
1,274

 
553

 
Sitc International holdings
 
 
865

 
815

 
Sk Hynix Inc
 
 
18

 
999

 
Sleep Country Cda Holdings Inc
 
 
120

 
1,751


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

40

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
SLM Corp
 
 
981

 
5,442

 
Smartgroup Corp Ltd
 
 
104

 
648

 
Smcp Sa
 
 
53

 
810

 
Societa Iniziative Autostradal
 
 
67

 
922

 
Societe Generale Sa
 
 
81

 
2,576

 
Softcat Plc
 
 
70

 
523

 
Sojitz Corp
 
 
523

 
1,820

 
Sophos Group Plc
 
 
131

 
634

 
Sopra Steria Group
 
 
3

 
249

 
Sparebank 1 Smn
 
 
66

 
640

 
Spie Sa
 
 
32

 
423

 
Spin Master Corp
 
 
37

 
1,037

 
Spirax Sarco Engineering Plc
 
 
7

 
580

 
Ssy Group Ltd
 
 
318

 
236

 
Stanley Electric Co Ltd
 
 
23

 
634

 
Statoil Asa
 
 
206

 
4,377

 
Steadfast Group Ltd
 
 
260

 
503

 
Stoneco Ltd
 
 
17

 
317

 
Stroeer Se & Co Kgaa
 
 
9

 
446

 
Sul America Sa
 
 
39

 
290

 
Sumitomo Mitsui Financial Grou
 
 
128

 
4,264

 
Sumitomo Seika Chemicals Co
 
 
12

 
449

 
Suncor Energy Inc
 
 
242

 
6,744


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

41

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Sunny Optical Tech
 
 
273

 
2,429

 
Suzano Papel E Celulose Sa
 
 
319

 
3,129

 
Suzuki Motor Corp
 
 
32

 
1,620

 
Swissquote Group Holding Sa
 
 
7

 
306

 
Sydbank A/S
 
 
31

 
730

 
Taiwan Semiconductor Manufacture
 
 
452

 
3,318

 
Taiwan Semiconductor SP
 
 
640

 
23,607

 
Takeaway.Com Holding
 
 
22

 
1,504

 
Takeuchi Manufacturing Co Ltd
 
 
32

 
499

 
Takuma Co Ltd
 
 
63

 
795

 
Tarkett
 
 
17

 
340

 
Tate & Lyle Plc
 
 
146

 
1,223

 
Taylor Wimpey Plc
 
 
325

 
564

 
Tci Co Ltd
 
 
101

 
1,711

 
Tecan Group
 
 
9

 
1,807

 
Techtronic Industries Co Ltd
 
 
499

 
2,652

 
Ted Baker Plc
 
 
27

 
532

 
Telekomunikasi Indonesia Perse
 
 
120

 
3,144

 
Telenor Asa
 
 
289

 
5,586

 
Temenos Ag
 
 
4

 
514

 
Temp Holdings Co Ltd
 
 
33

 
489

 
Tencent Holdings Ltd
 
 
806

 
32,326

 
Tencent Music Entertainment Gr
 
 
65

 
828


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

42

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Terveystalo Oyj
 
 
62

 
569

 
T-Gaia Corp
 
 
20

 
378

 
Theravance Biopharma Inc
 
 
2

 
56

 
Thule Group
 
 
33

 
610

 
Tieto Oyj
 
 
20

 
531

 
Toei Co Ltd
 
 
6

 
656

 
Toho Holdings Co Ltd
 
 
41

 
999

 
Tokai Carbon Co Ltd
 
 
42

 
480

 
Tokuyama Corp
 
 
27

 
586

 
Tosoh Corp
 
 
74

 
972

 
Tranmissora Alianca De Unit
 
 
96

 
587

 
Transcontinental Inc
 
 
65

 
924

 
Travelport Worldwide Ltd
 
 
7

 
107

 
Travelsky Technology Ltd
 
 
301

 
771

 
Trigano Sa
 
 
10

 
893

 
Trinseo SA
 
 
7

 
298

 
Tuanche Ltd
 
 
10

 
65

 
Tyman Plc
 
 
134

 
400

 
Udg Healthcare Plc
 
 
49

 
376

 
Ums Holdings Ltd
 
 
738

 
309

 
Unilever Plc
 
 
116

 
6,075

 
Uniqure Nv
 
 
1

 
34

 
United Tractors Tbk
 
 
207

 
394


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

43

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Ut Group Co Ltd
 
 
9

 
148

 
Van Lanschot
 
 
24

 
542

 
Varta Ag
 
 
17

 
479

 
Victrex Plc
 
 
48

 
1,397

 
Vinacapital Vietnam Opportunity
 
 
405

 
1,724

 
Vinci Sa
 
 
51

 
4,216

 
Vitrolife Ab
 
 
42

 
694

 
Vivendi Sa
 
 
193

 
4,702

 
Vivo Energy Plc
 
 
232

 
370

 
Volkswagen Ag
 
 
36

 
5,795

 
Vt Holdings Co Ltd
 
 
90

 
335

 
Walmart De Mexico
 
 
4,764

 
12,091

 
Wandisco Plc
 
 
56

 
345

 
Wave Life Sciences Ltd
 
 
1

 
27

 
Weg Sa
 
 
196

 
887

 
Weibo Corp
 
 
11

 
659

 
White Mountains Insurance Grou
 
 
1

 
378

 
Whitehaven Coal Ltd
 
 
389

 
1,183

 
Wirecard Ag
 
 
9

 
1,386

 
Wise Talent Information Techno
 
 
296

 
1,095

 
Wix.Com Ltd
 
 
10

 
932

 
Wizz Air Holdings Plc
 
 
84

 
2,986

 
Wolters Kluwer Nv
 
 
72

 
4,244


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

44

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Wonik Ips Co Ltd
 
 
141

 
2,536

 
Wowow Inc
 
 
17

 
473

 
Wright Medical Group Nv
 
 
4

 
109

 
Wuxi Biologics Cayman Inc
 
 
24

 
155

 
Xaar Plc
 
 
121

 
223

 
Xiabuxiabu Catering Management
 
 
182

 
287

 
Xlmedia Plc
 
 
330

 
313

 
Yamaha Corp
 
 
61

 
2,605

 
Yandex Nv
 
 
237

 
6,460

 
Yangtze Optical Fibre And Cabl
 
 
455

 
1,245

 
Yanlord Land Group Ltd
 
 
782

 
701

 
Yellow Hat Ltd
 
 
22

 
517

 
Yichang Hec Changjiang Pharmac
 
 
184

 
614

 
Yihai International Holding Lt
 
 
213

 
520

 
Yougov Plc
 
 
127

 
637

 
Yume No Machi Souzou Iinkai Co
 
 
9

 
109

 
Zenkoku Hosho Co Ltd
 
 
33

 
1,041

 
Zojirushi Corp
 
 
18

 
157

 
Zur Rose Group Ag
 
 
6

 
504

 
Vostok New Ventures Ltd
 
 
81

 
549

 
       Total non-U.S. equities
 
 
 
 
$
1,208,296

 
 
 
 
 
 
 
 
U.S. equities:
 
 
 
 
 

*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

45

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
8X8 Inc
 
 
1

 
$
9

 
A10 Networks Inc
 
 
3

 
19

 
Aaon Inc
 
 
1

 
44

 
Aaron'S Inc
 
 
1

 
40

 
Abeona Therapeutics Inc
 
 
1

 
11

 
ABM Industries Inc
 
 
13

 
422

 
Acacia Communications Inc
 
 
2

 
57

 
Acadia Pharmaceuticals Inc
 
 
5

 
77

 
Acadia Realty Trust
 
 
121

 
2,884

 
Acceleron Pharma Inc
 
 
3

 
94

 
Acco Brands Corp
 
 
32

 
220

 
ACI Worldwide Inc
 
 
72

 
1,996

 
Aclaris Therapeutics Inc
 
 
2

 
12

 
Acuity Brands Inc
 
 
16

 
1,845

 
Adams Resources & Energy Inc
 
 
1

 
4

 
Addus Homecare Corp
 
 
3

 
182

 
Adtran Inc
 
 
4

 
46

 
Advanced Disposal Services Inc
 
 
6

 
145

 
Advanced Drainage Systems Inc
 
 
4

 
103

 
Advanced Energy Industries
 
 
3

 
130

 
Advansix Inc
 
 
3

 
79

 
Aegion Corp
 
 
18

 
295

 
Aerie Pharmaceuticals Inc
 
 
2

 
59


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

46

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Aerohive Networks Inc
 
 
2

 
6

 
Aerojet Rocketdyne Holdings In
 
 
10

 
351

 
Aerovironment Inc
 
 
2

 
129

 
Agios Pharmaceuticals Inc
 
 
2

 
106

 
Aimmune Therapeutics Inc
 
 
2

 
52

 
Air Lease Corp
 
 
19

 
573

 
Albany International Corp
 
 
3

 
196

 
Albireo Pharma Inc
 
 
1

 
9

 
Allied Motion Technologies Inc
 
 
1

 
50

 
Alnylam Pharmaceuticals Inc
 
 
1

 
20

 
Altair Engineering Inc
 
 
4

 
115

 
Alteryx Inc
 
 
2

 
98

 
Altra Industrial Motion Corp
 
 
11

 
267

 
AMAG Pharmaceuticals Inc
 
 
2

 
34

 
Ambac Financial Group Inc
 
 
1

 
12

 
Amc Networks Inc
 
 
12

 
633

 
Amedisys Inc
 
 
2

 
246

 
American Assets Trust Inc
 
 
157

 
6,288

 
American Campus Communities
 
 
168

 
6,962

 
American Eagle Outfitters Inc
 
 
18

 
353

 
American Homes 4 Rent
 
 
278

 
5,520

 
American Public Education Inc
 
 
1

 
24

 
American States Water Co
 
 
3

 
187


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

47

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
American Vanguard Corp
 
 
2

 
30

 
American Woodmark Corp
 
 
1

 
4

 
Americold Realty Trust
 
 
232

 
5,917

 
Ameris Bancorp
 
 
4

 
115

 
Amicus Therapeutics Inc
 
 
7

 
65

 
Anaptysbio Inc
 
 
1

 
74

 
Anixter International Inc
 
 
4

 
217

 
Apergy Corp
 
 
11

 
310

 
Appfolio Inc
 
 
1

 
25

 
Applied Industrial Technologie
 
 
3

 
179

 
Arena Pharmaceuticals Inc
 
 
1

 
2

 
Ares Commercial Real Estate Reit
 
 
22

 
285

 
Array Biopharma Inc
 
 
14

 
201

 
Artisan Partners Asset Managem
 
 
7

 
160

 
Asgn Inc
 
 
13

 
683

 
Aspen Technology Inc
 
 
3

 
269

 
Assembly Biosciences Inc
 
 
1

 
10

 
Assertio Therapeutics Inc
 
 
6

 
21

 
Astronics Corp
 
 
2

 
18

 
At Home Group Inc
 
 
1

 
18

 
Atkore International Group
 
 
8

 
163

 
Audentes Therapeutics Inc
 
 
1

 
13

 
Avalonbay Communities Inc
 
 
84

 
14,634


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

48

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Avanos Medical Inc
 
 
2

 
84

 
Axon Enterprise Inc
 
 
2

 
68

 
Azz Inc
 
 
4

 
146

 
Badger Meter Inc
 
 
2

 
85

 
Bankunited Inc
 
 
19

 
571

 
Barnes Group Inc
 
 
6

 
316

 
Barrett Business Svcs Inc
 
 
2

 
126

 
Beacon Roofing Supply Inc
 
 
2

 
72

 
Belden Inc
 
 
11

 
443

 
Berry Global Group Inc
 
 
6

 
273

 
Bid Corp Ltd
 
 
48

 
1,877

 
Big Lots Inc
 
 
1

 
31

 
Bio-Rad Laboratories Inc
 
 
1

 
166

 
Biospecifics technologies
 
 
1

 
78

 
Biotelemetry Inc
 
 
4

 
185

 
Bj'S Restaurants Inc
 
 
4

 
182

 
Blackbaud Inc
 
 
3

 
191

 
Blackline Inc
 
 
1

 
10

 
Blackstone Mortgage Tru Cl A Reit
 
 
18

 
569

 
Bloomin' Brands Inc
 
 
1

 
14

 
Bluebird Bio Inc
 
 
2

 
128

 
Blueprint Medicines Corp
 
 
4

 
213

 
BMC Stock Holdings Inc
 
 
29

 
447


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

49

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Boingo Wireless Inc
 
 
4

 
89

 
Boise Cascade Co
 
 
1

 
12

 
Boot Barn Holdings Inc
 
 
1

 
12

 
Booz Allen Hamilton Holdings
 
 
11

 
522

 
Boston Beer Co Inc/The
 
 
1

 
160

 
Boston Private Financial Holdi
 
 
20

 
208

 
Boston Properties Inc
 
 
112

 
12,653

 
Bottomline Technologies De Inc
 
 
2

 
72

 
Box Inc
 
 
9

 
155

 
Boyd Gaming Corp
 
 
6

 
134

 
Bright Horizons Family Solutio
 
 
4

 
414

 
Brightcove Inc
 
 
3

 
24

 
Brink'S Co/The
 
 
1

 
55

 
Broadridge Financial Solutions
 
 
2

 
222

 
Brooks Automation Inc
 
 
17

 
451

 
Bruker Corp
 
 
2

 
58

 
Brunello Cucinelli
 
 
3

 
147

 
Burford Capital Ltd
 
 
45

 
955

 
Burlington Stores Inc
 
 
3

 
483

 
Bwx Technologies Inc
 
 
4

 
154

 
Cable One Inc
 
 
1

 
357

 
Cabot Microelectronics Corp
 
 
4

 
410

 
Cactus Inc
 
 
2

 
42


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

50

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cadence Bancorp
 
 
28

 
479

 
Calamp Corp
 
 
5

 
64

 
Calithera Biosciences Inc
 
 
1

 
2

 
Callaway Golf Co
 
 
3

 
44

 
Cambrex Corp
 
 
8

 
305

 
Camden PropertyTrust
 
 
59

 
5,220

 
Cantel Medical Corp
 
 
6

 
409

 
Cardiovascular Systems Inc
 
 
4

 
111

 
Care.Com Inc
 
 
11

 
217

 
Career Education Corp
 
 
5

 
55

 
Cargurus Inc
 
 
7

 
232

 
Carlisle Cos Inc
 
 
11

 
1,146

 
Carolina Financial Corp
 
 
4

 
104

 
Carrizo Oil & Gas Inc
 
 
3

 
28

 
Carter'S Inc
 
 
1

 
122

 
Casella Waste Systems Inc
 
 
12

 
331

 
Casey'S General Stores Inc
 
 
2

 
302

 
Cass Information Systems Inc
 
 
1

 
46

 
Catalent Inc
 
 
6

 
186

 
Catalyst Pharmaceuticals Inc
 
 
4

 
7

 
Cavco Industries Inc
 
 
1

 
98

 
Cboe Global Markets Inc
 
 
3

 
250

 
Centennial Resource Developmen
 
 
8

 
87


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

51

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Centerstate Bank Corp
 
 
15

 
315

 
Cerus Corp
 
 
8

 
38

 
Channeladvisor Corp
 
 
4

 
42

 
Charles River Laboratories Int
 
 
2

 
282

 
Chart Industries Inc
 
 
1

 
74

 
Chase Corp
 
 
2

 
175

 
Chatham Lodging Trust Reit
 
 
11

 
199

 
Cheesecake Factory Inc/The
 
 
2

 
87

 
Chegg Inc
 
 
6

 
167

 
Chemed Corp
 
 
4

 
1,013

 
Chemocentryx Inc
 
 
1

 
8

 
Children's Place Inc
 
 
1

 
70

 
Choice Hotels Intl Inc
 
 
1

 
100

 
Churchill Downs Inc
 
 
2

 
354

 
Ciena Corp
 
 
19

 
655

 
Cirrus Logic Inc
 
 
5

 
155

*
Citigroup Inc
 
 
19,831

 
1,032,384

 
City Office Reit Inc
 
 
6

 
59

 
Cloudera Inc
 
 
2

 
19

 
Coca-Cola Bottling Co Consolid
 
 
1

 
106

 
Cogent Communications Holdings
 
 
2

 
92

 
Cognex Corp
 
 
3

 
134

 
Coherent Inc
 
 
28

 
2,863


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

52

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Coherus Biosciences Inc
 
 
1

 
6

 
Columbia Banking System Inc
 
 
10

 
349

 
Columbia Sportswear Co
 
 
1

 
54

 
Comfort Systems Usa Inc
 
 
6

 
262

 
Commvault Systems Inc
 
 
6

 
353

 
Concert Pharmaceuticals Inc
 
 
1

 
15

 
Conmed Corp
 
 
4

 
231

 
Consol Energy Inc
 
 
2

 
60

 
Continental Building Products
 
 
6

 
155

 
Cooper Cos Inc/The
 
 
1

 
146

 
Cooper Standard Holding
 
 
1

 
76

 
Cooper Tire & Rubber Co
 
 
6

 
188

 
Corelogic Inc/United States
 
 
5

 
154

 
Core-Mark Holding Co Inc
 
 
1

 
29

 
Coresite Realty Corp
 
 
2

 
192

 
Cornerstone Ondemand Inc
 
 
7

 
345

 
Corvel Corp
 
 
7

 
442

 
Coupa Software Inc
 
 
2

 
137

 
Cousins Properties Inc
 
 
16

 
129

 
Craft Brew Alliance Inc
 
 
1

 
9

 
Crocs Inc
 
 
1

 
29

 
Csg Systems International Inc
 
 
3

 
82

 
Csw Industrials Inc
 
 
1

 
72


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

53

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cubesmart Reit
 
 
242

 
6,953

 
Culp Inc
 
 
1

 
8

 
Curtiss Wright Corp
 
 
5

 
443

 
Customers Bancorp Inc
 
 
8

 
154

 
Cutera Inc
 
 
2

 
26

 
Cyrusone Inc
 
 
80

 
4,239

 
Cytomx Therapeutics Inc
 
 
3

 
53

 
Dana Inc
 
 
2

 
29

 
Dave & Buster Entertainment
 
 
1

 
21

 
Deckers Outdoor Corp
 
 
1

 
148

 
Denny'S Corp
 
 
11

 
166

 
Digital Realty Trust Inc
 
 
109

 
11,601

 
Diodes Inc
 
 
5

 
169

 
Domino'S Pizza Inc
 
 
1

 
209

 
Douglas Dynamics Inc
 
 
3

 
116

 
Douglas Emmett Inc
 
 
154

 
5,248

 
Dril Quip Inc
 
 
1

 
29

 
Duke Realty Corp
 
 
320

 
8,276

 
Dun & Bradstreet Corp/The
 
 
1

 
131

 
E*Trade Financial Corp
 
 
2

 
109

 
Eagle Bancorp Inc
 
 
6

 
296

 
Eagle Materials Inc
 
 
2

 
93

 
Eagle Pharmaceuticals Inc/De
 
 
2

 
79


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

54

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Easterly Government Properti
 
 
154

 
2,419

 
Eastgroup Properties Inc
 
 
2

 
197

 
Echo Global Logistics Inc
 
 
1

 
18

 
Echostar Corp
 
 
1

 
49

 
Editas Medicine Inc
 
 
1

 
17

 
Ellie Mae Inc
 
 
2

 
147

 
Emcor Group Inc
 
 
2

 
92

 
Emergent Biosolutions Inc
 
 
7

 
390

 
Empire State Realty Trust
 
 
264

 
3,753

 
Enanta Pharmaceuticals Inc
 
 
2

 
82

 
Encompass Health Corp
 
 
4

 
196

 
Energizer Holdings Inc
 
 
7

 
315

 
Enersys
 
 
17

 
1,266

 
Engility Holdings Inc
 
 
7

 
194

 
Ensign Group Inc/The
 
 
7

 
274

 
Entegris Inc
 
 
10

 
289

 
Entercom Communications Corp
 
 
26

 
149

 
Entravision Communications Cor
 
 
3

 
7

 
Envestnet Inc
 
 
8

 
407

 
Enzo Biochem Inc
 
 
17

 
47

 
Eplus Inc
 
 
2

 
60

 
Equinix Inc
 
 
8

 
2,831

 
Equity Lifestyle Properties
 
 
54

 
5,223


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

55

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Essex Property Trust Inc
 
 
44

 
10,772

 
Etsy Inc
 
 
7

 
310

 
Euronet Worldwide Inc
 
 
3

 
356

 
Evercore Inc
 
 
2

 
165

 
Evertec Inc
 
 
12

 
336

 
Evolution Petroleum Corp
 
 
1

 
1

 
Exact Sciences Corp
 
 
6

 
306

 
Exelixis Inc
 
 
3

 
38

 
Exlservice Holdings Inc
 
 
1

 
57

 
Exponent Inc
 
 
12

 
614

 
Extended Stay America Inc
 
 
261

 
4,045

 
Exterran Corp
 
 
3

 
59

 
Extraction Oil & Gas Inc
 
 
25

 
108

 
Factset Research Systems Inc
 
 
1

 
84

 
Fair Isaac Corp
 
 
3

 
613

 
Faro Technologies Inc
 
 
2

 
79

 
FCB Financial Holdings
 
 
9

 
299

 
Federal Realty Invs Trust
 
 
48

 
5,687

 
Federal Signal Corp
 
 
8

 
153

 
Federated Investors Inc
 
 
7

 
175

 
Fednat Holding Co
 
 
6

 
113

 
Ferro Corp
 
 
10

 
163

 
Fibrogen Inc
 
 
7

 
327


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

56

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fiesta Restaurant Group Inc
 
 
2

 
30

 
First Bancorp/Southern Pines N
 
 
5

 
167

 
First Citizens Bcshs
 
 
1

 
434

 
First Financial Bankshares Inc
 
 
1

 
84

 
First Hawaiian Inc
 
 
10

 
231

 
First Industrial Realty Trust
 
 
15

 
435

 
First Merchants Corp
 
 
8

 
277

 
First Midwest Bancorp Inc/Il
 
 
10

 
203

 
Firstcash Inc
 
 
5

 
333

 
Five9 Inc
 
 
5

 
230

 
Fonar Corp
 
 
1

 
2

 
Forescout Technologies Inc
 
 
2

 
48

 
Fortinet Inc
 
 
2

 
142

 
Forum Energy Technologies Inc
 
 
21

 
88

 
Forward Air Corp
 
 
2

 
100

 
Fox Factory Holding Corp
 
 
2

 
101

 
Franklin Electric Co Inc
 
 
3

 
109

 
Frontdoor Inc
 
 
62

 
1,655

 
FTI Consulting Inc
 
 
9

 
606

 
G1 Therapeutics Inc
 
 
1

 
13

 
Gartner Inc
 
 
1

 
149

 
Gci Liberty Inc
 
 
3

 
142

 
Generac Holdings Inc
 
 
6

 
299


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

57

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Genomic Health Inc
 
 
6

 
399

 
Glacier Bancorp Inc
 
 
1

 
25

 
Global Blood Therapeutics Inc
 
 
4

 
192

 
Globus Medical Inc
 
 
11

 
478

 
Glycomimetics Inc
 
 
2

 
19

 
Gorman-Rupp Co/The
 
 
1

 
38

 
Graco Inc
 
 
5

 
205

 
Grand Canyon Education Inc
 
 
3

 
277

 
Granite Construction Inc
 
 
4

 
155

 
Granite Point Mortgage Trust I
 
 
4

 
65

 
Graphic Packaging Holding Co
 
 
97

 
1,024

 
Gray Television Inc
 
 
6

 
95

 
Group 1 Automotive Inc
 
 
2

 
124

 
Groupon Inc
 
 
21

 
66

 
Gtt Communications Inc
 
 
3

 
61

 
Haemonetics Corp
 
 
6

 
608

 
Halozyme Therapeutics Inc
 
 
28

 
417

 
Hamilton Lane Inc
 
 
3

 
105

 
Hanmi Financial Corporation
 
 
13

 
249

 
Hanover Insurance Group Inc
 
 
3

 
309

 
Hawaiian Holdings Inc
 
 
1

 
39

 
Hcp Inc
 
 
383

 
10,693

 
Healthcare Services Group Inc
 
 
3

 
115


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

58

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Healthcare Trust Of America In
 
 
242

 
6,121

 
Healthequity Inc
 
 
4

 
227

 
Healthstream Inc
 
 
8

 
196

 
Heico Corp
 
 
7

 
417

 
Herc Holdings Inc
 
 
1

 
4

 
Heritage Commerce Corp
 
 
2

 
18

 
Heritage Insurance Holdings In
 
 
2

 
28

 
Heritage-Crystal Clean Inc
 
 
1

 
10

 
Herman Miller Inc
 
 
5

 
145

 
Heron Therapeutics Inc
 
 
3

 
68

 
Hexcel Corp
 
 
4

 
221

 
Hillenbrand Inc
 
 
1

 
50

 
Hilton Grand Vacations Inc
 
 
5

 
127

 
Hms Holdings Corp
 
 
7

 
200

 
Hni Corp
 
 
8

 
279

 
Home Bancshares Inc/Ar
 
 
14

 
228

 
Hortonworks Inc
 
 
8

 
110

 
Host Hotels & Resorts Inc
 
 
465

 
7,748

 
Houlihan Lokey Inc
 
 
2

 
77

 
Howard Hughes Corp
 
 
28

 
2,764

 
Hubspot Inc
 
 
2

 
218

 
Huron Consulting Group Inc
 
 
8

 
399

 
Icu Medical Inc
 
 
1

 
340


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

59

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Idex Corp
 
 
1

 
99

 
Immersion Corp
 
 
2

 
21

 
Immunogen Inc
 
 
11

 
52

 
Immunomedics Inc
 
 
4

 
57

 
Information Services Group Inc
 
 
2

 
9

 
Ingevity Corp
 
 
6

 
566

 
Innospec Inc
 
 
3

 
168

 
Innoviva Inc
 
 
3

 
53

 
Inogen Inc
 
 
3

 
356

 
Insight Enterprises Inc
 
 
13

 
522

 
Insmed Inc
 
 
7

 
89

 
Insperity Inc
 
 
6

 
544

 
Insteel Industries Inc
 
 
3

 
68

 
Insulet Corp
 
 
1

 
8

 
Integer Holdings Corp
 
 
2

 
163

 
Integrated Device Technology I
 
 
10

 
458

 
Inter Parfums Inc
 
 
1

 
25

 
Intercept Pharmaceuticals Inc
 
 
1

 
5

 
Interdigital Inc
 
 
1

 
44

 
Interface Inc
 
 
15

 
220

 
Intersect Ent Inc
 
 
3

 
94

 
Intra-Cellular Therapies Inc
 
 
2

 
26

 
Intricon Corp
 
 
1

 
15


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

60

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Ionis Pharmaceuticals Inc
 
 
1

 
52

 
Iovance Biotherapeutics Inc
 
 
1

 
4

 
Irhythm Technologies Inc
 
 
3

 
208

 
Ironwood Pharmaceuticals Inc
 
 
4

 
45

 
J&J Snack Foods Corp
 
 
2

 
385

 
J2 Global Inc
 
 
8

 
546

 
Jack Henry & Associates Inc
 
 
1

 
102

 
Jack In The Box Inc
 
 
2

 
177

 
Jagged Peak Energy Inc
 
 
12

 
106

 
John B Sanfilippo & Son Inc
 
 
2

 
83

 
John Bean Technologies Corp
 
 
2

 
144

 
Jones Lang Lasalle Inc
 
 
19

 
2,343

 
Kadant Inc
 
 
1

 
68

 
Karyopharm Therapeutics Inc
 
 
9

 
83

 
Kemper Corp
 
 
2

 
165

 
Kennametal Inc
 
 
10

 
320

 
Kennedy-Wilson Holdings Inc
 
 
2

 
42

 
Kforce Inc
 
 
2

 
58

 
Kimball International Inc
 
 
5

 
67

 
Kinsale Capital Group Inc
 
 
1

 
75

 
Korn Ferry
 
 
3

 
114

 
Kosmos Energy Ltd
 
 
53

 
217

 
Kura Oncology Inc
 
 
1

 
16


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

61

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
LA Z boy Inc
 
 
17

 
468

 
Lakeland Financial Corp
 
 
3

 
110

 
Landstar System Inc
 
 
2

 
200

 
LCI Industries
 
 
9

 
607

 
Leaf Group Ltd
 
 
2

 
11

 
Legacytexas Financial Group In
 
 
5

 
154

 
Lennox International Inc
 
 
1

 
277

 
Lhc Group Inc
 
 
1

 
127

 
Liberty Expedia Holdings Inc
 
 
3

 
101

 
Ligand Pharmaceuticals Inc
 
 
3

 
337

 
Limelight Networks Inc
 
 
17

 
41

 
Limoneira Co
 
 
2

 
40

 
Lincoln Electric Holdings Inc
 
 
1

 
94

 
Lindblad Expeditions Holdings
 
 
5

 
62

 
Lithia Motors Inc
 
 
10

 
742

 
Littelfuse Inc
 
 
2

 
266

 
Live Nation Entertainment Inc
 
 
6

 
276

 
Liveperson Inc
 
 
1

 
18

 
Logmein Inc
 
 
1

 
97

 
Louisiana Pacific Corp
 
 
9

 
194

 
Loxo Oncology Inc
 
 
2

 
293

 
Luminex Corp
 
 
5

 
113

 
Lydall Inc
 
 
3

 
63


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

62

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Macrogenics Inc
 
 
8

 
97

 
Madrigal Pharmaceuticals Inc
 
 
1

 
25

 
Malibu Boats Inc
 
 
4

 
134

 
Manhattan Associates Inc
 
 
3

 
125

 
Marketaxess Holdings Inc
 
 
1

 
305

 
Marriott Vacations Worldwide C
 
 
1

 
49

 
Masimo Corp
 
 
4

 
481

 
Mastercraft Boat Holdings Inc
 
 
4

 
74

 
Matador Resources Co
 
 
9

 
140

 
Matson Inc
 
 
1

 
27

 
Maximus Inc
 
 
11

 
675

 
Maxlinear Inc
 
 
8

 
139

 
Mcgrath Rentcorp
 
 
1

 
13

 
Medidata Solutions Inc
 
 
2

 
120

 
Medifast Inc
 
 
1

 
168

 
Medpace Holdings Inc
 
 
5

 
263

 
Mercadolibre Inc
 
 
4

 
1,267

 
Mercury Systems Inc
 
 
3

 
121

 
Meridian Bancorp Inc
 
 
6

 
84

 
Meridian Bioscience Inc
 
 
13

 
219

 
Merit Medical Systems Inc
 
 
3

 
149

 
Meta Financial Group Inc
 
 
2

 
48

 
Method Electronics Inc
 
 
8

 
195


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

63

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Mettler-Toledo International I
 
 
20

 
11,278

 
MFA Financial Inc Reit
 
 
74

 
493

 
Mge Energy Inc
 
 
1

 
50

 
Mgic Investment Corp
 
 
9

 
99

 
Middleby Corp/The
 
 
1

 
72

 
Milacron Holdings Corp
 
 
4

 
50

 
Minerals Technologies Inc
 
 
10

 
476

 
Mirati Therapeutics Inc
 
 
1

 
7

 
Mistras Group Inc
 
 
4

 
51

 
Mks Instruments Inc
 
 
4

 
220

 
Model N Inc
 
 
5

 
67

 
Moelis & Co
 
 
6

 
207

 
Molina Healthcare Inc
 
 
4

 
412

 
Monarch Casino & Resort Inc
 
 
1

 
8

 
Monmouth Real Estate Investmen
 
 
12

 
145

 
Monotype Imaging Holdings Inc
 
 
18

 
276

 
Monro Inc
 
 
1

 
94

 
Moog Inc
 
 
3

 
217

 
Msc Industrial Direct Co Inc
 
 
17

 
1,328

 
Msci Inc
 
 
2

 
239

 
MSG Networks Inc
 
 
6

 
146

 
Mueller Industries Inc
 
 
5

 
107

 
Mueller Water Products Inc
 
 
7

 
59


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

64

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Murphy Usa Inc
 
 
2

 
166

 
Myers Industries Inc
 
 
5

 
76

 
Myokardia Inc
 
 
2

 
127

 
Myr Group Inc
 
 
1

 
23

 
Myriad Genetics Inc
 
 
8

 
238

 
Nanometrics Inc
 
 
6

 
159

 
Natera Inc
 
 
1

 
3

 
National Bank Holdings Corp
 
 
1

 
21

 
National General Holdings Corp
 
 
28

 
676

 
National Health Investors Inc
 
 
2

 
133

 
National Retail Properties Inc
 
 
80

 
3,873

 
National Vision Holdings Inc
 
 
1

 
16

 
Natus Medical Inc
 
 
4

 
136

 
Nautilus Inc
 
 
1

 
1

 
Navient Corp
 
 
62

 
543

 
Navigators Group Inc
 
 
2

 
138

 
Navigent Consulting Inc
 
 
20

 
487

 
NCI Building Systems Inc
 
 
1

 
2

 
Ncr Corp
 
 
18

 
421

 
Neenah Inc
 
 
1

 
7

 
Nektar Therapeutics
 
 
2

 
73

 
Nelnet Inc
 
 
13

 
698

 
Neogen Corp
 
 
1

 
81


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

65

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Neogenomics Inc
 
 
8

 
102

 
Netgear Inc
 
 
6

 
305

 
Netscout Systems Inc
 
 
2

 
55

 
Neurocrine Biosciences Inc
 
 
2

 
137

 
Nevro Corp
 
 
5

 
202

 
New Relic Inc
 
 
3

 
281

 
Newfield Exploration Co
 
 
15

 
213

 
Newmarket Corp
 
 
1

 
112

 
Nexpoint Residential Trust Inc
 
 
1

 
28

 
Nextgen Healthcare Inc
 
 
4

 
65

 
Nic Inc
 
 
22

 
268

 
Nine Energy Service Inc
 
 
1

 
4

 
Nmi Holdings Inc
 
 
16

 
301

 
Nordson Corp
 
 
1

 
144

 
Nu Skin Enterprises Inc
 
 
1

 
79

 
Nutrisystem Inc
 
 
1

 
38

 
Nuvasive Inc
 
 
5

 
269

 
Nve Corp
 
 
2

 
197

 
Oceaneering International Inc
 
 
2

 
26

 
Okta Inc
 
 
1

 
12

 
Old Dominion Freight Line Inc
 
 
2

 
210

 
Ollie'S Bargain Outlet Holding
 
 
1

 
69

 
Omnicell Inc
 
 
4

 
220


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

66

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
On Deck Capital Inc
 
 
21

 
125

 
Ooma Inc
 
 
1

 
9

 
Orasure Technologies Inc
 
 
17

 
194

 
Orion Group Holdings Inc
 
 
4

 
16

 
Ormat Technologies Inc
 
 
3

 
161

 
Orthofix Medical Inc
 
 
2

 
84

 
Osi Systems Inc
 
 
3

 
139

 
Owens-Illinois Inc
 
 
20

 
347

 
Pacira Pharmaceuticals Inc/De
 
 
3

 
122

 
Panhandle Oil And Gas Inc
 
 
5

 
82

 
Papa John'S International Inc
 
 
3

 
115

 
Park Electrochemical Corp
 
 
5

 
83

 
Patrick Industries Inc
 
 
4

 
104

 
Patterson Cos Inc
 
 
8

 
150

 
Paylocity Holding Corp
 
 
1

 
72

 
Pbf Energy Inc
 
 
5

 
168

 
Pdc Energy Inc
 
 
4

 
111

 
Peapack Gladstone Financial Co
 
 
5

 
133

 
Pebblebrook Hotel Trust
 
 
1

 
26

 
Pegasystems Inc
 
 
4

 
172

 
Penn National Gaming Inc
 
 
4

 
82

 
Penn Real Estate Investment Reit
 
 
274

 
1,630

 
Penumbra Inc
 
 
1

 
161


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

67

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Perficient Inc
 
 
2

 
49

 
Performance Food Group Co
 
 
8

 
245

 
Petmed Express Inc
 
 
5

 
125

 
Pgt Innovations Inc
 
 
1

 
2

 
Phibro Animal Health Corp
 
 
9

 
277

 
Piedmont Office Realty Trust
 
 
219

 
3,731

 
Pieris Pharmaceuticals Inc
 
 
8

 
21

 
Piper Jaffray Cos
 
 
1

 
11

 
Planet Fitness Inc
 
 
5

 
292

 
Plantronics Inc
 
 
2

 
67

 
Plexus Corp
 
 
1

 
64

 
Polyone Corp
 
 
4

 
124

 
Pool Corp
 
 
2

 
337

 
Portland General Electric Co
 
 
4

 
169

 
Post Holdings Inc
 
 
2

 
215

 
Potbelly Corp
 
 
17

 
136

 
Potlatchdeltic Corp
 
 
4

 
111

 
Pq Group Holdings Inc
 
 
23

 
350

 
PRA Group Inc
 
 
11

 
263

 
Pra Health Sciences Inc
 
 
3

 
305

 
Preferred Bank/Los Angeles Ca
 
 
4

 
192

 
Prestige Brands Holdings Inc
 
 
5

 
146

 
Primerica Inc
 
 
3

 
319


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

68

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Proassurance Corp
 
 
8

 
341

 
Progress Software Corp
 
 
8

 
281

 
Prologis Inc
 
 
106

 
6,213

 
Proofpoint Inc
 
 
2

 
179

 
Pros Holdings Inc
 
 
1

 
9

 
Proto Labs Inc
 
 
1

 
56

 
Providence Service Corp/The
 
 
5

 
275

 
Ps Business Parks Inc
 
 
1

 
111

 
Ptc Inc
 
 
2

 
200

 
Ptc Therapeutics Inc
 
 
1

 
21

 
Public Storage
 
 
42

 
8,509

 
Puma Biotechnology Inc
 
 
1

 
5

 
Pure Storage Inc
 
 
3

 
46

 
Pzena Investment Management In
 
 
9

 
78

 
Qad Inc
 
 
1

 
38

 
Qts Realty Trust Inc
 
 
1

 
25

 
Quaker Chemical Corp
 
 
1

 
96

 
Qualys inc
 
 
6

 
417

 
Quantenna Communications Inc
 
 
5

 
79

 
Quidel Corp
 
 
1

 
63

 
Quinstreet Inc
 
 
5

 
84

 
Radian Group Inc
 
 
21

 
351

 
Radius Health Inc
 
 
1

 
1


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

69

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Radnet Inc
 
 
5

 
52

 
Rapid7 Inc
 
 
3

 
81

 
Raven Industries Inc
 
 
7

 
261

 
Rci Hospitality Holdings Inc
 
 
1

 
23

 
Re/Max Holdings Inc
 
 
3

 
77

 
Realogy Holdings Corp
 
 
22

 
319

 
Realpage Inc
 
 
4

 
212

 
Regenxbio Inc
 
 
2

 
64

 
Regional Management Corp
 
 
1

 
23

 
Repligen Corp
 
 
4

 
170

 
Resmed Inc
 
 
68

 
7,769

 
Resources Connection Inc
 
 
9

 
125

 
Retail Properties Of America
 
 
524

 
5,683

 
Revance Therapeutics Inc
 
 
4

 
87

 
Rexford Industrial Realty Inc
 
 
253

 
7,447

 
Rigel Pharmaceuticals Inc
 
 
23

 
53

 
Ringcentral Inc
 
 
1

 
26

 
Rli Corp
 
 
2

 
157

 
RLJ Lodging Trust
 
 
157

 
2,573

 
Rmr Group Inc/The
 
 
1

 
28

 
Rogers Corp
 
 
1

 
32

 
Rollins Inc
 
 
7

 
266

 
Rpc Inc
 
 
4

 
44


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

70

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Rti Surgical Inc
 
 
9

 
33

 
Rudolph Technologies Inc
 
 
2

 
36

 
Ruth Hospitality Group Inc
 
 
13

 
296

 
Ryman Hospitality Properties I
 
 
6

 
411

 
Sabre Corp
 
 
53

 
1,146

 
Sage Therapeutics Inc
 
 
2

 
163

 
Sailpoint Technologies Holding
 
 
7

 
170

 
Sarepta Therapeutics Inc
 
 
2

 
263

 
Scholastic Corp
 
 
7

 
265

 
Schweitzer Mauduit Intl Inc
 
 
13

 
329

 
Science Applications Internati
 
 
6

 
399

 
Scotts Miracle-Gro Co/The
 
 
2

 
105

 
Seattle Genetics Inc
 
 
1

 
68

 
Semtech Corp
 
 
4

 
200

 
Sendgrid Inc
 
 
4

 
180

 
Service Corp International/Us
 
 
8

 
305

 
Servicemaster Global Holdings
 
 
6

 
236

 
Servisfirst Bancshares Inc
 
 
1

 
42

 
Shake Shack Inc
 
 
1

 
1

 
Shenandoah Telecommunications
 
 
7

 
316

 
Shutterfly Inc
 
 
2

 
61

 
Shutterstock Inc
 
 
2

 
78

 
Signature Bank/New York Ny
 
 
1

 
86


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

71

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Silicon Laboratories Inc
 
 
3

 
272

 
Silvercrest Asset Management G
 
 
1

 
12

 
Simon Property Group Inc
 
 
133

 
22,338

 
Simpson Manufacturing Co Inc
 
 
3

 
157

 
Simulations Plus Inc
 
 
3

 
51

 
Six Flags Entertainment Corp
 
 
2

 
111

 
Sjw Group
 
 
1

 
19

 
Skechers USA Inc
 
 
20

 
463

 
Sleep Number Corp
 
 
53

 
1,694

 
SLM Corp
 
 
149

 
1,244

 
Spark Therapeutics Inc
 
 
1

 
58

 
Sprouts Farmers Market Inc
 
 
8

 
179

 
Sps Commerce Inc
 
 
3

 
207

 
Src Energy Inc
 
 
3

 
12

 
Ss&C Technologies Holdings Inc
 
 
5

 
247

 
Staar Surgical Co
 
 
5

 
154

 
Stamps.Com Inc
 
 
2

 
387

 
Standard Motor Products Inc
 
 
3

 
167

 
Standex International Corp
 
 
2

 
106

 
Starwood Property Trust Inc
 
 
31

 
601

 
Stemline Therapeutics Inc
 
 
2

 
22

 
Stepan Co
 
 
1

 
64

 
Steven Madden Ltd
 
 
33

 
997


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

72

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Stifel Financial Corp
 
 
3

 
142

 
Stock Yards Bancorp Inc
 
 
1

 
39

 
Store Capital Corp
 
 
162

 
4,583

 
Strategic Education Inc
 
 
2

 
264

 
Suncoke Energy Inc
 
 
53

 
453

 
Superior Energy Services Inc
 
 
26

 
87

 
Supernus Pharmaceuticals Inc
 
 
4

 
116

 
Surmodics Inc
 
 
2

 
94

 
Svb Financial Group
 
 
1

 
94

 
Sykes Enterprises Inc
 
 
19

 
463

 
Syneos Health Inc
 
 
10

 
384

 
Synnex Corp
 
 
7

 
574

 
Synovus Financial Corp
 
 
4

 
127

 
Syros Pharmaceuticals Inc
 
 
4

 
24

 
Tabula Rasa Healthcare Inc
 
 
1

 
82

 
Tactile Systems Technology Inc
 
 
1

 
34

 
Take-Two Interactive Software
 
 
3

 
320

 
Tandem Diabetes Care Inc
 
 
1

 
2

 
Tanger Factory Outlet Center
 
 
2

 
41

 
Taubman Centers Inc
 
 
59

 
2,686

 
Tech Data Corp
 
 
1

 
79

 
Techtarget Inc
 
 
10

 
119

 
Telaria Inc
 
 
1

 
1


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

73

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Teledyne Technologies Inc
 
 
2

 
445

 
Tennant Co
 
 
1

 
51

 
Terreno Realty Corp
 
 
5

 
161

 
Tesaro Inc
 
 
1

 
74

 
Tetra Tech Inc
 
 
10

 
511

 
Tetra Technologies Inc
 
 
7

 
11

 
Texas Roadhouse Inc
 
 
6

 
376

 
Therapeuticsmd Inc
 
 
8

 
29

 
Tile Shop Holdings Inc
 
 
13

 
74

 
Tilly'S Inc
 
 
2

 
23

 
Timken Co/The
 
 
7

 
276

 
Tivity Health Inc
 
 
4

 
96

 
Toro Co/The
 
 
5

 
260

 
Trade Desk Inc/The
 
 
2

 
184

 
Transunion
 
 
4

 
224

 
Treehouse Foods Inc
 
 
2

 
98

 
Trex Co Inc
 
 
3

 
166

 
Ttec Holdings Inc
 
 
20

 
571

 
Tutor Perini Corp
 
 
15

 
237

 
Twilio Inc
 
 
1

 
15

 
Two Harbors Investment Corp
 
 
84

 
1,084

 
Tyler Technologies Inc
 
 
1

 
234

 
Ultimate Software Group Inc/Th
 
 
1

 
200


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

74

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Ultragenyx Pharmaceutical Inc
 
 
4

 
183

 
Umpqua Holdings Corp
 
 
13

 
210

 
Unifirst Corp/Ma
 
 
1

 
123

 
Unilever Indonesia Tbk
 
 
5

 
84

 
United Community Banks Inc/Ga
 
 
4

 
80

 
Universal Corp
 
 
6

 
347

 
Universal Forest Products
 
 
1

 
8

 
Universal Insurance Holdings I
 
 
3

 
110

 
Urban Edge Properties
 
 
17

 
279

 
Us Ecology Inc
 
 
3

 
160

 
Us Physical Therapy Inc
 
 
2

 
175

 
Usana Health Sciences Inc
 
 
2

 
257

 
Vail Resorts Inc
 
 
2

 
326

 
Valvoline Inc
 
 
32

 
626

 
Vanda Pharmaceuticals Inc
 
 
9

 
241

 
Varonis Systems Inc
 
 
1

 
35

 
Vector Group Ltd
 
 
16

 
154

 
Vectrus Inc
 
 
2

 
42

 
Veeva Systems Inc
 
 
2

 
162

 
Veracyte Inc
 
 
1

 
15

 
Vericel Corp
 
 
7

 
116

 
Versum Materials Inc
 
 
32

 
885

 
Vici Properties Inc
 
 
245

 
4,608


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

75

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Virtus Investment Partners
 
 
15

 
1,153

 
Virtusa Corp
 
 
1

 
37

 
Vishay Precision Group Inc
 
 
1

 
3

 
Visteon Corp
 
 
2

 
119

 
Vonage Holdings Corp
 
 
11

 
99

 
Vornado Realty Trust
 
 
25

 
1,552

 
Walker & Dunlop Inc
 
 
18

 
759

 
Washington Federal Inc
 
 
18

 
470

 
Washington Reit
 
 
94

 
2,152

 
Watsco Inc
 
 
1

 
150

 
Watts Water Technologies Inc
 
 
1

 
48

 
Weight Watchers International
 
 
1

 
58

 
Wellcare Health Plans Inc
 
 
1

 
227

 
Welltower Inc
 
 
177

 
12,295

 
Wesco International Inc
 
 
49

 
2,356

 
West Pharmaceutical Services I
 
 
2

 
228

 
Wex Inc
 
 
2

 
238

 
Wingstop Inc
 
 
2

 
155

 
Winmark Corp
 
 
1

 
187

 
Wisdomtree Investments Inc
 
 
21

 
141

 
Wolverine World Wide Inc
 
 
3

 
87

 
Woodward Inc
 
 
17

 
1,245

 
Workiva Inc
 
 
3

 
120


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

76

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
World Fuel Services Corp
 
 
33

 
709

 
World Wrestling Entertainment
 
 
1

 
77

 
Worthington Industries
 
 
2

 
69

 
Wpx Energy Inc
 
 
20

 
233

 
Wsfs Financial Corp
 
 
2

 
90

 
X5 Retail Group
 
 
3

 
340

 
Xencor Inc
 
 
4

 
143

 
Xpo Logistics Inc
 
 
3

 
166

 
Yelp Inc
 
 
4

 
145

 
Yext Inc
 
 
1

 
16

 
York Water Co/The
 
 
3

 
82

 
Zafgen Inc
 
 
1

 
5

 
Zebra Technologies Corp
 
 
2

 
303

 
Zix Corp
 
 
25

 
143

 
       Total U.S. equities
 
 
 
 
$
1,442,440

 
 
 
 
 
 
 
 
Synthetic guaranteed invesment contracts (GICs):
 
 
 
 
 
 
Voya Retirement Ins & Annuity Co 60266
 
 
 
 
 
 
1-3 Year Credit Bond Index Fund
 
 
2,415

 
$
29,412

 
Asset-Backed Securities Index Fund
 
 
1,898

 
66,417

 
Commercial Mortgage-Backed Securities Index Fund
 
 
448

 
13,007

 
1-3 Year Government Bond Index Fund
 
 
329

 
38,790

 
Intermediate Government Bond Index Fund
 
 
908

 
38,989


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

77

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Intermediate Term Credit Bond Index Fund
 
 
1,779

 
97,453

 
Mortgage-Backed Securities (Mbs) Index Fund
 
 
1,658

 
85,771

 
Wrapper
 
 
 
 
380

 
        Total Voya Retirement Ins & Annuity Co 60266
 
 
 
 
$
370,219

 
 
 
 
 
 
 
 
Prudential GA-62194
 
 
 
 
 
 
Treasury Note
1.88
%
9/30/2022
6,192

 
$
6,087

 
Treasury Note
2.25
%
11/15/2027
7,748

 
7,507

 
Treasury Note
2.88
%
11/15/2021
2,371

 
2,406

 
Treasury Note
3.13
%
11/15/2028
1,924

 
2,003

 
Treasury Note
2.88
%
11/30/2025
719

 
734

 
Treasury Note
2.88
%
11/30/2023
871

 
888

 
Treasury Note
2.63
%
12/15/2021
3,825

 
3,847

 
Treasury Note
2.63
%
12/31/2025
454

 
456

 
Treasury Note
2.63
%
12/31/2023
2,386

 
2,398

 
Treasury Note
2.00
%
11/30/2020
11,481

 
11,395

 
Treasury Note
2.38
%
8/15/2024
1,636

 
1,636

 
Treasury Note
2.13
%
9/30/2021
14,420

 
14,361

 
Treasury Note
1.63
%
12/31/2019
6,634

 
6,569

 
Treasury Note
2.00
%
2/15/2025
3,401

 
3,315

 
Treasury Note
1.38
%
8/31/2020
4,105

 
4,047

 
Treasury Note
2.25
%
11/15/2025
5,627

 
5,519

 
Treasury Note
2.63
%
11/15/2020
3,809

 
3,829


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

78

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Treasury Note
1.38
%
4/30/2021
2,643

 
2,584

 
Treasury Note
1.63
%
4/30/2023
9,156

 
8,855

 
Treasury Note
1.38
%
5/31/2021
3,605

 
3,517

 
Treasury Note
2.25
%
2/15/2027
7,127

 
6,981

 
Treasury Note
1.88
%
3/31/2022
9,368

 
9,238

 
Treasury Note
1.88
%
4/30/2022
13,988

 
13,766

 
Treasury Note
2.13
%
5/15/2025
6,051

 
5,905

 
Treasury Note
2.13
%
6/30/2022
1,128

 
1,115

 
Treasury Note
1.63
%
6/30/2020
11,603

 
11,446

 
Treasury Note
1.63
%
7/31/2020
9,149

 
9,081

 
Fnma
2.00
%
10/5/2022
591

 
580

 
Fnma
2.75
%
6/22/2021
318

 
320

 
Fnma
2.88
%
9/12/2023
204

 
209

 
Fnma
2.88
%
10/30/2020
613

 
620

 
Fhlmc
1.50
%
1/17/2020
454

 
452

 
Fhlmc
2.38
%
2/16/2021
1,553

 
1,561

 
Pefco
4.30
%
12/15/2021
242

 
254

 
Pefco
3.55
%
1/15/2024
220

 
232

 
Tva
2.25
%
3/15/2020
280

 
281

 
Fgold 30Yr Giant
5.50
%
1/1/2035
78

 
84

 
Fgold 30Yr Giant
4.50
%
6/1/2039
126

 
133

 
Fgold 30Yr Giant
4.00
%
11/1/2039
363

 
374

 
Fgold 30Yr Giant
4.50
%
12/1/2039
221

 
231


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

79

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fgold 30Yr Giant
5.50
%
1/1/2040
107

 
115

 
Fgold 30Yr Giant
4.00
%
12/1/2040
325

 
334

 
Fgold 30Yr Giant
4.00
%
12/1/2040
337

 
347

 
Fgold 30Yr Giant
4.00
%
2/1/2041
585

 
603

 
Fgold 30Yr Giant
4.50
%
4/1/2041
815

 
855

 
Fgold 30Yr Giant
3.00
%
6/1/2042
415

 
408

 
Fgold 30Yr Giant
3.50
%
9/1/2042
744

 
750

 
Fgold 15Yr Giant
3.00
%
1/1/2032
658

 
659

 
Fgold 15Yr Giant
2.00
%
1/1/2032
432

 
414

 
Fgold 30Yr Giant
4.00
%
8/1/2047
734

 
752

 
Fgold 30Yr Giant
4.50
%
8/1/2047
758

 
789

 
Fgold 30Yr Giant
3.50
%
10/1/2047
716

 
718

 
Fgold 30Yr Giant
3.50
%
1/1/2048
358

 
359

 
Fgold 30Yr Giant
4.00
%
6/1/2048
614

 
628

 
Fgold 30Yr Giant
4.00
%
7/1/2048
2,245

 
2,296

 
Fgold 30Yr Giant
4.00
%
9/1/2048
751

 
769

 
Fgold 30Yr Giant
4.00
%
10/1/2048
750

 
767

 
Fgold 30Yr Giant
5.50
%
6/1/2038
473

 
507

 
Fgold 30Yr Giant
4.50
%
10/1/2039
525

 
551

 
Fgold 30Yr Giant
4.50
%
11/1/2039
104

 
109

 
Fgold 30Yr Giant
3.50
%
5/1/2045
1,465

 
1,474

 
Fgold 30Yr Giant
4.00
%
11/1/2045
933

 
957

 
Fgold 30Yr Giant
3.50
%
12/1/2045
2,457

 
2,471


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

80

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fgold 30Yr Giant
3.00
%
12/1/2046
1,325

 
1,298

 
Fgold 30Yr Giant
4.00
%
12/1/2046
650

 
665

 
Fgold 30Yr Giant
3.00
%
1/1/2047
1,721

 
1,685

 
Fgold 15Yr Giant
2.50
%
12/1/2031
320

 
314

 
Fgold 20Yr
3.00
%
1/1/2037
399

 
396

 
Fgold 20Yr
3.50
%
11/1/2037
368

 
375

 
Fgold 20Yr
3.00
%
12/1/2037
354

 
351

 
Fgold 15Yr
4.00
%
6/1/2026
286

 
293

 
Fgold 15Yr
4.00
%
7/1/2026
168

 
173

 
Fgold 30Yr
3.00
%
12/1/2042
671

 
660

 
Fgold 30Yr
3.00
%
10/1/2042
425

 
419

 
Fgold 30Yr
3.00
%
1/1/2043
1,358

 
1,337

 
Fgold 30Yr
4.00
%
11/1/2040
312

 
322

 
Fgold 30Yr
4.00
%
12/1/2040
708

 
730

 
Fgold 15Yr
2.50
%
11/1/2027
297

 
291

 
Fgold 15Yr
2.50
%
8/1/2028
281

 
277

 
Fgold 15Yr
3.00
%
8/1/2029
406

 
407

 
Fgold 15Yr
2.50
%
4/1/2031
557

 
545

 
Fgold 15Yr
2.50
%
7/1/2031
320

 
313

 
Fgold 30Yr
5.00
%
8/1/2041
1,024

 
1,085

 
Fgold 30Yr
5.00
%
7/1/2041
283

 
300

 
Fhlmc Gold 30Yr
2.50
%
1/1/2043
383

 
366

 
Fhlmc Gold 30Yr
3.00
%
2/1/2043
793

 
779


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

81

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fhlmc Gold 30Yr
3.50
%
9/1/2043
1,091

 
1,101

 
Fhlmc Gold 15Yr Cash Issuance
3.00
%
6/1/2029
704

 
705

 
Fhlmc Gold 15Yr Cash Issuance
3.00
%
6/1/2029
992

 
994

 
Fhlmc Gold 30Yr
4.50
%
7/1/2047
354

 
369

 
Fhlmc Gold 30Yr
4.00
%
1/1/2048
1,459

 
1,495

 
Fnma 30Yr
5.50
%
5/1/2037
120

 
129

 
Fnma 30Yr
5.50
%
6/1/2033
156

 
168

 
Fnma 30Yr
5.50
%
10/1/2033
198

 
213

 
Fnma 30Yr
4.00
%
12/1/2040
511

 
527

 
Fnma 30Yr
4.00
%
1/1/2041
688

 
709

 
Fnma 30Yr
4.50
%
2/1/2041
1,190

 
1,248

 
Fnma 30Yr
4.00
%
2/1/2041
303

 
312

 
Fnma 15Yr
3.50
%
9/1/2026
183

 
186

 
Fnma 30Yr
4.00
%
1/1/2042
771

 
793

 
Fnma 30Yr
3.00
%
10/1/2043
53

 
52

 
Fnma 30Yr
5.00
%
12/1/2034
382

 
405

 
Fnma 15Yr
3.00
%
5/1/2027
704

 
708

 
Fnma 30Yr
4.50
%
5/1/2039
141

 
148

 
Fnma 30Yr
3.50
%
8/1/2042
807

 
812

 
Fnma 30Yr
3.50
%
5/1/2042
2,082

 
2,095

 
Fnma 15Yr
2.50
%
4/1/2028
127

 
125

 
Fnma 30Yr
3.00
%
12/1/2042
444

 
437

 
Fnma 30Yr
3.00
%
1/1/2043
849

 
834


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

82

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma 30Yr
3.00
%
2/1/2043
1,011

 
996

 
Fnma 30Yr
3.00
%
7/1/2043
648

 
638

 
Fnma 30Yr
3.50
%
3/1/2043
772

 
778

 
Fnma 30Yr
3.00
%
10/1/2043
265

 
261

 
Fnma 15Yr
3.00
%
8/1/2028
496

 
497

 
Fnma 30Yr
4.00
%
9/1/2044
626

 
641

 
Fnma 30Yr
4.00
%
7/1/2045
543

 
556

 
Fnma 30Yr
3.50
%
6/1/2045
1,898

 
1,906

 
Fnma 15Yr
3.00
%
12/1/2030
315

 
315

 
Fnma 30Yr
4.00
%
12/1/2045
1,045

 
1,071

 
Fnma 30Yr
3.50
%
4/1/2046
1,152

 
1,157

 
Fnma 30Yr
4.00
%
7/1/2046
302

 
310

 
Fnma 15Yr
2.00
%
8/1/2031
467

 
445

 
Fnma 30Yr
2.50
%
9/1/2046
681

 
642

 
Fnma 20Yr
3.00
%
11/1/2036
1,213

 
1,203

 
Fnma 30Yr
3.00
%
12/1/2046
278

 
272

 
Fnma 30Yr
3.50
%
12/1/2046
1,252

 
1,258

 
Fnma 30Yr
3.00
%
1/1/2047
2,816

 
2,755

 
Fnma 15Yr
2.50
%
7/1/2028
321

 
317

 
Fnma 30Yr
3.00
%
9/1/2043
185

 
182

 
Fnma 15Yr
2.50
%
8/1/2028
338

 
334

 
Fnma 15Yr
2.50
%
8/1/2028
31

 
31

 
Fnma 15Yr
3.00
%
11/1/2028
230

 
231


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

83

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma 30Yr
4.00
%
10/1/2043
250

 
258

 
Fnma 15Yr
2.50
%
2/1/2029
280

 
274

 
Fnma 15Yr
3.50
%
7/1/2027
657

 
667

 
Fnma 15Yr
2.50
%
7/1/2030
229

 
225

 
Fnma 30Yr
5.50
%
4/1/2034
168

 
181

 
Fnma 30Yr
5.00
%
4/1/2034
800

 
852

 
Fnma 30Yr
5.50
%
9/1/2034
160

 
172

 
Fnma 30Yr
5.00
%
7/1/2035
236

 
250

 
Fnma 30Yr
5.50
%
2/1/2035
283

 
304

 
Fnma 15Yr
3.50
%
12/1/2030
185

 
188

 
Fnma 15Yr
3.50
%
12/1/2032
680

 
690

 
Fnma 30Yr
6.50
%
12/1/2037
104

 
112

 
Fnma 30Yr
6.00
%
5/1/2038
463

 
503

 
Fnma 30Yr
4.00
%
9/1/2040
302

 
312

 
Fnma 30Yr
5.50
%
3/1/2038
162

 
174

 
Fnma 30Yr
4.00
%
3/1/2039
99

 
103

 
Fnma 30Yr
4.50
%
2/1/2041
1,077

 
1,129

 
Fnma 30Yr
4.50
%
3/1/2041
397

 
416

 
Fnma 30Yr
3.50
%
5/1/2042
828

 
833

 
Fnma 30Yr
3.50
%
9/1/2042
324

 
326

 
Fnma 30Yr
3.50
%
6/1/2042
2,042

 
2,055

 
Fnma 15Yr
2.50
%
9/1/2027
1,206

 
1,192

 
Fnma 30Yr
3.00
%
10/1/2042
432

 
424


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

84

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma 30Yr
3.50
%
11/1/2042
1,166

 
1,173

 
Fnma 30Yr
3.00
%
12/1/2042
1,234

 
1,213

 
Fnma 30Yr
3.00
%
1/1/2043
211

 
207

 
Fnma 30Yr
3.00
%
1/1/2043
621

 
610

 
Fnma 30Yr
3.00
%
1/1/2043
873

 
857

 
Fnma 30Yr
3.00
%
3/1/2043
958

 
943

 
Fnma 30Yr
4.50
%
9/1/2039
172

 
181

 
Fnma 20Yr
4.50
%
6/1/2031
273

 
286

 
Fnma 15Yr
3.50
%
3/1/2026
63

 
64

 
Fnma 30Yr
3.50
%
1/1/2046
638

 
641

 
Fnma 30Yr
3.00
%
1/1/2047
1,127

 
1,103

 
Fnma 30Yr
4.00
%
10/1/2047
1,089

 
1,115

 
Fnma 30Yr
3.50
%
11/1/2047
2,423

 
2,429

 
Fnma 30Yr
4.00
%
2/1/2048
736

 
754

 
Fnma 30Yr
4.00
%
4/1/2048
1,841

 
1,885

 
Fnma 15Yr
3.50
%
3/1/2033
377

 
382

 
Fnma 15Yr
3.50
%
5/1/2033
655

 
665

 
Fnma 15Yr
3.50
%
2/1/2026
132

 
135

 
Fnma 30Yr
4.00
%
7/1/2040
144

 
148

 
Fnma 30Yr
3.50
%
6/1/2039
224

 
227

 
Fnma 15Yr
3.50
%
10/1/2025
60

 
61

 
Fnma 30Yr
4.00
%
10/1/2040
103

 
106

 
Gnma 30Yr
3.50
%
1/15/2042
553

 
560


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

85

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Gnma 30Yr
3.00
%
11/15/2042
774

 
766

 
Gnma2 30Yr
4.00
%
4/20/2042
172

 
179

 
Gnma2 30Yr
3.00
%
8/20/2042
320

 
318

 
Gnma2 30Yr
3.50
%
8/20/2042
1,020

 
1,037

 
Gnma2 30Yr
3.00
%
9/20/2042
648

 
645

 
Gnma2 30Yr
3.50
%
9/20/2042
801

 
814

 
Gnma2 30Yr
3.50
%
10/20/2042
792

 
806

 
Gnma2 30Yr
3.00
%
12/20/2042
332

 
330

 
Gnma2 30Yr
3.00
%
1/20/2043
470

 
468

 
Gnma2 30Yr
3.50
%
5/20/2043
979

 
995

 
Gnma2 30Yr
4.50
%
6/20/2044
542

 
570

 
Gnma2 30Yr
3.50
%
10/20/2044
1,042

 
1,056

 
Gnma2 30Yr
4.00
%
10/20/2044
529

 
547

 
Gnma2 30Yr
3.00
%
12/20/2044
272

 
270

 
Gnma2 30Yr
3.50
%
4/20/2045
1,386

 
1,406

 
Gnma2 30Yr
3.50
%
6/20/2045
528

 
536

 
Gnma2 30Yr
3.00
%
8/20/2045
591

 
586

 
Gnma2 30Yr
3.00
%
9/20/2045
578

 
573

 
Gnma2 30Yr
4.00
%
12/20/2045
1,309

 
1,354

 
Gnma2 30Yr
3.00
%
7/20/2046
669

 
662

 
Gnma2 30Yr
3.50
%
7/20/2046
646

 
654

 
Gnma2 30Yr
3.50
%
8/20/2046
715

 
723

 
Gnma2 30Yr
3.50
%
9/20/2046
602

 
609


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

86

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Gnma2 30Yr
3.00
%
10/20/2046
1,803

 
1,783

 
Gnma2 30Yr
4.00
%
10/20/2046
278

 
287

 
Gnma2 30Yr
3.50
%
11/20/2046
231

 
233

 
Gnma2 30Yr
4.00
%
11/20/2046
343

 
354

 
Gnma2 30Yr
2.50
%
12/20/2046
371

 
353

 
Gnma2 30Yr
3.00
%
12/20/2046
1,866

 
1,845

 
Gnma2 30Yr
3.50
%
12/20/2046
2,039

 
2,063

 
Gnma2 30Yr
4.00
%
3/20/2047
908

 
936

 
Gnma2 30Yr
4.00
%
8/20/2047
368

 
379

 
Gnma2 30Yr
3.50
%
8/20/2047
761

 
769

 
Gnma2 30Yr
4.50
%
1/20/2048
705

 
728

 
Gnma2 30Yr
4.50
%
2/20/2048
698

 
721

 
Gnma 30Yr
3.50
%
5/15/2043
358

 
362

 
Gnma 30Yr
3.00
%
3/15/2043
457

 
452

 
Gnma2 15Yr
3.00
%
3/20/2027
172

 
173

 
Gnma2 30Yr
5.00
%
8/20/2039
109

 
116

 
Gnma2 30Yr
4.50
%
5/20/2040
467

 
492

 
Gnma2 30Yr
4.50
%
7/20/2040
284

 
299

 
Gnma2 30Yr
4.00
%
9/20/2040
351

 
364

 
Gnma2 30Yr
4.00
%
10/20/2040
537

 
556

 
Gnma2 30Yr
4.50
%
10/20/2040
306

 
322

 
Gnma2 30Yr
4.50
%
12/20/2040
427

 
449

 
Gnma2 30Yr
4.00
%
2/20/2041
116

 
120


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

87

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Gnma2 30Yr
4.00
%
1/20/2041
213

 
221

 
Gnma2 30Yr
4.00
%
3/20/2041
327

 
338

 
Gnma2 30Yr
5.00
%
4/20/2041
382

 
408

 
Gnma2 30Yr
4.50
%
8/20/2041
375

 
394

 
Gnma2 30Yr
4.50
%
7/20/2041
127

 
134

 
Gnma 30Yr
4.50
%
11/15/2039
226

 
239

 
Gnma 30Yr
4.50
%
4/15/2040
425

 
447

 
Gnma 30Yr
5.00
%
5/15/2035
131

 
138

 
Gnma 30Yr Platinum
5.00
%
7/15/2039
196

 
208

 
Gnma 30Yr
5.50
%
4/15/2038
119

 
127

 
Gnma 30Yr
5.50
%
6/15/2038
186

 
198

 
Bacct_18-A3
3.10
%
12/15/2023
757

 
763

 
Chait_12-A7
2.16
%
9/15/2024
454

 
441

 
Chait_14-A2
2.77
%
3/15/2023
606

 
607

 
Comm_15-Pc1
3.62
%
7/10/2050
757

 
764

 
Comm_15-Cr25
3.51
%
8/10/2048
1,060

 
1,064

 
Comm_15-Cr26
3.63
%
10/10/2048
2,310

 
2,333

 
Comm_16-Dc2
3.50
%
2/10/2049
757

 
756

 
Comm_16-Dc2
3.77
%
2/10/2049
1,060

 
1,074

 
Csail_15-C3
3.45
%
8/15/2048
757

 
756

 
Csail_16-C7
3.21
%
11/15/2049
757

 
738

 
Fna_17-M1
2.42
%
10/25/2026
606

 
571

 
Fhms_K064
3.22
%
3/25/2027
1,893

 
1,894


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

88

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fhms_K077
3.85
%
5/25/2028
606

 
632

 
Fhms_K077
3.85
%
5/25/2028
121

 
126

 
Fhms_K083
4.05
%
9/25/2028
568

 
601

 
Fhms_K083
4.03
%
10/25/2028
227

 
239

 
Jpmcc_13-C10
2.88
%
12/15/2047
49

 
49

 
Jpmbb_15-C30
3.55
%
7/15/2048
1,212

 
1,220

 
Msbam_15-C23
3.45
%
7/15/2050
1,515

 
1,515

 
Msbam_15-C26
3.21
%
10/15/2048
1,833

 
1,842

 
Msbam_15-C24
3.73
%
5/15/2048
1,515

 
1,536

 
Msbam_15-C25
3.37
%
10/15/2048
1,060

 
1,054

 
Ubscm_18-C11
4.31
%
6/15/2051
795

 
834

 
Ubscm_18-C13
4.07
%
10/15/2051
1,212

 
1,247

 
Chubb Ina Hldgs Inc
2.70
%
3/13/2023
386

 
381

 
Chubb Ina Hldgs Inc
3.35
%
5/15/2024
265

 
265

 
Chubb Ina Hldgs Inc
2.30
%
11/3/2020
151

 
150

 
Aetna Inc
2.75
%
11/15/2022
204

 
197

 
American Intl Grp Inc
4.13
%
2/15/2024
424

 
432

 
Arch Cap Fin Llc
4.01
%
12/15/2026
38

 
38

 
Axis Specialty Fin Llc
5.88
%
6/1/2020
295

 
305

 
Bnp Paribas Sa
2.38
%
5/21/2020
326

 
323

 
Bank Of Amer Corp
3.30
%
1/11/2023
901

 
902

 
Bank Of Amer Corp
4.00
%
4/1/2024
871

 
884

 
Bank Of Amer Corp
4.00
%
1/22/2025
273

 
270


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

89

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Bank Of Amer Corp
3.95
%
4/21/2025
621

 
607

 
Bank Of Amer Corp
3.42
%
12/20/2028
357

 
334

*
Bank Of Ny Mellon Corp
3.40
%
5/15/2024
197

 
197

 
Barclays Plc
3.65
%
3/16/2025
68

 
64

 
Barclays Plc
4.38
%
1/12/2026
303

 
294

 
Barclays Plc
4.34
%
1/10/2028
250

 
236

 
Berkshire Hathaway Inc
2.75
%
3/15/2023
780

 
772

 
Boston Properties Lp
3.85
%
2/1/2023
273

 
278

 
Cigna Corp
4.38
%
12/15/2020
167

 
170

 
Cigna Corp
4.00
%
2/15/2022
167

 
171

 
Capital One Bk Usa Na
3.38
%
2/15/2023
220

 
215

 
Capital One Na
2.95
%
7/23/2021
197

 
196

 
Commonwealth Bk Of Au
2.30
%
3/12/2020
318

 
317

 
Coventry Hlth Care Inc
5.45
%
6/15/2021
409

 
424

 
Credit Suisse Grp Fdg Guernsey Ltd
3.75
%
3/26/2025
379

 
365

 
Credit Suisse Grp Fdg Guernsey Ltd
4.55
%
4/17/2026
379

 
378

 
Credit Suisse Ny
4.38
%
8/5/2020
379

 
392

 
Discover Finl Svcs
3.85
%
11/21/2022
553

 
551

 
Goldman Sachs Grp Inc
6.00
%
6/15/2020
15

 
16

 
Goldman Sachs Grp Inc
3.85
%
7/8/2024
45

 
45

 
Goldman Sachs Grp Inc
5.75
%
1/24/2022
114

 
122

 
Goldman Sachs Grp Inc
3.63
%
1/22/2023
833

 
833

 
Goldman Sachs Grp Inc
3.85
%
1/26/2027
765

 
732


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

90

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Goldman Sachs Grp Inc
3.50
%
11/16/2026
258

 
239

 
Goldman Sachs Grp Inc
3.50
%
1/23/2025
371

 
357

 
Goldman Sachs Grp Inc
3.75
%
5/22/2025
159

 
153

 
Government Properties Income Tr
3.75
%
8/15/2019
91

 
92

 
Hsbc Hldgs Plc
4.88
%
1/14/2022
341

 
360

 
Hsbc Hldgs Plc
4.58
%
6/19/2029
401

 
398

 
Hsbc Bk Usa Na
4.88
%
8/24/2020
530

 
552

 
Hartford Finl Svcs Grp Inc
5.50
%
3/30/2020
364

 
378

 
Hartford Finl Svcs Grp Inc
5.13
%
4/15/2022
220

 
233

 
Jpmorgan Chase & Co
4.35
%
8/15/2021
303

 
315

 
Jpmorgan Chase & Co
3.20
%
1/25/2023
83

 
83

 
Jpmorgan Chase & Co
3.88
%
2/1/2024
379

 
386

 
Jpmorgan Chase & Co
3.63
%
5/13/2024
719

 
718

 
Jpmorgan Chase & Co
3.88
%
9/10/2024
295

 
294

 
Jpmorgan Chase & Co
3.13
%
1/23/2025
947

 
915

 
Jpmorgan Chase & Co
3.90
%
7/15/2025
417

 
420

 
Jpmorgan Chase & Co
3.51
%
1/23/2029
265

 
255

 
Keycorp
5.10
%
3/24/2021
106

 
111

 
Lloyds Bkg Grp Plc
4.38
%
3/22/2028
303

 
291

 
Marsh & Mclennan Cos Inc
3.50
%
6/3/2024
189

 
187

 
Metlife Inc
4.37
%
9/15/2023
15

 
16

 
Morgan Stanley
4.00
%
7/23/2025
500

 
502

 
Morgan Stanley
3.88
%
4/29/2024
1,212

 
1,214


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

91

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Morgan Stanley
3.88
%
1/27/2026
613

 
609

 
Morgan Stanley
2.63
%
11/17/2021
121

 
119

 
Pnc Finl Svcs Grp Inc
3.90
%
4/29/2024
83

 
83

 
Pnc Finl Svcs Grp Inc
4.38
%
8/11/2020
114

 
118

 
Pnc Bk Na
3.25
%
6/1/2025
379

 
369

 
Santander Uk Grp Hldgs Plc
2.88
%
10/16/2020
189

 
187

 
Santander Uk Plc
2.35
%
9/10/2019
197

 
197

 
Simon Property Grp Lp
3.75
%
2/1/2024
757

 
771

 
Suntrust Bk Atlanta Ga
4.05
%
11/3/2025
280

 
287

 
Ubs Ag Stamford
2.38
%
8/14/2019
379

 
381

 
Us Bk Na Cincinnati
3.40
%
7/24/2023
189

 
192

 
Us Bancorp
2.63
%
1/24/2022
568

 
566

 
Unitedhealth Grp Inc
4.70
%
2/15/2021
182

 
190

 
Unitedhealth Grp Inc
3.75
%
7/15/2025
439

 
452

 
Unitedhealth Grp Inc
3.10
%
3/15/2026
106

 
103

 
Ventas Realty Lp
3.85
%
4/1/2027
189

 
184

 
Wellpoint Inc
3.13
%
5/15/2022
606

 
599

 
Wellpoint Inc
3.30
%
1/15/2023
174

 
174

 
Wells Fargo & Co
2.10
%
7/26/2021
379

 
370

 
Wells Fargo & Co
4.13
%
8/15/2023
23

 
23

 
Abb Fin Usa Inc
2.88
%
5/8/2022
61

 
60

 
At&T Inc
4.45
%
4/1/2024
1,197

 
1,230

 
Abbott Labs
2.55
%
3/15/2022
129

 
126


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

92

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Abbvie Inc
3.60
%
5/14/2025
470

 
453

 
Actavis Fdg Scs
3.85
%
6/15/2024
136

 
135

 
Altria Grp Inc
4.00
%
1/31/2024
364

 
363

 
Amazoncom Inc
2.80
%
8/22/2024
129

 
126

 
American Airlines Inc
3.70
%
10/1/2026
53

 
52

 
American Airlines Inc
4.95
%
1/15/2023
202

 
210

 
Amgen Inc
3.45
%
10/1/2020
227

 
230

 
Amgen Inc
2.60
%
8/19/2026
91

 
83

 
Amgen Inc
2.65
%
5/11/2022
409

 
401

 
Anadarko Petroleum Corp
5.55
%
3/15/2026
76

 
81

 
Anheuser Busch Cos Llc / Anheuser
3.65
%
2/1/2026
916

 
880

 
Anheuser Busch Inbev Fin Inc
3.30
%
2/1/2023
38

 
37

 
Apache Corp
3.25
%
4/15/2022
156

 
154

 
Apple Inc
2.40
%
5/3/2023
530

 
515

 
Apple Inc
3.25
%
2/23/2026
947

 
935

 
Autozone Inc
2.88
%
1/15/2023
151

 
148

 
Bat Cap Corp
3.22
%
8/15/2024
462

 
431

 
Baxalta Inc
4.00
%
6/23/2025
133

 
130

 
Becton Dickinson & Co
3.73
%
12/15/2024
273

 
264

 
Bp Cap Markets Amer Inc
3.25
%
5/6/2022
409

 
407

 
Broadcom Corp Broadcom Cayman Fin
3.63
%
1/15/2024
341

 
328

 
Burlington Northern Santa Fe Llc
3.40
%
9/1/2024
235

 
238

 
Cbs Corp
4.30
%
2/15/2021
76

 
78


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

93

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cvs Hlth Corp
3.88
%
7/20/2025
477

 
473

 
Cvs Hlth Corp
4.30
%
3/25/2028
379

 
375

 
Ca Inc
3.60
%
8/1/2020
174

 
177

 
Cardinal Hlth Inc
4.63
%
12/15/2020
189

 
194

 
Cardinal Hlth Inc
3.20
%
6/15/2022
8

 
7

 
Caterpillar Inc
2.60
%
6/26/2022
83

 
81

 
Caterpillar Finl Svcs Corp
1.93
%
10/1/2021
288

 
280

 
Celgene Corp
3.63
%
5/15/2024
258

 
252

 
Cenovus Energy Inc
4.25
%
4/15/2027
61

 
56

 
Charter Comms Operating Llc Cap
4.91
%
7/23/2025
803

 
816

 
Chevron Corp
2.36
%
12/5/2022
212

 
206

 
Chevron Corp
3.19
%
6/24/2023
136

 
136

 
Cintas Corp No 2
3.70
%
4/1/2027
189

 
187

 
Cisco Systems Inc
3.00
%
6/15/2022
136

 
136

 
Cisco Systems Inc
1.85
%
9/20/2021
114

 
111

 
Coca Cola Co
3.15
%
11/15/2020
189

 
191

 
Comcast Corp
3.60
%
3/1/2024
462

 
469

 
Comcast Corp
3.00
%
2/1/2024
364

 
359

 
Comcast Corp
4.15
%
10/15/2028
167

 
171

 
Concho Resources Inc
3.75
%
10/1/2027
151

 
144

 
Constellation Brands Inc
4.40
%
11/15/2025
91

 
92

 
Continental Airlines Inc
4.15
%
4/11/2024
88

 
89

 
Continental Airlines Inc
4.00
%
10/29/2024
119

 
118


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

94

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
John Deere Cap Corp
2.80
%
1/27/2023
242

 
240

 
John Deere Cap Corp
2.80
%
3/6/2023
220

 
217

 
Delta Air Lines Inc
6.82
%
8/10/2022
71

 
78

 
Diamond Fin Corp 1 & 2
3.48
%
6/1/2019
727

 
727

 
Walt Disney Co
2.75
%
8/16/2021
151

 
152

 
Walt Disney Co
1.85
%
7/30/2026
204

 
183

 
Discovery Comm Llc
5.63
%
8/15/2019
61

 
63

 
Discovery Comm Llc
3.95
%
3/20/2028
189

 
178

 
Discovery Comm Llc
3.50
%
6/15/2022
280

 
277

 
Discovery Comm Llc
3.95
%
6/15/2025
189

 
182

 
Dollar Tree Inc
3.70
%
5/15/2023
227

 
224

 
Dominion Gas Hldgs Llc
3.55
%
11/1/2023
98

 
99

 
Dow Chemical Co
3.00
%
11/15/2022
417

 
406

 
Eog Resources Inc
4.10
%
2/1/2021
182

 
188

 
Eog Resources Inc
3.15
%
4/1/2025
53

 
52

 
Eastman Chemical Co
3.80
%
3/15/2025
264

 
257

 
Ecolab Inc
4.35
%
12/8/2021
168

 
173

 
Enterprise Products Operating Llc
3.35
%
3/15/2023
576

 
573

 
Express Scripts Hldg Co
4.50
%
2/25/2026
121

 
125

 
Exxon Mobil Corp
2.71
%
3/6/2025
515

 
503

 
Exxon Mobil Corp
2.40
%
3/6/2022
212

 
210

 
Fidelity Natl Information Svcs Inc
3.88
%
6/5/2024
58

 
58

 
Fiserv Inc
3.50
%
10/1/2022
120

 
120


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

95

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fiserv Inc
3.85
%
6/1/2025
265

 
264

 
Ford Motor Cr Co Llc
3.66
%
9/8/2024
189

 
172

 
Ford Motor Cr Co Llc
4.13
%
8/4/2025
394

 
361

 
Ford Motor Cr Co Llc
3.81
%
1/9/2024
197

 
185

 
Fortune Brands Home & Sec Inc
3.00
%
6/15/2020
159

 
158

 
General Dynamics Corp
2.25
%
11/15/2022
273

 
267

 
General Elec Co
4.65
%
10/17/2021
151

 
153

 
General Elec Co
3.15
%
9/7/2022
439

 
420

 
General Motors Fin Co Inc
4.00
%
1/15/2025
651

 
621

 
Gilead Sciences Inc
4.50
%
4/1/2021
386

 
402

 
Gilead Sciences Inc
3.50
%
2/1/2025
250

 
250

 
Glaxosmithkline Cap Inc
2.80
%
3/18/2023
38

 
38

 
Glaxosmithkline Cap Plc
2.85
%
5/8/2022
23

 
23

 
Halliburton Co
3.80
%
11/15/2025
136

 
133

 
Home Depot Inc
3.75
%
2/15/2024
1,280

 
1,327

 
Home Depot Inc
2.63
%
6/1/2022
197

 
195

 
Ingersoll Rand Global Hldg Co Ltd
4.25
%
6/15/2023
212

 
218

 
Ibm Corp
8.38
%
11/1/2019
348

 
369

 
Ibm Corp
3.63
%
2/12/2024
303

 
305

 
International Paper Co
4.75
%
2/15/2022
95

 
101

 
Johnson & Johnson
2.45
%
3/1/2026
644

 
610

 
Kinder Morgan Energy Partners Lp
4.15
%
2/1/2024
121

 
122

 
Kraft Foods Grp Inc
5.38
%
2/10/2020
277

 
289


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

96

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Kraft Heinz Foods Co
3.00
%
6/1/2026
401

 
359

 
Kroger Co
2.30
%
1/15/2019
68

 
69

 
Lyb Intl Fin Ii Bv
3.50
%
3/2/2027
76

 
70

 
Laboratory Corp Of Amer
3.60
%
2/1/2025
318

 
311

 
Laboratory Corp Of Amer
3.25
%
9/1/2024
61

 
59

 
Lockheed Martin Corp
2.90
%
3/1/2025
507

 
492

 
Lockheed Martin Corp
3.10
%
1/15/2023
242

 
244

 
Lyondellbasell Inds Nv
6.00
%
11/15/2021
386

 
411

 
Lyondellbasell Inds Nv
5.75
%
4/15/2024
250

 
271

 
Mplx Lp
4.50
%
7/15/2023
303

 
312

 
Mplx Lp
4.88
%
6/1/2025
174

 
176

 
Mplx Lp
4.00
%
3/15/2028
129

 
122

 
Marriott Intl Inc
3.13
%
6/15/2026
227

 
207

 
Mastercard Inc
3.38
%
4/1/2024
114

 
115

 
Mcdonalds Corp
2.63
%
1/15/2022
197

 
195

 
Medtronic Inc
3.50
%
3/15/2025
629

 
633

 
Merck & Co Inc
2.40
%
9/15/2022
151

 
149

 
Merck & Co Inc
3.88
%
1/15/2021
765

 
794

 
Microsoft Corp
2.40
%
8/8/2026
909

 
856

 
Mylan Inc
4.55
%
4/15/2028
591

 
556

 
Nbcuniversal Media Llc
2.88
%
1/15/2023
167

 
166

 
Newell Brands Inc
4.20
%
4/1/2026
114

 
112

 
Noble Energy Inc
4.15
%
12/15/2021
189

 
191


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

97

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Norfolk Southern Corp
5.90
%
6/15/2019
576

 
583

 
Northrop Grumman Corp
5.05
%
8/1/2019
303

 
313

 
Novartis Cap Corp
2.40
%
9/21/2022
424

 
417

 
Nutrien Ltd
3.50
%
6/1/2023
242

 
239

 
Occidental Petroleum Corp
4.10
%
2/1/2021
273

 
282

 
Occidental Petroleum Corp
2.60
%
4/15/2022
136

 
134

 
Oneok Partners Lp
8.63
%
3/1/2019
280

 
290

 
Oneok Partners Lp
3.38
%
10/1/2022
76

 
75

 
Oracle Corp
5.00
%
7/8/2019
250

 
259

 
Oracle Corp
2.95
%
5/15/2025
401

 
386

 
Oracle Corp
1.90
%
9/15/2021
151

 
148

 
Oracle Corp
2.65
%
7/15/2026
454

 
427

 
Pepsico Inc
2.75
%
3/5/2022
470

 
469

 
Pepsico Inc
3.60
%
3/1/2024
212

 
218

 
Philip Morris Intl Inc
4.50
%
3/26/2020
129

 
132

 
Philip Morris Intl Inc
2.63
%
3/6/2023
258

 
250

 
Raytheon Co
3.13
%
10/15/2020
151

 
153

 
Raytheon Co
3.15
%
12/15/2024
159

 
158

 
Republic Svcs Inc
5.50
%
9/15/2019
182

 
188

 
Rio Tinto Fin Usa Ltd
3.75
%
6/15/2025
98

 
99

 
Rock Tenn Co
4.90
%
3/1/2022
98

 
103

 
Rockwell Collins Inc
3.50
%
3/15/2027
303

 
287

 
Rogers Comm Inc
3.00
%
3/15/2023
106

 
105


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

98

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Schlumberger Investment Sa
3.65
%
12/1/2023
106

 
107

 
Shell Intl Fin Bv
4.30
%
9/22/2019
121

 
124

 
Shire Acq Investments Ireland Dac
2.88
%
9/23/2023
212

 
202

 
Jm Smucker Co
3.50
%
3/15/2025
136

 
132

 
Stryker Corp
3.38
%
5/15/2024
121

 
121

 
Stryker Corp
3.38
%
11/1/2025
106

 
103

 
Thermo Fisher Scientific Inc
3.15
%
1/15/2023
114

 
113

 
Thermo Fisher Scientific Inc
4.15
%
2/1/2024
136

 
140

 
Time Warner Inc
4.75
%
3/29/2021
295

 
306

 
Time Warner Inc
3.55
%
6/1/2024
242

 
235

 
Total Cap Intl Sa
2.70
%
1/25/2023
129

 
127

 
21St Century Fox Amer Inc
3.00
%
9/15/2022
185

 
184

 
Tyson Foods Inc
3.95
%
8/15/2024
220

 
222

 
Unilever Cap Corp
4.25
%
2/10/2021
280

 
292

 
Union Pacific Corp
4.00
%
2/1/2021
356

 
368

 
United Parcel Svc Inc
3.13
%
1/15/2021
212

 
217

 
United Technologies Corp
3.10
%
6/1/2022
273

 
268

 
United Technologies Corp
4.13
%
11/16/2028
136

 
136

 
Verizon Comms Inc
3.50
%
11/1/2024
167

 
165

 
Verizon Comms Inc
3.38
%
2/15/2025
618

 
608

 
Viacom Inc
5.63
%
9/15/2019
106

 
110

 
Viacom Inc
3.13
%
6/15/2022
151

 
148

 
Viacom Inc
3.88
%
4/1/2024
106

 
105


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

99

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Waste Mgmt Inc
4.60
%
3/1/2021
121

 
127

 
Waste Mgmt Inc
2.90
%
9/15/2022
114

 
113

 
Western Gas Partners Lp
4.00
%
7/1/2022
121

 
123

 
Williams Partners Lp
4.30
%
3/4/2024
295

 
298

 
Wyeth Llc
6.45
%
2/1/2024
197

 
231

 
Xylem Inc
4.88
%
10/1/2021
258

 
269

 
Zimmer Hldgs Inc
2.70
%
4/1/2020
197

 
196

 
Agl Cap Corp
3.50
%
9/15/2021
273

 
275

 
Ameren Illinois Co
2.70
%
9/1/2022
159

 
158

 
Appalachian Pwr Co
3.30
%
6/1/2027
76

 
73

 
Baltimore Gas & Elec Co
3.35
%
7/1/2023
129

 
131

 
Centerpoint Energy Houston Elec
2.25
%
8/1/2022
129

 
126

 
Commonwealth Edison Co
2.95
%
8/15/2027
212

 
206

 
Duke Energy In Inc
3.75
%
7/15/2020
151

 
156

 
Duke Energy Carolinas Llc
2.95
%
12/1/2026
220

 
211

 
Emera Us Fin Lp
3.55
%
6/15/2026
167

 
158

 
Entergy Corp
5.13
%
9/15/2020
295

 
306

 
Entergy Louisiana Llc
2.40
%
10/1/2026
114

 
105

 
Florida Pwr & Lt Co
2.75
%
6/1/2023
45

 
45

 
Fortis Inc
3.06
%
10/4/2026
98

 
91

 
Georgia Pwr Co
2.85
%
5/15/2022
265

 
261

 
Lg&E & Ku Energy Llc
3.75
%
11/15/2020
151

 
153

 
National Rural Utils Coop Fin Corp
2.30
%
11/15/2019
204

 
204


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

100

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Northern States Pwr Co Mn
2.20
%
8/15/2020
159

 
158

 
Oncor Elec Delivery Co Llc
2.95
%
4/1/2025
182

 
178

 
Pseg Pwr Llc
3.00
%
6/15/2021
273

 
269

 
Pacific Gas & Elec Co
3.85
%
11/15/2023
356

 
320

 
Pacific Gas & Elec Co
3.40
%
8/15/2024
265

 
233

 
Progress Energy Inc
4.88
%
12/1/2019
379

 
385

 
Public Svc Co Of Colorado
2.50
%
3/15/2023
15

 
15

 
Public Svc Elec & Gas Co
2.25
%
9/15/2026
38

 
35

 
Puget Energy Inc
3.65
%
5/15/2025
129

 
126

 
San Diego Gas & Elec Co
3.60
%
9/1/2023
182

 
185

 
Sempra Energy
3.40
%
2/1/2028
220

 
204

 
Southern Ca Edison Co
3.50
%
10/1/2023
295

 
297

 
Hydro Quebec
8.05
%
7/7/2024
106

 
136

 
Quebec Province Of
7.50
%
7/15/2023
98

 
120

 
Quebec Province Of
7.13
%
2/9/2024
432

 
526

 
Ca St
6.20
%
3/1/2019
644

 
660

 
Sutter Health
3.70
%
8/15/2028
439

 
447

 
University Ca
3.06
%
7/1/2025
719

 
722

 
America Movil Sab De Cv
5.00
%
3/30/2020
454

 
468

 
Chile Rep Of
3.25
%
9/14/2021
235

 
237

 
Colombia Rep Of
4.00
%
2/26/2024
303

 
304

 
Ecopetrol Sa
4.13
%
1/16/2025
68

 
66

 
Export Import Bk Of Korea
4.38
%
9/15/2021
394

 
410


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

101

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Indonesia Rep Of
3.50
%
1/11/2028
303

 
285

 
Israel St Of
4.00
%
6/30/2022
303

 
310

 
Petroleos Mexicanos
3.50
%
1/30/2023
121

 
111

 
Petroleos Mexicanos
6.50
%
3/13/2027
303

 
291

 
Mexico United Mexican States
3.63
%
3/15/2022
409

 
409

 
Mexico United Mexican States
4.00
%
10/2/2023
145

 
146

 
Cash
 
 

 
3,237

 
       Total Prudential GA-62194
 
 
 
 
$
384,349

 
 
 
 
 
 
 
 
American General Life Contract No. 725840
 
 
 
 
 
 
Vm Cash Fut Dom Rdr Usd
2.30
%
12/31/2060
241

 
$
241

 
Wells Fargo Bank Na Sr Unsec Frn
2.94
%
3/25/2020
985

 
980

 
U S Treasury Note
2.88
%
11/15/2021
2,272

 
2,298

 
U S Treasury Note
2.50
%
3/31/2023
14,314

 
14,319

 
U S Treasury Note
2.00
%
1/31/2020
30,294

 
30,099

 
Societe Generale Sr Unsec 144A
2.63
%
9/16/2020
1,666

 
1,647

 
Slma 2006-6 A3 3Mlib+11Bp
2.60
%
10/27/2025
179

 
179

 
Slma 2005-9 A6 3Mlib+55Bp
3.04
%
10/26/2026
213

 
213

 
Ppl Wem Holdings Plc Sr Unsec 144A
5.38
%
5/1/2021
682

 
704

 
Mizuho Bank Ltd
2.40
%
3/26/2020
227

 
225

 
Massmutual Global Fundin Sec 144A
2.00
%
4/15/2021
1,250

 
1,217

 
Goldman Sachs Group Inc Sr Unsec
3.50
%
1/23/2025
3,787

 
3,592

 
General Motors Finl Co Sr Unsec
2.35
%
10/4/2019
303

 
300


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

102

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma Pass Thru 20Yr #Ae0787
5.50
%
5/1/2028
72

 
76

 
Fnma Pass Thru 30Yr #940765
5.50
%
6/1/2037
96

 
103

 
Fnma Pass Thru 30Yr #802316
5.50
%
11/1/2034
16

 
17

 
Fn Arm 793029 Us0006M+158.2 10.869
4.15
%
7/1/2034
324

 
335

 
Fnma Pass Thru 30Yr #756202
5.50
%
12/1/2033
14

 
15

 
Fnma Pass Thru 30Yr #Al7579
5.50
%
2/1/2042
162

 
175

 
Fnma Pass Thru 30Yr #357908
5.50
%
7/1/2035
15

 
16

 
Fnma Pass Thru 20Yr #257047
5.50
%
1/1/2028
52

 
55

 
Fnma Nt (3.5Mmm)
1.75
%
11/26/2019
6,816

 
6,762

 
American Tower Corp Sr Unsec
5.90
%
11/1/2021
454

 
480

 
U S Treasury Repo
3.10
%
1/3/2019
21,206

 
21,206

 
Wells Fargo & Company Sr Unsec
3.60
%
1/24/2023
1,136

 
1,126

 
Verizon**Exchange**
3.38
%
2/15/2025
1,590

 
1,545

 
U S Treasury Note
2.88
%
11/30/2023
2,954

 
3,006

 
Smbc Aviation Capital Fi Sr Unsec 144A
4.13
%
7/15/2023
757

 
761

 
Slma 2006-8 A5 3Mlib+11Bp
2.60
%
1/27/2025
1,137

 
1,133

 
Ny St Urban Dev-B
2.10
%
3/15/2022
2,484

 
2,451

 
Kinder Morgan Ener Part Sr Unsec
4.25
%
9/1/2024
1,288

 
1,281

 
Ing Bank Nv Covered Sec 144A
2.63
%
12/5/2022
1,022

 
1,007

 
Fed Home Ln Mtge Glbl Nt (6Mmm)
1.25
%
10/2/2019
6,816

 
6,746

 
Electricite De France Nt 144A
6.50
%
1/26/2019
1,288

 
1,292

 
Gnma Ii Tba 5.0% Feb 30Yr Jmbo
5.00
%
2/21/2049
3,787

 
3,938

 
Commonwealth Bank Aust 144A
1.75
%
11/7/2019
1,666

 
1,649


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

103

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Barclays Plc Sr Unsec
3.20
%
8/10/2021
1,060

 
1,031

 
Bank Of America Corp Sr Unsec
3.54
%
3/5/2024
1,590

 
1,546

 
Bpce Sa Sr Unsec Mtn
2.50
%
7/15/2019
303

 
302

 
Aviation Capital Group Nt 144A
7.13
%
10/15/2020
1,136

 
1,195

 
Fnma Tba 3.5% Feb 15Yr
3.50
%
2/19/2034
4,468

 
4,520

 
Fin Fut Us Ultra 30Yr Cbt 03/20/19
6.00
%
3/21/2019
(2,499
)
 
(4,015
)
 
U S Treasury Repo
2.95
%
1/2/2019
21,206

 
21,206

 
Irs Usd 1.75000 12/21/16-10Y Cme
1.75
%
12/21/2026
(11,739
)
 
780

 
Verizon**Exchange**
3.50
%
11/1/2024
1,136

 
1,122

 
Synchrony Financial Sr Unsec
3.81
%
2/3/2020
1,515

 
1,514

 
Svenska Handelsbanken Ab Unsec
2.40
%
10/1/2020
1,893

 
1,865

 
Port Seattle-Txbl-B1
7.00
%
5/1/2019
1,515

 
1,536

 
Nissan Motor Acceptance Sr Unsec 144A
2.25
%
1/13/2020
1,515

 
1,493

 
New York Life Global Fdg 144A
1.95
%
2/11/2020
1,590

 
1,573

 
National Rural Util Coop Sr Unsec
3.18
%
6/30/2021
1,060

 
1,053

 
Jackson Natl Life Global Sec 144A
2.25
%
4/29/2021
379

 
370

 
General Electric Co Sr Unsec
2.70
%
10/9/2022
2,802

 
2,603

 
Fnma Pass Thru 30Yr #808040
5.50
%
2/1/2035
322

 
346

 
Fed Home Ln Mtge Glbl Nt (2.5Mmm)
1.63
%
9/29/2020
1,666

 
1,640

 
Fhlmc Gold 30Yr #Q3-7305
3.00
%
11/1/2045
2,278

 
2,225

 
Fed Home Ln Bk Bd (1.331Mmm)
3.38
%
12/8/2023
1,288

 
1,328

 
Gnma Ii Tba 4.0% Jan 30Yr Jmbo
4.00
%
1/23/2049
6,135

 
6,282

 
Fnma Tba 4.0% Jan 30Yr
4.00
%
1/14/2049
19,918

 
20,306


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

104

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma Tba 3.0% Feb 15Yr
3.00
%
2/19/2034
3,484

 
3,473

 
Vm Cash Ccp Cme Rdr Usd
0.01
%
12/31/2060
27

 
27

 
Univ Of Pittsburgh Pa
2.32
%
9/15/2021
1,742

 
1,727

 
U S Treasury Note
1.88
%
4/30/2022
281

 
276

 
U S Treasury Note
1.88
%
4/30/2022
628

 
616

 
Toronto-Dominion Bank Sec 144A
2.25
%
3/15/2021
1,060

 
1,046

 
Sprint Spectrum / Spec I Sec 144A
3.36
%
3/20/2023
885

 
876

 
Seven & I Holdings Sr Unsec 144A
3.35
%
9/17/2021
757

 
759

 
Slclt 2007-1 A4 3Mlib+6Bp
2.68
%
5/15/2029
914

 
905

 
Royal Bank Of Canada Covered
2.20
%
9/23/2019
757

 
753

 
Reynolds American Inc Sr Unsec
3.25
%
6/12/2020
379

 
376

 
Cooperatieve Rabobank Ua Sr Unsec 144A
3.88
%
9/26/2023
3,938

 
3,954

 
National Australia Bk/Ny Sr Unsec
1.88
%
7/12/2021
2,045

 
1,969

 
Hsbc Holdings Plc Sr Unsec
4.58
%
6/19/2029
2,878

 
2,856

 
Guardian Life Glob Sec 144A
2.00
%
4/26/2021
1,515

 
1,477

 
Fnma Pass Thru 20Yr #255075
5.50
%
2/1/2024
302

 
320

 
Fnma Nt (3Mmm)
2.00
%
1/5/2022
5,377

 
5,300

 
Energy Transfer Operatng Sr Unsec
4.15
%
10/1/2020
866

 
872

 
Caterpillar Finl Service Sr Unsec Mtn
1.90
%
3/22/2019
1,136

 
1,134

 
Sky Plc Sr Unsec 144A
2.63
%
9/16/2019
409

 
406

 
Bp Cap Markets America Sr Unsec
4.74
%
3/11/2021
1,893

 
1,953

 
Banque Fed Cred Mutuel Sr Unsec 144A
2.00
%
4/12/2019
757

 
755

 
Bank Of America Corp Sr Unsec
3.42
%
12/20/2028
1,364

 
1,276


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

105

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cash Collateral Cme Rdr Usd
2.30
%
12/31/2060
33

 
33

*
Collective Us Govt Stif 15 Bps
%
12/1/2030
395

 
395

 
Wells Fargo & Company Sr Unsec
3.55
%
9/29/2025
1,288

 
1,249

 
U S Treasury Note
1.75
%
3/31/2022
2,272

 
2,222

 
Tech Data Corp Sr Unsec
3.70
%
2/15/2022
682

 
669

 
Nissan Motor Acceptance Sr Unsec 144A
2.15
%
9/28/2020
303

 
294

 
New York Life Global Fdg Sec 144A
2.00
%
4/13/2021
303

 
295

 
Met Trn Auth-A2-Babs
5.36
%
11/15/2023
454

 
501

 
Industry Pub Facs-A
4.34
%
7/1/2024
757

 
801

 
Fnma Pass Thru 30Yr #Ad0963
5.50
%
9/1/2038
80

 
85

 
Fnma Pass Thru 20Yr #888843
5.50
%
3/1/2027
74

 
79

 
Fnma Pass Thru 30Yr #817640
5.50
%
11/1/2035
120

 
127

 
Fnma Pass Thru 20Yr #Al6938
5.50
%
4/1/2030
149

 
157

 
Fnma Nt (3Mmm)
1.50
%
2/28/2020
4,544

 
4,493

 
Deutsche Bank Ny Sr Unsec
4.25
%
10/14/2021
1,060

 
1,037

 
Aig Inc
6.40
%
12/15/2020
833

 
880

 
Fnma Tba 4.0% Feb 30Yr
4.00
%
2/13/2049
3,787

 
3,857

 
Fnma Tba 3.0% Feb 30Yr
3.00
%
2/13/2049
1,515

 
1,476

 
U S Treasury Repo
3.10
%
1/3/2019
76

 
76

 
Fin Fut Us 5Yr Cbt 03/29/19
6.00
%
3/30/2019
4,696

 
5,385

 
Fin Fut Euro$ Cme (Wht) 12/16/19
%
12/17/2019
269,618

 
262,473

 
Ut St-Babs-B
3.54
%
7/1/2025
1,553

 
1,591

 
U S Treasury Note
2.13
%
12/31/2021
2,121

 
2,100


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

106

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Telstra Corp Ltd Nt 144A
4.80
%
10/12/2021
227

 
236

 
Sumitomo Mitsui Finl Grp Frn Sr Unsec
4.45
%
3/9/2021
530

 
541

 
Slma 2007-1 A5 3Mlib+9
2.58
%
1/26/2026
330

 
329

 
Slma 2005-7 A4 3Mlib+15Bp
2.64
%
10/25/2029
1,091

 
1,086

 
Slma 2005-3 A5
2.58
%
10/25/2024
238

 
237

 
Lloyds Bank Plc Sr Unsec
2.70
%
8/17/2020
530

 
524

 
Fnma Pass Thru 20Yr #Ad0912
5.50
%
4/1/2029
179

 
190

 
Fnma Pass Thru 30Yr #849299
5.50
%
1/1/2036
275

 
297

 
Fnma Pass Thru 30Yr #831356
5.50
%
3/1/2036
143

 
154

 
Fh Arm 1Q1534 H15T1Y+223.3 10.162
4.16
%
6/1/2037
473

 
501

 
Fhlmc Gold 30Yr Gnt #G0-8693
3.50
%
3/1/2046
99

 
99

 
Fhlmc Gold 30Yr Gnt #G0-8687
3.50
%
1/1/2046
4,170

 
4,185

 
European Investment Bank Sr Unsec
2.00
%
3/15/2021
1,704

 
1,684

 
Cvs Health Corp Sr Unsec
4.10
%
3/25/2025
1,212

 
1,201

 
Bnp Paribas Sr Unsec 144A
2.95
%
5/23/2022
909

 
877

 
Bank Of Nova Scotia Sec
1.88
%
4/26/2021
3,332

 
3,255

 
Fin Fut Us 10Yr Cbt 03/20/19
6.00
%
3/21/2019
2,651

 
3,234

 
Irs Usd 3.00000 12/19/18-10Y Cme
3.00
%
12/19/2028
(1,363
)
 
(32
)
 
Ubs Ag Stamford Ct Sr Unsec
2.35
%
3/26/2020
303

 
300

 
Santander Uk Group Hldgs Sr Unsec
2.88
%
8/5/2021
1,590

 
1,536

 
Oracle Corp Sr Unsec
2.95
%
11/15/2024
1,515

 
1,476

 
Morgan Stanley Sr Unsec
3.65
%
1/20/2022
985

 
982

 
Lloyds Banking Group Plc Sr Unsec
3.59
%
6/21/2021
379

 
375


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

107

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Lloyds Banking Group Plc Sr Unsec
2.91
%
11/7/2023
1,060

 
1,005

 
Kfw Sr Unsec
1.50
%
2/6/2019
1,098

 
1,097

 
Jpmorgan Chase & Co Sr Unsec
3.13
%
1/23/2025
4,696

 
4,477

 
Ford Motor Credit Co Llc Sr Unsec
3.20
%
1/15/2021
757

 
735

 
Fnma Pass Thru 30Yr #995759
5.50
%
11/1/2038
565

 
603

 
Fnma Pass Thru 30Yr #865433
5.50
%
2/1/2036
8

 
8

 
Fnma Pass Thru 30Yr #Au5386
3.00
%
6/1/2043
3,516

 
3,456

 
Fnma Pass Thru 20Yr #310164
5.50
%
1/1/2026
183

 
193

 
Fnma Pass Thru 20Yr #256600
5.50
%
2/1/2027
1

 
1

 
Fhlmc Gold 30Yr Gnt #G0-8823
3.50
%
7/1/2048
3,437

 
3,437

 
Enterprise Products Oper Co Gtd
6.50
%
1/31/2019
606

 
607

 
Dominion Energy Gas Hldg Llc Sr Unsec
2.80
%
11/15/2020
1,022

 
1,008

 
Daimler Finance Na Llc Sr Unsec 144A
1.50
%
7/5/2019
1,590

 
1,575

 
Arrow Electronics Inc Sr Unsec
3.25
%
9/8/2024
757

 
706

 
American Honda Finance Sr Unsec
2.93
%
11/5/2021
757

 
747

 
At&T Inc Sr Unsec
3.40
%
5/15/2025
1,288

 
1,214

 
Cash Collateral Fut Rdr Usd
2.30
%
12/31/2060
98

 
98

 
U S Treasury Note
1.13
%
1/31/2019
27,340

 
27,315

 
Ubs Group Funding Switze Sr Unsec 144A
2.86
%
8/15/2023
2,651

 
2,551

 
Toronto-Dominion Bank Sr Unsec
2.13
%
4/7/2021
1,060

 
1,038

 
Slma 2006-5 A5 3Mlib+11Bp
2.60
%
1/25/2027
228

 
228

 
Slma 2005-8 A4 3Mlib
3.04
%
1/25/2028
1,600

 
1,601

 
Royal Bank Of Canada
1.88
%
2/5/2020
1,666

 
1,649


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

108

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Nys Twy-Txb-B-Babs
5.45
%
4/1/2025
1,288

 
1,431

 
Iberdrola Fin Ireland Co Gtd 144A
5.00
%
9/11/2019
759

 
766

 
Ford Motor Credit Co Llc Sr Unsec
2.60
%
11/4/2019
1,363

 
1,348

 
Fnma Pass Thru 30Yr #889561
5.50
%
6/1/2038
190

 
203

 
Fnma Pass Thru 30Yr #804303
5.50
%
11/1/2034
7

 
8

 
Fnma Pass Thru 30Yr #As0924
5.00
%
11/1/2043
1,735

 
1,823

 
Fhlmc Gold 30Yr Gnt #G6-1040
3.50
%
6/1/2047
10,484

 
10,502

 
Electricite De France Sr Unsec 144A
2.15
%
1/22/2019
454

 
454

 
Cobb-Marietta Coliseu
2.55
%
7/1/2021
947

 
943

 
Bpce Sa Sr Unsec
2.25
%
1/27/2020
682

 
673

 
Bmw Us Capital Llc Sr Unsec 144A
2.98
%
8/14/2020
985

 
977

 
Interest And Dividends Accrued / Receivable
 
 
 
 
1,645

 
Net Money Market Futures (Due To) / Due From Broker
 
 
 
 
(262,473
)
 
Net Bond/Stock Equivalent Futures (Due To) / Due From Broker
 
 
 
 
(4,604
)
 
Net Unsettled Trades (Due To) / Due From Broker (Including Currency)
 
 
 
 
(64,551
)
 
Broker Cash Collateral Received
 
 
 
 
(280
)
 
Centrally Cleared Swaps (Due To) / Due From Broker
 
 
 
 
(752
)
 
        Total American General Life Contract No. 725840
 
 
598,589

 
$
273,120

 
 
 
 
 
 
 
 
Royal Bank of Canada Contract No. Citigroup01
 
 
 
 
 
 
Vm Cash Fut Dom Rdr Usd
2.30
%
12/31/2060
241

 
$
241

 
Wells Fargo Bank Na Sr Unsec Frn
2.94
%
3/25/2020
985

 
980

 
U S Treasury Note
2.88
%
11/15/2021
2,272

 
2,298


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

109

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
U S Treasury Note
2.50
%
3/31/2023
14,314

 
14,319

 
U S Treasury Note
2.00
%
1/31/2020
30,294

 
30,099

 
Societe Generale Sr Unsec 144A
2.63
%
9/16/2020
1,666

 
1,647

 
Slma 2006-6 A3 3Mlib+11Bp
2.60
%
10/27/2025
179

 
179

 
Slma 2005-9 A6 3Mlib+55Bp
3.04
%
10/26/2026
213

 
213

 
Ppl Wem Holdings Plc Sr Unsec 144A
5.38
%
5/1/2021
682

 
704

 
Mizuho Bank Ltd
2.40
%
3/26/2020
227

 
225

 
Massmutual Global Fundin Sec 144A
2.00
%
4/15/2021
1,250

 
1,217

 
Goldman Sachs Group Inc Sr Unsec
3.50
%
1/23/2025
3,787

 
3,592

 
General Motors Finl Co Sr Unsec
2.35
%
10/4/2019
303

 
300

 
Fnma Pass Thru 20Yr #Ae0787
5.50
%
5/1/2028
72

 
76

 
Fnma Pass Thru 30Yr #940765
5.50
%
6/1/2037
96

 
103

 
Fnma Pass Thru 30Yr #802316
5.50
%
11/1/2034
16

 
17

 
Fn Arm 793029 Us0006M+158.2 10.869
4.15
%
7/1/2034
324

 
335

 
Fnma Pass Thru 30Yr #756202
5.50
%
12/1/2033
14

 
15

 
Fnma Pass Thru 30Yr #Al7579
5.50
%
2/1/2042
162

 
175

 
Fnma Pass Thru 30Yr #357908
5.50
%
7/1/2035
15

 
16

 
Fnma Pass Thru 20Yr #257047
5.50
%
1/1/2028
52

 
55

 
Fnma Nt (3.5Mmm)
1.75
%
11/26/2019
6,816

 
6,762

 
American Tower Corp Sr Unsec
5.90
%
11/1/2021
454

 
480

 
U S Treasury Repo
3.10
%
1/3/2019
21,206

 
21,206

 
Wells Fargo & Company Sr Unsec
3.60
%
1/24/2023
1,136

 
1,126

 
Verizon**Exchange**
3.38
%
2/15/2025
1,590

 
1,545


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

110

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
U S Treasury Note
2.88
%
11/30/2023
2,954

 
3,006

 
Smbc Aviation Capital Fi Sr Unsec 144A
4.13
%
7/15/2023
757

 
761

 
Slma 2006-8 A5 3Mlib+11Bp
2.60
%
1/27/2025
1,137

 
1,133

 
Ny St Urban Dev-B
2.10
%
3/15/2022
2,484

 
2,451

 
Kinder Morgan Ener Part Sr Unsec
4.25
%
9/1/2024
1,288

 
1,281

 
Ing Bank Nv Covered Sec 144A
2.63
%
12/5/2022
1,022

 
1,007

 
Fed Home Ln Mtge Glbl Nt (6Mmm)
1.25
%
10/2/2019
6,816

 
6,746

 
Electricite De France Nt 144A
6.50
%
1/26/2019
1,288

 
1,292

 
Gnma Ii Tba 5.0% Feb 30Yr Jmbo
5.00
%
2/21/2049
3,787

 
3,938

 
Commonwealth Bank Aust 144A
1.75
%
11/7/2019
1,666

 
1,649

 
Barclays Plc Sr Unsec
3.20
%
8/10/2021
1,060

 
1,031

 
Bank Of America Corp Sr Unsec
3.54
%
3/5/2024
1,590

 
1,546

 
Bpce Sa Sr Unsec Mtn
2.50
%
7/15/2019
303

 
302

 
Aviation Capital Group Nt 144A
7.13
%
10/15/2020
1,136

 
1,195

 
Fnma Tba 3.5% Feb 15Yr
3.50
%
2/19/2034
4,468

 
4,520

 
Fin Fut Us Ultra 30Yr Cbt 03/20/19
6.00
%
3/21/2019
(2,499
)
 
(4,015
)
 
U S Treasury Repo
2.95
%
1/2/2019
21,206

 
21,206

 
Irs Usd 1.75000 12/21/16-10Y Cme
1.75
%
12/21/2026
(11,739
)
 
780

 
Verizon**Exchange**
3.50
%
11/1/2024
1,136

 
1,122

 
Synchrony Financial Sr Unsec
3.81
%
2/3/2020
1,515

 
1,514

 
Svenska Handelsbanken Ab Unsec
2.40
%
10/1/2020
1,893

 
1,865

 
Port Seattle-Txbl-B1
7.00
%
5/1/2019
1,515

 
1,536

 
Nissan Motor Acceptance Sr Unsec 144A
2.25
%
1/13/2020
1,515

 
1,493


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

111

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
New York Life Global Fdg 144A
1.95
%
2/11/2020
1,590

 
1,573

 
National Rural Util Coop Sr Unsec
3.18
%
6/30/2021
1,060

 
1,053

 
Jackson Natl Life Global Sec 144A
2.25
%
4/29/2021
379

 
370

 
General Electric Co Sr Unsec
2.70
%
10/9/2022
2,802

 
2,603

 
Fnma Pass Thru 30Yr #808040
5.50
%
2/1/2035
322

 
346

 
Fed Home Ln Mtge Glbl Nt (2.5Mmm)
1.63
%
9/29/2020
1,666

 
1,640

 
Fhlmc Gold 30Yr #Q3-7305
3.00
%
11/1/2045
2,278

 
2,225

 
Fed Home Ln Bk Bd (1.331Mmm)
3.38
%
12/8/2023
1,288

 
1,328

 
Gnma Ii Tba 4.0% Jan 30Yr Jmbo
4.00
%
1/23/2049
6,135

 
6,282

 
Fnma Tba 4.0% Jan 30Yr
4.00
%
1/14/2049
19,918

 
20,306

 
Fnma Tba 3.0% Feb 15Yr
3.00
%
2/19/2034
3,484

 
3,473

 
Vm Cash Ccp Cme Rdr Usd
0.01
%
12/31/2060
27

 
27

 
Univ Of Pittsburgh Pa
2.32
%
9/15/2021
1,742

 
1,727

 
U S Treasury Note
1.88
%
4/30/2022
281

 
276

 
U S Treasury Note
1.88
%
4/30/2022
628

 
616

 
Toronto-Dominion Bank Sec 144A
2.25
%
3/15/2021
1,060

 
1,046

 
Sprint Spectrum / Spec I Sec 144A
3.36
%
3/20/2023
885

 
876

 
Seven & I Holdings Sr Unsec 144A
3.35
%
9/17/2021
757

 
759

 
Slclt 2007-1 A4 3Mlib+6Bp
2.68
%
5/15/2029
914

 
905

 
Royal Bank Of Canada Covered
2.20
%
9/23/2019
757

 
753

 
Reynolds American Inc Sr Unsec
3.25
%
6/12/2020
379

 
376

 
Cooperatieve Rabobank Ua Sr Unsec 144A
3.88
%
9/26/2023
3,938

 
3,954

 
National Australia Bk/Ny Sr Unsec
1.88
%
7/12/2021
2,045

 
1,969


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

112

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Hsbc Holdings Plc Sr Unsec
4.58
%
6/19/2029
2,878

 
2,856

 
Guardian Life Glob Sec 144A
2.00
%
4/26/2021
1,515

 
1,477

 
Fnma Pass Thru 20Yr #255075
5.50
%
2/1/2024
302

 
320

 
Fnma Nt (3Mmm)
2.00
%
1/5/2022
5,377

 
5,300

 
Energy Transfer Operatng Sr Unsec
4.15
%
10/1/2020
866

 
872

 
Caterpillar Finl Service Sr Unsec Mtn
1.90
%
3/22/2019
1,136

 
1,134

 
Sky Plc Sr Unsec 144A
2.63
%
9/16/2019
409

 
406

 
Bp Cap Markets America Sr Unsec
4.74
%
3/11/2021
1,893

 
1,953

 
Banque Fed Cred Mutuel Sr Unsec 144A
2.00
%
4/12/2019
757

 
755

 
Bank Of America Corp Sr Unsec
3.42
%
12/20/2028
1,364

 
1,276

 
Cash Collateral Cme Rdr Usd
2.30
%
12/31/2060
33

 
33

*
Collective Us Govt Stif 15 Bps
%
12/1/2030
395

 
395

 
Wells Fargo & Company Sr Unsec
3.55
%
9/29/2025
1,288

 
1,249

 
U S Treasury Note
1.75
%
3/31/2022
2,272

 
2,222

 
Tech Data Corp Sr Unsec
3.70
%
2/15/2022
682

 
669

 
Nissan Motor Acceptance Sr Unsec 144A
2.15
%
9/28/2020
303

 
294

 
New York Life Global Fdg Sec 144A
2.00
%
4/13/2021
303

 
295

 
Met Trn Auth-A2-Babs
5.36
%
11/15/2023
454

 
501

 
Industry Pub Facs-A
4.34
%
7/1/2024
757

 
801

 
Fnma Pass Thru 30Yr #Ad0963
5.50
%
9/1/2038
80

 
85

 
Fnma Pass Thru 20Yr #888843
5.50
%
3/1/2027
74

 
79

 
Fnma Pass Thru 30Yr #817640
5.50
%
11/1/2035
120

 
127

 
Fnma Pass Thru 20Yr #Al6938
5.50
%
4/1/2030
149

 
157


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

113

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fnma Nt (3Mmm)
1.50
%
2/28/2020
4,544

 
4,493

 
Deutsche Bank Ny Sr Unsec
4.25
%
10/14/2021
1,060

 
1,037

 
Aig Inc
6.40
%
12/15/2020
833

 
880

 
Fnma Tba 4.0% Feb 30Yr
4.00
%
2/13/2049
3,787

 
3,857

 
Fnma Tba 3.0% Feb 30Yr
3.00
%
2/13/2049
1,515

 
1,476

 
U S Treasury Repo
3.10
%
1/3/2019
76

 
76

 
Fin Fut Us 5Yr Cbt 03/29/19
6.00
%
3/30/2019
4,696

 
5,385

 
Fin Fut Euro$ Cme (Wht) 12/16/19
%
12/17/2019
269,618

 
262,473

 
Ut St-Babs-B
3.54
%
7/1/2025
1,553

 
1,591

 
U S Treasury Note
2.13
%
12/31/2021
2,121

 
2,100

 
Telstra Corp Ltd Nt 144A
4.80
%
10/12/2021
227

 
236

 
Sumitomo Mitsui Finl Grp Frn Sr Unsec
4.45
%
3/9/2021
530

 
541

 
Slma 2007-1 A5 3Mlib+9
2.58
%
1/26/2026
330

 
329

 
Slma 2005-7 A4 3Mlib+15Bp
2.64
%
10/25/2029
1,091

 
1,086

 
Slma 2005-3 A5
2.58
%
10/25/2024
238

 
237

 
Lloyds Bank Plc Sr Unsec
2.70
%
8/17/2020
530

 
524

 
Fnma Pass Thru 20Yr #Ad0912
5.50
%
4/1/2029
179

 
190

 
Fnma Pass Thru 30Yr #849299
5.50
%
1/1/2036
275

 
297

 
Fnma Pass Thru 30Yr #831356
5.50
%
3/1/2036
143

 
154

 
Fh Arm 1Q1534 H15T1Y+223.3 10.162
4.16
%
6/1/2037
473

 
501

 
Fhlmc Gold 30Yr Gnt #G0-8693
3.50
%
3/1/2046
99

 
99

 
Fhlmc Gold 30Yr Gnt #G0-8687
3.50
%
1/1/2046
4,170

 
4,185

 
European Investment Bank Sr Unsec
2.00
%
3/15/2021
1,704

 
1,684


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

114

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Cvs Health Corp Sr Unsec
4.10
%
3/25/2025
1,212

 
1,201

 
Bnp Paribas Sr Unsec 144A
2.95
%
5/23/2022
909

 
877

 
Bank Of Nova Scotia Sec
1.88
%
4/26/2021
3,332

 
3,255

 
Fin Fut Us 10Yr Cbt 03/20/19
6.00
%
3/21/2019
2,651

 
3,234

 
Irs Usd 3.00000 12/19/18-10Y Cme
3.00
%
12/19/2028
(1,363
)
 
(32
)
 
Ubs Ag Stamford Ct Sr Unsec
2.35
%
3/26/2020
303

 
300

 
Santander Uk Group Hldgs Sr Unsec
2.88
%
8/5/2021
1,590

 
1,536

 
Oracle Corp Sr Unsec
2.95
%
11/15/2024
1,515

 
1,476

 
Morgan Stanley Sr Unsec
3.65
%
1/20/2022
985

 
982

 
Lloyds Banking Group Plc Sr Unsec
3.59
%
6/21/2021
379

 
375

 
Lloyds Banking Group Plc Sr Unsec
2.91
%
11/7/2023
1,060

 
1,005

 
Kfw Sr Unsec
1.50
%
2/6/2019
1,098

 
1,097

 
Jpmorgan Chase & Co Sr Unsec
3.13
%
1/23/2025
4,696

 
4,477

 
Ford Motor Credit Co Llc Sr Unsec
3.20
%
1/15/2021
757

 
735

 
Fnma Pass Thru 30Yr #995759
5.50
%
11/1/2038
565

 
603

 
Fnma Pass Thru 30Yr #865433
5.50
%
2/1/2036
8

 
8

 
Fnma Pass Thru 30Yr #Au5386
3.00
%
6/1/2043
3,516

 
3,456

 
Fnma Pass Thru 20Yr #310164
5.50
%
1/1/2026
183

 
193

 
Fnma Pass Thru 20Yr #256600
5.50
%
2/1/2027
1

 
1

 
Fhlmc Gold 30Yr Gnt #G0-8823
3.50
%
7/1/2048
3,437

 
3,437

 
Enterprise Products Oper Co Gtd
6.50
%
1/31/2019
606

 
607

 
Dominion Energy Gas Hldg Llc Sr Unsec
2.80
%
11/15/2020
1,022

 
1,008

 
Daimler Finance Na Llc Sr Unsec 144A
1.50
%
7/5/2019
1,590

 
1,575


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

115

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Arrow Electronics Inc Sr Unsec
3.25
%
9/8/2024
757

 
706

 
American Honda Finance Sr Unsec
2.93
%
11/5/2021
757

 
747

 
At&T Inc Sr Unsec
3.40
%
5/15/2025
1,288

 
1,214

 
Cash Collateral Fut Rdr Usd
2.30
%
12/31/2060
98

 
98

 
U S Treasury Note
1.13
%
1/31/2019
27,340

 
27,315

 
Ubs Group Funding Switze Sr Unsec 144A
2.86
%
8/15/2023
2,651

 
2,551

 
Toronto-Dominion Bank Sr Unsec
2.13
%
4/7/2021
1,060

 
1,038

 
Slma 2006-5 A5 3Mlib+11Bp
2.60
%
1/25/2027
228

 
228

 
Slma 2005-8 A4 3Mlib
3.04
%
1/25/2028
1,600

 
1,601

 
Royal Bank Of Canada
1.88
%
2/5/2020
1,666

 
1,649

 
Nys Twy-Txb-B-Babs
5.45
%
4/1/2025
1,288

 
1,431

 
Iberdrola Fin Ireland Co Gtd 144A
5.00
%
9/11/2019
759

 
766

 
Ford Motor Credit Co Llc Sr Unsec
2.60
%
11/4/2019
1,363

 
1,348

 
Fnma Pass Thru 30Yr #889561
5.50
%
6/1/2038
190

 
203

 
Fnma Pass Thru 30Yr #804303
5.50
%
11/1/2034
7

 
8

 
Fnma Pass Thru 30Yr #As0924
5.00
%
11/1/2043
1,735

 
1,823

 
Fhlmc Gold 30Yr Gnt #G6-1040
3.50
%
6/1/2047
10,484

 
10,502

 
Electricite De France Sr Unsec 144A
2.15
%
1/22/2019
454

 
454

 
Cobb-Marietta Coliseu
2.55
%
7/1/2021
947

 
943

 
Bpce Sa Sr Unsec
2.25
%
1/27/2020
682

 
673

 
Bmw Us Capital Llc Sr Unsec 144A
2.98
%
8/14/2020
985

 
977

 
Interest And Dividends Accrued / Receivable
 
 
 
 
1,645

 
Net Money Market Futures (Due To) / Due From Broker
 
 
 
 
(262,473
)

*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

116

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Net Bond/Stock Equivalent Futures (Due To) / Due From Broker
 
 
 
 
(4,604
)
 
Net Unsettled Trades (Due To) / Due From Broker (Including Currency)
 
 
 
 
(64,551
)
 
Broker Cash Collateral Received
 
 
 
 
(280
)
 
Centrally Cleared Swaps (Due To) / Due From Broker
 
 
 
 
(752
)
 
        Total Royal Bank of Canada Contract No. Citigroup01
 
 
 
 
$
273,120

 
 
 
 
 
 
 
 
Nationwide: STA_CIT_IP_0616
 
 
 
 
 
 
Aeptc 2012-1 A2
1.98
%
6/1/2020
4,847

 
$
2,454

 
Bank 2017-Bnk4 A1
2.00
%
2/15/2022
3,181

 
2,310

 
Comm 2014-Cr14 A2
3.15
%
7/10/2023
3,749

 
1,270

 
Comet 2017-A1 A1
2.00
%
3/16/2020
3,787

 
3,749

 
Carmx 2016-2 A3
1.52
%
11/15/2019
3,635

 
1,630

 
Chait 2016-A4 A4
1.49
%
7/15/2020
6,665

 
6,524

 
Cgcmt 2016-Gc36 A1
1.61
%
6/10/2020
6,513

 
2,540

 
Duk 1.731 09/01/22
1.73
%
9/1/2022
8,331

 
8,175

 
Fnr 2011-87 Ja
3.00
%
3/25/2024
8,823

 
1,279

 
Fnr 2011-98 Ae
2.50
%
5/25/2021
12,269

 
1,221

 
Fnr 2011-132 A
3.00
%
5/25/2022
12,118

 
1,592

 
Fnr 2013-79 Va
3.50
%
9/25/2024
11,815

 
6,707

 
Fnr 2015-48 Db
3.00
%
4/25/2022
4,544

 
2,042

 
Fhr 3774 Ab
3.50
%
9/15/2020
13,981

 
681

 
Fhr 3920 Ab
3.00
%
3/15/2021
12,724

 
1,221

 
Fhr 3970 Da
3.00
%
11/15/2021
8,028

 
799


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

117

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Fhr 3979 Gd
3.00
%
9/15/2022
5,301

 
786

 
Fhr 4039 Me
2.00
%
10/15/2025
7,574

 
1,563

 
Fhr 4272 Yg
2.00
%
1/16/2024
7,574

 
1,696

 
Fhr 4297 Ca
3.00
%
5/15/2024
9,846

 
3,873

 
Fhr 4486 Jn
2.00
%
3/15/2024
4,544

 
1,873

 
Fhr 4504 Dn
3.00
%
4/15/2025
9,997

 
4,443

 
Fnr 2010-99 Dp
3.00
%
6/25/2020
23,857

 
675

 
Gnr 2010-151 Dq
4.00
%
6/22/2020
9,315

 
639

 
Gnr 2011-133 Na
3.50
%
6/20/2022
24,446

 
4,077

 
Gnr 2011-160 A
3.00
%
7/20/2020
9,846

 
769

 
Gnr 2013-41 Pa
2.50
%
7/20/2023
8,634

 
3,214

 
Gnr 2013-124 Cp
2.50
%
10/20/2023
6,438

 
1,491

 
Gnr 2014-140 Mv
4.00
%
6/21/2021
3,029

 
2,258

 
Gnr 2015-16 Gm
2.00
%
12/22/2025
9,391

 
4,170

 
Jpmbb 2015-C33 A1
1.90
%
4/15/2020
4,730

 
1,476

 
Jdot 2017-A A3
1.78
%
4/15/2020
2,802

 
2,452

 
Mbart 2018-1 A3
3.03
%
10/15/2021
3,105

 
3,112

 
Msbam 2013-C11 A2
3.09
%
4/17/2023
3,969

 
1,286

 
Narot 2016-C A3
1.18
%
2/18/2020
2,575

 
1,532

 
Ubscm 2012-C1 A3
3.40
%
3/10/2022
5,226

 
5,128

 
T 0 3/4 08/15/19
0.75
%
8/15/2019
529

 
524

 
T 1 03/15/19
1.00
%
3/15/2019
1,325

 
1,326

 
T 0 7/8 05/15/19
0.88
%
5/15/2019
1,213

 
1,207


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

118

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
T 1 11/15/19
1.00
%
11/15/2019
7,408

 
7,314

 
Woart 2016-B A3
1.30
%
7/15/2020
3,787

 
2,634

 
Wrapper
 
 
 
 
18

 
       Total Nationwide: STA_CIT_IP_0616
 
 
 
 
$
103,730

 
 
 
 
 
 
 
 
Reinsurance Group of America Contract No. RGA00084
 
 
 
 
 
 
Cash
1.83
%
 
5,459

 
$
5,459

 
Charter Communications, Inc. 4.00 09/01/2021
4.00
%
9/1/2021
1,439

 
1,449

 
General Electric Co. 4.65 10/17/2021
4.65
%
10/17/2021
2,651

 
2,684

 
Union Pacific Corp. 4.163 07/15/2022
4.16
%
7/15/2022
1,363

 
1,422

 
Cigna Corp. 4.00 02/15/2022
4.00
%
2/15/2022
2,817

 
2,889

 
Equity Residential 4.625 12/15/2021
4.63
%
12/15/2021
2,272

 
2,355

 
Twenty-First Century Fox, Inc. 4.50 02/15/2021
4.50
%
2/15/2021
682

 
711

 
Comcast Corp. 3.125 07/15/2022
3.13
%
7/15/2022
1,439

 
1,456

 
Cox Enterprises, Inc. 3.25 12/15/2022
3.25
%
12/15/2022
1,515

 
1,482

 
DowDuPont, Inc. 3.00 11/15/2022
3.00
%
11/15/2022
2,272

 
2,212

 
Macy's, Inc. 2.875 02/15/2023
2.88
%
2/15/2023
1,515

 
1,419

 
Royal Dutch Shell PLC 2.25 01/06/2023
2.25
%
1/6/2023
1,515

 
1,473

 
Wells Fargo & Co. 3.45 02/13/2023
3.45
%
2/13/2023
1,439

 
1,428

 
Dominion Energy, Inc. 2.75 03/15/2023
2.75
%
3/15/2023
1,477

 
1,452

 
Boston Properties, Inc. 3.125 09/01/2023
3.13
%
9/1/2023
2,196

 
2,145

 
JPMorgan Chase & Co. 3.375 05/01/2023
3.38
%
5/1/2023
2,272

 
2,235

 
RELX PLC 3.125 10/15/2022
3.13
%
10/15/2022
1,288

 
1,273


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

119

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Ford Motor Credit Co. LLC 4.375 08/06/2023
4.38
%
8/6/2023
3,560

 
3,434

 
Capital One Financial Corp. 3.50 06/15/2023
3.50
%
6/15/2023
1,439

 
1,415

 
Burlington Northern Santa Fe LLC 3.75 04/01/2024
3.75
%
4/1/2024
1,515

 
1,562

 
Bank of America Corp. 4.20 08/26/2024
4.20
%
8/26/2024
3,332

 
3,353

 
Kinder Morgan, Inc. 4.30 06/01/2025
4.30
%
6/1/2025
3,560

 
3,555

 
Cox Enterprises, Inc. 3.85 02/01/2025
3.85
%
2/1/2025
2,121

 
2,124

 
Allergan PLC 3.80 03/15/2025
3.80
%
3/15/2025
757

 
748

 
AT&T, Inc. 3.40 05/15/2025
3.40
%
5/15/2025
4,090

 
3,862

 
CRH PLC 3.875 05/18/2025
3.88
%
5/18/2025
1,439

 
1,390

 
Burlington Northern Santa Fe LLC 3.442 06/16/2028
3.44
%
6/16/2028
658

 
644

 
Medtronic PLC 3.50 03/15/2025
3.50
%
3/15/2025
1,515

 
1,525

 
HSBC Holdings PLC 4.25 08/18/2025
4.25
%
8/18/2025
2,878

 
2,840

 
BNP Paribas SA 4.375 09/28/2025
4.38
%
9/28/2025
2,878

 
2,830

 
Exelon Corp. 3.15 10/15/2025
3.15
%
10/15/2025
1,431

 
1,408

 
Capital One Financial Corp. 4.20 10/29/2025
4.20
%
10/29/2025
757

 
737

 
Zoetis, Inc. 4.50 11/13/2025
4.50
%
11/13/2025
1,477

 
1,525

 
ConocoPhillips 4.95 03/15/2026
4.95
%
3/15/2026
2,651

 
2,877

 
Bayerische Motoren Werke AG 2.80 04/11/2026
2.80
%
4/11/2026
1,515

 
1,398

 
BNP Paribas SA 4.375 05/12/2026
4.38
%
5/12/2026
947

 
917

 
Lloyds Banking Group PLC 4.582 12/10/2025
4.58
%
12/10/2025
2,272

 
2,158

 
Fannie Mae 4.50 08/01/2040
4.50
%
8/1/2040
4,929

 
5,184

 
Abbott Laboratories 2.90 11/30/2021
2.90
%
11/30/2021
1,439

 
1,428

 
Charter Communications, Inc. 4.908 07/23/2025
4.91
%
7/23/2025
2,045

 
2,076


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

120

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
Wells Fargo & Co. 2.15 12/06/2019
2.15
%
12/6/2019
1,893

 
1,879

 
Barclays PLC 4.337 01/10/2028
4.34
%
1/10/2028
1,515

 
1,434

 
Fannie Mae 4.00 03/01/2037
4.00
%
3/1/2037
999

 
1,034

 
U.S. Treasury Note/Bond 1.25 03/31/2019
1.25
%
3/31/2019
17,359

 
17,364

 
Fannie Mae 3.50 02/01/2037
3.50
%
2/1/2037
11,226

 
11,376

 
BNP Paribas SA 4.625 03/13/2027
4.63
%
3/13/2027
341

 
336

 
The Sherwin-Williams Co. 3.45 06/01/2027
3.45
%
6/1/2027
1,515

 
1,417

 
Fannie Mae 3.14 07/01/2047
3.14
%
7/1/2047
6,128

 
6,204

 
U.S. Treasury Note/Bond 1.25 05/31/2019
1.25
%
5/31/2019
26,909

 
26,801

 
Freddie Mac Gold 4.50 09/01/2044
4.50
%
9/1/2044
9,670

 
10,063

 
Fannie Mae 3.14 07/01/2047
3.14
%
7/1/2047
5,004

 
5,056

 
Fannie Mae 4.50 01/01/2043
4.50
%
1/1/2043
9,835

 
10,342

 
Freddie Mac 3.196 05/01/2047
3.20
%
5/1/2047
931

 
940

 
Freddie Mac Gold 4.50 07/01/2045
4.50
%
7/1/2045
7,410

 
7,788

 
Fannie Mae 4.50 06/01/2047
4.50
%
6/1/2047
10,486

 
10,911

 
Fannie Mae 3.182 06/01/2047
3.18
%
6/1/2047
4,596

 
4,649

 
Freddie Mac 3.267 07/01/2047
3.27
%
7/1/2047
1,549

 
1,568

 
Exelon Corp. 2.95 08/15/2027
2.95
%
8/15/2027
757

 
737

 
Freddie Mac Gold 4.50 04/01/2047
4.50
%
4/1/2047
8,016

 
8,337

 
Ford Credit Auto Owner Trust 2015-REV2 2.44 01/15/2027
2.44
%
1/15/2027
5,195

 
5,158

 
Fannie Mae 2.97 10/01/2047
2.95
%
10/1/2047
1,370

 
1,378

 
UnitedHealth Group, Inc. 2.95 10/15/2027
2.95
%
10/15/2027
1,515

 
1,441

 
Fannie Mae 3.093 10/01/2047
3.09
%
10/1/2047
1,402

 
1,414


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

121

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
American Express Master Trust 2.04 05/15/2023
2.04
%
5/15/2023
1,557

 
1,535

 
Toyota Auto Receivables Owner Trust 1.93 01/18/2022
1.93
%
1/18/2022
5,255

 
5,186

 
Anthem, Inc. 2.95 12/01/2022
2.95
%
12/1/2022
1,515

 
1,481

 
Freddie Mac Gold 4.50 10/01/2047
4.50
%
10/1/2047
2,017

 
2,105

 
Verizon Communications, Inc. 3.376 02/15/2025
3.38
%
2/15/2025
3,319

 
3,262

 
Freddie Mac Gold 4.00 02/01/2046
4.00
%
2/1/2046
6,864

 
7,031

 
Freddie Mac Gold 4.00 11/01/2045
4.00
%
11/1/2045
1,455

 
1,490

 
CVS Health Corp. 4.30 03/25/2028
4.30
%
3/25/2028
2,992

 
2,964

 
SLM Student Loan Trust 2.65988 01/25/2041
2.66
%
1/25/2041
5,148

 
5,021

 
Bank of America Corp. 3.004 12/20/2023
3.00
%
12/20/2023
2,505

 
2,435

 
SLM Student Loan Trust 3.11988 01/25/2040
3.12
%
1/25/2040
5,208

 
5,250

 
Freddie Mac 3.395 06/01/2048
3.40
%
6/1/2048
1,940

 
1,967

 
Bayer AG 4.375 12/15/2028
4.38
%
12/15/2028
2,196

 
2,103

 
Fannie Mae 4.50 07/01/2048
4.50
%
7/1/2048
3,277

 
3,409

 
Honda Auto Receivables Owner Trust 3.16 08/19/2024
3.16
%
8/19/2024
774

 
780

 
Fannie Mae 4.50 06/01/2048
4.50
%
6/1/2048
2,663

 
2,771

 
Fannie Mae 4.50 07/01/2048
4.50
%
7/1/2048
3,170

 
3,298

 
Fannie Mae 4.50 08/01/2048
4.50
%
8/1/2048
1,537

 
1,599

 
Fannie Mae 4.50 06/01/2048
4.50
%
6/1/2048
2,337

 
2,431

 
Comcast Corp. 3.70 04/15/2024
3.70
%
4/15/2024
795

 
807

 
Anheuser-Busch InBev SA/NV 3.65 02/01/2026
3.65
%
2/1/2026
1,477

 
1,418

 
Fannie Mae 4.50 06/01/2048
4.50
%
6/1/2048
1,594

 
1,660

 
U.S. Treasury Note/Bond 2.75 11/30/2020
2.75
%
11/30/2020
22,721

 
22,874


*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

122

CITI RETIREMENT SAVINGS PLAN FOR PUERTO RICO
Schedule H, Line 4i – Schedule of Assets (Held at End of Year)
EIN: 66-0177415 Plan No. 002
December 31, 2018

 
 
Interest
Maturity
 Number of
 Cost
 Current
 
Identity of issue
rate
date
 shares/units
 value**
 value
 
        Total Reinsurance Group of America Contract No. RGA00084
 
 
 
 
$
303,038

 
        Total synthetic GICs (including wrapper contracts)
 
 
 
 
1,707,576

 
Total investment
 
 
 
 
$
32,795,775

 
 
 
 
 
 
 
*
Loans receivables from participants
 
 
 
 
 
 
162 loans carrying an interest rate of 4.25% to 6.25% with maturity dates through 2033
 
 
 
1,099,434

 
Total
 
 
 
 
$
33,895,209



*Party-in-interest, as defined by ERISA
**The cost of participant-directed investments is not required to be disclosed
See accompanying Report of Independent Registered Public Accounting Firm

123


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the trustees (or other persons who administer the employee benefit plan) have duly caused this annual report to be signed on its behalf by the undersigned hereunto duly authorized.

Citi Retirement Savings Plan for Puerto Rico
                        

By: /s/ Sara Wechter
Sara Wechter
Global Head of Human Resources

                        


Date: June 11, 2019


124




EXHIBIT INDEX

 
 
 
Exhibit
Number
 
Description of Exhibit
 
 
 
 
 
 
______________________
* Filed herewith.


125